Constitutional Law Cases: Rehnquist Court
2000
WHITMAN, ADMINISTRATOR OF ENVIRONMENTAL PROTECTION AGENCY, et al. v. AMERICAN TRUCKING ASSOCIATIONS, INC., et al. certiorari to the united states court of appeals for the district of columbia circuit
No. 99-1257.
Argued November 7, 2000
Decided February 27, 20011
Section 109(a) of the Clean Air Act (CAA) requires the Environmental Protection Agency
(EPA) Administrator to promulgate national ambient air quality standards (NAAQS) for
each air pollutant for which "air quality criteria" have been issued under §108. Pursuant
to §109(d)(1), the Administrator in 1997 revised the ozone and particulate matter
NAAQS. Respondents in No. 99-1257, private parties and several States (hereinafter
respondents), challenged the revised NAAQS on several grounds. The District of Columbia
Circuit found that, under the Administrator's interpretation, §109(b)(1)--which instructs
the EPA to set standards "the attainment and maintenance of which ... are requisite
to protect the public health" with "an adequate margin of safety"--delegated legislative
power to the Administrator in contravention of the Federal Constitution, and it remanded
the NAAQS to the EPA. The Court of Appeals also declined to depart from its rule that
the EPA may not consider implementation costs in setting the NAAQS. And it held that,
although certain implementation provisions for the ozone NAAQS contained in Part D,
Subpart 2, of Title I of the CAA did not prevent the EPA from revising the ozone standard
and designating certain areas as "nonattainment areas," those provisions, rather than
more general provisions contained in Subpart 1, constrained the implementation of
the new ozone NAAQS. The court rejected the EPA's argument that it lacked jurisdiction
to reach the implementation question because there had been no "final" implementation
action.
Held:
1. Section 109(b) does not permit the Administrator to consider implementation costs
in setting NAAQS. Because the CAA often expressly grants the EPA the authority to
consider implementation costs, a provision for costs will not be inferred from its
ambiguous provisions. Union Elec. Co. v. EPA, 427 U. S. 246, 257, and n. 5. And since
§109(b)(1) is the engine that drives nearly all of Title I of the CAA, the textual
commitment of costs must be clear; Congress does not alter a regulatory scheme's fundamental
details in vague terms or ancillary provisions, see MCI Telecommunications Corp. v.
American Telephone & Telegraph Co., 512 U. S. 218, 231. Respondents' arguments founder
upon this principle. It is implausible that §109(b)(1)'s modest words "adequate margin"
and "requisite" give the EPA the power to determine whether implementation costs should
moderate national air quality standards. Cf. ibid. And the cost factor is both so
indirectly related to public health and so full of potential for canceling the conclusions
drawn from direct health effects that it would have been expressly mentioned in §§108
and 109 had Congress meant it to be considered. Other CAA provisions, which do require
cost data, have no bearing upon whether costs are to be taken into account in setting
the NAAQS. Because the text of §109(b)(1) in its context is clear, the canon of construing
texts to avoid serious constitutional problems is not applicable. See, e.g., Miller
v. French, 530 U. S. 327, 341. Pp. 4-11.
2. Section 109(b)(1) does not delegate legislative power to the EPA. When conferring
decisionmaking authority upon agencies, Congress must lay down an intelligible principle
to which the person or body authorized to act is directed to conform. J. W. Hampton,
Jr., & Co. v. United States, 276 U. S. 394, 409. An agency cannot cure an unlawful
delegation of legislative power by adopting in its discretion a limiting construction
of the statute. The limits that §109(b)(1) imposes on the EPA's discretion are strikingly
similar to the ones approved in, e.g., Touby v. United States, 500 U. S. 160, and
the scope of discretion that §109(b)(1) allows is well within the outer limits of
the Court's nondelegation precedents, see, e.g., Panama Refining Co. v. Ryan, 293
U. S. 388. Statutes need not provide a determinate criterion for saying how much of
a regulated harm is too much to avoid delegating legislative power. Pp. 11-15.
3. The Court of Appeals had jurisdiction to consider the implementation issue under
§307 of the CAA. The implementation policy constitutes final agency action under §307
of the CAA because it marked the consummation of the EPA's decisionmaking process,
see Bennett v. Spear, 520 U. S. 154. The decision is also ripe for review. The question
is purely one of statutory interpretation that would not benefit from further factual
development, see Ohio Forestry Assn., Inc. v. Sierra Club, 523 U. S. 726, 733; review
will not interfere with further administrative development; and the hardship on respondent
States in developing state implementation plans satisfies the CAA's special judicial-review
provision permitting preenforcement review, see id., at 737. The implementation issue
was also fairly included within the challenges to the final ozone rule that were before
the Court of Appeals, which all parties agree is final agency action ripe for review.
Pp. 16-20.
4. The implementation policy is unlawful. Under Chevron U. S. A. Inc. v. Natural
Resources Defense Council, Inc., 467 U. S. 837, if the statute resolves the question
whether Subpart 1 or Subpart 2 applies to revised ozone NAAQS, that ends the matter;
but if the statute is ambiguous, the Court must defer to a reasonable agency interpretation.
Here, the statute is ambiguous concerning the interaction between Subpart 1 and Subpart
2, but the Court cannot defer to the EPA's interpretation, which would render Subpart
2's carefully designed restrictions on EPA discretion nugatory once a new ozone NAAQS
has been promulgated. The principal distinction between the subparts is that Subpart
2 eliminates regulatory discretion allowed by Subpart 1. The EPA may not construe
the statute in a way that completely nullifies textually applicable provisions meant
to limit its discretion. In addition, although Subpart 2 was obviously written to
govern implementation for some time into the future, nothing in the EPA's interpretation
would have prevented the agency from aborting the subpart the day after it was enacted.
It is left to the EPA to develop a reasonable interpretation of the nonattainment
implementation provisions insofar as they apply to revised ozone NAAQS. Pp. 20-25.
175 F. 3d 1027 and 195 F. 3d 4, affirmed in part, reversed in part, and remanded.
Scalia, J., delivered the opinion of the Court, Parts I and IV of which were unanimous,
Part II of which was joined by Rehnquist, C. J., and Stevens, O'Connor, Kennedy, Souter,
Thomas, and Ginsburg, JJ., and Part III of which was joined by Rehnquist, C. J., and
O'Connor, Kennedy, Thomas, Ginsburg, and Breyer, JJ. Thomas, J., filed a concurring
opinion. Stevens, J., filed an opinion concurring in part and concurring in the judgment,
in which Souter, J., joined. Breyer, J., filed an opinion concurring in part and concurring
in the judgment.
CHRISTINE TODD WHITMAN, ADMINISTRATOR
OF ENVIRONMENTAL PROTECTION
AGENCY, et al., PETITIONERS
99-1257 v.
AMERICAN TRUCKING ASSOCIATIONS,
INC., et al.
AMERICAN TRUCKING ASSOCIATIONS,
INC., et al., PETITIONERS
99-1426 v.
CHRISTINE TODD WHITMAN, ADMINISTRATOR
OF ENVIRONMENTAL PROTECTION
AGENCY, et al.
on writs of certiorari to the united states court of
appeals for the district of columbia circuit
[February 27, 2001]
Justice Scalia delivered the opinion of the Court.
These cases present the following questions: (1) Whether §109(b)(1) of the Clean
Air Act (CAA) delegates legislative power to the Administrator of the Environmental
Protection Agency (EPA). (2) Whether the Administrator may consider the costs of implementation
in setting national ambient air quality standards (NAAQS) under §109(b)(1). (3) Whether
the Court of Appeals had jurisdiction to review the EPA's interpretation of Part D
of
Title I of the CAA, 42 U. S. C. §§7501-7515, with respect to implementing the revised
ozone NAAQS. (4) If
so, whether the EPA's interpretation of that part was permissible.
I
Section 109(a) of the CAA, as added, 84 Stat. 1679, and amended, 42 U. S. C. §7409(a),
requires the Administrator of the EPA to promulgate NAAQS for each air pollutant for
which "air quality criteria" have been issued under §108, 42 U. S. C. §7408. Once
a NAAQS has been promulgated, the Administrator must review the standard (and the
criteria on which it is based) "at five-year intervals" and make "such revisions ...
as may be appropriate." CAA §109(d)(1), 42 U. S. C. §7409(d)(1). These cases arose
when, on July 18, 1997, the Administrator revised the NAAQS for particulate matter
(PM) and ozone. See NAAQS for Particulate Matter, 62 Fed. Reg. 38652 (codified in
40 CFR §50.7 (1999)); NAAQS for Ozone, id., at 38856 (codified in 40 CFR §§50.9, 50.10
(1999)). American Trucking Associations, Inc., and its co-respondents in No. 99-1257--which
include, in addition to other private companies, the States of Michigan, Ohio, and
West Virginia--challenged the new standards in the Court of Appeals for the District
of Columbia Circuit, pursuant to 42 U. S. C. §7607(b)(1).
The District of Columbia Circuit accepted some of the challenges and rejected others.
It agreed with the No.
99-1257 respondents (hereinafter respondents) that §109(b)(1) delegated legislative
power to the Administrator in contravention of the United States Constitution, Art.
I, §1, because it found that the EPA had interpreted the statute to provide no "intelligible
principle" to guide the agency's exercise of authority. American Trucking Assns.,
Inc. v. EPA, 175 F. 3d 1027, 1034 (1999). The court thought, however, that the EPA
could perhaps avoid the unconstitutional delegation by adopting a restrictive construction
of §109(b)(1), so instead of declaring the section unconstitutional the court remanded
the NAAQS to the agency. Id., at 1038. (On this delegation point, Judge Tatel dissented,
finding the statute constitutional as written. Id., at 1057.) On the second issue
that the Court of Appeals addressed, it unanimously rejected respondents' argument
that the court should depart from the rule of Lead Industries Assn., Inc. v. EPA,
647 F. 2d 1130, 1148 (CADC 1980), that the EPA may not consider the cost of implementing
a NAAQS in setting the initial standard. It also rejected respondents' argument that
the implementation provisions for ozone found in Part D, Subpart 2, of Title I of
the CAA, 42 U. S. C. §§7511-7511f, were so tied to the existing ozone standard that
the EPA lacked the power to revise the standard. The court held that although Subpart
2 constrained the agency's method of implementing the new standard, 175 F. 3d, at
1050, it did not prevent the EPA from revising the standard and designating areas
of the country as "nonattainment areas," see 42 U. S. C. §7407(d)(1), by reference
to it, 175 F. 3d, at 1047-1048. On the EPA's petition for rehearing, the panel adhered
to its position on these points, and unanimously rejected the EPA's new argument that
the court lacked jurisdiction to reach the implementation question because there had
been no "final" implementation action. American Trucking Assns., Inc. v. EPA, 195
F. 3d 4 (CADC 1999). The Court of Appeals denied the EPA's suggestion for rehearing
en banc, with five judges dissenting. Id., at 13.
The Administrator and the EPA petitioned this Court for review of the first, third,
and fourth questions described in the first paragraph of this opinion. Respondents
conditionally cross-petitioned for review of the second question. We granted certiorari
on both petitions, 529 U. S. 1129 (2000); 530 U. S. 1202 (2000), and scheduled the
cases for argument in tandem. We have now consolidated the cases for purposes of decision.
II
In Lead Industries Assn., Inc. v. EPA, supra, at 1148, the District of Columbia Circuit
held that "economic considerations [may] play no part in the promulgation of ambient
air quality standards under Section 109" of the CAA. In the present cases, the court
adhered to that holding, 175 F. 3d, at 1040-1041, as it had done on many other occasions.
See, e.g., American Lung Assn. v. EPA, 134 F. 3d 388, 389 (1998); NRDC v. Administrator,
EPA, 902 F. 2d 962, 973 (1990), vacated in part on other grounds, NRDC v. EPA, 921
F. 2d 326 (CADC 1991); American Petroleum Institute v. Costle, 665 F. 2d 1176, 1185
(1981). Respondents argue that these decisions are incorrect. We disagree; and since
the first step in assessing whether a statute delegates legislative power is to determine
what authority the statute confers, we address that issue of interpretation first
and reach respondents' constitutional arguments in Part III, infra.
Section 109(b)(1) instructs the EPA to set primary ambient air quality standards
"the attainment and maintenance of which ... are requisite to protect the public health"
with "an adequate margin of safety." 42 U. S. C. §7409(b)(1). Were it not for the
hundreds of pages of briefing respondents have submitted on the issue, one would have
thought it fairly clear that this text does not permit the EPA to consider costs in
setting the standards. The language, as one scholar has noted, "is absolute." D. Currie,
Air Pollution: Federal Law and Analysis 4-15 (1981). The EPA, "based on" the information
about health effects contained in the technical "criteria" documents compiled under
§108(a)(2), 42 U. S. C. §7408(a)(2), is to identify the maximum airborne concentration
of a pollutant that the public health can tolerate, decrease the concentration to
provide an "adequate" margin of safety, and set the standard at that level. Nowhere
are the costs
of achieving such a standard made part of that initial calculation.
Against this most natural of readings, respondents make a lengthy, spirited, but
ultimately unsuccessful attack. They begin with the object of §109(b)(1)'s focus,
the "public health." When the term first appeared in federal clean air legislation--in
the Act of July 14, 1955 (1955 Act), 69 Stat. 322, which expressed "recognition of
the dangers to the public health" from air pollution--its ordinary meaning was "[t]he
health of the community." Webster's New International Dictionary 2005 (2d ed. 1950).
Respondents argue, however, that §109(b)(1), as added by the Clean Air Amendments
of 1970 (1970 Act), 84 Stat. 1676, meant to use the term's secondary meaning: "[t]he
ways and means of conserving the health of the members of a community, as by preventive
medicine, organized care of the sick, etc." Ibid. Words that can have more than one
meaning are given content, however, by their surroundings, FDA v. Brown & Williamson
Tobacco Corp., 529 U. S. 120, 132-133 (2000); Jones v. United States, 527 U. S. 373,
389 (1999), and in the context of §109(b)(1) this second definition makes no sense.
Congress could not have meant to instruct the Administrator to set NAAQS at a level
"requisite to protect" "the art and science dealing with the protection and improvement
of community health." Webster's Third New International Dictionary 1836 (1981). We
therefore revert to the primary definition of the term: the health of the public.
Even so, respondents argue, many more factors than air pollution affect public health.
In particular, the economic cost of implementing a very stringent standard might produce
health losses sufficient to offset the health gains achieved in cleaning the air--for
example, by closing down whole industries and thereby impoverishing the workers and
consumers dependent upon those industries. That is unquestionably true, and Congress
was unquestionably aware of it. Thus, Congress had commissioned in the Air Quality
Act of 1967 (1967 Act) "a detailed estimate of the cost of carrying out the provisions
of this Act; a comprehensive study of the cost of program implementation by affected
units of government; and a comprehensive study of the economic impact of air quality
standards on the Nation's industries, communities, and other contributing sources
of pollution." §2, 81 Stat. 505. The 1970 Congress, armed with the results of this
study, see The Cost of Clean Air, S. Doc. No. 91-40 (1969) (publishing the results
of the study), not only anticipated that compliance costs could injure the public
health, but provided for that precise exigency. Section 110(f)(1) of the CAA permitted
the Administrator to waive the compliance deadline for stationary sources if, inter
alia, sufficient control measures were simply unavailable and "the continued operation
of such sources is essential ... to the public health or welfare." 84 Stat. 1683 (emphasis
added). Other provisions explicitly permitted or required economic costs to be taken
into account in implementing the air quality standards. Section 111(b)(1)(B), for
example, commanded the Administrator to set "standards of performance" for certain
new sources of emissions that as specified in §111(a)(1) were to "reflec[t] the degree
of emission limitation achievable through the application of the best system of emission
reduction which (taking into account the cost of achieving such reduction) the Administrator
determines has been adequately demonstrated." Section 202(a)(2) prescribed that emissions
standards for automobiles could take effect only "after such period as the Administrator
finds necessary to permit the development and application of the requisite technology,
giving appropriate consideration to the cost of compliance within such period." 84
Stat. 1690. See also §202(b)(5)(C) (similar limitation for interim standards); §211(c)(2)
(similar limitation for fuel additives); §231(b) (similar limitation for implementation
of aircraft emission standards). Subsequent amendments to the CAA have added many
more provisions directing, in explicit language, that the Administrator consider costs
in performing various duties. See, e.g., 42 U. S. C. §7545(k)(1) (reformulate gasoline
to "require the greatest reduction in emissions ... taking into consideration the
cost of achieving such emissions reductions"); §7547(a)(3) (emission reduction for
nonroad vehicles to be set "giving appropriate consideration to the cost" of the standards).
We have therefore refused to find implicit in ambiguous sections of the CAA an authorization
to consider costs that has elsewhere, and so often, been expressly granted. See Union
Elec. Co. v. EPA, 427 U. S. 246, 257, and n. 5 (1976). Cf. General Motors Corp. v.
United States, 496 U. S. 530, 538, 541 (1990) (refusing to infer in certain provisions
of the CAA deadlines and enforcement limitations that had been expressly imposed elsewhere).
Accordingly, to prevail in their present challenge, respondents must show a textual
commitment of authority to the EPA to consider costs in setting NAAQS under §109(b)(1).
And because §109(b)(1) and the NAAQS for which it provides are the engine that drives
nearly all of Title I of the CAA, 42 U. S. C. §§7401-7515, that textual commitment
must be a clear one. Congress, we have held, does not alter the fundamental details
of a regulatory scheme in vague terms or ancillary provisions--it does not, one might
say, hide elephants in mouseholes. See MCI Telecommunications Corp. v. American Telephone
& Telegraph Co., 512 U. S. 218, 231 (1994); FDA v. Brown & Williamson Tobacco Corp.,
supra, at 159-160. Respondents' textual arguments ultimately founder upon this principle.
Their first claim is that §109(b)(1)'s terms "adequate margin" and "requisite" leave
room to pad health effects with cost concerns. Just as we found it "highly unlikely
that Congress would leave the determination of whether an industry will be entirely,
or even substantially, rate-regulated to agency discretion--and even more unlikely
that it would achieve that through such a subtle device as permission to `modify'
rate-filing requirements," MCI Telecommunications Corp. v. American Telephone & Telegraph
Co., supra, at 231, so also we find it implausible that Congress would give to the
EPA through these modest words the power to determine whether implementation costs
should moderate national air quality standards. Accord Christensen v. Harris County,
529 U. S. 576, 590, n. (2000) (Scalia, J., concurring in part and concurring in judgment)
("The implausibility of Congress's leaving a highly significant issue unaddressed
(and thus `delegating' its resolution to the administering agency) is assuredly one
of the factors to be considered in determining whether there is ambiguity" (emphasis
deleted)).1
The same defect inheres in respondents' next two arguments: that while the Administrator's
judgment about what is requisite to protect the public health must be "based on [the]
criteria" documents developed under §108(a)(2), see §109(b)(1), it need not be based
solely on those criteria; and that those criteria themselves, while they must include
"effects on public health or welfare which may be expected from the presence of such
pollutant in the ambient air," are not necessarily limited to those effects. Even
if we were to concede those premises, we still would not conclude that one of the
unenumerated factors that the agency can consider in developing and applying the criteria
is cost of implementation. That factor is both so indirectly related to public health
and so full of potential for canceling the conclusions drawn from direct health effects
that it would surely have been expressly mentioned in §§108 and 109 had Congress meant
it to be considered. Yet while those provisions describe in detail how the health
effects of pollutants in the ambient air are to be calculated and given effect, see
§108(a)(2), they say not a word about costs.
Respondents point, finally, to a number of provisions in the CAA that do require
attainment cost data to be generated. Section 108(b)(1), for example, instructs the
Administrator to "issue to the States," simultaneously with the criteria documents,
"information on air pollution control techniques, which information shall include
data relating to the cost of installation and operation." 42 U. S. C. §7408(b)(l).
And §109(d)(2)(C)(iv) requires the Clean Air Scientific Advisory Committee to "advise
the Administrator of any adverse public health, welfare, social, economic, or energy
effects which may result from various strategies for attainment and maintenance" of
NAAQS.2 42 U. S. C. §7409(d)(2)(C)(iv). Respondents argue that these provisions make
no sense unless costs are to be considered in setting the NAAQS. That is not so. These
provisions enable the Administrator to assist the States in carrying out their statutory
role as primary implementers of the NAAQS. It is to the States that the Act assigns
initial and primary responsibility for deciding what emissions reductions will be
required from which sources. See 42 U. S. C. §§7407(a), 7410 (giving States the duty
of developing implementation plans). It would be impossible to perform that task intelligently
without considering which abatement technologies are most efficient, and most economically
feasible--which is why we have said that "the most important forum for consideration
of claims of economic and technological infeasibility is before the state agency formulating
the implementation plan," Union Elec. Co. v. EPA, 427 U. S., at 266. Thus, federal
clean air legislation has, from the very beginning, directed federal agencies to develop
and transmit implementation data, including cost data, to the States. See 1955 Act,
§2(b), 69 Stat. 322; Clean Air Act of 1963, amending §§3(a), (b) of the CAA, 77 Stat.
394; 1967 Act, §§103(a)-(d), 104, 107(c), 81 Stat. 486-488. That Congress chose to
carry forward this research program to assist States in choosing the means through
which they would implement the standards is perfectly sensible, and has no bearing
upon whether cost considerations are to be taken into account in formulating the standards.3
It should be clear from what we have said that the canon requiring texts to be so
construed as to avoid serious constitutional problems has no application here. No
matter how severe the constitutional doubt, courts may choose only between reasonably
available interpretations of a text. See, e.g., Miller v. French, 530 U. S. 327, 341
(2000); Pennsylvania Dept. of Corrections v. Yeskey, 524 U. S. 206, 212 (1998). The
text of §109(b), interpreted in its statutory and historical context and with appreciation
for its importance to the CAA as a whole, unambiguously bars cost considerations from
the NAAQS-setting process, and thus ends the matter for us as well as the EPA.4 We
therefore affirm the judgment of the Court of Appeals on this point.
III
Section 109(b)(1) of the CAA instructs the EPA to set "ambient air quality standards
the attainment and maintenance of which in the judgment of the Administrator, based
on [the] criteria [documents of §108] and allowing an adequate margin of safety, are
requisite to protect the public health." 42 U. S. C. §7409(b)(1). The Court of Appeals
held that this section as interpreted by the Administrator did not provide an "intelligible
principle" to guide the EPA's exercise of authority in setting NAAQS. "[The] EPA,"
it said, "lack[ed] any determinate criteria for drawing lines. It has failed to state
intelligibly how much is too much." 175 F. 3d, at 1034. The court hence found that
the EPA's interpretation (but not the statute itself) violated the nondelegation doctrine.
Id., at 1038. We disagree.
In a delegation challenge, the constitutional question is whether the statute has
delegated legislative power to the agency. Article I, §1, of the Constitution vests
"[a]ll legislative Powers herein granted ... in a Congress of the United States."
This text permits no delegation of those powers, Loving v. United States, 517 U. S.
748, 771 (1996); see id., at 776-777 (Scalia, J., concurring in part and concurring
in judgment), and so we repeatedly have said that when Congress confers decisionmaking
authority upon agencies Congress must "lay down by legislative act an intelligible
principle to which the person or body authorized to [act] is directed to conform."
J. W. Hampton, Jr., & Co. v. United States, 276 U. S. 394, 409 (1928). We have never
suggested that an agency can cure an unlawful delegation of legislative power by adopting
in its discretion a limiting construction of the statute. Both Fahey v. Mallonee,
332 U. S. 245, 252-253 (1947), and Lichter v. United States, 334 U. S. 742, 783 (1948),
mention agency regulations in the course of their nondelegation discussions, but Lichter
did so because a subsequent Congress had incorporated the regulations into a revised
version of the statute, ibid., and Fahey because the customary practices in the area,
implicitly incorporated into the statute, were reflected in the regulations. 332 U.
S., at 250. The idea that an agency can cure an unconstitutionally standardless delegation
of power by declining to exercise some of that power seems to us internally contradictory.
The very choice of which portion of the power to exercise--that is to say, the prescription
of the standard that Congress had omitted--would itself be an exercise of the forbidden
legislative authority. Whether the statute delegates legislative power is a question
for the courts, and an agency's voluntary self-denial has no bearing upon the answer.
We agree with the Solicitor General that the text of §109(b)(1) of the CAA at a minimum
requires that "[f]or a discrete set of pollutants and based on published air quality
criteria that reflect the latest scientific knowledge, [the] EPA must establish uniform
national standards at a level that is requisite to protect public health from the
adverse effects of the pollutant in the ambient air." Tr. of Oral Arg. in No. 99-1257,
p. 5. Requisite, in turn, "mean[s] sufficient, but not more than necessary." Id.,
at 7. These limits on the EPA's discretion are strikingly similar to the ones we approved
in Touby v. United States, 500 U. S. 160 (1991), which permitted the Attorney General
to designate a drug as a controlled substance for purposes of criminal drug enforcement
if doing so was " `necessary to avoid an imminent hazard to the public safety.' "
Id., at 163. They also resemble the Occupational Safety and Health Act provision requiring
the agency to " `set the standard which most adequately assures, to the extent feasible,
on the basis of the best available evidence, that no employee will suffer any impairment
of health' "--which the Court upheld in Industrial Union Dept., AFL-CIO v. American
Petroleum Institute, 448 U. S. 607, 646 (1980), and which even then-Justice Rehnquist,
who alone in that case thought the statute violated the nondelegation doctrine, see
id., at 671 (opinion concurring in judgment), would have upheld if, like the statute
here, it did not permit economic costs to be considered. See American Textile Mfrs.
Institute, Inc. v. Donovan, 452 U. S. 490, 545 (1981) (Rehnquist, J., dissenting).
The scope of discretion §109(b)(1) allows is in fact well within the outer limits
of our nondelegation precedents. In the history of the Court we have found the requisite
"intelligible principle" lacking in only two statutes, one of which provided literally
no guidance for the exercise of discretion, and the other of which conferred authority
to regulate the entire economy on the basis of no more precise a standard than stimulating
the economy by assuring "fair competition." See Panama Refining Co. v. Ryan, 293 U.
S. 388 (1935); A. L. A. Schechter Poultry Corp. v. United States, 295 U. S. 495 (1935).
We have, on the other hand, upheld the validity of §11(b)(2) of the Public Utility
Holding Company Act of 1935, 49 Stat. 821, which gave the Securities and Exchange
Commission authority to modify the structure of holding company systems so as to ensure
that they are not "unduly or unnecessarily complicate[d]" and do not "unfairly or
inequitably distribute voting power among security holders." American Power & Light
Co. v. SEC, 329 U. S. 90, 104 (1946). We have approved the wartime conferral of agency
power to fix the prices of commodities at a level that " `will be generally fair and
equitable and will effectuate the [in some respects conflicting] purposes of th[e]
Act.' " Yakus v. United States, 321 U. S. 414, 420, 423-426 (1944). And we have found
an "intelligible principle" in various statutes authorizing regulation in the "public
interest." See, e.g., National Broadcasting Co. v. United States, 319 U. S. 190, 225-226
(1943) (FCC's power to regulate airwaves); New York Central Securities Corp. v. United
States, 287 U. S. 12, 24-25 (1932) (ICC's power to approve railroad consolidations).
In short, we have "almost never felt qualified to second-guess Congress regarding
the permissible degree of policy judgment that can be left to those executing or applying
the law." Mistretta v. United States, 488 U. S. 361, 416 (1989) (Scalia, J., dissenting);
see id., at 373 (majority opinion).
It is true enough that the degree of agency discretion that is acceptable varies
according to the scope of the power congressionally conferred. See Loving v. United
States, supra, at 772-773; United States v. Mazurie, 419 U. S. 544, 556-557 (1975).
While Congress need not provide any direction to the EPA regarding the manner in which
it is to define "country elevators," which are to be exempt from new-stationary-source
regulations governing grain elevators, see §7411(i), it must provide substantial guidance
on setting air standards that affect the entire national economy. But even in sweeping
regulatory schemes we have never demanded, as the Court of Appeals did here, that
statutes provide a "determinate criterion" for saying "how much [of the regulated
harm] is too much." 175 F. 3d, at 1034. In Touby, for example, we did not require
the statute to decree how "imminent" was too imminent, or how "necessary" was necessary
enough, or even--most relevant here--how "hazardous" was too hazardous. 500 U. S.,
at 165-167. Similarly, the statute at issue in Lichter authorized agencies to recoup
"excess profits" paid under wartime Government contracts, yet we did not insist that
Congress specify how much profit was too much. 334 U. S., at 783-786. It is therefore
not conclusive for delegation purposes that, as respondents argue, ozone and particulate
matter are "nonthreshold" pollutants that inflict a continuum of adverse health effects
at any airborne concentration greater than zero, and hence require the EPA to make
judgments of degree. "[A] certain degree of discretion, and thus of lawmaking, inheres
in most executive or judicial action." Mistretta v. United States, supra, at 417 (Scalia,
J., dissenting) (emphasis deleted); see 488 U. S., at 378-379 (majority opinion).
Section 109(b)(1) of the CAA, which to repeat we interpret as requiring the EPA to
set air quality standards at the level that is "requisite"--that is, not lower or
higher than is necessary--to protect the public health with an adequate margin of
safety, fits comfortably within the scope of discretion permitted by our precedent.
We therefore reverse the judgment of the Court of Appeals remanding for reinterpretation
that would avoid a supposed delegation of legislative power. It will remain for the
Court of Appeals--on the remand that we direct for other reasons--to dispose of any
other preserved challenge to the NAAQS under the judicial-review provisions contained
in 42 U. S. C. §7607(d)(9).
IV
The final two issues on which we granted certiorari concern the EPA's authority to
implement the revised ozone NAAQS in areas whose ozone levels currently exceed the
maximum level permitted by that standard. The CAA designates such areas "nonattainment,"
§107(d)(1), 42 U. S. C. §7407(d)(1); see also Pub. L. 105-178, §6103, 112 Stat. 465
(setting timeline for new ozone designations), and it exposes them to additional restrictions
over and above the implementation requirements imposed generally by §110 of the CAA.
These additional restrictions are found in the five substantive subparts of Part D
of Title I, 42 U. S. C. §§7501-7515. Subpart 1, §§7501-7509a, contains general nonattainment
regulations that pertain to every pollutant for which a NAAQS exists. Subparts 2 through
5, §§7511-7514a, contain rules tailored to specific individual pollutants. Subpart
2, added by the Clean Air Act Amendments of 1990, §103, 104 Stat. 2423, addresses
ozone. 42 U. S. C. §§7511-7511f. The dispute before us here, in a nutshell, is whether
Subpart 1 alone (as the agency determined), or rather Subpart 2 or some combination
of Subparts 1 and 2, controls the implementation of the revised ozone NAAQS in nonattainment
areas.
A
The Administrator first urges, however, that we vacate the judgment of the Court
of Appeals on this issue because it lacked jurisdiction to review the EPA's implementation
policy. Section 307(b)(1) of the CAA, 42 U. S. C. §7607(b)(1), gives the court jurisdiction
over "any ... nationally applicable regulations promulgated, or final action taken,
by the Administrator," but the EPA argues that its implementation policy was not agency
"action," was not "final" action, and is not ripe for review. We reject each of these
three contentions.
At the same time the EPA proposed the revised ozone NAAQS in 1996, it also proposed
an "interim implementation policy" for the NAAQS, see 61 Fed. Reg. 65752 (1996), that
was to govern until the details of implementation could be put in final form through
specific "rulemaking actions." The preamble to this proposed policy declared that
"the interim implementation policy ... represent[s] EPA's preliminary views on these
issues and, while it may include various statements that States must take certain
actions, these statements are made pursuant to EPA's preliminary interpretations,
and thus do not bind the States and public as a matter of law." Ibid. If the EPA had
done no more, we perhaps could accept its current claim that its action was not final.
However, after the agency had accepted comments on its proposed policy, and on the
same day that the final ozone NAAQS was promulgated, the White House published in
the Federal Register what it titled a "Memorandum for the Administrator of the Environmental
Protection Agency" that prescribed implementation procedures for the EPA to follow.
62 Fed. Reg. 38421 (1997). (For purposes of our analysis we shall assume that this
memorandum was not itself action by the EPA.) The EPA supplemented this memorandum
with an explanation of the implementation procedures, which it published in the explanatory
preamble to its final ozone NAAQS under the heading, "Final decision on the primary
standard." Id., at 38873. "In light of comments received regarding the interpretation
proposed in the Interim Implementation Policy," the EPA announced, it had "reconsidered
that interpretation" and settled on a new one. Ibid. The provisions of "subpart 1
of part D of Title I of the Act" will immediately "apply to the implementation of
the new 8-hour [ozone] standards." Ibid.; see also id., at 38885 (new standard to
be implemented "simultaneously [with the old standard] ... under the provisions of
... subpart 1"). Moreover, the provisions of subpart 2 "will [also] continue to apply
as a matter of law for so long as an area is not attaining the [old] 1-hour standard."
Id., at 38873. Once the area reaches attainment for the old standard, however, "the
provisions of subpart 2 will have been achieved and those provisions will no longer
apply." Ibid.; see also id., at 38884-38885.
We have little trouble concluding that this constitutes final agency action subject
to review under §307. The bite in the phrase "final action" (which bears the same
meaning in §307(b)(1) that it does under the Administrative Procedure Act (APA) 5
U. S. C. §704, see Harrison v. PPG Industries, Inc., 446 U. S. 578, 586 (1980)) is
not in the word "action," which is meant to cover comprehensively every manner in
which an agency may exercise its power. See FTC v. Standard Oil Co. of Cal., 449 U.
S. 232, 238, n. 7 (1980). It is rather in the word "final," which requires that the
action under review "mark the consummation of the agency's decisionmaking process."
Bennett v. Spear, 520 U. S. 154, 177-178 (1997). Only if the "EPA has rendered its
last word on the matter" in question, Harrison v. PPG Industries, Inc., supra, at
586, is its action "final" and thus reviewable. That standard is satisfied here. The
EPA's "decisionmaking process," which began with the 1996 proposal and continued with
the reception of public comments, concluded when the agency, "in light of [these comments],"
and in conjunction with a corresponding directive from the White House, adopted the
interpretation of Part D at issue here. Since that interpretation issued, the EPA
has refused in subsequent rulemakings to reconsider it, explaining to disappointed
commenters that its earlier decision was conclusive. See 63 Fed. Reg. 31014, 31018-31019
(1998). Though the agency has not dressed its decision with the conventional procedural
accoutrements of finality, its own behavior thus belies the claim that its interpretation
is not final.
The decision is also ripe for our review. "Ripeness `requir[es] us to evaluate both
the fitness of the issues for judicial decision and the hardship to the parties of
withholding court consideration.' " Texas v. United States, 523 U. S. 296, 300-301
(1998) (quoting Abbott Laboratories v. Gardner, 387 U. S. 136, 149 (1967)). The question
before us here is purely one of statutory interpretation that would not "benefit from
further factual development of the issues presented." Ohio Forestry Assn., Inc. v.
Sierra Club, 523 U. S. 726, 733 (1998). Nor will our review "inappropriately interfere
with further administrative action," ibid., since the EPA has concluded its consideration
of the implementation issue. Finally, as for hardship to the parties: The respondent
States must--on pain of forfeiting to the EPA control over implementation of the NAAQS--promptly
undertake the lengthy and expensive task of developing state implementation plans
(SIP's) that will attain the new, more stringent standard within five years. See 42
U. S. C. §§7410, 7502. Whether or not this would suffice in an ordinary case brought
under the review provisions of the APA, see 5 U. S. C. §704, we have characterized
the special judicial-review provision of the CAA, 42 U. S. C. §7607(b), as one of
those statutes that specifically provides for "preenforcement" review, see Ohio Forestry
Assn., Inc. v. Sierra Club, supra, at 737. Such statutes, we have said, permit "judicial
review directly, even before the concrete effects normally required for APA review
are felt." Lujan v. National Wildlife Federation, 497 U. S. 871, 891 (1990). The effects
at issue here surely meet that lower standard.
Beyond all this, the implementation issue was fairly included within the challenges
to the final ozone rule that were properly before the Court of Appeals. Respondents
argued below that the EPA could not revise the ozone standard, because to do so would
trigger the use of Subpart 1, which had been supplanted (for ozone) by the specific
rules of Subpart 2. Brief for Industry Petitioners and Intervenors in No. 97-1441
(and consolidated cases) (CADC), pp. 32-34. The EPA responded that Subpart 2 did not
supplant but simply supplemented Subpart 1, so that the latter section still "applies
to all nonattainment areas for all NAAQS, ... including nonattainment areas for any
revised ozone standard." Final Brief for EPA in No. 97-1441 (and consolidated cases)
(CADC), pp. 67-68. The agency later reiterated that Subpart 2 "does not supplant implementation
provisions for revised ozone standards. This interpretation fully harmonizes Subpart
2 with EPA's clear authority to revise any NAAQS." Id., at 71. In other words, the
EPA was arguing that the revised standard could be issued, despite its apparent incompatibility
with portions of Subpart 2, because it would be implemented under Subpart 1 rather
than Subpart 2. The District of Columbia Circuit ultimately agreed that Subpart 2
could be harmonized with the EPA's authority to promulgate revised NAAQS, but not
because Subpart 2 is entirely inapplicable--which is one of EPA's assignments of error.
It is unreasonable to contend, as the EPA now does, that the Court of Appeals was
obligated to reach the agency's preferred result, but forbidden to assess the reasons
the EPA had given for reaching that result. The implementation issue was fairly included
within respondents' challenge to the ozone rule, which all parties agree is final
agency action ripe for review.
B
Our approach to the merits of the parties' dispute is the familiar one of Chevron
U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837 (1984). If
the statute resolves the question whether Subpart 1 or Subpart 2 (or some combination
of the two) shall apply to revised ozone NAAQS, then "that is the end of the matter."
Id., at 842-843. But if the statute is "silent or ambiguous" with respect to the issue,
then we must defer to a "reasonable interpretation made by the administrator of an
agency." Id., at 844. We cannot agree with the Court of Appeals that Subpart 2 clearly
controls the implementation of revised ozone NAAQS, see 175 F. 3d, at 1048-1050, because
we find the statute to some extent ambiguous. We conclude, however, that the agency's
interpretation goes beyond the limits of what is ambiguous and contradicts what in
our view is quite clear. We therefore hold the implementation policy unlawful. See
AT&T Corp. v. Iowa Utilities Bd., 525 U. S. 366, 392 (1999).
The text of Subpart 1 at first seems to point the way to a clear answer to the question,
which Subpart controls? Two sections of Subpart 1, 7502(a)(1)(C) and 7502(a)(2)(D),
contain switching provisions stating that if the classification of ozone nonattainment
areas is "specifically provided [for] under other provisions of [Part D]," then those
provisions will control instead of Subpart 1's. Thus it is true but incomplete to
note, as the Administrator does, that the substantive language of Subpart 1 is broad
enough to apply to revised ozone standards. See, e.g., §7502(a)(1)(A) (instructing
the Administrator to classify nonattainment areas according to "any revised standard,
including a revision of any standard in effect on November 15, 1990"); §7502(a)(2)(A)
(setting attainment deadlines). To determine whether that language does apply one
must resolve the further textual issue whether some other provision, namely Subpart
2, provides for the classification of ozone nonattainment areas. If it does, then
according to the switching provisions of Subpart 1 it will control.
So, does Subpart 2 provide for classifying nonattainment ozone areas under the revised
standard? It unquestionably does. The backbone of the subpart is Table 1, printed
in §7511(a)(1) and reproduced in the margin here,5 which defines five categories of
ozone nonattainment areas and prescribes attainment deadlines for each. Section 7511(a)(1)
funnels all nonattainment areas into the table for classification, declaring that
"[e]ach area designated nonattainment for ozone ... shall be classified at the time
of such designation, under table 1, by operation of law." And once an area has been
classified, "the primary standard attainment date for ozone shall be as expeditiously
as practicable but not later than the date provided in table 1." The EPA argues that
this text is not as clear or comprehensive as it seems, because the title of §7511(a)
reads "Classification and attainment dates for 1989 nonattainment areas," which suggests
that Subpart 2 applies only to areas that were in nonattainment in 1989, and not to
areas later designated nonattainment under a revised ozone standard. The suggestion
must be rejected, however, because §7511(b)(1) specifically provides for the classification
of areas that were in attainment in 1989 but have subsequently slipped into nonattainment.
It thus makes clear that Subpart 2 is not limited solely to 1989 nonattainment areas.
This eliminates the interpretive role of the title, which may only "she[d] light on
some ambiguous word or phrase in the statute itself," Carter v. United States, 530
U. S. 255, 267 (2000) (internal quotation marks omitted) (quoting Pennsylvania Dept.
of Corrections v. Yeskey, 524 U. S., at 212, in turn quoting Trainmen v. Baltimore
& Ohio R. Co., 331 U. S. 519, 528-529 (1947)).
It may well be, as the EPA argues--and as the concurring opinion below on denial
of rehearing pointed out, see 195 F. 3d, at 11-12--that some provisions of Subpart
2 are ill fitted to implementation of the revised standard. Using the old 1-hour averages
of ozone levels, for example, as Subpart 2 requires, see §7511(a)(1); 44 Fed. Reg.
8202 (1979), would produce at best an inexact estimate of the new 8-hour averages,
see 40 CFR §50.10, and App. I (1999). Also, to the extent that the new ozone standard
is stricter than the old one, see Reply Brief for Petitioners in No. 99-1257, p. 17
("the stricter 8-hour NAAQS"); 62 Fed. Reg. 38856, 38858 (1997) (8-hour standard of
0.09 ppm rather than 0.08 ppm would have "generally represent[ed] the continuation
of the [old] level of protection"), the classification system of Subpart 2 contains
a gap, because it fails to classify areas whose ozone levels are greater than the
new standard (and thus nonattaining) but less than the approximation of the old standard
codified by Table 1. And finally, Subpart 2's method for calculating attainment dates--which
is simply to count forward a certain number of years from November 15, 1990 (the date
the 1990 CAA Amendments took force), depending on how far out of attainment the area
started--seems to make no sense for areas that are first classified under a new standard
after November 15, 1990. If, for example, areas were classified in the year 2000,
many of the deadlines would already have expired at the time of classification.
These gaps in Subpart 2's scheme prevent us from concluding that Congress clearly
intended Subpart 2 to be the exclusive, permanent means of enforcing a revised ozone
standard in nonattainment areas. The statute is in our view ambiguous concerning the
manner in which Subpart 1 and Subpart 2 interact with regard to revised ozone standards,
and we would defer to the EPA's reasonable resolution of that ambiguity. See FDA v.
Brown & Williamson Tobacco Corp., 529 U. S., at 132; INS v. Aguirre-Aguirre, 526 U.
S. 415, 424 (1999). We cannot defer, however, to the interpretation the EPA has given.
Whatever effect may be accorded the gaps in Subpart 2 as implying some limited applicability
of Subpart 1, they cannot be thought to render Subpart 2's carefully designed restrictions
on EPA discretion utterly nugatory once a new standard has been promulgated, as the
EPA has concluded. The principal distinction between Subpart 1 and Subpart 2 is that
the latter eliminates regulatory discretion that the former allowed. While Subpart
1 permits the EPA to establish classifications for nonattainment areas, Subpart 2
classifies areas as a matter of law based on a table. Compare §7502(a)(1) with §7511(a)(1)
(Table 1). Whereas the EPA has discretion under Subpart 1 to extend attainment dates
for as long as 12 years, under Subpart 2 it may grant no more than 2 years' extension.
Compare §§7502(a)(2)(A) and (C) with §7511(a)(5). Whereas Subpart 1 gives the EPA
considerable discretion to shape nonattainment programs, Subpart 2 prescribes large
parts of them by law. Compare §7502(c) and (d) with §7511a. Yet according to the EPA,
Subpart 2 was simply Congress's "approach to the implementation of the [old] 1-hour"
standard, and so there was no reason that "the new standard could not simultaneously
be implemented under ... subpart 1." 62 Fed. Reg. 38856, 38885 (1997); see also id.,
at 38873 ("the provisions of subpart 1 ... would apply to the implementation of the
new 8-hour ozone standards"). To use a few apparent gaps in Subpart 2 to render its
textually explicit applicability to nonattainment areas under the new standard utterly
inoperative is to go over the edge of reasonable interpretation. The EPA may not construe
the statute in a way that completely nullifies textually applicable provisions meant
to limit its discretion.
The EPA's interpretation making Subpart 2 abruptly obsolete is all the more astonishing
because Subpart 2 was obviously written to govern implementation for some time. Some
of the elements required to be included in SIP's under Subpart 2 were not to take
effect until many years after the passage of the Act. See §7511a(e)(3) (restrictions
on "electric utility and industrial and commercial boiler[s]" to be "effective 8 years
after November 15, 1990"); §7511a(c)(5)(A) (vehicle monitoring program to "[b]egi[n]
6 years after November 15, 1990"); §7511a(g)(1) (emissions milestone requirements
to be applied "6 years after November 15, 1990, and at intervals of every 3 years
thereafter"). A plan reaching so far into the future was not enacted to be abandoned
the next time the EPA reviewed the ozone standard--which Congress knew could happen
at any time, since the technical staff papers had already been completed in late 1989.
See 58 Fed. Reg. 13008, 13010 (1993); see also 42 U. S. C. §7409(d)(1) (NAAQS must
be reviewed and, if appropriate, revised at least once every five years). Yet nothing
in the EPA's interpretation would have prevented the agency from aborting Subpart
2 the day after it was enacted. Even now, if the EPA's interpretation were correct,
some areas of the country could be required to meet the new, more stringent ozone
standard in at most the same time that Subpart 2 had allowed them to meet the old
standard. Compare §7502(a)(2) (Subpart 1 attainment dates) with §7511(a) (Subpart
2 attainment dates). Los Angeles, for instance, "would be required to attain the revised
NAAQS under Subpart 1 no later than the same year that marks the outer time limit
for attaining Subpart 2's one-hour ozone standard." Brief for Petitioners in No. 99-1257,
p. 49. An interpretation of Subpart 2 so at odds with its structure and manifest purpose
cannot be sustained.
We therefore find the EPA's implementation policy to be unlawful, though not in the
precise respect determined by the Court of Appeals. After our remand, and the Court
of Appeals' final disposition of this case, it is left to the EPA to develop a reasonable
interpretation of the nonattainment implementation provisions insofar as they apply
to revised ozone NAAQS.
* * *
To summarize our holdings in these unusually complex cases: (1) The EPA may not consider
implementation costs in setting primary and secondary NAAQS under §109(b) of the CAA.
(2) Section 109(b)(1) does not delegate legislative power to the EPA in contravention
of Art. I, §1, of the Constitution. (3) The Court of Appeals had jurisdiction to review
the EPA's interpretation of Part D of Title I of the CAA, relating to the implementation
of the revised ozone NAAQS. (4) The EPA's interpretation of that Part is unreasonable.
The judgment of the Court of Appeals is affirmed in part and reversed in part, and
the cases are remanded for proceedings consistent with this opinion.
It is so ordered.
CHRISTINE TODD WHITMAN, ADMINISTRATOR
OF ENVIRONMENTAL PROTECTION
AGENCY, et al., PETITIONERS
99-1257 v.
AMERICAN TRUCKING ASSOCIATIONS,
INC., et al.
AMERICAN TRUCKING ASSOCIATIONS,
INC., et al., PETITIONERS
99-1426 v.
CHRISTINE TODD WHITMAN, ADMINISTRATOR
OF ENVIRONMENTAL PROTECTION
AGENCY, et al.
on writs of certiorari to the united states court of
appeals for the district of columbia circuit
[February 27, 2001]
Justice Thomas, concurring.
I agree with the majority that §109's directive to the agency is no less an "intelligible
principle" than a host of other directives that we have approved. Ante, at 13-15.
I also agree that the Court of Appeals' remand to the agency to make its own corrective
interpretation does not accord with our understanding of the delegation issue. Ante,
at 12. I write separately, however, to express my concern that there may nevertheless
be a genuine constitutional problem with §109, a problem which the parties did not
address.
The parties to this case who briefed the constitutional issue wrangled over constitutional
doctrine with barely a nod to the text of the Constitution. Although this Court since
1928 has treated the "intelligible principle" requirement as the only constitutional
limit on congressional grants of power to administrative agencies, see J. W. Hampton,
Jr., & Co. v. United States, 276 U. S. 394, 409 (1928), the Constitution does not
speak of "intelligible principles." Rather, it speaks in much simpler terms: "All
legislative Powers herein granted shall be vested in a Congress." U. S. Const., Art.
1, §1 (emphasis added). I am not convinced that the intelligible principle doctrine
serves to prevent all cessions of legislative power. I believe that there are cases
in which the principle is intelligible and yet the significance of the delegated decision
is simply too great for the decision to be called anything other than "legislative."
As it is, none of the parties to this case has examined the text of the Constitution
or asked us to reconsider our precedents on cessions of legislative power. On a future
day, however, I would be willing to address the question whether our delegation jurisprudence
has strayed too far from our Founders' understanding of separation of powers.
CHRISTINE TODD WHITMAN, ADMINISTRATOR
OF ENVIRONMENTAL PROTECTION
AGENCY, et al., PETITIONERS
99-1257 v.
AMERICAN TRUCKING ASSOCIATIONS,
INC., et al.
AMERICAN TRUCKING ASSOCIATIONS,
INC., et al., PETITIONERS
99-1426 v.
CHRISTINE TODD WHITMAN, ADMINISTRATOR
OF ENVIRONMENTAL PROTECTION
AGENCY, et al.
on writs of certiorari to the united states court of
appeals for the district of columbia circuit
[February 27, 2001]
Justice Stevens, with whom Justice Souter joins, concurring in part and concurring
in the judgment.
Section 109(b)(1) delegates to the Administrator of the Environmental Protection
Agency (EPA) the authority to promulgate national ambient air quality standards (NAAQS).
In Part III of its opinion, ante, at 11-15, the Court convincingly explains why the
Court of Appeals erred when it concluded that §109 effected "an unconstitutional delegation
of legislative power." American Trucking Assns., Inc. v. EPA, 175 F. 3d 1027, 1033
(CADC 1999) (per curiam). I wholeheartedly endorse the Court's result and endorse
its explanation of its reasons, albeit with the
following caveat.
The Court has two choices. We could choose to articulate our ultimate disposition
of this issue by frankly acknowledging that the power delegated to the EPA is "legislative"
but nevertheless conclude that the delegation is constitutional because adequately
limited by the terms of the authorizing statute. Alternatively, we could pretend,
as the Court does, that the authority delegated to the EPA is somehow not "legislative
power." Despite the fact that there is language in our opinions that supports the
Court's articulation of our holding,1 I am persuaded that it would be both wiser and
more faithful to what we have actually done in delegation cases to admit that agency
rulemaking authority is "legislative power."2
The proper characterization of governmental power should generally depend on the
nature of the power, not on the identity of the person exercising it. See Black's
Law Dictionary 899 (6th ed. 1990) (defining "legislation" as, inter alia, "[f]ormulation
of rule[s] for the future"); 1 K. Davis & R. Pierce, Administrative Law Treatise §2.3,
p. 37 (3d ed. 1994) ("If legislative power means the power to make rules of conduct
that bind everyone based on resolution of major policy issues, scores of agencies
exercise legislative power routinely by promulgating what are candidly called `legislative
rules' "). If the NAAQS that the EPA promulgated had been prescribed by Congress,
everyone would agree that those rules would be the product of an exercise of "legislative
power." The same characterization is appropriate when an agency exercises rulemaking
authority pursuant to a permissible delegation from Congress.
My view is not only more faithful to normal English usage, but is also fully consistent
with the text of the Constitution. In Article I, the Framers vested "All legislative
Powers" in the Congress, Art. I., §1, just as in Article II they vested the "executive
Power" in the President, Art. II, §1. Those provisions do not purport to limit the
authority of either recipient of power to delegate authority to others. See Bowsher
v. Synar, 478 U. S. 714, 752 (1986) (Stevens, J., concurring in judgment) ("Despite
the statement in Article I of the Constitution that `All legislative powers herein
granted shall be vested in a Congress of the United States,' it is far from novel
to acknowledge that independent agencies do indeed exercise legislative powers");
INS v. Chadha, 462 U. S. 919, 985-986 (1983) (White, J., dissenting) ("[L]egislative
power can be exercised by independent agencies and Executive departments ..."); 1
Davis §2.6, p. 66 ("The Court was probably mistaken from the outset in interpreting
Article I's grant of power to Congress as an implicit limit on Congress' authority
to delegate legislative power"). Surely the authority granted to members of the Cabinet
and federal law enforcement agents is properly characterized as "Executive" even though
not exercised by the President. Cf. Morrison v. Olson, 487 U. S. 654, 705-706 (1988)
(Scalia, J., dissenting) (arguing that the independent counsel exercised "executive
power" unconstrained by the President).
It seems clear that an executive agency's exercise of rulemaking authority pursuant
to a valid delegation from Congress is "legislative." As long as the delegation provides
a sufficiently intelligible principle, there is nothing inherently unconstitutional
about it. Accordingly, while I join Parts I, II, and IV of the Court's opinion, and
agree with almost everything said in Part III, I would hold that when Congress enacted
§109, it effected a constitutional delegation of legislative power to the EPA.
CHRISTINE TODD WHITMAN, ADMINISTRATOR
OF ENVIRONMENTAL PROTECTION
AGENCY, et al., PETITIONERS
99-1257 v.
AMERICAN TRUCKING ASSOCIATIONS,
INC., et al.
AMERICAN TRUCKING ASSOCIATIONS,
INC., et al., PETITIONERS
99-1426 v.
CHRISTINE TODD WHITMAN, ADMINISTRATOR
OF ENVIRONMENTAL PROTECTION
AGENCY, et al.
on writs of certiorari to the united states court of
appeals for the district of columbia circuit
[February 27, 2001]
Justice Breyer, concurring in part and concurring in the judgment.
I join Parts I, III, and IV of the Court's opinion. I also agree with the Court's
determination in Part II that the Clean Air Act does not permit the Environmental
Protection Agency to consider the economic costs of implementation when setting national
ambient air quality standards under §109(b)(1) of the Act. But I would not rest this
conclusion solely upon §109's language or upon a presumption, such as the Court's
presumption that any authority the Act grants the EPA to consider costs must flow
from a "textual commitment" that is "clear." Ante, at 7. In order better to achieve
regulatory goals--for example, to allocate resources so that they save more lives
or produce a cleaner environment--regulators must often take account of all of a proposed
regulation's adverse effects, at least where those adverse effects clearly threaten
serious and disproportionate public harm. Hence, I believe that, other things being
equal, we should read silences or ambiguities in the language of regulatory statutes
as permitting, not forbidding, this type of rational regulation.
In this case, however, other things are not equal. Here, legislative history, along
with the statute's structure, indicates that §109's language reflects a congressional
decision not to delegate to the agency the legal authority to consider economic costs
of compliance.
For one thing, the legislative history shows that Congress intended the statute to
be "technology forcing." Senator Edmund Muskie, the primary sponsor of the 1970 amendments
to the Act, introduced them by saying that Congress' primary responsibility in drafting
the Act was not "to be limited by what is or appears to be technologically or economically
feasible," but "to establish what the public interest requires to protect the health
of persons," even if that means that "industries will be asked to do what seems to
be impossible at the present time." 116 Cong. Rec. 32901-32902 (1970), 1 Legislative
History of the Clean Air Amendments of 1970 (Committee Report compiled for the Senate
Committee on Public Works by the Library of Congress), Ser. No. 93-18, p. 227 (1974)
(hereinafter Leg. Hist.) (emphasis added).
The Senate directly focused upon the technical feasibility and cost of implementing
the Act's mandates. And it made clear that it intended the Administrator to develop
air quality standards set independently of either. The Senate Report for the 1970
amendments explains:
"In the Committee discussions, considerable concern was expressed regarding the use
of the concept of technical feasibility as the basis of ambient air standards. The
Committee determined that 1) the health of people is more important than the question
of whether the early achievement of ambient air quality standards protective of health
is technically feasible; and, 2) the growth of pollution load in many areas, even
with application of available technology, would still be deleterious to public health.
. . .
"Therefore, the Committee determined that existing sources of pollutants either should
meet the standard of the law or be closed down . . . ." S. Rep. No. 91-1196, pp. 2-3
(1970), 1 Leg. Hist. 402-403 (emphasis added).
Indeed, this Court, after reviewing the entire legislative history, concluded that
the 1970 amendments were "expressly designed to force regulated sources to develop
pollution control devices that might at the time appear to be economically or technologically
infeasible." Union Elec. Co. v. EPA, 427 U. S. 246, 257 (1976) (emphasis added). And
the Court added that the 1970 amendments were intended to be a "drastic remedy to
. . . a serious and otherwise uncheckable problem." Id., at 256. Subsequent legislative
history confirms that the technology-forcing goals of the 1970 amendments are still
paramount in today's Act. See Clean Air Conference Report (1977): Statement of Intent;
Clarification of Select Provisions, 123 Cong. Rec. 27070 (1977) (stating, regarding
the 1977 amendments to the Act, that "this year's legislation retains and even strengthens
the technology forcing . . . goals of the 1970 Act"); S. Rep. No. 101-228, p. 5 (1989)
(stating that the 1990 amendments to the Act require ambient air quality standards
to be set at "the level that `protects the public health' with an `adequate margin
of safety,' without regard to the economic or technical feasibility of attainment"
(emphasis added)).
To read this legislative history as meaning what it says does not impute to Congress
an irrational intent. Technology-forcing hopes can prove realistic. Those persons,
for example, who opposed the 1970 Act's insistence on a 90% reduction in auto emission
pollutants, on the ground of excessive cost, saw the development of catalytic converter
technology that helped achieve substantial reductions without the economic catastrophe
that some had feared. See §6(a) of the Clean Air Act Amendments of 1970, amending
§§202(b)(1)(A), (B), 84 Stat. 1690 (codified at 42 U. S. C. §§7521(b)(1)(A), (B))
(requiring a 90% reduction in emissions); 1 Leg. Hist. 238, 240 (statement of Sen.
Griffin) (arguing that the emissions standards could "force [the automobile] industry
out of existence" because costs "would not be taken into account"); see generally
Reitze, Mobile Source Air Pollution Control, 6 Envtl. Law. 309, 326-327 (2000) (discussing
the development of the catalytic converter).
At the same time, the statute's technology-forcing objective makes regulatory efforts
to determine the costs of implementation both less important and more difficult. It
means that the relevant economic costs are speculative, for they include the cost
of unknown future technologies. It also means that efforts to take costs into account
can breed time-consuming and potentially unresolvable arguments about the accuracy
and significance of cost estimates. Congress could have thought such efforts not worth
the delays and uncertainties that would accompany them. In any event, that is what
the statute's history seems to say. See Union Elec., supra, at 256-259. And the matter
is one for Congress to decide.
Moreover, the Act does not, on this reading, wholly ignore cost and feasibility.
As the majority points out, ante, at 6-7, the Act allows regulators to take those
concerns into account when they determine how to implement ambient air quality standards.
Thus, States may consider economic costs when they select the particular control devices
used to meet the standards, and industries experiencing difficulty in reducing their
emissions can seek an exemption or variance from the state implementation plan. See
Union Elec., supra, at 266 ("[T]he most important forum for consideration of claims
of economic and technological infeasibility is before the state agency formulating
the implementation plan").
The Act also permits the EPA, within certain limits, to consider costs when it sets
deadlines by which areas must attain the ambient air quality standards. 42 U. S. C.
§7502(a)(2)(A) (providing that "the Administrator may extend the attainment date .
. . for a period no greater than 10 years from the date of designation as nonattainment,
considering the severity of nonattainment and the availability and feasibility of
pollution control measures"); §7502(a)(2)(C) (permitting the Administrator to grant
up to two additional 1-year extensions); cf. §§7511(a)(1), (5) (setting more rigid
attainment deadlines for areas in nonattainment of the ozone standard, but permitting
the Administrator to grant up to two 1-year extensions). And Congress can change those
statutory limits if necessary. Given the ambient air quality standards' substantial
effects on States, cities, industries, and their suppliers and customers, Congress
will hear from those whom compliance deadlines affect adversely, and Congress can
consider whether legislative change is warranted. See, e.g., Steel Industry Compliance
Extension Act of 1981, 95 Stat. 139 (codified at 42 U. S. C. §7413(e) (1988 ed.))
(repealed 1990) (granting the Administrator discretion to extend the ambient air quality
standard attainment date set in the 1977 Act by up to three years for steelmaking
facilities).
Finally, contrary to the suggestion of the Court of Appeals and of some parties,
this interpretation of §109 does not require the EPA to eliminate every health risk,
however slight, at any economic cost, however great, to the point of "hurtling" industry
over "the brink of ruin," or even forcing "deindustrialization." American Trucking
Assns., Inc. v. EPA, 175 F. 3d 1027, 1037, 1038, n. 4 (CADC 1999); see also Brief
for Cross-Petitioners in No. 99-1426, p. 25. The statute, by its express terms, does
not compel the elimination of all risk; and it grants the Administrator sufficient
flexibility to avoid setting ambient air quality standards ruinous to industry.
Section 109(b)(1) directs the Administrator to set standards that are "requisite
to protect the public health" with "an adequate margin of safety." But these words
do not describe a world that is free of all risk--an impossible and undesirable objective.
See Industrial Union Dept., AFL-CIO v. American Petroleum Institute, 448 U. S. 607,
642 (1980) (plurality opinion) (the word "safe" does not mean "risk-free"). Nor are
the words "requisite" and "public health" to be understood independent of context.
We consider football equipment "safe" even if its use entails a level of risk that
would make drinking water "unsafe" for consumption. And what counts as "requisite"
to protecting the public health will similarly vary with background circumstances,
such as the public's ordinary tolerance of the particular health risk in the particular
context at issue. The Administrator can consider such background circumstances when
"decid[ing] what risks are acceptable in the world in which we live." Natural Resources
Defense Council, Inc. v. EPA, 824 F. 2d 1146, 1165 (CADC 1987).
The statute also permits the Administrator to take account of comparative health
risks. That is to say, she may consider whether a proposed rule promotes safety overall.
A rule likely to cause more harm to health than it prevents is not a rule that is
"requisite to protect the public health." For example, as the Court of Appeals held
and the parties do not contest, the Administrator has the authority to determine to
what extent possible health risks stemming from reductions in tropospheric ozone (which,
it is claimed, helps prevent cataracts and skin cancer) should be taken into account
in setting the ambient air quality standard for ozone. See 175 F. 3d, at 1050-1053
(remanding for the Administrator to make that determination).
The statute ultimately specifies that the standard set must be "requisite to protect
the public health" "in the judgment of the Administrator," §109(b)(1), 84 Stat. 1680
(emphasis added), a phrase that grants the Administrator considerable discretionary
standard-setting authority.
The statute's words, then, authorize the Administrator to consider the severity of
a pollutant's potential adverse health effects, the number of those likely to be affected,
the distribution of the adverse effects, and the uncertainties surrounding each estimate.
Cf. Sunstein, Is the Clean Air Act Unconstitutional?, 98 Mich. L. Rev. 303, 364 (1999).
They permit the Administrator to take account of comparative health consequences.
They allow her to take account of context when determining the acceptability of small
risks to health. And they give her considerable discretion when she does so.
This discretion would seem sufficient to avoid the extreme results that some of the
industry parties fear. After all, the EPA, in setting standards that "protect the
public health" with "an adequate margin of safety," retains discretionary authority
to avoid regulating risks that it reasonably concludes are trivial in context. Nor
need regulation lead to deindustrialization. Preindustrial society was not a very
healthy society; hence a standard demanding the return of the Stone Age would not
prove "requisite to protect the public health."
Although I rely more heavily than does the Court upon legislative history and alternative
sources of statutory flexibility, I reach the same ultimate conclusion. Section 109
does not delegate to the EPA authority to base the national ambient air quality standards,
in whole or in part, upon the economic costs of compliance.
FOOTNOTES
Footnote 1
Together with No. 99-1426, American Trucking Associations, Inc., et al. v. Whitman,
Administrator of Environmental Protection Agency, et al., also on certiorari to the
same court.
FOOTNOTES
Footnote 1
None of the sections of the CAA in which the District of Columbia Circuit has found
authority for the EPA to consider costs shares §109(b)(1)'s prominence in the overall
statutory scheme. See, e.g., Michigan v. EPA, 213 F. 3d 663, 678-679 (CADC 2000);
George E. Warren Corp. v. EPA, 159 F. 3d 616, 623-624 (CADC 1998); Natural Resources
Defense Council, Inc. v. EPA, 824 F. 2d 1146, 1154-1168 (CADC 1987) (en banc).
Footnote 2
Respondents contend that this advice is required to be included in the NAAQS rulemaking
record--which, if true, would suggest that it was relevant to the standard-setting
process. But the provision respondents cite for their contention, 42 U. S. C. §7607(d)(3),
requires only that "pertinent findings, recommendations, and comments by the Scientific
Review Committee" be included. The Committee's advice concerning certain aspects of
"adverse public health ... effects" from various attainment strategies is unquestionably
pertinent; but to say that Committee-generated cost data are pertinent is to beg the
question. Likewise, while "all written comments" must be placed in the docket, §7607(d)(4)(B)(i),
the EPA need respond only to the "significant" ones, §7407(d)(6)(B); comments regarding
cost data are not significant if cost data are irrelevant.
Footnote 3
Respondents scarcely mention in their arguments the secondary NAAQS required by §109(b)(2),
42 U. S. C. §7409(b)(2). For many of the same reasons described in the body of the
opinion, as well as the text of §109(b)(2), which instructs the EPA to set the standards
at a level "requisite to protect the public welfare from any known or anticipated
adverse effects associated with the presence of such air pollutant in the ambient
air" (emphasis added), we conclude that the EPA may not consider implementation costs
in setting the secondary NAAQS.
Footnote 4
Respondents' speculation that the EPA is secretly considering the costs of attainment
without telling anyone is irrelevant to our interpretive inquiry. If such an allegation
could be proved, it would be grounds for vacating the NAAQS, because the Administrator
had not followed the law. See, e.g., Chevron U. S. A. Inc. v. Natural Resources Defense
Council, Inc., 467 U. S. 837, 842-843 (1984); Atlantic Mut. Ins. Co. v. Commissioner,
523 U. S. 382, 387 (1998). It would not, however, be grounds for this Court's changing
the law.
Footnote 5
TABLE I
Primary standard
Area class Design value* attainment date**
Marginal 0.121 up to 0.138 3 years after
November 15, 1990
Moderate 0.138 up to 0.160 6 years after
November 15, 1990
Serious 0.160 up to 0.180 9 years after
November 15, 1990
Severe 0.180 up to 0.280 15 years after
November 15, 1990
Extreme 0.280 and above 20 years after
November 15, 1990
*The design value is measured in parts per million (ppm).
**The primary standard attainment date is measured from November 15, 1990.
FOOTNOTES
Footnote 1
See, e.g., Touby v. United States, 500 U. S. 160, 165 (1991); United States v. Shreveport
Grain & Elevator Co., 287 U. S. 77, 85 (1932); J. W. Hampton, Jr., & Co. v. United
States, 276 U. S. 394, 407 (1928); Field v. Clark, 143 U. S. 649, 692 (1892).
Footnote 2
See Mistretta v. United States, 488 U. S. 361, 372 (1989) ("[O]ur jurisprudence has
been driven by a practical understanding that in our increasingly complex society
... Congress simply cannot do its job absent an ability to delegate power ..."). See
also Loving v. United States, 517 U. S. 748, 758 (1996) ("[The nondelegation] principle
does not mean ... that only Congress can make a rule of prospective force"); 1 K.
Davis & R. Pierce, Administrative Law Treatise §2.6, p. 66 (3d ed. 1994) ("Except
for two 1935 cases, the Court has never enforced its frequently announced prohibition
on congressional delegation of legislative power").