Constitutional Law Cases: Rehnquist Court
2000
SOLID WASTE AGENCY OF NORTHERN COOK COUNTY v. UNITED STATES ARMY CORPS OF ENGINEERS
et al.
certiorari to the united states court of appeals for the seventh circuit
No. 99-1178.
Argued October 31, 2000
Decided January 9, 2001
Petitioner, a consortium of suburban Chicago municipalities, selected as a solid
waste disposal site an abandoned sand and gravel pit with excavation trenches that
had evolved into permanent and seasonal ponds. Because the operation called for filling
in some of the ponds, petitioner contacted federal respondents, including the Army
Corps of Engineers (Corps), to determine if a landfill permit was required under §404(a)
of the Clean Water Act (CWA), which authorizes the Corps to issue permits allowing
the discharge of dredged or fill material into "navigable waters." The CWA defines
"navigable waters" as "the waters of the United States," 33 U. S. C. §1362(7), and
the Corps' regulations define such waters to include intrastate waters, "the use,
degradation or destruction of which could affect interstate or foreign commerce,"
33 CFR §328.3(a)(3). In 1986, the Corps attempted to clarify its jurisdiction, stating,
in what has been dubbed the "Migratory Bird Rule," that §404(a) extends to intrastate
waters that, inter alia, provide habitat for migratory birds. 51 Fed. Reg. 41217.
Asserting jurisdiction over the instant site pursuant to that Rule, the Corps refused
to issue a §404(a) permit. When petitioner challenged the Corps' jurisdiction and
the merits of the permit denial, the District Court granted respondents summary judgment
on the jurisdictional issue. The Seventh Circuit held that Congress has authority
under the Commerce Clause to regulate intrastate waters and that the Migratory Bird
Rule is a reasonable interpretation of the CWA.
Held: Title 33 CFR §328.3(a)(3), as clarified and applied to petitioner's site pursuant
to the Migratory Bird Rule, exceeds the authority granted to respondents under §404(a)
of the CWA. Pp. 5-14.
(a) In United States v. Riverside Bayview Homes, Inc., 474 U. S. 121, this Court
held that the Corps had §404(a) jurisdiction over wetlands adjacent to a navigable
waterway, noting that the term "navigable" is of "limited import" and that Congress
evidenced its intent to "regulate at least some waters that would not be deemed `navigable'
under [that term's] classical understanding," id., at 133. But that holding was based
in large measure upon Congress' unequivocal acquiescence to, and approval of, the
Corps' regulations interpreting the CWA to cover wetlands adjacent to navigable waters.
See id., at 135-139. The Court expressed no opinion on the question of the Corps'
authority to regulate wetlands not adjacent to open water, and the statute's text
will not allow extension of the Corps' jurisdiction to such wetlands here. Pp. 5-7.
(b) The Corps' original interpretation of the CWA in its 1974 regulations--which
emphasized that a water body's capability of use by the public for transportation
or commerce determines whether it is navigable--is inconsistent with that which it
espouses here, yet respondents present no persuasive evidence that the Corps mistook
Congress' intent in 1974. Respondents contend that whatever its original aim, when
Congress amended the CWA in 1977, it approved the more expansive definition of "navigable
waters" found in the Corps' 1977 regulations. Specifically, respondents submit that
Congress' failure to pass legislation that would have overturned the 1977 regulations
and the extension of the Environmental Protection Agency's jurisdiction in §404(g)
to include waters "other than" traditional "navigable waters" indicates that Congress
recognized and accepted a broad definition of "navigable waters" that includes nonnavigable,
isolated, intrastate waters. This Court recognizes congressional acquiescence to administrative
interpretations of a statute with extreme care. Failed legislative proposals are a
particularly dangerous ground on which to rest an interpretation of a prior statute,
Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A., 511 U. S.
164, 187, because a bill can be proposed or rejected for any number of reasons. Here,
respondents have failed to make the necessary showing that Congress' failure to pass
legislation demonstrates acquiescence to the 1977 regulations or the 1986 Migratory
Bird Rule. Section 404(g) is equally unenlightening, for it does not conclusively
determine the construction to be placed on the use of the term "waters" elsewhere
in the CWA. Riverside Bayview Homes, supra, at 138, n. 11. Pp. 7-11.
(c) Even if §404(a) were not clear, this Court would not extend deference to the
Migratory Bird Rule under Chevron U. S. A. Inc. v. Natural Resources Defense Council,
Inc., 467 U. S. 837. Where an administrative interpretation of a statute would raise
serious constitutional problems, the Court will construe the statute to avoid such
problems unless the construction is plainly contrary to Congress' intent. Edward J.
DeBartolo Corp. v. Florida Gulf Coast Building & Constr. Trades Council, 485 U. S.
568, 575. The grant of authority to Congress under the Commerce Clause, though broad,
is not unlimited. See, e.g., United States v. Morrison, 529 U. S. 598. Respondents'
arguments, e.g., that the Migratory Bird Rule falls within Congress' power to regulate
intrastate activities that substantially affect interstate commerce, raise significant
constitutional questions, yet there is nothing approaching a clear statement from
Congress that it intended §404(a) to reach an abandoned sand and gravel pit such as
the one at issue. Permitting respondents to claim federal jurisdiction over ponds
and mudflats falling within the Migratory Bird Rule would also result in a significant
impingement of the States' traditional and primary power over land and water use.
The Court thus reads the statute as written to avoid such significant constitutional
and federalism questions and rejects the request for administrative deference. Pp.
11-14.
191 F. 3d 845, reversed.
Rehnquist, C. J., delivered the opinion of the Court, in which O'Connor, Scalia,
Kennedy, and Thomas, JJ., joined. Stevens, J., filed a dissenting opinion, in which
Souter, Ginsburg, and Breyer, JJ., joined.
SOLID WASTE AGENCY OF NORTHERN COOK
COUNTY, PETITIONER v. UNITED STATES
ARMY CORPS OF ENGINEERS, et al.
on writ of certiorari to the united states court of
appeals for the seventh circuit
[January 9, 2001]
Chief Justice Rehnquist delivered the opinion of the Court.
Section 404(a) of the Clean Water Act (CWA or Act), 86 Stat. 884, as amended, 33
U. S. C. §1344(a), regulates the discharge of dredged or fill material into "navigable
waters." The United States Army Corps of Engineers (Corps), has interpreted §404(a)
to confer federal authority over an abandoned sand and gravel pit in northern Illinois
which provides habitat for migratory birds. We are asked to decide whether the provisions
of §404(a) may be fairly extended to these waters, and, if so, whether Congress could
exercise such authority consistent with the Commerce Clause, U. S. Const., Art. I,
§8, cl. 3. We answer the first question in the negative and therefore do not reach
the second.
Petitioner, the Solid Waste Agency of Northern Cook County (SWANCC), is a consortium
of 23 suburban Chicago cities and villages that united in an effort to locate and
develop a disposal site for baled nonhazardous solid waste. The Chicago Gravel Company
informed the municipalities of the availability of a 533-acre parcel, bestriding the
Illinois counties Cook and Kane, which had been the site of a sand and gravel pit
mining operation for three decades up until about 1960. Long since abandoned, the
old mining site eventually gave way to a successional stage forest, with its remnant
excavation trenches evolving into a scattering of permanent and seasonal ponds of
varying size (from under one-tenth of an acre to several acres) and depth (from several
inches to several feet).
The municipalities decided to purchase the site for disposal of their baled nonhazardous
solid waste. By law, SWANCC was required to file for various permits from Cook County
and the State of Illinois before it could begin operation of its balefill project.
In addition, because the operation called for the filling of some of the permanent
and seasonal ponds, SWANCC contacted federal respondents (hereinafter respondents),
including the Corps, to determine if a federal landfill permit was required under
§404(a) of the CWA, 33 U. S. C. §1344(a).
Section 404(a) grants the Corps authority to issue permits "for the discharge of
dredged or fill material into the navigable waters at specified disposal sites." Ibid.
The term "navigable waters" is defined under the Act as "the waters of the United
States, including the territorial seas." §1362(7). The Corps has issued regulations
defining the term "waters of the United States" to include
"waters such as intrastate lakes, rivers, streams (including intermittent streams),
mudflats, sandflats, wetlands, sloughs, prairie potholes, wet meadows, playa lakes,
or natural ponds, the use, degradation or destruction of which could affect interstate
or foreign commerce ... ." 33 CFR §328.3(a)(3) (1999).
In 1986, in an attempt to "clarify" the reach of its jurisdiction, the Corps stated
that §404(a) extends to instrastate waters:
"a. Which are or would be used as habitat by birds protected by Migratory Bird Treaties;
or
"b. Which are or would be used as habitat by other migratory birds which cross state
lines; or
"c. Which are or would be used as habitat for endangered species; or
"d. Used to irrigate crops sold in interstate commerce." 51 Fed. Reg. 41217.
This last promulgation has been dubbed the "Migratory Bird Rule."1
The Corps initially concluded that it had no jurisdiction over the site because it
contained no "wetlands," or areas which support "vegetation typically adapted for
life in saturated soil conditions," 33 CFR §328.3(b) (1999). However, after the Illinois
Nature Preserves Commission informed the Corps that a number of migratory bird species
had been observed at the site, the Corps reconsidered and ultimately asserted jurisdiction
over the balefill site pursuant to subpart (b) of the "Migratory Bird Rule." The Corps
found that approximately 121 bird species had been observed at the site, including
several known to depend upon aquatic environments for a significant portion of their
life requirements. Thus, on November 16, 1987, the Corps formally "determined that
the seasonally ponded, abandoned gravel mining depressions located on the project
site, while not wetlands, did qualify as `waters of the United States' ... based upon
the following criteria: (1) the proposed site had been abandoned as a gravel mining
operation; (2) the water areas and spoil piles had developed a natural character;
and (3) the water areas are used as habitat by migratory bird [sic] which cross state
lines." U. S. Army Corps of Engineers, Chicago District, Dept. of Army Permit Evaluation
and Decision Document, Lodging of Petitioner, Tab No. 1, p. 6.
During the application process, SWANCC made several proposals to mitigate the likely
displacement of the migratory birds and to preserve a great blue heron rookery located
on the site. Its balefill project ultimately received the necessary local and state
approval. By 1993, SWANCC had received a special use planned development permit from
the Cook County Board of Appeals, a landfill development permit from the Illinois
Environmental Protection Agency, and approval from the Illinois Department of Conservation.
Despite SWANCC's securing the required water quality certification from the Illinois
Environmental Protection Agency, the Corps refused to issue a §404(a) permit. The
Corps found that SWANCC had not established that its proposal was the "least environmentally
damaging, most practicable alternative" for disposal of nonhazardous solid waste;
that SWANCC's failure to set aside sufficient funds to remediate leaks posed an "unacceptable
risk to the public's drinking water supply"; and that the impact of the project upon
area-sensitive species was "unmitigatable since a landfill surface cannot be redeveloped
into a forested habitat." Id., at 87.
Petitioner filed suit under the Administrative Procedure Act, 5 U. S. C. §701 et
seq., in the Northern District of Illinois challenging both the Corps' jurisdiction
over the site and the merits of its denial of the §404(a) permit. The District Court
granted summary judgment to respondents on the jurisdictional issue, and petitioner
abandoned its challenge to the Corps' permit decision. On appeal to the Court of Appeals
for the Seventh Circuit, petitioner renewed its attack on respondents' use of the
"Migratory Bird Rule" to assert jurisdiction over the site. Petitioner argued that
respondents had exceeded their statutory authority in interpreting the CWA to cover
nonnavigable, isolated, intrastate waters based upon the presence of migratory birds
and, in the alternative, that Congress lacked the power under the Commerce Clause
to grant such regulatory jurisdiction.
The Court of Appeals began its analysis with the constitutional question, holding
that Congress has the authority to regulate such waters based upon "the cumulative
impact doctrine, under which a single activity that itself has no discernible effect
on interstate commerce may still be regulated if the aggregate effect of that class
of activity has a substantial impact on interstate commerce." 191 F. 3d 845, 850 (CA7
1999). The aggregate effect of the "destruction of the natural habitat of migratory
birds" on interstate commerce, the court held, was substantial because each year millions
of Americans cross state lines and spend over a billion dollars to hunt and observe
migratory birds.2 Ibid. The Court of Appeals then turned to the regulatory question.
The court held that the CWA reaches as many waters as the Commerce Clause allows and,
given its earlier Commerce Clause ruling, it therefore followed that respondents'
"Migratory Bird Rule" was a reasonable interpretation of the Act. See id., at 851-852.
We granted certiorari, 529 U. S. 1129 (2000), and now reverse.
Congress passed the CWA for the stated purpose of "restor[ing] and maintain[ing]
the chemical, physical, and biological integrity of the Nation's waters." 33 U. S.
C. §1251(a). In so doing, Congress chose to "recognize, preserve, and protect the
primary responsibilities and rights of States to prevent, reduce, and eliminate pollution,
to plan the development and use (including restoration, preservation, and enhancement)
of land and water resources, and to consult with the Administrator in the exercise
of his authority under this chapter." §1251(b). Relevant here, §404(a) authorizes
respondents to regulate the discharge of fill material into "navigable waters," 33
U. S. C. §1344(a), which the statute defines as "the waters of the United States,
including the territorial seas," §1362(7). Respondents have interpreted these words
to cover the abandoned gravel pit at issue here because it is used as habitat for
migratory birds. We conclude that the "Migratory Bird Rule" is not fairly supported
by the CWA.
This is not the first time we have been called upon to evaluate the meaning of §404(a).
In United States v. Riverside Bayview Homes, Inc., 474 U. S. 121 (1985), we held that
the Corps had §404(a) jurisdiction over wetlands that actually abutted on a navigable
waterway. In so doing, we noted that the term "navigable" is of "limited import" and
that Congress evidenced its intent to "regulate at least some waters that would not
be deemed `navigable' under the classical understanding of that term." Id., at 133.
But our holding was based in large measure upon Congress' unequivocal acquiescence
to, and approval of, the Corps' regulations interpreting the CWA to cover wetlands
adjacent to navigable waters. See id., at 135-139. We found that Congress' concern
for the protection of water quality and aquatic ecosystems indicated its intent to
regulate wetlands "inseparably bound up with the `waters' of the United States." Id.,
at 134.
It was the significant nexus between the wetlands and "navigable waters" that informed
our reading of the CWA in Riverside Bayview Homes. Indeed, we did not "express any
opinion" on the "question of the authority of the Corps to regulate discharges of
fill material into wetlands that are not adjacent to bodies of open water ... ." Id.,
at 131-132, n. 8. In order to rule for respondents here, we would have to hold that
the jurisdiction of the Corps extends to ponds that are not adjacent to open water.
But we conclude that the text of the statute will not allow this.
Indeed, the Corps' original interpretation of the CWA, promulgated two years after
its enactment, is inconsistent with that which it espouses here. Its 1974 regulations
defined §404(a)'s "navigable waters" to mean "those waters of the United States which
are subject to the ebb and flow of the tide, and/or are presently, or have been in
the past, or may be in the future susceptible for use for purposes of interstate or
foreign commerce." 33 CFR §209.120(d)(1). The Corps emphasized that "[i]t is the water
body's capability of use by the public for purposes of transportation or commerce
which is the determinative factor." §209.260(e)(1). Respondents put forward no persuasive
evidence that the Corps mistook Congress' intent in 1974.3
Respondents next contend that whatever its original aim in 1972, Congress charted
a new course five years later when it approved the more expansive definition of "navigable
waters" found in the Corps' 1977 regulations. In July 1977, the Corps formally adopted
33 CFR §323.2(a)(5) (1978), which defined "waters of the United States" to include
"isolated wetlands and lakes, intermittent streams, prairie potholes, and other waters
that are not part of a tributary system to interstate waters or to navigable waters
of the United States, the degradation or destruction of which could affect interstate
commerce." Respondents argue that Congress was aware of this more expansive interpretation
during its 1977 amendments to the CWA. Specifically, respondents point to a failed
House bill, H. R. 3199, that would have defined "navigable waters" as "all waters
which are presently used, or are susceptible to use in their natural condition or
by reasonable improvement as a means to transport interstate or foreign commerce."
123 Cong. Rec. 10420, 10434 (1977).4 They also point to the passage in §404(g)(1)
that authorizes a State to apply to the Environmental Protection Agency for permission
"to administer its own individual and general permit program for the discharge of
dredged or fill material into the navigable waters (other than those waters which
are presently used, or are susceptible to use in their natural condition or by reasonable
improvement as a means to transport interstate or foreign commerce ... including wetlands
adjacent thereto) within its jurisdiction ... ." 33 U. S. C. §1344(g)(1). The failure
to pass legislation that would have overturned the Corps' 1977 regulations and the
extension of jurisdiction in §404(g) to waters "other than" traditional "navigable
waters," respondents submit, indicate that Congress recognized and accepted a broad
definition of "navigable waters" that includes nonnavigable, isolated, intrastate
waters.
Although we have recognized congressional acquiescence to administrative interpretations
of a statute in some situations, we have done so with extreme care.5 "[F]ailed legislative
proposals are `a particularly dangerous ground on which to rest an interpretation
of a prior statute.' " Central Bank of Denver, N. A. v. First Interstate Bank of Denver,
N. A., 511 U. S. 164, 187 (1994) (quoting Pension Benefit Guaranty Corporation v.
LTV Corp., 496 U. S. 633, 650 (1990)). A bill can be proposed for any number of reasons,
and it can be rejected for just as many others. The relationship between the actions
and inactions of the 95th Congress and the intent of the 92d Congress in passing §404(a)
is also considerably attenuated. Because "subsequent history is less illuminating
than the contemporaneous evidence," Hagen v. Utah, 510 U. S. 399, 420 (1994), respondents
face a difficult task in overcoming the plain text and import of §404(a).
We conclude that respondents have failed to make the necessary showing that the failure
of the 1977 House bill demonstrates Congress' acquiescence to the Corps' regulations
or the "Migratory Bird Rule," which, of course, did not first appear until 1986. Although
respondents cite some legislative history showing Congress' recognition of the Corps'
assertion of jurisdiction over "isolated waters,"6 as we explained in Riverside Bayview
Homes, "[i]n both Chambers, debate on the proposals to narrow the definition of navigable
waters centered largely on the issue of wetlands preservation." 474 U. S., at 136.
Beyond Congress' desire to regulate wetlands adjacent to "navigable waters," respondents
point us to no persuasive evidence that the House bill was proposed in response to
the Corps' claim of jurisdiction over nonnavigable, isolated, intrastate waters or
that its failure indicated congressional acquiescence to such jurisdiction.
Section 404(g) is equally unenlightening. In Riverside Bayview Homes we recognized
that Congress intended the phrase "navigable waters" to include "at least some waters
that would not be deemed `navigable' under the classical understanding of that term."
Id., at 133. But §404(g) gives no intimation of what those waters might be; it simply
refers to them as "other ... waters." Respondents conjecture that "other ... waters"
must incorporate the Corps' 1977 regulations, but it is also plausible, as petitioner
contends, that Congress simply wanted to include all waters adjacent to "navigable
waters," such as nonnavigable tributaries and streams. The exact meaning of §404(g)
is not before us and we express no opinion on it, but for present purposes it is sufficient
to say, as we did in Riverside Bayview Homes, that "§404(g)(1) does not conclusively
determine the construction to be placed on the use of the term `waters' elsewhere
in the Act (particularly in §502(7), which contains the relevant definition of `navigable
waters') ... ." Id., at 138, n. 11.7
We thus decline respondents' invitation to take what they see as the next ineluctable
step after Riverside Bayview Homes: holding that isolated ponds, some only seasonal,
wholly located within two Illinois counties, fall under §404(a)'s definition of "navigable
waters" because they serve as habitat for migratory birds. As counsel for respondents
conceded at oral argument, such a ruling would assume that "the use of the word navigable
in the statute ... does not have any independent significance." Tr. of Oral Arg. 28.
We cannot agree that Congress' separate definitional use of the phrase "waters of
the United States" constitutes a basis for reading the term "navigable waters" out
of the statute. We said in Riverside Bayview Homes that the word "navigable" in the
statute was of "limited effect" and went on to hold that §404(a) extended to nonnavigable
wetlands adjacent to open waters. But it is one thing to give a word limited effect
and quite another to give it no effect whatever. The term "navigable" has at least
the import of showing us what Congress had in mind as its authority for enacting the
CWA: its traditional jurisdiction over waters that were or had been navigable in fact
or which could reasonably be so made. See, e.g., United States v. Appalachian Elec.
Power Co., 311 U. S. 377, 407-408 (1940).
Respondents--relying upon all of the arguments addressed above--contend that, at
the very least, it must be said that Congress did not address the precise question
of §404(a)'s scope with regard to nonnavigable, isolated, intrastate waters, and that,
therefore, we should give deference to the "Migratory Bird Rule." See, e.g., Chevron
U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837 (1984). We
find §404(a) to be clear, but even were we to agree with respondents, we would not
extend Chevron deference here.
Where an administrative interpretation of a statute invokes the outer limits of Congress'
power, we expect a clear indication that Congress intended that result. See Edward
J. DeBartolo Corp. v. Florida Gulf Coast Building & Constr. Trades Council, 485 U.
S. 568, 575 (1988). This requirement stems from our prudential desire not to needlessly
reach constitutional issues and our assumption that Congress does not casually authorize
administrative agencies to interpret a statute to push the limit of congressional
authority. See ibid. This concern is heightened where the administrative interpretation
alters the federal-state framework by permitting federal encroachment upon a traditional
state power. See United States v. Bass, 404 U. S. 336, 349 (1971) ("[U]nless Congress
conveys its purpose clearly, it will not be deemed to have significantly changed the
federal-state balance"). Thus, "where an otherwise acceptable construction of a statute
would raise serious constitutional problems, the Court will construe the statute to
avoid such problems unless such construction is plainly contrary to the intent of
Congress." DeBartolo, supra, at 575.
Twice in the past six years we have reaffirmed the proposition that the grant of
authority to Congress under the Commerce Clause, though broad, is not unlimited. See
United States v. Morrison, 529 U. S. 598 (2000); United States v. Lopez, 514 U. S.
549 (1995). Respondents argue that the "Migratory Bird Rule" falls within Congress'
power to regulate intrastate activities that "substantially affect" interstate commerce.
They note that the protection of migratory birds is a "national interest of very nearly
the first magnitude," Missouri v. Holland, 252 U. S. 416, 435 (1920), and that, as
the Court of Appeals found, millions of people spend over a billion dollars annually
on recreational pursuits relating to migratory birds. These arguments raise significant
constitutional questions. For example, we would have to evaluate the precise object
or activity that, in the aggregate, substantially affects interstate commerce. This
is not clear, for although the Corps has claimed jurisdiction over petitioner's land
because it contains water areas used as habitat by migratory birds, respondents now,
post litem motam, focus upon the fact that the regulated activity is petitioner's
municipal landfill, which is "plainly of a commercial nature." Brief for Federal Respondents
43. But this is a far cry, indeed, from the "navigable waters" and "waters of the
United States" to which the statute by its terms extends.
These are significant constitutional questions raised by respondents' application
of their regulations, and yet we find nothing approaching a clear statement from Congress
that it intended §404(a) to reach an abandoned sand and gravel pit such as we have
here. Permitting respondents to claim federal jurisdiction over ponds and mudflats
falling within the "Migratory Bird Rule" would result in a significant impingement
of the States' traditional and primary power over land and water use. See, e.g., Hess
v. Port Authority Trans-Hudson Corporation, 513 U. S. 30, 44 (1994) ("[R]egulation
of land use [is] a function traditionally performed by local governments"). Rather
than expressing a desire to readjust the federal-state balance in this manner, Congress
chose to "recognize, preserve, and protect the primary responsibilities and rights
of States ... to plan the development and use ... of land and water resources ...
." 33 U. S. C. §1251(b). We thus read the statute as written to avoid the significant
constitutional and federalism questions raised by respondents' interpretation, and
therefore reject the request for administrative deference.8
We hold that 33 CFR §328.3(a)(3) (1999), as clarified and applied to petitioner's
balefill site pursuant to the "Migratory Bird Rule," 51 Fed. Reg. 41217 (1986), exceeds
the authority granted to respondents under §404(a) of the CWA. The judgment of the
Court of Appeals for the Seventh Circuit is therefore
Reversed.
SOLID WASTE AGENCY OF NORTHERN COOK
COUNTY, PETITIONER v. UNITED STATES
ARMY CORPS OF ENGINEERS et al.
on writ of certiorari to the united states court of
appeals for the seventh circuit
[January 9, 2001]
Justice Stevens, with whom Justice Souter, Justice Ginsburg, and Justice Breyer join,
dissenting.
In 1969, the Cuyahoga River in Cleveland, Ohio, coated with a slick of industrial
waste, caught fire. Congress responded to that dramatic event, and to others like
it, by enacting the Federal Water Pollution Control Act (FWPCA) Amendments of 1972,
86 Stat. 817, as amended 33 U. S. C. §1251 et seq., commonly known as the Clean Water
Act (Clean Water Act, CWA, or Act).1 The Act proclaimed the ambitious goal of ending
water pollution by 1985. §1251(a). The Court's past interpretations of the CWA have
been fully consistent with that goal. Although Congress' vision of zero pollution
remains unfulfilled, its pursuit has unquestionably retarded the destruction of the
aquatic environment. Our Nation's waters no longer burn. Today, however, the Court
takes an unfortunate step that needlessly weakens our principal safeguard against
toxic water.
It is fair to characterize the Clean Water Act as "watershed" legislation. The statute
endorsed fundamental changes in both the purpose and the scope of federal regulation
of the Nation's waters. In §13 of the Rivers and Harbors Appropriation Act of 1899
(RHA), 30 Stat. 1152, as amended, 33 U. S. C. §407, Congress had assigned to the Army
Corps of Engineers (Corps) the mission of regulating discharges into certain waters
in order to protect their use as highways for the transportation of interstate and
foreign commerce; the scope of the Corps' jurisdiction under the RHA accordingly extended
only to waters that were "navigable." In the CWA, however, Congress broadened the
Corps' mission to include the purpose of protecting the quality of our Nation's waters
for esthetic, health, recreational, and environmental uses. The scope of its jurisdiction
was therefore redefined to encompass all of "the waters of the United States, including
the territorial seas." §1362(7). That definition requires neither actual nor potential
navigability.
The Court has previously held that the Corps' broadened jurisdiction under the CWA
properly included an 80- acre parcel of low-lying marshy land that was not itself
navigable, directly adjacent to navigable water, or even hydrologically connected
to navigable water, but which was part of a larger area, characterized by poor drainage,
that ultimately abutted a navigable creek. United States v. Riverside Bayview Homes,
Inc., 474 U. S. 121 (1985).2 Our broad finding in Riverside Bayview that the 1977
Congress had acquiesced in the Corps' understanding of its jurisdiction applies equally
to the 410-acre parcel at issue here. Moreover, once Congress crossed the legal watershed
that separates navigable streams of commerce from marshes and inland lakes, there
is no principled reason for limiting the statute's protection to those waters or wetlands
that happen to lie near a navigable stream.
In its decision today, the Court draws a new jurisdictional line, one that invalidates
the 1986 migratory bird regulation as well as the Corps' assertion of jurisdiction
over all waters except for actually navigable waters, their tributaries, and wetlands
adjacent to each. Its holding rests on two equally untenable premises: (1) that when
Congress passed the 1972 CWA, it did not intend "to exert anything more than its commerce
power over navigation," ante, at 7, n. 3; and (2) that in 1972 Congress drew the boundary
defining the Corps' jurisdiction at the odd line on which the Court today settles.
As I shall explain, the text of the 1972 amendments affords no support for the Court's
holding, and amendments Congress adopted in 1977 do support the Corps' present interpretation
of its mission as extending to so-called "isolated" waters. Indeed, simple common
sense cuts against the particular definition of the Corps' jurisdiction favored by
the majority.
I
The significance of the FWPCA Amendments of 1972 is illuminated by a reference to
the history of federal water regulation, a history that the majority largely ignores.
Federal regulation of the Nation's waters began in the 19th century with efforts targeted
exclusively at "promot[ing] water transportation and commerce." Kalen, Commerce to
Conservation: The Call for a National Water Policy and the Evolution of Federal Jurisdiction
Over Wetlands, 69 N. D. L. Rev. 873, 877 (1993). This goal was pursued through the
various Rivers and Harbors Acts, the most comprehensive of which was the RHA of 1899.3
Section 13 of the 1899 RHA, commonly known as the Refuse Act, prohibited the discharge
of "refuse" into any "navigable water" or its tributaries, as well as the deposit
of "refuse" on the bank of a navigable water "whereby navigation shall or may be impeded
or obstructed" without first obtaining a permit from the Secretary of the Army. 30
Stat. 1152.
During the middle of the 20th century, the goals of federal water regulation began
to shift away from an exclusive focus on protecting navigability and toward a concern
for preventing environmental degradation. Kalen, 69 N. D. L. Rev., at 877-879, and
n. 30. This awakening of interest in the use of federal power to protect the aquatic
environment was helped along by efforts to reinterpret §13 of the RHA in order to
apply its permit requirement to industrial discharges into navigable waters, even
when such discharges did nothing to impede navigability. See, e.g., United States
v. Republic Steel Corp., 362 U. S. 482, 490-491 (1960) (noting that the term "refuse"
in §13 was broad enough to include industrial waste).4 Seeds of this nascent concern
with pollution control can also be found in the FWPCA, which was first enacted in
1948 and then incrementally expanded in the following years.5
The shift in the focus of federal water regulation from protecting navigability toward
environmental protection reached a dramatic climax in 1972, with the passage of the
CWA. The Act, which was passed as an amendment to the existing FWPCA, was universally
described by its supporters as the first truly comprehensive federal water pollution
legislation. The "major purpose" of the CWA was "to establish a comprehensive long-range
policy for the elimination of water pollution." S. Rep. No. 92-414, p. 95 (1971),
reprinted in 2 Legislative History of the Water Pollution Control Act Amendments of
1972 (Committee Print compiled for the Senate Committee on Public Works by the Library
of Congress), Ser. No. 93-1, p. 1511 (1971) (hereinafter Leg. Hist.) (emphasis added).
And "[n]o Congressman's remarks on the legislation were complete without reference
to [its] `comprehensive' nature ... ." Milwaukee v. Illinois, 451 U. S. 304, 318 (1981)
(Rehnquist, J.). A House sponsor described the bill as "the most comprehensive and
far-reaching water pollution bill we have ever drafted," 1 Leg. Hist. 369 (Rep. Mizell),
and Senator Randolph, Chairman of the Committee on Public Works, stated: "It is perhaps
the most comprehensive legislation that the Congress of the United States has ever
developed in this particular field of the environment." 2 id., at 1269. This Court
was therefore undoubtedly correct when it described the 1972 amendments as establishing
"a comprehensive program for controlling and abating water pollution." Train v. City
of New York, 420 U. S. 35, 37 (1975).
Section 404 of the CWA resembles §13 of the RHA, but, unlike the earlier statute,
the primary purpose of which is the maintenance of navigability, §404 was principally
intended as a pollution control measure. A comparison of the contents of the RHA and
the 1972 Act vividly illustrates the fundamental difference between the purposes of
the two provisions. The earlier statute contains pages of detailed appropriations
for improvements in specific navigation facilities, 30 Stat. 1121-1149, for studies
concerning the feasibility of a canal across the Isthmus of Panama, id., at 1150,
and for surveys of the advisability of harbor improvements at numerous other locations,
id., at 1155-1161. Tellingly, §13, which broadly prohibits the discharge of refuse
into navigable waters, contains an exception for refuse "flowing from streets and
sewers . . . in a liquid state." Id., at 1152.
The 1972 Act, in contrast, appropriated large sums of money for research and related
programs for water pollution control, 86 Stat. 816-833, and for the construction of
water treatment works, id., at 833-844. Strikingly absent from its declaration of
"goals and policy" is any reference to avoiding or removing obstructions to navigation.
Instead, the principal objective of the Act, as stated by Congress in §101, was "to
restore and maintain the chemical, physical, and biological integrity of the Nation's
waters." 33 U. S. C. §1251. Congress therefore directed federal agencies in §102 to
"develop comprehensive programs for preventing, reducing, or eliminating the pollution
of the navigable waters and ground waters and improving the sanitary condition of
surface and underground waters." 33 U. S. C. §1252. The CWA commands federal agencies
to give "due regard," not to the interest of unobstructed navigation, but rather to
"improvements which are necessary to conserve such waters for the protection and propagation
of fish and aquatic life and wildlife [and] recreational purposes." Ibid.
Because of the statute's ambitious and comprehensive goals, it was, of course, necessary
to expand its jurisdictional scope. Thus, although Congress opted to carry over the
traditional jurisdictional term "navigable waters" from the RHA and prior versions
of the FWPCA, it broadened the definition of that term to encompass all "waters of
the United States." §1362(7).6 Indeed, the 1972 conferees arrived at the final formulation
by specifically deleting the word "navigable" from the definition that had originally
appeared in the House version of the Act.7 The majority today undoes that deletion.
The Conference Report explained that the definition in §502(7) was intended to "be
given the broadest possible constitutional interpretation." S. Conf. Rep. No. 92-1236,
p. 144 (1972), reprinted in 1 Leg. Hist. 327. The Court dismisses this clear assertion
of legislative intent with the back of its hand. Ante, at 7, n. 3. The statement,
it claims, "signifies that Congress intended to exert [nothing] more than its commerce
power over navigation." Ibid.
The majority's reading drains all meaning from the conference amendment. By 1972,
Congress' Commerce Clause power over "navigation" had long since been established.
The Daniel Ball, 10 Wall. 557 (1871); Gilman v. Philadelphia, 3 Wall. 713 (1866);
Gibbons v. Ogden, 9 Wheat. 1 (1824). Why should Congress intend that its assertion
of federal jurisdiction be given the "broadest possible constitutional interpretation"
if it did not intend to reach beyond the very heartland of its commerce power? The
activities regulated by the CWA have nothing to do with Congress' "commerce power
over navigation." Indeed, the goals of the 1972 statute have nothing to do with navigation
at all.
As we recognized in Riverside Bayview, the interests served by the statute embrace
the protection of " `significant natural biological functions, including food chain
production, general habitat, and nesting, spawning, rearing and resting sites' " for
various species of aquatic wildlife. 474 U. S., at 134-135. For wetlands and "isolated"
inland lakes, that interest is equally powerful, regardless of the proximity of the
swamp or the water to a navigable stream. Nothing in the text, the stated purposes,
or the legislative history of the CWA supports the conclusion that in 1972 Congress
contemplated--much less commanded--the odd jurisdictional line that the Court has
drawn today.
The majority accuses respondents of reading the term "navigable" out of the statute.
Ante, at 11. But that was accomplished by Congress when it deleted the word from the
§502(7) definition. After all, it is the definition that is the appropriate focus
of our attention. Babbitt v. Sweet Home Chapter, Communities for Great Ore., 515 U.
S. 687, 697-698, n. 10 (1995) (refusing to be guided by the common-law definition
of the term "take" when construing that term within the Endangered Species Act of
1973 and looking instead to the meaning of the terms contained in the definition of
"take" supplied by the statute). Moreover, a proper understanding of the history of
federal water pollution regulation makes clear that--even on respondents' broad reading--the
presence of the word "navigable" in the statute is not inexplicable. The term was
initially used in the various Rivers and Harbors Acts because (1) at the time those
statutes were first enacted, Congress' power over the Nation's waters was viewed as
extending only to "water bodies that were deemed `navigable' and therefore suitable
for moving goods to or from markets," Power 513; and (2) those statutes had the primary
purpose of protecting navigation. Congress' choice to employ the term "navigable waters"
in the 1972 Clean Water Act simply continued nearly a century of usage. Viewed in
light of the history of federal water regulation, the broad §502(7) definition, and
Congress' unambiguous instructions in the Conference Report, it is clear that the
term "navigable waters" operates in the statute as a shorthand for "waters over which
federal authority may properly be asserted."
II
As the majority correctly notes, ante, at 7, when the Corps first promulgated regulations
pursuant to §404 of the 1972 Act, it construed its authority as being essentially
the same as it had been under the 1899 RHA.8 The reaction to those regulations in
the federal courts,9 in the Environmental Protection Agency (EPA),10 and in Congress,11
convinced the Corps that the statute required it "to protect water quality to the
full extent of the [C]ommerce [C]lause" and to extend federal regulation over discharges
"to many areas that have never before been subject to Federal permits or to this form
of water quality protection." 40 Fed. Reg. 31320 (1975).
In 1975, the Corps therefore adopted the interim regulations that we upheld in Riverside
Bayview. As we noted in that case, the new regulations understood "the waters of the
United States" to include, not only navigable waters and their tributaries, but also
"nonnavigable intrastate waters whose use or misuse could affect interstate commerce."
474 U. S., at 123. The 1975 regulations provided that the new program would become
effective in three phases: phase 1, which became effective immediately, encompassed
the navigable waters covered by the 1974 regulation and the RHA; phase 2, effective
after July 1, 1976, extended Corps jurisdiction to nonnavigable tributaries, freshwater
wetlands adjacent to primary navigable waters, and lakes; and phase 3, effective after
July 1, 1977, extended Corps jurisdiction to all other waters covered under the statute,
including any waters not covered by phases 1 and 2 (such as "intermittent rivers,
streams, tributaries, and perched wetlands that are not contiguous or adjacent to
navigable waters") that "the District Engineer determines necessitate regulation for
the protection of water quality." 40 Fed. Reg. 31325-31326 (1975). The final version
of these regulations, adopted in 1977, made clear that the covered waters included
"isolated lakes and wetlands, intermittent streams, prairie potholes, and other waters
that are not part of a tributary system to interstate waters or to navigable waters
of the United States, the degradation or destruction of which could affect interstate
commerce."12
The Corps' broadened reading of its jurisdiction provoked opposition among some Members
of Congress. As a result, in 1977, Congress considered a proposal that would have
limited the Corps' jurisdiction under §404 to waters that are used, or by reasonable
improvement could be used, as a means to transport interstate or foreign commerce
and their adjacent wetlands. H. R. 3199, 95th Cong., 1st Sess., §16(f) (1977). A bill
embodying that proposal passed the House but was defeated in the Senate. The debates
demonstrate that Congress was fully aware of the Corps' understanding of the scope
of its jurisdiction under the 1972 Act. We summarized these debates in our opinion
in Riverside Bayview:
"In both Chambers, debate on the proposals to narrow the definition of navigable
waters centered largely on the issue of wetlands preservation. See [123 Cong. Rec.],
at 10426-10432 (House debate); id., at 26710-26729 (Senate debate). Proponents of
a more limited §404 jurisdiction contended that the Corps' assertion of jurisdiction
over wetlands and other nonnavigable `waters' had far exceeded what Congress had intended
in enacting §404. Opponents of the proposed changes argued that a narrower definition
of `navigable waters' for purposes of §404 would exclude vast stretches of crucial
wetlands from the Corps' jurisdiction, with detrimental effects on wetlands ecosystems,
water quality, and the aquatic environment generally. The debate, particularly in
the Senate, was lengthy. In the House, the debate ended with the adoption of a narrowed
definition of `waters'; but in the Senate the limiting amendment was defeated and
the old definition retained. The Conference Committee adopted the Senate's approach:
efforts to narrow the definition of `waters' were abandoned; the legislation as ultimately
passed, in the words of Senator Baker, `retain[ed] the comprehensive jurisdiction
over the Nation's waters exercised in the 1972 Federal Water Pollution Control Act.'
" 474 U. S., at 136-137.
The net result of that extensive debate was a congressional endorsement of the position
that the Corps maintains today. We explained in Riverside Bayview:
"[T]he scope of the Corps' asserted jurisdiction over wetlands was specifically brought
to Congress' attention, and Congress rejected measures designed to curb the Corps'
jurisdiction in large part because of its concern that protection of wetlands would
be unduly hampered by a narrowed definition of `navigable waters.' Although we are
chary of attributing significance to Congress' failure to act, a refusal by Congress
to overrule an agency's construction of legislation is at least some evidence of the
reasonableness of that construction, particularly where the administrative construction
has been brought to Congress' attention through legislation specifically designed
to supplant it." Id., at 137.
Even if the majority were correct that Congress did not extend the Corps' jurisdiction
in the 1972 CWA to reach beyond navigable waters and their nonnavigable tributaries,
Congress' rejection of the House's efforts in 1977 to cut back on the Corps' 1975
assertion of jurisdiction clearly indicates congressional acquiescence in that assertion.
Indeed, our broad determination in Riverside Bayview that the 1977 Congress acquiesced
in the very regulations at issue in this case should foreclose petitioner's present
urgings to the contrary. The majority's refusal in today's decision to acknowledge
the scope of our prior decision is troubling. Compare id., at 136 ("Congress acquiesced
in the [1975] administrative construction [of the Corps' jurisdiction]"), with ante,
at 9 ("We conclude that respondents have failed to make the necessary showing that
the failure of the 1977 House bill demonstrates Congress' acquiescence to the Corps'
regulations ...").13 Having already concluded that Congress acquiesced in the Corps'
regulatory definition of its jurisdiction, the Court is wrong to reverse course today.
See Dickerson v. United States, 530 U. S. 428, 443 (2000) (Rehnquist, C. J.) (" `[T]he
doctrine [of stare decisis] carries such persuasive force that we have always required
a departure from precedent to be supported by some "special justification" ' ").
More important than the 1977 bill that did not become law are the provisions that
actually were included in the 1977 revisions. Instead of agreeing with those who sought
to withdraw the Corps' jurisdiction over "isolated" waters, Congress opted to exempt
several classes of such waters from federal control. §67, 91 Stat. 1601, 33 U. S.
C. §1344(f). For example, the 1977 amendments expressly exclude from the Corps' regulatory
power the discharge of fill material "for the purpose of construction or maintenance
of farm or stock ponds or irrigation ditches, or the maintenance of drainage ditches,"
and "for the purpose of construction of temporary sedimentation basins on a construction
site which does not include placement of fill material into the navigable waters."
Ibid. The specific exemption of these waters from the Corps' jurisdiction indicates
that the 1977 Congress recognized that similarly "isolated" waters not covered by
the exceptions would fall within the statute's outer limits.
In addition to the enumerated exceptions, the 1977 amendments included a new section,
§404(g), which authorized the States to administer their own permit programs over
certain nonnavigable waters. Section 404(g)(1) provides, in relevant part:
"The Governor of any State desiring to administer its own individual and general
permit program for the discharge of dredged or fill material into the navigable waters
(other than those waters which are presently used, or are susceptible to use in their
natural condition or by reasonable improvement as a means to transport interstate
or foreign commerce . . . , including wetlands adjacent thereto) within its jurisdiction
may submit to the Administrator a full and complete description of the program it
proposes to establish and administer under State law or under an interstate compact."
33 U. S. C. §1344(g)(1).
Section 404(g)(1)'s reference to navigable waters "other than those waters which
are presently used, or are susceptible to use" for transporting commerce and their
adjacent wetlands appears to suggest that Congress viewed (and accepted) the Act's
regulations as covering more than navigable waters in the traditional sense. The majority
correctly points out that §404(g)(1) is itself ambiguous because it does not indicate
precisely how far Congress considered federal jurisdiction to extend. Ante, at 10.
But the Court ignores the provision's legislative history, which makes clear that
Congress understood §404(g)(1)--and therefore federal jurisdiction--to extend, not
only to navigable waters and nonnavigable tributaries, but also to "isolated" waters,
such as those at issue in this case.
The Conference Report discussing the 1977 amendments, for example, states that §404(g)
"establish[es] a process to allow the Governor of any State to administer an individual
and general permit program for the discharge of dredged or fill material into phase
2 and 3 waters after the approval of a program by the Administrator." H. R. Conf.
Rep. No. 95-830, p. 101 (1977), reprinted in 3 Legislative History of the Clean Water
Act of 1977 (Committee Print Compiled for the Committee on Environment and Public
Works by the Library of Congress), Ser. No. 95-14, p. 285 (emphasis added) (hereinafter
Leg. Hist. of CWA). Similarly, a Senate Report discussing the 1977 amendments explains
that, under §404(g), "the [C]orps will continue to administer the section 404 permit
program in all navigable waters for a discharge of dredge or fill material until the
approval of a State program for phase 2 and 3 waters." S. Rep. No. 95-370, p. 75 (1977),
reprinted in 4 Leg. Hist. of CWA 708 (emphases added).
Of course, as I have already discussed, "phase 1" waters are navigable waters and
their contiguous wetlands, "phase 2" waters are the "primary tributaries" of navigable
waters and their adjacent wetlands, and "phase 3" waters are all other waters covered
by the statute, and can include such "isolated" waters as "intermittent rivers, streams,
tributaries, and perched wetlands that are not contiguous or adjacent to navigable
waters." The legislative history of the 1977 amendments therefore plainly establishes
that, when it enacted §404(g), Congress believed--and desired--the Corps' jurisdiction
to extend beyond just navigable waters, their tributaries, and the wetlands adjacent
to each.
In dismissing the significance of §404(g)(1), the majority quotes out of context
language in the very same 1977 Senate Report that I have quoted above. Ante, at 10,
n. 6. It is true that the Report states that "[t]he committee amendment does not redefine
navigable waters." S. Rep. No. 95-370, at 75, reprinted in 4 Leg. Hist. of CWA 708
(emphasis added). But the majority fails to point out that the quoted language appears
in the course of an explanation of the Senate's refusal to go along with House efforts
to narrow the scope of the Corps' CWA jurisdiction to traditionally navigable waters.
Thus, the immediately preceding sentence warns that "[t]o limit the jurisdiction of
the [FWPCA] with reference to discharges of the pollutants of dredged or fill material
would cripple efforts to achieve the act's objectives."14 Ibid. The Court would do
well to heed that warning.
The majority also places great weight, ante, at 10, on our statement in Riverside
Bayview that §404(g) "does not conclusively determine the construction to be placed
on the use of the term `waters' elsewhere in the Act," 474 U. S., at 138, n. 11 (emphasis
added). This is simply more selective reading. In that case, we also went on to say
with respect to the significance of §404(g) that "the various provisions of the Act
should be read in pari materia." Ibid. More-over, our ultimate conclusion in Riverside
Bayview was that §404(g) "suggest[s] strongly that the term `waters' as used in the
Act" supports the Corps' reading. Ibid.
III
Although it might have appeared problematic on a "linguistic" level for the Corps
to classify "lands" as "waters" in Riverside Bayview, 474 U. S., at 131-132, we squarely
held that the agency's construction of the statute that it was charged with enforcing
was entitled to deference under Chevron U. S. A. Inc. v. Natural Resources Defense
Council, Inc., 467 U. S. 837 (1984). Today, however, the majority refuses to extend
such deference to the same agency's construction of the same statute, see ante, at
11-13. This refusal is unfaithful to both Riverside Bayview and Chevron. For it is
the majority's reading, not the agency's, that does violence to the scheme Congress
chose to put into place.
Contrary to the Court's suggestion, the Corps' interpretation of the statute does
not "encroac[h]" upon "traditional state power" over land use. Ante, at 12. "Land
use planning in essence chooses particular uses for the land; environmental regulation,
at its core, does not mandate particular uses of the land but requires only that,
however the land is used, damage to the environment is kept within prescribed limits."
California Coastal Comm'n v. Granite Rock Co., 480 U. S. 572, 587 (1987). The CWA
is not a land-use code; it is a paradigm of environmental regulation. Such regulation
is an accepted exercise of federal power. Hodel v. Virginia Surface Mining & Reclamation
Assn., Inc., 452 U. S. 264, 282 (1981).
It is particularly ironic for the Court to raise the specter of federalism while
construing a statute that makes explicit efforts to foster local control over water
regulation. Faced with calls to cut back on federal jurisdiction over water pollution,
Congress rejected attempts to narrow the scope of that jurisdiction and, by incorporating
§404(g), opted instead for a scheme that encouraged States to supplant federal control
with their own regulatory programs. S. Rep. No. 95-370, at 75, reprinted in 4 Leg.
Hist. of CWA 708 ("The committee amendment does not redefine navigable waters. Instead,
the committee amendment intends to assure continued protection of all the Nation's
waters, but allows States to assume the primary responsibility for protecting those
lakes, rivers, streams, swamps, marshes, and other portions of the navigable waters
outside the [C]orps program in the so-called phase I waters" (emphasis added)). Because
Illinois could have taken advantage of the opportunities offered to it through §404(g),
the federalism concerns to which the majority adverts are misplaced. The Corps' interpretation
of the statute as extending beyond navigable waters, tributaries of navigable waters,
and wetlands adjacent to each is manifestly reasonable and therefore entitled to deference.
IV
Because I am convinced that the Court's miserly construction of the statute is incorrect,
I shall comment briefly on petitioner's argument that Congress is without power to
prohibit it from filling any part of the 31 acres of ponds on its property in Cook
County, Illinois. The Corps' exercise of its §404 permitting power over "isolated"
waters that serve as habitat for migratory birds falls well within the boundaries
set by this Court's Commerce Clause jurisprudence.
In United States v. Lopez, 514 U. S. 549, 558-559 (1995), this Court identified "three
broad categories of activity that Congress may regulate under its commerce power":
(1) channels of interstate commerce; (2) instrumentalities of interstate commerce,
or persons and things in interstate commerce; and (3) activities that "substantially
affect" interstate commerce. Ibid. The migratory bird rule at issue here is properly
analyzed under the third category. In order to constitute a proper exercise of Congress'
power over intrastate activities that "substantially affect" interstate commerce,
it is not necessary that each individual instance of the activity substantially affect
commerce; it is enough that, taken in the aggregate, the class of activities in question
has such an effect. Perez v. United States, 402 U. S. 146 (1971) (noting that it is
the "class" of regulated activities, not the individual instance, that is to be considered
in the "affects" commerce analysis); see also Hodel, 452 U. S., at 277; Wickard v.
Filburn, 317 U. S. 111, 127-128 (1942).
The activity being regulated in this case (and by the Corps' §404 regulations in
general) is the discharge of fill material into water. The Corps did not assert jurisdiction
over petitioner's land simply because the waters were "used as habitat by migratory
birds." It asserted jurisdiction because petitioner planned to discharge fill into
waters "used as habitat by migratory birds." Had petitioner intended to engage in
some other activity besides discharging fill (i.e., had there been no activity to
regulate), or, conversely, had the waters not been habitat for migratory birds (i.e.,
had there been no basis for federal jurisdiction), the Corps would never have become
involved in petitioner's use of its land. There can be no doubt that, unlike the class
of activities Congress was attempting to regulate in United States v. Morrison, 529
U. S. 598, 613 (2000) ("[g]ender-motivated crimes"), and Lopez, 514 U. S., at 561
(possession of guns near school property), the discharge of fill material into the
Nation's waters is almost always undertaken for economic reasons. See V. Albrecht
& B. Goode, Wetland Regulation in the Real World, Exh. 3 (Feb. 1994) (demonstrating
that the overwhelming majority of acreage for which §404 permits are sought is intended
for commercial, industrial, or other economic use).15
Moreover, no one disputes that the discharge of fill into "isolated" waters that
serve as migratory bird habitat will, in the aggregate, adversely affect migratory
bird populations. See, e.g., 1 Secretary of the Interior, Report to Congress, The
Impact of Federal Programs on Wetlands: The Lower Mississippi Alluvial Plain and the
Prairie Pothole Region 79-80 (Oct. 1988) (noting that "isolated," phase 3 waters "are
among [the] most important and also the most threatened ecosystems in the United States"
because "[t]hey are prime nesting grounds for many species of North American waterfowl
..." and provide "[u]p to 50 percent of the [U. S.] production of migratory waterfowl").
Nor does petitioner dispute that the particular waters it seeks to fill are home to
many important species of migratory birds, including the second-largest breeding colony
of Great Blue Herons in northeastern Illinois, App. to Pet. for Cert. 3a, and several
species of waterfowl protected by international treaty and Illinois endangered species
laws, Brief for Federal Respondents 7.16
In addition to the intrinsic value of migratory birds, see Missouri v. Holland, 252
U. S. 416, 435 (1920) (noting the importance of migratory birds as "protectors of
our forests and our crops" and as "a food supply"), it is undisputed that literally
millions of people regularly participate in birdwatching and hunting and that those
activities generate a host of commercial activities of great value.17 The causal connection
between the filling of wetlands and the decline of commercial activities associated
with migratory birds is not "attenuated," Morrison, 529 U. S., at 612; it is direct
and concrete. Cf. Gibbs v. Babbitt, 214 F. 3d 483, 492-493 (CA4 2000) ("The relationship
between red wolf takings and interstate commerce is quite direct--with no red wolves,
there will be no red wolf related tourism ...").
Finally, the migratory bird rule does not blur the "distinction between what is truly
national and what is truly local." Morrison, 529 U. S., at 617-618. Justice Holmes
cogently observed in Missouri v. Holland that the protection of migratory birds is
a textbook example of a national problem. 252 U. S., at 435 ("It is not sufficient
to rely upon the States [to protect migratory birds]. The reliance is vain ...").
The destruction of aquatic migratory bird habitat, like so many other environmental
problems, is an action in which the benefits (e.g., a new landfill) are disproportionately
local, while many of the costs (e.g., fewer migratory birds) are widely dispersed
and often borne by citizens living in other States. In such situations, described
by economists as involving "externalities," federal regulation is both appropriate
and necessary. Revesz, Rehabilitating Interstate Competition: Rethinking the "Race-to-the-Bottom"
Rationale for Federal Environmental Regulation, 67 N. Y. U. L. Rev. 1210, 1222 (1992)
("The presence of interstate externalities is a powerful reason for intervention at
the federal level"); cf. Hodel, 452 U. S., at 281-282 (deferring to Congress' finding
that nationwide standards were "essential" in order to avoid "destructive interstate
competition" that might undermine environmental standards). Identifying the Corps'
jurisdiction by reference to waters that serve as habitat for birds that migrate over
state lines also satisfies this Court's expressed desire for some "jurisdictional
element" that limits federal activity to its proper scope. Morrison, 529 U. S., at
612.
The power to regulate commerce among the several States necessarily and properly
includes the power to preserve the natural resources that generate such commerce.
Cf. Sporhase v. Nebraska ex rel. Douglas, 458 U. S. 941, 953 (1982) (holding water
to be an "article of commerce"). Migratory birds, and the waters on which they rely,
are such resources. Moreover, the protection of migratory birds is a well-established
federal responsibility. As Justice Holmes noted in Missouri v. Holland, the federal
interest in protecting these birds is of "the first magnitude." 252 U. S., at 435.
Because of their transitory nature, they "can be protected only by national action."
Ibid.
Whether it is necessary or appropriate to refuse to allow petitioner to fill those
ponds is a question on which we have no voice. Whether the Federal Government has
the power to require such permission, however, is a question that is easily answered.
If, as it does, the Commerce Clause empowers Congress to regulate particular "activities
causing air or water pollution, or other environmental hazards that may have effects
in more than one State," Hodel, 452 U. S., at 282, it also empowers Congress to control
individual actions that, in the aggregate, would have the same effect. Perez, 402
U. S., at 154; Wickard, 317 U. S., at 127-128.18 There is no merit in petitioner's
constitutional argument.
Because I would affirm the judgment of the Court of Appeals, I respectfully dissent.
FOOTNOTES
Footnote 1
The Corps issued the "Migratory Bird Rule" without following the notice and comment
procedures outlined in the Administrative Procedure Act, 5 U. S. C. §553.
Footnote 2
Relying upon its earlier decision in Hoffman Homes, Inc. v. EPA, 999 F. 2d 256 (CA7
1993), and a report from the United States Census Bureau, the Court of Appeals found
that in 1996 approximately 3.1 million Americans spent $1.3 billion to hunt migratory
birds (with 11 percent crossing state lines to do so) as another 17.7 million Americans
observed migratory birds (with 9.5 million traveling for the purpose of observing
shorebirds). See 191 F. 3d, at 850.
Footnote 3
Respondents refer us to portions of the legislative history that they believe indicate
Congress' intent to expand the definition of "navigable waters." Although the Conference
Report includes the statement that the conferees "intend that the term `navigable
waters' be given the broadest possible constitutional interpretation," S. Conf. Rep.
No. 92-1236, p. 144 (1972), neither this, nor anything else in the legislative history
to which respondents point, signifies that Congress intended to exert anything more
than its commerce power over navigation. Indeed, respondents admit that the legislative
history is somewhat ambiguous. See Brief for Federal Respondents 24.
Footnote 4
While this bill passed in the House, a similarly worded amendment to a bill originating
in the Senate, S. 1952, failed. See 123 Cong. Rec. 26710, 26728 (1977).
Footnote 5
In Bob Jones Univ. v. United States, 461 U. S. 574, 595, 600-601 (1983), for example,
we upheld an Internal Revenue Service (IRS) Revenue Ruling that revoked the tax-exempt
status of private schools practicing racial discrimination because the IRS' interpretation
of the relevant statutes was "correct"; because Congress had held "hearings on this
precise issue," making it "hardly conceivable that Congress--and in this setting,
any Member of Congress--was not abundantly aware of what was going on"; and because
"no fewer than 13 bills introduced to overturn the IRS interpretation" had failed.
Absent such overwhelming evidence of acquiescence, we are loath to replace the plain
text and original understanding of a statute with an amended agency interpretation.
See Consumer Product Safety Comm'n v. GTE Sylvania, Inc., 447 U. S. 102, 118, n. 13
(1980) ("[E]ven when it would otherwise be useful, subsequent legislative history
will rarely override a reasonable interpretation of a statute that can be gleaned
from its language and legislative history prior to its enactment").
Footnote 6
Respondents cite, for example, the Senate Report on S. 1952, which referred to the
Corps' "isolated waters" regulation. See S. Rep. No. 95-370, p. 75 (1977). However,
the same report reiterated that "[t]he committee amendment does not redefine navigable
waters." Ibid.
Footnote 7
Respondents also make a passing reference to Congress' decision in 1977 to exempt
certain types of discharges from §404(a), including, for example, "discharge of dredged
or fill material ... for the purpose of construction or maintenance of farm or stock
ponds or irrigation ditches, or the maintenance of drainage ditches." §67, 91 Stat.
1600, 33 U. S. C. §1344(f)(C). As §404(a) only regulates dredged or fill material
that is discharged "into navigable waters," Congress' decision to exempt certain types
of these discharges does not affect, much less address, the definition of "navigable
waters."
Footnote 8
Because violations of the CWA carry criminal penalties, see 33 U. S. C. §1319(c)(2),
petitioner invokes the rule of lenity as another basis for rejecting the Corps' interpretation
of the CWA. Brief for Petitioner 31-32. We need not address this alternative argument.
See United States v. Shabani, 513 U. S. 10, 17 (1994).
FOOTNOTES
Footnote 1
See R. Adler, J. Landman, & D. Cameron, The Clean Water Act: 20 Years Later 5-10
(1993).
Footnote 2
See also App. to Pet. for Cert. 25a, and Brief for United States 8, n. 7, in Riverside
Bayview, O. T. 1984, No. 84-701. The District Court in Riverside Bayview found that
there was no direct "hydrological" connection between the parcel at issue and any
nearby navigable waters. App. to Pet. for Cert. in Riverside Bayview 25a. The wetlands
characteristics of the parcel were due, not to a surface or groundwater connection
to any actually navigable water, but to "poor drainage" resulting from "the Lamson
soil that underlay the property." Brief for Respondent in Riverside Bayview 7. Nevertheless,
this Court found occasional surface runoff from the property into nearby waters to
constitute a meaningful connection. Riverside Bayview, 474 U. S., at 134; Brief for
United States in Riverside Bayview 8, n. 7. Of course, the ecological connection between
the wetlands and the nearby waters also played a central role in this Court's decision.
Riverside Bayview, 474 U. S., at 134-135. Both types of connection are also present
in many, and possibly most, "isolated" waters. Brief for Dr. Gene Likens et al. as
Amici Curiae 6-22. Indeed, although the majority and petitioner both refer to the
waters on petitioner's site as "isolated," ante, at 11; Brief for Petitioner 11, their
role as habitat for migratory birds, birds that serve important functions in the ecosystems
of other waters throughout North America, suggests that--ecologically speaking--the
waters at issue in this case are anything but isolated.
Footnote 3
See also Rivers and Harbors Appropriations Act of 1896, 29 Stat. 234; River and Harbor
Act of 1894, 28 Stat. 363; River and Harbor Appropriations Act of 1890, 26 Stat. 426;
The River and Harbor Appropriations Act of 1886, 24 Stat. 329.
Footnote 4
In 1970, the House Committee on Government Operations followed the Court's lead and
advocated the use of §13 as a pollution control provision. H. R. Rep. No. 91-917,
pp. 14-18 (1970). President Nixon responded by issuing Executive Order No. 11574,
35 Fed. Reg. 19627 (1970) (revoked by Exec. Order No. 12553, 51 Fed. Reg. 7237 (1986)),
which created the Refuse Act Permit Program. Power, The Fox in the Chicken Coop: The
Regulatory Program of the U. S. Army Corps of Engineers, 63 Va. L. Rev. 503, 512 (1977)
(hereinafter Power). The program ended soon after it started, however, when a District
Court, reading the language of §13 literally, held the permit program invalid. Ibid.;
see Kalur v. Resor, 335 F. Supp. 1, 9 (DC 1971).
Footnote 5
The FWPCA of 1948 applied only to "interstate waters." §10(e), 62 Stat. 1161. Subsequently,
it was harmonized with the Rivers and Harbors Act such that--like the earlier statute--the
FWPCA defined its jurisdiction with reference to "navigable waters." Pub. L. 89-753,
§211, 80 Stat. 1252. None of these early versions of the FWPCA could fairly be described
as establishing a comprehensive approach to the problem, but they did contain within
themselves several of the elements that would later be employed in the CWA. Milwaukee
v. Illinois, 451 U. S. 304, 318, n. 10 (1981) (Rehnquist, J.) (Congress intended to
do something "quite different" in the 1972 Act); 2 W. Rodgers, Environmental Law:
Air and Water §4.1, pp. 10-11 (1986) (describing the early versions of the FWPCA).
Footnote 6
The definition of "navigable water" in earlier versions of the FWPCA had made express
reference to navigability. §211, 80 Stat. 1253.
Footnote 7
The version adopted by the House of Representatives defined "navigable waters" as
"the navigable waters of the United States, including the territorial seas." H. R.
11896, 92d Cong., 2d Sess., §502(8) (1971), reprinted in 1 Leg. Hist. 1069. The CWA
ultimately defined "navigable waters" simply as "the waters of the United States,
including the territorial seas." 33 U. S. C. §1362(7).
Footnote 8
The Corps later acknowledged that the 1974 regulations "limited the Section 404 permit
program to the same waters that were being regulated under the River and Harbor Act
of 1899." 42 Fed. Reg. 37123 (1977). Although refusing to defer to the Corps' present
interpretation of the statute, ante, at 11-12, the majority strangely attributes some
significance to the Corps' initial reluctance to read the 1972 Act as expanding its
jurisdiction, ante, at 7 ("Respondents put forward no persuasive evidence that the
Corps mistook Congress' intent in 1974"). But, stranger still, by construing the statute
as extending to nonnavigable tributaries and adjacent wetlands, the majority reads
the statute more broadly than the 1974 regulations that it seems willing to accept
as a correct construction of the Corps' jurisdiction. As I make clear in the text,
there is abundant evidence that the Corps was wrong in 1974 and that the Court is
wrong today.
Footnote 9
See, e.g., Natural Resources Defense Council v. Callaway, 392 F. Supp. 685, 686 (DC
1975); United States v. Holland, 373 F. Supp. 665 (MD Fla. 1974).
Footnote 10
In a 1974 letter to the head of the Army Corps of Engineers, the EPA Administrator
expressed his disagreement with the Corps' parsimonious view of its own jurisdiction
under the CWA. Section 404 of the Federal Water Pollution Control Act Amendments of
1972: Hearings before the Senate Committee on Public Works, 94th Cong., 2d Sess.,
349 (1976) (letter dated June 19, 1974, from Russell E. Train, Administrator of EPA,
to Lt. Gen. W. C. Gribble, Jr., Chief of Corps of Engineers). The EPA is the agency
that generally administers the CWA, except as otherwise provided. 33 U. S. C. §1251(d);
see also 43 Op. Atty. Gen. 197 (1979) ("Congress intended to confer upon the administrator
of the [EPA] the final administrative authority" to determine the reach of the term
"navigable waters").
Footnote 11
The House Committee on Government Operations noted the disagreement between the EPA
and the Corps over the meaning of "navigable waters" and ultimately expressed its
agreement with the EPA's broader reading of the statute. H. R. Rep. No. 93-1396, pp.
23-27 (1974).
Footnote 12
42 Fed. Reg. 37127 (1977), as amended, 33 CFR §328.3(a)(3) (1977). The so-called
"migratory bird" rule, upon which the Corps based its assertion of jurisdiction in
this case, is merely a specific application of the more general jurisdictional definition
first adopted in the 1975 and 1977 rules. The "rule," which operates as a rule of
thumb for identifying the waters that fall within the Corps' jurisdiction over phase
3 waters, first appeared in the preamble to a 1986 repromulgation of the Corps' definition
of "navigable waters." 51 Fed. Reg. 41217 (1986). As the Corps stated in the preamble,
this repromulgation was not intended to alter its jurisdiction in any way. Ibid. Instead,
the Corps indicated, the migratory bird rule was enacted simply to "clarif[y]" the
scope of existing jurisdictional regulations. Ibid.
Footnote 13
The majority appears to believe that its position is consistent with Riverside Bayview
because of that case's reservation of the question whether the Corps' jurisdiction
extends to "certain wetlands not necessarily adjacent to other waters," 474 U. S.,
at 124, n. 2. But it is clear from the context that the question reserved by Riverside
Bayview did not concern "isolated" waters, such as those at issue in this case, but
rather "isolated" wetlands. See id., at 131-132, n. 8 ("We are not called upon to
address the question of the authority of the Corps to regulate discharges of fill
material into wetlands that are not adjacent to bodies of open water ..."). Unlike
the open waters present on petitioner's site, wetlands are lands "that are inundated
or saturated by surface or ground water at a frequency and duration sufficient to
support, and that under normal circumstances do support, a prevalence of vegetation
typically adapted for life in saturated soil conditions. Wetlands generally include
swamps, marshes, bogs, and similar areas." 33 CFR §328.3(b) (2000). If, as I believe,
actually navigable waters lie at the very heart of Congress' commerce power and "isolated,"
nonnavigable waters lie closer to (but well within) the margin, "isolated wetlands,"
which are themselves only marginally "waters," are the most marginal category of "waters
of the United States" potentially covered by the statute. It was the question of the
extension of federal jurisdiction to that category of "waters" that the Riverside
Bayview Court reserved. That question is not presented in this case.
Footnote 14
In any event, to attach significance to the Report's statement that the committee
amendments do not "redefine navigable waters," one must first accept the majority's
erroneous interpretation of the 1972 Act. But the very Report upon which the majority
relies states that "[t]he 1972 [FWPCA] exercised comprehensive jurisdiction over the
Nation's waters to control pollution to the fullest constitutional extent." S. Rep.
No. 95-370, at 75, reprinted in 4 Leg. Hist. of CWA 708 (emphases added). Even if
the Court's flawed reading of the earlier statute were correct, however, the language
to which the Court points does not counsel against finding congressional acquiescence
in the Corps' 1975 regulations. Quite the contrary. From the perspective of the 1977
Congress, those regulations constituted the status quo that the proposed amendments
sought to alter. Considering the Report's favorable references to the Corps' "continu[ing]"
jurisdiction over phase 2 and 3 waters, the language concerning the failure of the
amendments to "redefine navigable waters" cuts strongly against the majority's position,
which instead completely excises phase 3 waters from the scope of the Act. Ibid.
Footnote 15
The fact that petitioner can conceive of some people who may discharge fill for noneconomic
reasons does not weaken the legitimacy of the Corps' jurisdictional claims. As we
observed in Perez v. United States, 402 U. S. 146 (1971), "[w]here the class of activities
is regulated and that class is within the reach of federal power, the courts have
no power to excise, as trivial, individual instances of the class." Id., at 154 (internal
quotation marks omitted).
Footnote 16
Other bird species using petitioner's site as habitat include the "Great Egret, Green-backed
Heron, Black-crowned Night Heron, Canada Goose, Wood Duck, Mallard, Greater Yellowlegs,
Belted Kingfisher, Northern Waterthrush, Louisiana Waterthrush, Swamp Sparrow, and
Red-winged Blackbird." Brief for Petitioner 4, n. 3.
Footnote 17
In 1984, the U. S. Congress Office of Technology Assessment found that, in 1980,
5.3 million Americans hunted migratory birds, spending $638 million. U. S. Congress,
Office of Technology Assessment, Wetlands: Their Use and Regulation 54 (OTA-O-206,
Mar. 1984). More than 100 million Americans spent almost $14.8 billion in 1980 to
watch and photograph fish and wildlife. Ibid. Of 17.7 million birdwatchers, 14.3 million
took trips in order to observe, feed, or photograph waterfowl, and 9.5 million took
trips specifically to view other water-associated birds, such as herons like those
residing at petitioner's site. U. S. Dept. of Interior, U. S. Fish and Wildlife Service
and U. S. Dept. of Commerce, Bureau of Census, 1996 National Survey of Fishing, Hunting,
and Wildlife-Associated Recreation 45, 90 (issued Nov. 1997).
Footnote 18
Justice Thomas is the only Member of the Court who has expressed disagreement with
the "aggregation principle." United States v. Lopez, 514 U. S. 549, 600 (1995) (concurring
opinion).