Constitutional Law Cases: Rehnquist Court
2000
LORILLARD TOBACCO CO. et al. v. REILLY, ATTORNEY GENERAL OF MASSACHUSETTS, et al.
certiorari to the united states court of appeals for the first circuit
No. 00-596.
Argued April 25, 2001
Decided June 28, 2001*
After the Attorney General of Massachusetts (Attorney General) promulgated comprehensive
regulations governing the advertising and sale of cigarettes, smokeless tobacco, and
cigars, petitioners, a group of tobacco manufacturers and retailers, filed this suit
asserting, among other things, the Supremacy Clause claim that the cigarette advertising
regulations are pre-empted by the Federal Cigarette Labeling and Advertising Act (FCLAA),
which prescribes mandatory health warnings for cigarette packaging and advertising,
15 U. S. C. §1333, and pre-empts similar state regulations, §1334(b); and a claim
that the regulations violate the First and Fourteenth Amendments to the Federal Constitution.
In large measure, the District Court upheld the regulations. Among its rulings, the
court held that restrictions on the location of advertising were not pre-empted by
the FCLAA, and that neither the regulations prohibiting outdoor advertising within
1,000 feet of a school or playground nor the sales practices regulations restricting
the location and distribution of tobacco products violated the First Amendment. The
court ruled, however, that the point-of-sale advertising regulations requiring that
indoor advertising be placed no lower than five feet from the floor were invalid because
the Attorney General had not provided sufficient justification for that restriction.
The First Circuit affirmed the District Court's rulings that the cigarette advertising
regulations are not pre-empted by the FCLAA and that the outdoor advertising regulations
and the sales practices regulations do not violate the First Amendment under Central
Hudson Gas & Elec. Corp. v. Public Serv. Comm'n of N. Y., 447 U. S. 557, but reversed
the lower court's invalidation of the point-of-sale advertising regulations, concluding
that the Attorney General is better suited than courts to determine what restrictions
are necessary.
Held:
1. The FCLAA pre-empts Massachusetts' regulations governing outdoor and point-of-sale
cigarette advertising. Pp. 9-23.
(a) The FCLAA's pre-emption provision, §1334, prohibits (a) requiring cigarette packages
to bear any "statement relating to smoking and health, other than the statement required
by" §1333, and (b) any "requirement or prohibition based on smoking and health ...
imposed under state law with respect to the advertising or promotion of any cigarettes
the packages of which are labeled in conformity with" §1333. The Court's analysis
begins with the statute's language. Hughes Aircraft Co. v. Jacobson, 525 U. S. 432,
438. The statute's interpretation is aided by considering the predecessor pre-emption
provision and the context in which the current language was adopted. See, e.g., Medtronic,
Inc. v. Lohr, 518 U. S. 470, 486. The original provision simply prohibited any "statement
relating to smoking and health ... in the advertising of any cigarettes the packages
of which are labeled in conformity with the [Act's] provisions." Without question,
the current pre-emption provision's plain language is much broader. Cipollone v. Liggett
Group, Inc.,505 U. S. 504, 520. Rather than preventing only "statements," the amended
provision reaches all "requirement[s] or prohibition[s] ... imposed under State law."
And, although the former statute reached only statements "in the advertising," the
current provision governs "with respect to the advertising or promotion" of cigarettes.
At the same time that Congress expanded the pre-emption provision with respect to
the States, it enacted a provision prohibiting cigarette advertising in electronic
media altogether. Pp. 10-15.
(b) Congress pre-empted state cigarette advertising regulations like the Attorney
General's because they would upset federal legislative choices to require specific
warnings and to impose the ban on cigarette advertising in electronic media in order
to address concerns about smoking and health. In holding that the FCLAA does not nullify
the Massachusetts regulations, the First Circuit concentrated on whether they are
"with respect to" advertising and promotion, concluding that the FCLAA only pre-empts
regulations of the content of cigarette advertising. The court also reasoned that
the regulations are a form of zoning, a traditional area of state power, and, therefore,
a presumption against pre-emption applied, see California Div. of Labor Standards
Enforcement v. Dillingham Constr., N. A., Inc., 519 U. S. 316, 325. This Court rejects
the notion that the regulations are not "with respect to" cigarette advertising and
promotion. There is no question about an indirect relationship between the Massachusetts
regulations and cigarette advertising: The regulations expressly target such advertising.
Id., at 324-325. The Attorney General's argument that the regulations are not "based
on smoking and health" since they do not involve health-related content, but instead
target youth exposure to cigarette advertising, is unpersuasive because, at bottom,
the youth exposure concern is intertwined with the smoking and health concern. Also
unavailing is the Attorney General's claim that the regulations are not pre-empted
because they govern the location, not the content, of cigarette advertising. The content/location
distinction cannot be squared with the pre-emption provision's language, which reaches
all "requirements" and "prohibitions" "imposed under State law." A distinction between
advertising content and location in the FCLAA also cannot be reconciled with Congress'
own location-based restriction, which bans advertising in electronic media, but not
elsewhere. The Attorney General's assertion that a complete state ban on cigarette
advertising would not be pre-empted because Congress did not intend to preclude local
control of zoning finds no support in the FCLAA, whose comprehensive warnings, advertising
restrictions, and pre-emption provision would make little sense if a State or locality
could simply target and ban all cigarette advertising. Pp. 15-21.
(c) The FCLAA's pre-emption provision does not restrict States' and localities' ability
to enact generally applicable zoning restrictions on the location and size of advertisements
that apply to cigarettes on equal terms with other products, see, e.g., Metromedia,
Inc. v. San Diego, 453 U. S. 490, 507-508, or to regulate conduct as it relates to
the sale or use of cigarettes, as by prohibiting cigarette sales to minors, see 42
U. S. C. §§300x-26(a)(1), 300x-21, as well as common inchoate offenses that attach
to criminal conduct, such as solicitation, conspiracy, and attempt, cf. Central Hudson,
supra, at 563-564. Pp. 21-22.
(d) Because the issue was not decided below, the Court declines to reach the smokeless
tobacco petitioners' argument that, if the outdoor and point-of-sale advertising regulations
for cigarettes are pre-empted, then the same regulations for smokeless tobacco must
be invalidated because they cannot be severed from the cigarette provisions. Pp. 22-23.
2. Massachusetts' outdoor and point-of-sale advertising regulations relating to smokeless
tobacco and cigars violate the First Amendment, but the sales practices regulations
relating to all three tobacco products are constitutional. Pp. 23-41.
(a) Under Central Hudson's four-part test for analyzing regulations of commercial
speech, the Court must determine (1) whether the expression is protected by the First
Amendment, (2) whether the asserted governmental interest is substantial, (3) whether
the regulation directly advances the governmental interest asserted, and (4) whether
it is not more extensive than is necessary to serve that interest. 447 U. S., at 566.
Only the last two steps are at issue here. The Attorney General has assumed for summary
judgment purposes that the First Amendment protects the speech of petitioners, none
of whom contests the importance of the State's interest in preventing the use of tobacco
by minors. The third step of Central Hudson requires that the government demonstrate
that the harms it recites are real and that its restriction will in fact alleviate
them to a material degree. Edenfield v. Fane, 507 U. S. 761, 770-771. The fourth step
of Central Hudson requires a reasonable fit between the legislature's ends and the
means chosen to accomplish those ends, a means narrowly tailored to achieve the desired
objective. E.g., Florida Bar v. Went For It, Inc., 515 U. S. 618, 632. Pp. 23-26.
(b) The outdoor advertising regulations prohibiting smokeless tobacco or cigar advertising
within 1,000 feet of a school or playground violate the First Amendment. Pp. 26-38.
(1) Those regulations satisfy Central Hudson's third step by directly advancing the
governmental interest asserted to justify them. The Court's detailed review of the
record reveals that the Attorney General has provided ample documentation of the problem
with underage use of smokeless tobacco and cigars. In addition, the Court disagrees
with petitioners' claim that there is no evidence that preventing targeted advertising
campaigns and limiting youth exposure to advertising will decrease underage use of
those products. On the record below and in the posture of summary judgment, it cannot
be concluded that the Attorney General's decision to regulate smokeless tobacco and
cigar advertising in an effort to combat the use of tobacco products by minors was
based on mere "speculation and conjecture." Edenfield, supra, at 770. Pp. 26-31.
(2) Whatever the strength of the Attorney General's evidence to justify the outdoor
advertising regulations, however, the regulations do not satisfy Central Hudson's
fourth step. Their broad sweep indicates that the Attorney General did not "carefully
calculat[e] the costs and benefits associated with the burden on speech imposed."
Cincinnati v. Discovery Network, Inc., 507 U. S. 410, 417. The record indicates that
the regulations prohibit advertising in a substantial portion of Massachusetts' major
metropolitan areas; in some areas, they would constitute nearly a complete ban on
the communication of truthful information. This substantial geographical reach is
compounded by other factors. "Outdoor" advertising includes not only advertising located
outside an establishment, but also advertising inside a store if visible from outside.
Moreover, the regulations restrict advertisements of any size, and the term advertisement
also includes oral statements. The uniformly broad sweep of the geographical limitation
and the range of communications restricted demonstrate a lack of tailoring. The governmental
interest in preventing underage tobacco use is substantial, and even compelling, but
it is no less true that the sale and use of tobacco products by adults is a legal
activity. A speech regulation cannot unduly impinge on the speaker's ability to propose
a commercial transaction and the adult listener's opportunity to obtain information
about products. The Attorney General has failed to show that the regulations at issue
are not more extensive than necessary. Pp. 31-36.
(c) The regulations prohibiting indoor, point-of-sale advertising of smokeless tobacco
and cigars lower than 5 feet from the floor of a retail establishment located within
1,000 feet of a school or playground fail both the third and fourth steps of the Central
Hudson analysis. The 5-foot rule does not seem to advance the goals of preventing
minors from using tobacco products and curbing demand for that activity by limiting
youth exposure to advertising. Not all children are less than 5 feet tall, and those
who are can look up and take in their surroundings. Nor can the blanket height restriction
be construed as a mere regulation of communicative action under United States v. O'Brien,
391 U. S. 367, since it is not unrelated to expression, see, e.g., Texas v. Johnson,
491 U. S. 397, 403, but attempts to regulate directly the communicative impact of
indoor advertising. Moreover, the restriction does not constitute a reasonable fit
with the goal of targeting tobacco advertising that entices children. Although the
First Circuit decided that the restriction's burden on speech is very limited, there
is no de minimis exception for a speech restriction that lacks sufficient tailoring
or justification. Pp. 36-38.
(d) Assuming that petitioners have a cognizable speech interest in a particular means
of displaying their products, cf. Cincinnati v. Discovery Network, Inc., 507 U. S.
410, the regulations requiring retailers to place tobacco products behind counters
and requiring customers to have contact with a salesperson before they are able to
handle such a product withstand First Amendment scrutiny. The State has demonstrated
a substantial interest in preventing access to tobacco products by minors and has
adopted an appropriately narrow means of advancing that interest. See e.g., O'Brien,
supra, at 382. Because unattended displays of such products present an opportunity
for access without the proper age verification required by law, the State prohibits
self-service and other displays that would allow an individual to obtain tobacco without
direct contact with a salesperson. It is clear that the regulations leave open ample
communication channels. They do not significantly impede adult access to tobacco products,
and retailers have other means of exercising any cognizable speech interest in the
presentation of their products. The Court presumes that vendors may place empty tobacco
packaging on open display, and display actual tobacco products so long as that display
is only accessible to sales personnel. As for cigars, there is no indication that
a customer is unable to examine a cigar prior to purchase, so long as that examination
takes place through a salesperson. Pp. 38-40.
(e) The Court declines to address the cigar petitioners' First Amendment challenge
to a regulation prohibiting sampling or promotional giveaways of cigars and little
cigars. That claim was not sufficiently briefed and argued before this Court. Pp.
40-41.
218 F. 3d 30, affirmed in part, reversed in part, and remanded.
O'Connor, J., delivered the opinion of the Court, Parts I, II-C, and II-D of which
were unanimous; Parts III-A, III-C, and III-D of which were joined by Rehnquist, C.
J., and Scalia, Kennedy, Souter, and Thomas, JJ.; Part III-B-1 of which was joined
by Rehnquist, C. J., and Stevens, Souter, Ginsburg, and Breyer, JJ.; and Parts II-A,
II-B, III-B-2, and IV of which were joined by Rehnquist, C. J., and Scalia, Kennedy,
and Thomas, JJ. Kennedy, J., filed an opinion concurring in part and concurring in
the judgment, in which Scalia, J., joined. Thomas, J., filed an opinion concurring
in part and concurring in the judgment. Souter, J., filed an opinion concurring in
part and dissenting in part. Stevens, J., filed an opinion concurring in part, concurring
in the judgment in part, and dissenting in part, in which Ginsburg and Breyer, JJ.,
joined, and in Part I of which Souter, J., joined.
LORILLARD TOBACCO COMPANY, et al.,
PETITIONERS
00-596 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
ALTADIS U. S. A. INC., etc., et al., PETITIONERS
00-597 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
on writs of certiorari to the united states court of
appeals for the first circuit
[June 28, 2001]
Justice O'Connor delivered the opinion of the Court.
In January 1999, the Attorney General of Massachusetts promulgated comprehensive
regulations governing the advertising and sale of cigarettes, smokeless tobacco, and
cigars. 940 Code of Mass. Regs. §§21.01-21.07, 22.01-22.09 (2000). Petitioners, a
group of cigarette, smokeless tobacco, and cigar manufacturers and retailers, filed
suit in Federal District Court claiming that the regulations violate federal law and
the United States Constitution. In large measure, the District Court determined that
the regulations are valid and enforceable. The United States Court of Appeals for
the First Circuit affirmed in part and reversed in part, concluding that the regulations
are not pre-empted by federal law and do not violate the First Amendment. The first
question presented for our review is whether certain cigarette advertising regulations
are pre-empted by the Federal Cigarette Labeling and Advertising Act (FCLAA), 79 Stat.
282, as amended, 15 U. S. C. §1331 et seq. The second question presented is whether
certain regulations governing the advertising and sale of tobacco products violate
the First Amendment.
I
In November 1998, Massachusetts, along with over 40 other States, reached a landmark
agreement with major manufacturers in the cigarette industry. The signatory States
settled their claims against these companies in exchange for monetary payments and
permanent injunctive relief. See App. 253-258 (Outline of Terms for Massachusetts
in National Tobacco Settlement); Master Settlement Agreement (Nov. 23, 1998), http://www.naag.org.
At the press conference covering Massachusetts' decision to sign the agreement, then-Attorney
General Scott Harshbarger announced that as one of his last acts in office, he would
create consumer protection regulations to restrict advertising and sales practices
for tobacco products. He explained that the regulations were necessary in order to
"close holes" in the settlement agreement and "to stop Big Tobacco from recruiting
new customers among the children of Massachusetts." App. 251.
In January 1999, pursuant to his authority to prevent unfair or deceptive practices
in trade, Mass. Gen. Laws, ch. 93A, §2 (1997), the Massachusetts Attorney General
(Attorney General) promulgated regulations governing the sale and advertisement of
cigarettes, smokeless tobacco, and cigars. The purpose of the cigarette and smokeless
tobacco regulations is "to eliminate deception and unfairness in the way cigarettes
and smokeless tobacco products are marketed, sold and distributed in Massachusetts
in order to address the incidence of cigarette smoking and smokeless tobacco use by
children under legal age .... [and] in order to prevent access to such products by
underage consumers." 940 Code of Mass. Regs. §21.01 (2000). The similar purpose of
the cigar regulations is "to eliminate deception and unfairness in the way cigars
and little cigars are packaged, marketed, sold and distributed in Massachusetts [so
that] ... consumers may be adequately informed about the health risks associated with
cigar smoking, its addictive properties, and the false perception that cigars are
a safe alternative to cigarettes ... [and so that] the incidence of cigar use by children
under legal age is addressed ... in order to prevent access to such products by underage
consumers." Ibid. The regulations have a broader scope than the master settlement
agreement, reaching advertising, sales practices, and members of the tobacco industry
not covered by the agreement. The regulations place a variety of restrictions on outdoor
advertising, point-of-sale advertising, retail sales transactions, transactions by
mail, promotions, sampling of products, and labels for cigars.
The cigarette and smokeless tobacco regulations being challenged before this Court
provide:
"(2) Retail Outlet Sales Practices. Except as otherwise provided in [§21.04(4)],
it shall be an unfair or deceptive act or practice for any person who sells or distributes
cigarettes or smokeless tobacco products through a retail outlet located within Massachusetts
to engage in any of the following retail outlet sales practices:
. . . . .
"(c) Using self-service displays of cigarettes or smokeless tobacco products;
"(d) Failing to place cigarettes and smokeless to-
bacco products out of the reach of all consumers, and
in a location accessible only to outlet personnel." §§21.04(2)(c)-(d).
"(5) Advertising Restrictions. Except as provided in [§21.04(6)], it shall be an
unfair or deceptive act or practice for any manufacturer, distributor or retailer
to engage in any of the following practices:
"(a) Outdoor advertising, including advertising in enclosed stadiums and advertising
from within a retail establishment that is directed toward or visible from the outside
of the establishment, in any location that is within a 1,000 foot radius of any public
playground, playground area in a public park, elementary school or secondary school;
"(b) Point-of-sale advertising of cigarettes or smokeless tobacco products any portion
of which is placed lower than five feet from the floor of any retail establishment
which is located within a one thousand foot radius of any public playground, playground
area in a public park, elementary school or secondary school, and which is not an
adult-only retail establishment." §§21.04(5)(a)-(b).
The cigar regulations that are still at issue provide:
"(1) Retail Sales Practices. Except as otherwise provided in [§22.06(4)], it shall
be an unfair or deceptive act or practice for any person who sells or distributes
cigars or little cigars directly to consumers within Massachusetts to engage in any
of the following practices:
"(a) sampling of cigars or little cigars or promotional give-aways of cigars or little
cigars." §21.06(1)(a).
"(2) Retail Outlet Sales Practices. Except as otherwise provided in [§22.06(4)],
it shall be an unfair or deceptive act or practice for any person who sells or distributes
cigars or little cigars through a retail outlet located within Massachusetts to engage
in any of the following retail outlet sales practices:
. . . . .
"(c) Using self-service displays of cigars or little cigars;
"(d) Failing to place cigars and little cigars out of the reach of all consumers,
and in a location accessible only to outlet personnel." §§22.06(2)(c)-(d).
"(5) Advertising Restrictions. Except as provided in [§22.06(6)], it shall be an
unfair or deceptive act or practice for any manufacturer, distributor or retailer
to engage in any of the following practices:
"(a) Outdoor advertising of cigars or little cigars, including advertising in enclosed
stadiums and advertising from within a retail establishment that is directed toward
or visible from the outside of the establishment, in any location within a 1,000 foot
radius of any public playground, playground area in a public park, elementary school
or secondary school;
"(b) Point-of-sale advertising of cigars or little cigars any portion of which is
placed lower than five
feet from the floor of any retail establishment which
is located within a one thousand foot radius of
any public playground, playground area in a public
park, elementary school or secondary school, and which is not an adult-only retail
establishment." §§22.06(5)(a)- (b).
The term "advertisement" is defined as:
"any oral, written, graphic, or pictorial statement or representation, made by, or
on behalf of, any person who manufactures, packages, imports for sale, distributes
or sells within Massachusetts [tobacco products], the purpose or effect of which is
to promote the use or sale of the product. Advertisement includes, without limitation,
any picture, logo, symbol, motto, selling message, graphic display, visual image,
recognizable color or pattern of colors, or any other indicia of product identification
identical or similar to, or identifiable with, those used for any brand of [tobacco
product]. This includes, without limitation, utilitarian items and permanent or semi-permanent
fixtures with such indicia of product identification such as lighting fixtures, awnings,
display cases, clocks and door mats, but does not include utilitarian items with a
volume of 200 cubic inches or less." §§21.03, 22.03.
Before the effective date of the regulations, February 1, 2000, members of the tobacco
industry sued the Attorney General in the United States District Court for the District
of Massachusetts. Four cigarette manufacturers (Lorillard Tobacco Company, Brown &
Williamson Tobacco Corporation, R. J. Reynolds Tobacco Company, and Philip Morris
Incorporated), a maker of smokeless tobacco products (U. S. Smokeless Tobacco Company),
and several cigar manufacturers and retailers claimed that many of the regulations
violate the Commerce Clause, the Supremacy Clause, the First and Fourteenth Amendments,
and Rev. Stat. §1979, 42 U. S. C. §1983. The parties sought summary judgment. 76 F.
Supp. 2d 124, 127 (1999); 84 F. Supp. 2d 180, 183 (2000).
In its first ruling, the District Court considered the Supremacy Clause claim that
the FCLAA, 15 U. S. C. §1331 et seq., pre-empts the cigarette advertising regulations.
76 F. Supp. 2d, at 128-134. The FCLAA prescribes the health warnings that must appear
on packaging and in advertisements for cigarettes. The FCLAA contains a pre-emption
provision that prohibits a State from imposing any "requirement or prohibition based
on smoking and health ... with respect to the advertising or promotion of ... cigarettes."
§1334(b). The FCLAA's pre-emption provision does not cover smokeless tobacco or cigars.
The District Court explained that the central question for purposes of pre-emption
is whether the regulations create a predicate legal duty based on smoking and health.
The court reasoned that to read the pre-emption provision to proscribe any state advertising
regulation enacted due to health concerns about smoking would expand Congress' purpose
beyond a reasonable scope and leave States powerless to regulate in the area. The
court concluded that restrictions on the location of advertising are not based on
smoking and health and thus are not pre-empted by the FCLAA. The District Court also
concluded that a provision that permitted retailers to display a black and white "tombstone"
sign reading "Tobacco Products Sold Here," 940 Code of Mass. Regs. §21.04(6) (2000),
was pre-empted by the FCLAA.
In a separate ruling, the District Court considered the claim that the Attorney General's
regulations violate the First Amendment. 84 F. Supp. 2d, at 183-196. Rejecting petitioners'
argument that strict scrutiny should apply, the court applied the four-part test of
Central Hudson Gas & Elec. Corp. v. Public Serv. Comm'n of N. Y., 447 U. S. 557 (1980),
for commercial speech. The court reasoned that the Attorney General had provided an
adequate basis for regulating cigars and smokeless tobacco as well as cigarettes because
of the similarities among the products. The court held that the outdoor advertising
regulations, which prohibit outdoor advertising within 1,000 feet of a school or playground,
do not violate the First Amendment because they advance a substantial government interest
and are narrowly tailored to suppress no more speech than necessary. The court concluded
that the sales practices regulations, which restrict the location and distribution
of tobacco products, survive scrutiny because they do not implicate a significant
speech interest. The court invalidated the point-of-sale advertising regulations,
which require that indoor advertising be placed no lower than five feet from the floor,
finding that the Attorney General had not provided sufficient justification for that
restriction. The District Court's ruling with respect to the cigar warning requirements
and the Commerce Clause is not before this Court.
The United States Court of Appeals for the First Circuit issued a stay pending appeal,
App. 8-9, and affirmed in part and reversed in part the District Court's judgment,
Consolidated Cigar Corp. v. Reilly, 218 F. 3d 30 (2000). With respect to the Supremacy
Clause, the Court of Appeals affirmed the District Court's ruling that the Attorney
General's cigarette advertising regulations are not pre-empted by the FCLAA. The First
Circuit was persuaded by the reasoning of the Second and Seventh Circuits, which had
concluded that the FCLAA's pre-emption provision is ambiguous, and held that the provision
pre-empts regulations of the content, but not the location, of cigarette advertising.
See Greater New York Metropolitan Food Council, Inc. v. Giuliani, 195 F. 3d 100, 104-110
(CA2 1999); Federation of Advertising Industry Representatives, Inc. v. Chicago, 189
F. 3d 633, 636-640 (CA7 1999).
With respect to the First Amendment, the Court of Appeals applied the Central Hudson
test. 447 U. S. 557 (1980). The court held that the outdoor advertising regulations
do not violate the First Amendment. The court concluded that the restriction on outdoor
advertising within 1,000 feet of a school or playground directly advances the State's
substantial interest in preventing tobacco use by minors. The court also found that
the outdoor advertising regulations restrict no more speech than necessary, reasoning
that the distance chosen by the Attorney General is the sort of determination better
suited for legislative and executive decisionmakers than courts. The Court of Appeals
reversed the District Court's invalidation of the point-of-sale advertising regulations,
again concluding that the Attorney General is better suited to determine what restrictions
are necessary. The Court of Appeals also held that the sales practices regulations
are valid under the First Amendment. The court found that the regulations directly
advance the State's interest in preventing minors' access to tobacco products and
that the regulations are narrowly tailored because retailers have a variety of other
means to present the packaging of their products and to allow customers to examine
the products.
As for the argument that smokeless tobacco and cigars are different from cigarettes,
the court expressed some misgivings about equating all tobacco products, but ultimately
decided that the Attorney General had presented sufficient evidence with respect to
all three products to regulate them similarly. The Court of Appeals' decision with
respect to the cigar warning requirements and the Commerce Clause is not before this
Court.
The Court of Appeals stayed its mandate pending disposition of a petition for a writ
of certiorari. App. 13. The cigarette manufacturers and U. S. Smokeless Tobacco Company
filed a petition, challenging the Court of Appeals' decision with respect to the outdoor
and point-of-sale advertising regulations on pre-emption and First Amendment grounds,
and the sales practices regulations on First Amendment grounds. The cigar companies
filed a separate petition, again raising a First Amendment challenge to the outdoor
advertising, point-of-sale advertising, and sales practices regulations. We granted
both petitions, 531 U. S. 1068 (2001), to resolve the conflict among the Courts of
Appeals with respect to whether the FCLAA pre-empts cigarette advertising regulations
like those at issue here, cf. Lindsey v. Tacoma-Pierce County Health Dept., 195 F.
3d 1065 (CA9 1999), and to decide the important First Amendment issues presented in
these cases.
II
Before reaching the First Amendment issues, we must decide to what extent federal
law pre-empts the Attorney General's regulations. The cigarette petitioners contend
that the FCLAA, 15 U. S. C. §1331 et seq., pre-empts the Attorney General's cigarette
advertising regulations.
A
Article VI of the United States Constitution commands that the laws of the United
States "shall be the supreme Law of the Land; ... any Thing in the Constitution or
Laws of any State to the Contrary notwithstanding." Art. VI, cl. 2. See also McCulloch
v. Maryland, 4 Wheat. 316, 427 (1819) ("It is of the very essence of supremacy, to
remove all obstacles to its action within its own sphere, and so to modify every power
vested in subordinate governments"). This relatively clear and simple mandate has
generated considerable discussion in cases where we have had to discern whether Congress
has pre-empted state action in a particular area. State action may be foreclosed by
express language in a congressional enactment, see, e.g., Cipollone v. Liggett Group,
Inc., 505 U. S. 504, 517 (1992), by implication from the depth and breadth of a congressional
scheme that occupies the legislative field, see, e.g., Fidelity Fed. Sav. & Loan Assn.
v. De la Cuesta, 458 U. S. 141, 153 (1982), or by implication because of a conflict
with a congressional enactment, see, e.g., Geier v. American Honda Motor Co., 529
U. S. 861, 869-874 (2000).
In the FCLAA, Congress has crafted a comprehensive federal scheme governing the advertising
and promotion of cigarettes. The FCLAA's pre-emption provision provides:
"(a) Additional statements
"No statement relating to smoking and health, other than the statement required by
section 1333 of this title, shall be required on any cigarette package.
"(b) State regulations
"No requirement or prohibition based on smoking and health shall be imposed under
State law with respect to the advertising or promotion of any cigarettes the packages
of which are labeled in conformity with the provisions of this chapter." 15 U. S.
C. §1334.
The FCLAA's pre-emption provision does not cover smokeless tobacco or cigars.
In this case, our task is to identify the domain expressly pre-empted, see Cipollone,
supra, at 517, because "an express definition of the pre-emptive reach of a statute
. . . supports a reasonable inference ... that Congress did not intend to pre-empt
other matters," Freightliner Corp. v. Myrick, 514 U. S. 280, 288 (1995). Congressional
purpose is the "ultimate touchstone" of our inquiry. Cipollone, supra, at 516 (internal
quotation marks omitted). Because "federal law is said to bar state action in [a]
fiel[d] of traditional state regulation," namely, advertising, see Packer Corp. v.
Utah, 285 U. S. 105, 108 (1932), we "wor[k] on the assumption that the historic police
powers of the States [a]re not to be superseded by the Federal Act unless that [is]
the clear and manifest purpose of Congress." California Div. of Labor Standards Enforcement
v. Dillingham Constr., N. A., Inc., 519 U. S. 316, 325 (1997) (internal quotation
marks omitted). See also Medtronic, Inc. v. Lohr, 518 U. S. 470, 475 (1996).
Our analysis begins with the language of the statute. Hughes Aircraft Co. v. Jacobson,
525 U. S. 432, 438 (1999). In the pre-emption provision, Congress unequivocally precludes
the requirement of any additional statements on cigarette packages beyond those provided
in §1333. 15 U. S. C. §1334(a). Congress further precludes States or localities from
imposing any requirement or prohibition based on smoking and health with respect to
the advertising and promotion of cigarettes. §1334(b). Without question, the second
clause is more expansive than the first; it employs far more sweeping language to
describe the state action that is pre-empted. We must give meaning to each element
of the pre-emption provision. We are aided in our interpretation by considering the
predecessor pre-emption provision and the circumstances in which the current language
was adopted. See Medtronic, supra, at 486; McCarthy v. Bronson, 500 U. S. 136, 139
(1991); K mart Corp. v. Cartier, Inc., 486 U. S. 281, 291 (1988).
In 1964, the groundbreaking Report of the Surgeon General's Advisory Committee on
Smoking and Health concluded that "[c]igarette smoking is a health hazard of sufficient
importance in the United States to warrant appropriate remedial action." Department
of Health, Education, and Welfare, U. S. Surgeon General's Advisory Committee, Smoking
and Health 33. In 1965, Congress enacted the FCLAA as a proactive measure in the face
of impending regulation by federal agencies and the States. Pub. L. 89-92, 79 Stat.
282. See also Cipollone, supra, at 513-515. The purpose of the FCLAA was twofold:
to inform the public adequately about the hazards of cigarette smoking, and to protect
the national economy from interference due to diverse, nonuniform, and confusing cigarette
labeling and advertising regulations with respect to the relationship between smoking
and health. Pub. L. 89-92, §2. The FCLAA prescribed a label for cigarette packages:
"Caution: Cigarette Smoking May Be Hazardous to Your Health." §4. The FCLAA also required
the Secretary of Health, Education, and Welfare (HEW) and the Federal Trade Commission
(FTC) to report annually to Congress about the health consequences of smoking and
the advertising and promotion of cigarettes. §5.
Section 5 of the FCLAA included a pre-emption provision in which "Congress spoke
precisely and narrowly." Cipollone, supra, at 518. Subsection 5(a) prohibited any
requirement of additional statements on cigarette packaging. Subsection 5(b) provided
that "[n]o statement relating to smoking and health shall be required in the advertising
of any cigarettes the packages of which are labeled in conformity with the provisions
of this Act." Section 10 of the FCLAA set a termination date of July 1, 1969 for these
provisions. As we have previously explained, "on their face, [the pre-emption] provisions
merely prohibited state and federal rulemaking bodies from mandating particular cautionary
statements on cigarette labels [subsection (a)] or in cigarette advertisements [subsection
(b)]." Cipollone, 505 U. S., at 518.
The FCLAA was enacted with the expectation that Congress would reexamine it in 1969
in light of the developing information about cigarette smoking and health. H. R. Rep.
No. 586, 89th Cong., 1st Sess., 6 (1965); 111 Cong. Rec. 16541 (1965). In the intervening
years, Congress received reports and recommendations from the HEW Secretary and the
FTC. S. Rep. No. 91-566, pp. 2-6 (1969). The HEW Secretary recommended that Congress
strengthen the warning, require the warning on all packages and in advertisements,
and publish tar and nicotine levels on packages and in advertisements. Id., at 4.
The FTC made similar and additional recommendations. The FTC sought a complete ban
on radio and television advertising, a requirement that broadcasters devote time for
health hazard announcements concerning smoking, and increased funding for public education
and research about smoking. Id., at 6. The FTC urged Congress not to continue to prevent
federal agencies from regulating cigarette advertising. Id., at 10. In addition, the
Federal Communications Commission (FCC) had concluded that advertising which promoted
the use of cigarettes created a duty in broadcast stations to provide information
about the hazards of cigarette smoking. Id., at 6-7.
In 1969, House and Senate committees held hearings about the health effects of cigarette
smoking and advertising by the cigarette industry. The bill that emerged from the
House of Representatives strengthened the warning and maintained the pre-emption provision.
The Senate amended that bill, adding the ban on radio and television advertising,
and changing the pre-emption language to its present form. H. R. Conf. Rep. No. 91-897,
pp. 4-5 (1970).
The final result was the Public Health Cigarette Smoking Act of 1969, in which Congress,
following the Senate's amendments, made three significant changes to the FCLAA. Pub.
L. 91-222, §2, 84 Stat. 87. First, Congress drafted a new label that read: "Warning:
The Surgeon General Has Determined That Cigarette Smoking Is Dangerous to Your Health."
FCLAA, §4. Second, Congress declared it unlawful to advertise cigarettes on any medium
of electronic communication subject to the jurisdiction of the FCC. §6. Finally, Congress
enacted the current pre-emption provision, which proscribes any "requirement or prohibition
based on smoking and health ... imposed under State law with respect to the advertising
or promotion" of cigarettes. §5(b). The new subsection 5(b) did not pre-empt regulation
by federal agencies, freeing the FTC to impose warning requirements in cigarette advertising.
See Cipollone, supra, at 515. The new pre-emption provision, like its predecessor,
only applied to cigarettes, and not other tobacco products.
In 1984, Congress again amended the FCLAA in the Comprehensive Smoking Education
Act. Pub. L. 98-474, 98 Stat. 2200. The purpose of the Act was to "provide a new strategy
for making Americans more aware of any adverse health effects of smoking, to assure
the timely and widespread dissemination of research findings and to enable individuals
to make informed decisions about smoking." §2. The Act established a series of warnings
to appear on a rotating basis on cigarette packages and in cigarette advertising,
§4, and directed the Health and Human Services Secretary to create and implement an
educational program about the health effects of cigarette smoking, §3.
The FTC has continued to report on trade practices in the cigarette industry. In
1999, the first year since the master settlement agreement, the FTC reported that
the cigarette industry expended $8.24 billion on advertising and promotions, the largest
expenditure ever. FTC, Cigarette Report for 1999, p. 1 (2000). Substantial increases
were found in point-of-sale promotions, payments made to retailers to facilitate sales,
and retail offers such as buy one, get one free, or product giveaways. Id., at 4-5.
Substantial decreases, however, were reported for outdoor advertising and transit
advertising. Id., at 2. Congress and federal agencies continue to monitor advertising
and promotion practices in the cigarette industry.
The scope and meaning of the current pre-emption provision become clearer once we
consider the original pre-emption language and the amendments to the FCLAA. Without
question, "the plain language of the pre-emption provision in the 1969 Act is much
broader." Cipollone, 505 U. S., at 520. Rather than preventing only "statements,"
the amended provision reaches all "requirement[s] or prohibition[s] ... imposed under
State law." And, although the former statute reached only statements "in the advertising,"
the current provision governs "with respect to the advertising or promotion" of cigarettes.
See ibid. Congress expanded the pre-emption provision with respect to the States,
and at the same time, it allowed the FTC to regulate cigarette advertising. Congress
also prohibited cigarette advertising in electronic media altogether. Viewed in light
of the context in which the current pre-emption provision was adopted, we must determine
whether the FCLAA pre-empts Massachusetts' regula-
tions governing outdoor and point-of-sale advertising of cigarettes.
B
The Court of Appeals acknowledged that the FCLAA pre-empts any "requirement or prohibition
based on smoking and health ... with respect to the advertising or promotion of ...
cigarettes," 15 U. S. C. §1334(b), but concluded that the FCLAA does not nullify Massachusetts'
cigarette advertising regulations. The court concentrated its analysis on whether
the regulations are "with respect to" advertising and promotion, relying on two of
its sister Circuits to conclude that the FCLAA only pre-empts regulations of the content
of cigarette advertising. The Court of Appeals also reasoned that the Attorney General's
regulations are a form of zoning, a traditional area of state power; therefore the
presumption against pre-emption applied.
The cigarette petitioners maintain that the Court of Appeals' "with respect to" analysis
is inconsistent with the FCLAA's statutory text and legislative history, and gives
the States license to prohibit almost all cigarette advertising. Petitioners also
maintain that there is no basis for construing the pre-emption provision to prohibit
only content-based advertising regulations.
Although they support the Court of Appeals' result, the Attorney General and United
States as amicus curiae do not fully endorse that court's textual analysis of the
pre-emption provision. Instead, they assert that the cigarette advertising regulations
are not pre-empted because they are not "based on smoking and health." The Attorney
General and the United States also contend that the regulations are not pre-empted
because they do not prescribe the content of cigarette advertising and they fall squarely
within the State's traditional powers to control the location of advertising and to
protect the welfare of children.
Turning first to the language in the pre-emption provision relied upon by the Court
of Appeals, we reject the notion that the Attorney General's cigarette advertising
regulations are not "with respect to" advertising and promotion. We disagree with
the Court of Appeals' analogy to the Employee Retirement Income Security Act of 1974
(ERISA). In some cases concerning ERISA's pre-emption of state law, the Court has
had to decide whether a particular state law "relates to" an employee benefit plan
covered by ERISA even though the state law makes no express reference to such a plan.
See, e.g., California Div. of Labor Standards Enforcement v. Dillingham Constr., N.
A., Inc., 519 U. S., at 324-325. Here, however, there is no question about an indirect
relationship between the regulations and cigarette advertising because the regulations
expressly target cigarette advertising. 940 Code of Mass. Regs. §21.04(5) (2000).
Before this Court, the Attorney General focuses on a different phrase in the pre-emption
provision: "based on smoking and health." The Attorney General argues that the cigarette
advertising regulations are not "based on smoking and health," because they do not
involve health-related content in cigarette advertising but instead target youth exposure
to cigarette advertising. To be sure, Members of this Court have debated the precise
meaning of "based on smoking and health," see Cipollone, supra, at 529, n. 7 (plurality
opinion), but we cannot agree with the Attorney General's narrow construction of the
phrase.
As Congress enacted the current pre-emption provision, Congress did not concern itself
solely with health warnings for cigarettes. In the 1969 amendments, Congress not only
enhanced its scheme to warn the public about the hazards of cigarette smoking, but
also sought to protect the public, including youth, from being inundated with images
of cigarette smoking in advertising. In pursuit of the latter goal, Congress banned
electronic media advertising of cigarettes. And to the extent that Congress contemplated
additional targeted regulation of cigarette advertising, it vested that authority
in the FTC.
The context in which Congress crafted the current pre-emption provision leads us
to conclude that Congress prohibited state cigarette advertising regulations motivated
by concerns about smoking and health. Massachusetts has attempted to address the incidence
of underage cigarette smoking by regulating advertising, see 940 Code of Mass. Regs.
§21.01 (2000), much like Congress' ban on cigarette advertising in electronic media.
At bottom, the concern about youth exposure to cigarette advertising is intertwined
with the concern about cigarette smoking and health. Thus the Attorney General's attempt
to distinguish one concern from the other must be rejected.
The Attorney General next claims that the State's outdoor and point-of-sale advertising
regulations for cigarettes are not pre-empted because they govern the location, and
not the content, of advertising. This is also Justice Stevens' main point with respect
to pre-emption. Post, at 6 (opinion concurring in part and dissenting in part).
The content versus location distinction has some surface appeal. The pre-emption
provision immediately follows the section of the FCLAA that prescribes warnings. See
15 U. S. C. §§1333, 1334. The pre-emption provision itself refers to cigarettes "labeled
in conformity with" the statute. §1334(b). But the content/location distinction cannot
be squared with the language of the pre-emption provision, which reaches all "requirements"
and "prohibitions" "imposed under State law." A distinction between the content of
advertising and the location of advertising in the FCLAA also cannot be reconciled
with Congress' own location-based restriction, which bans advertising in electronic
media, but not elsewhere. See §1335. We are not at liberty to pick and choose which
provisions in the legislative scheme we will consider, see post, at 7, n. 5 (opinion
of Stevens, J.), but must examine the FCLAA as a whole.
Moreover, any distinction between the content and location of cigarette advertising
collapses once the implications of that approach are fully considered. At oral argument,
the Attorney General was pressed to explain what types of state regulations of cigarette
advertising, in his view, are pre-empted by the FCLAA. The Attorney General maintained
that a state law that required cigarette retailers to remove the word "tobacco" from
advertisements, or required cigarette billboards to be blank, would be pre-empted
if it were a regulation of "health-related content." Tr. of Oral Arg. 41, 42. The
Attorney General also maintained, however, that a complete ban on all cigarette advertising
would not be pre-empted because Congress did not intend to invade local control over
zoning. Id., at 42-44. The latter position clearly follows from the factual distinction
between content and location, but it finds no support in the text of the FCLAA's pre-emption
provision. We believe that Congress wished to ensure that "a State could not do through
negative mandate (e.g., banning all cigarette advertising) that which it already was
forbidden to do through positive mandate (e.g., mandating particular cautionary statements)."
Cipollone, 505 U. S., at 539 (Blackmun, J., joined by Kennedy and Souter, JJ., concurring
in part and dissenting in
part). See also Vango Media, Inc. v. New York, 34 F.
3d 68 (CA2 1994) (holding pre-empted a regulation that required one public health
message for every four cigarette advertisements).
Justice Stevens, post, at 6-10, maintains that Congress did not intend to displace
state regulation of the location of cigarette advertising. There is a critical distinction,
however, between generally applicable zoning regulations, see infra, at 21-22, and
regulations targeting cigarette advertising. The latter type of regulation, which
is inevitably motivated by concerns about smoking and health, squarely contradicts
the FCLAA. The FCLAA's comprehensive warnings, advertising restrictions, and pre-emption
provision would make little sense if a State
or locality could simply target and ban all cigarette
advertising.
Justice Stevens finds it ironic that we conclude that "federal law precludes States
and localities from protecting children from dangerous products within 1,000 feet
of a school," in light of our prior conclusion that the "Federal Government lacks
the constitutional authority to impose a similarly-motivated ban" in United States
v. Lopez, 514 U. S. 549 (1995). Post, at 10, n. 8. Our holding is not as broad as
the dissent states; we hold only that the FCLAA pre-empts state regulations targeting
cigarette advertising. States remain free to enact generally applicable zoning regulations,
and to regulate conduct with respect to cigarette use and sales. Infra, at 21-22.
The reference to Lopez is also inapposite. In Lopez, we held that Congress exceeded
the limits of its Commerce Clause power in the Gun-Free School Zones Act of 1990,
which made it a federal crime to possess a firearm in a school zone. 514 U. S., at
553-568. This case, by contrast, concerns the Supremacy Clause and the doctrine of
pre-emption as applied in a case where Congress expressly precluded certain state
regulations of cigarette advertising. Massachusetts did not raise a constitutional
challenge to the FCLAA, and we are not confronted with whether Congress exceeded its
constitutionally delegated authority in enacting the FCLAA.
In sum, we fail to see how the FCLAA and its pre-emption provision permit a distinction
between the specific concern about minors and cigarette advertising and the more general
concern about smoking and health in cigarette advertising, especially in light of
the fact that Congress crafted a legislative solution for those very concerns. We
also conclude that a distinction between state regulation of the location as opposed
to the content of cigarette advertising has no foundation in the text of the pre-emption
provision. Congress pre-empted state cigarette advertising regulations like the Attorney
General's because they would upset federal legislative choices to require specific
warnings and to impose the ban on cigarette advertising in electronic media in order
to address concerns about smoking and health. Accordingly, we hold that the Attorney
General's outdoor and point-of-sale advertising regulations targeting cigarettes are
pre-empted by the FCLAA.
C
Although the FCLAA prevents States and localities from imposing special requirements
or prohibitions "based on smoking and health" "with respect to the advertising or
promotion" of cigarettes, that language still leaves significant power in the hands
of States to impose generally applicable zoning regulations and to regulate conduct.
As we noted in Cipollone, "each phrase within [the provision] limits the universe
of [state action] pre-empted by the statute." 505 U. S., at 524 (plurality opinion).
For instance, the FCLAA does not restrict a State or locality's ability to enact
generally applicable zoning restrictions. We have recognized that state interests
in traffic safety and esthetics may justify zoning regulations for advertising. See
Metromedia, Inc. v. San Diego, 453 U. S. 490, 507-508 (1981). See also St. Louis Poster
Advertising Co. v. St. Louis, 249 U. S. 269, 274 (1919); Thomas Cusack Co. v. Chicago,
242 U. S. 526, 529-531 (1917). Although Congress has taken into account the unique
concerns about cigarette smoking and health in advertising, there is no indication
that Congress intended to displace local community interests in general regulations
of the location of billboards or large marquee advertising, or that Congress intended
cigarette advertisers to be afforded special treatment in that regard. Restrictions
on the location and size of advertisements that apply to cigarettes on equal terms
with other products appear to be outside the ambit of the pre-emption provision. Such
restrictions are not "based on smoking and health."
The FCLAA also does not foreclose all state regulation of conduct as it relates to
the sale or use of cigarettes. The FCLAA's pre-emption provision explicitly governs
state regulations of "advertising or promotion."** Accordingly, the FCLAA does not
pre-empt state laws prohibiting cigarette sales to minors. To the contrary, there
is an established congressional policy that supports such laws; Congress has required
States to prohibit tobacco sales to minors as a condition of receiving federal block
grant funding for substance abuse treatment activities. 106 Stat. 394, 388, 42 U.
S. C. §§300x-26(a)(1), 300x-21.
In Massachusetts, it is illegal to sell or distribute tobacco products to persons
under the age of 18. Mass. Gen. Laws, ch. 270, §6 (2000). Having prohibited the sale
and distribution of tobacco products to minors, the State may prohibit common inchoate
offenses that attach to criminal conduct, such as solicitation, conspiracy, and attempt.
Cf. Central Hudson Gas & Elec. Corp. v. Public Serv. Comm'n of New York, 447 U. S.
557, 563-564 (1980); Carey v. Population Servs. Int'l, 431 U. S. 678, 701 (1977);
Virginia Bd. of Pharmacy v. Virginia Citizens Consumer Council, Inc., 425 U. S. 748,
772 (1976); 60 Fed. Reg. 41330-41332 (1995) (citing evidence that industry may be
attempting to induce individuals under 18 to smoke cigarettes). States and localities
also have at their disposal other means of regulating conduct to ensure that minors
do not obtain cigarettes. See Part III-D, infra.
D
The smokeless tobacco petitioners argue that if the State's outdoor and point-of-sale
advertising regulations for cigarettes are pre-empted, then the same advertising regulations
with respect to smokeless tobacco must be invalidated because they cannot be severed
from the cigarette provisions. Brief for Petitioner U. S. Smokeless Tobacco Co. in
Nos. 00-596 and 00-597, p. 4, n. 5. The District Court did not reach the severability
issue with respect to the advertising provisions that are before this Court. 76 F.
Supp. 2d, at 134, n. 11. The Court of Appeals also did not reach severability because
that court likewise concluded that the cigarette advertising regulations were not
pre-empted. 218 F. 3d, at 37, n. 3. We decline to reach an issue that was not decided
below. National Collegiate Athletic Assn. v. Smith, 525 U. S. 459, 470 (1999).
III
By its terms, the FCLAA's pre-emption provision only applies to cigarettes. Accordingly,
we must evaluate the smokeless tobacco and cigar petitioners' First Amendment challenges
to the State's outdoor and point-of-sale advertising regulations. The cigarette petitioners
did not raise a pre-emption challenge to the sales practices regulations. Thus, we
must analyze the cigarette as well as the smokeless tobacco and cigar petitioners'
claim that certain sales practices regulations for tobacco products violate the First
Amendment.
A
For over 25 years, the Court has recognized that commercial speech does not fall
outside the purview of the First Amendment. See, e.g., Virginia Bd. of Pharmacy, supra,
at 762. Instead, the Court has afforded commercial speech a measure of First Amendment
protection " `commensurate' " with its position in relation to other constitutionally
guaranteed expression. See, e.g., Florida Bar v. Went For It, Inc., 515 U. S. 618,
623 (1995) (quoting Board of Trustees of State Univ. of N. Y. v. Fox, 492 U. S. 469,
477 (1989)). In recognition of the "distinction between speech proposing a commercial
transaction, which occurs in an area traditionally subject to government regulation,
and other varieties of speech," Central Hudson, supra, at 562 (internal quotation
marks omitted), we developed a framework for analyzing regulations of commercial speech
that is "substantially similar" to the test for time, place, and manner restrictions,
Board of Trustees of State Univ. of N. Y. v. Fox, supra, at 477. The analysis contains
four elements:
"At the outset, we must determine whether the expression is protected by the First
Amendment. For commercial speech to come within that provision, it at least must concern
lawful activity and not be misleading. Next, we ask whether the asserted governmental
interest is substantial. If both inquiries yield positive answers, we must determine
whether the regulation directly advances the governmental interest asserted, and whether
it is not more extensive than is necessary to serve that interest." Central Hudson,
supra, at 566.
Petitioners urge us to reject the Central Hudson analysis and apply strict scrutiny.
They are not the first litigants to do so. See, e.g., Greater New Orleans Broadcasting
Assn., Inc. v. United States, 527 U. S. 173, 184 (1999). Admittedly, several Members
of the Court have expressed doubts about the Central Hudson analysis and whether it
should apply in particular cases. See, e.g., Greater New Orleans, supra, at 197 (Thomas,
J., concurring in judgment); 44 Liquormart, Inc. v. Rhode Island, 517 U. S. 484, 501,
510-514 (1996) (joint opinion of Stevens, Kennedy, and Ginsburg, JJ.); id., at 517
(Scalia, J. concurring in part and concurring in judgment); id., at 518 (Thomas, J.,
concurring in part and concurring in judgment). But here, as in Greater New Orleans,
we see "no need to break new ground. Central Hudson, as applied in our more recent
commercial speech cases, provides an adequate basis for decision." 527 U. S., at 184.
Only the last two steps of Central Hudson's four-part analysis are at issue here.
The Attorney General has assumed for purposes of summary judgment that petitioners'
speech is entitled to First Amendment protection. 218 F. 3d., at 43; 84 F. Supp. 2d,
at 185-186. With respect to the second step, none of the petitioners contests the
importance of the State's interest in preventing the use of tobacco products by minors.
Brief for Petitioners Lorillard Tobacco Co. et al. in No. 00-596, p. 41; Brief for
Petitioner U. S. Smokeless Tobacco Co. in Nos. 00-596 and 00-597, at 16; Brief for
Petitioners Altadis U. S. A. Inc. et al. in No. 00-597, p. 8.
The third step of Central Hudson concerns the relationship between the harm that
underlies the State's interest and the means identified by the State to advance that
interest. It requires that
"the speech restriction directly and materially advanc[e] the asserted governmental
interest. `This burden is not satisfied by mere speculation or conjecture; rather,
a governmental body seeking to sustain a restriction on commercial speech must demonstrate
that the harms it recites are real and that its restriction will in fact alleviate
them to a material degree.' " Greater New Orleans, supra, at 188 (quoting Edenfield
v. Fane, 507 U. S. 761, 770-771 (1993)).
We do not, however, require that "empirical data come ... accompanied by a surfeit
of background information... [W]e have permitted litigants to justify speech restrictions
by reference to studies and anecdotes pertaining to different locales altogether,
or even, in a case applying strict scrutiny, to justify restrictions based solely
on history, consensus, and `simple common sense.' " Florida Bar v. Went For It, Inc.,
515 U. S., at 628 (citations and internal quotation marks omitted).
The last step of the Central Hudson analysis "complements" the third step, "asking
whether the speech restriction is not more extensive than necessary to serve the interests
that support it." Greater New Orleans, supra, at 188. We have made it clear that "the
least restrictive means" is not the standard; instead, the case law requires a reasonable
" `fit between the legislature's ends and the means chosen to accomplish those ends,
... a means narrowly tailored to achieve the desired objective.' " Went For It, Inc.,
supra, at 632 (quoting Board of Trustees of State Univ. of N. Y. v. Fox, 492 U. S.,
at 480). Focusing on the third and fourth steps of the Central Hudson analysis, we
first address the outdoor advertising and point-of-sale advertising regulations for
smokeless tobacco and cigars. We then address the sales practices regulations for
all tobacco products.
B
The outdoor advertising regulations prohibit smokeless tobacco or cigar advertising
within a 1,000-foot radius of a school or playground. 940 Code of Mass. Regs. §§21.04(5)(a),
22.06(5)(a) (2000). The District Court and Court of Appeals concluded that the Attorney
General had identified a real problem with underage use of tobacco products, that
limiting youth exposure to advertising would combat that problem, and that the regulations
burdened no more speech than necessary to accomplish the State's goal. 218 F. 3d,
at 44-53; 84 F. Supp. 2d, at 186-193. The smokeless tobacco and cigar petitioners
take issue with all of these conclusions.
1
The smokeless tobacco and cigar petitioners contend that the Attorney General's regulations
do not satisfy Central Hudson's third step. They maintain that although the Attorney
General may have identified a problem with underage cigarette smoking, he has not
identified an equally severe problem with respect to underage use of smokeless tobacco
or cigars. The smokeless tobacco petitioner emphasizes the "lack of parity" between
cigarettes and smokeless tobacco. Brief for Petitioner U. S. Smokeless Tobacco Co.
in Nos. 00-596 and 00-597, at 19; Reply Brief for Petitioner U. S. Smokeless Tobacco
Co. in Nos. 00-596 and 00-597, pp. 4, 10-11. The cigar petitioners catalogue a list
of differences between cigars and other tobacco products, including the characteristics
of the products and marketing strategies. Brief for Petitioners Altadis U. S. A. Inc.
et al. in No. 00-597, at 9-11. The petitioners finally contend that the Attorney General
cannot prove that advertising has a causal link to tobacco use such that limiting
advertising will materially alleviate any problem of underage use of their products.
Brief for Petitioner U. S. Smokeless Tobacco Co. in Nos. 00-596 and 00-597, at 20-22;
Brief for Petitioners Altadis U. S. A. Inc. et al. in No. 00-597, at 9-16.
In previous cases, we have acknowledged the theory that product advertising stimulates
demand for products, while suppressed advertising may have the opposite effect. See
Rubin, 514 U. S., at 487; United States v. Edge Broadcasting Co., 509 U. S. 418, 434
(1993); Central Hudson,
447 U. S., at 568-569. The Attorney General cites numerous studies to support this
theory in the case of tobacco products.
The Attorney General relies in part on evidence gathered by the Food and Drug Administration
(FDA) in its attempt to regulate the advertising of cigarettes and smokeless tobacco.
See Regulations Restricting the Sale and Distribution of Cigarettes and Smokeless
Tobacco Products to Protect Children and Adolescents, FDA Proposed Rule, 60 Fed. Reg.
41314 (1995); Regulations Restricting the Sale and Distribution of Cigarettes and
Smokeless Tobacco to Protect Children and Adolescents, FDA Final Rule, 61 Fed. Reg.
44396 (1996). The FDA promulgated the advertising regulations after finding that the
period prior to adulthood is when an overwhelming majority of Americans first decide
to use tobacco products, and that advertising plays a crucial role in that decision.
FDA Final Rule, 61 Fed. Reg., at 44398-44399. We later held that the FDA lacks statutory
authority to regulate tobacco products. See FDA v. Brown & Williamson Tobacco Corp.,
529 U. S. 120 (2000). Nevertheless, the Attorney General relies on the FDA's proceedings
and other studies to support his decision that advertising affects demand for tobacco
products. Cf. Erie v. Pap's A. M., 529 U. S. 277, 296 (2000) (plurality opinion) (cities
and localities may rely on evidence from other jurisdictions to demonstrate harmful
secondary effects of adult entertainment and to justify regulation); Barnes v. Glen
Theatre, Inc., 501 U. S. 560, 583-584 (1991) (Souter, J., concurring in judgment)
(same); Renton v. Playtime Theatres, Inc., 475 U. S. 41, 50-52 (1986) (same). See
also Nixon v. Shrink Missouri Government PAC, 528 U. S. 377, 393, and n. 6 (2000)
(discussing evidence of corruption and the appearance of corruption in campaign finance).
In its rulemaking proceeding, the FDA considered several studies of tobacco advertising
and trends in the use of various tobacco products. The Surgeon General's report and
the Institute of Medicine's report found that "there is sufficient evidence to conclude
that advertising and labeling play a significant and important contributory role in
a young person's decision to use cigarettes or smokeless tobacco products." 60 Fed.
Reg. 41332. See also Pierce et al., Tobacco Industry Promotion of Cigarettes and Adolescent
Smoking, 279 JAMA 511, 514 (1998).
For instance, children smoke fewer brands of cigarettes than adults, and those choices
directly track the most heavily advertised brands, unlike adult choices, which are
more dispersed and related to pricing. FDA Proposed Rule, 60 Fed. Reg. 41332. Another
study revealed that 72% of 6 year olds and 52% of children ages 3 to 6 recognized
"Joe Camel," the cartoon anthropomorphic symbol of R. J. Reynolds' Camel brand cigarettes.
Id., at 41333. After the introduction of Joe Camel, Camel cigarettes' share of the
youth market rose from 4% to 13%. Id., at 41330. The FDA also identified trends in
tobacco consumption among certain populations, such as young women, that correlated
to the introduction and marketing of products geared toward that population. Id.,
at 41333.
The FDA also made specific findings with respect to smokeless tobacco. The FDA concluded
that "[t]he recent and very large increase in the use of smokeless tobacco products
by young people and the addictive nature of these products has persuaded the agency
that these products must be included in any regulatory approach that is designed to
help prevent future generations of young people from becoming addicted to nicotine-containing
tobacco products." Id., at 41318. Studies have analyzed smokeless tobacco use by young
people, discussing trends based on gender, school grade, and locale. See, e.g., Boyd
et al., Use of Smokeless Tobacco among Children and Adolescents in the United States,
16 Preventative Medicine 402-418 (1987), Record, Doc. No. 38, Exh. 63.
Researchers tracked a dramatic shift in patterns of smokeless tobacco use from older
to younger users over the past 30 years. See, e.g., FDA Proposed Rule, 60 Fed. Reg.,
at 41317; Tomar et al., Smokeless tobacco brand preference and brand switching among
US adolescents and young adults, 4 Tobacco Control 67 (1995), Record, Doc. No. 38,
Exh. 62; Department of Health and Human Services, Preventing Tobacco Use Among Young
People: A Report of the Surgeon General 163 (1994), Record, Doc. No. 36, Exh. 1. In
particular, the smokeless tobacco industry boosted sales tenfold in the 1970s and
1980s by targeting young males. FDA Proposed Rule, 60 Fed. Reg., at 41331. See also
National Cancer Institute, Cigars: Health Effects and Trends, Smoking and Tobacco
Control Monograph No. 9, p. 16 (1998), Record, Doc. No. 39, Exh. 67. Another study
documented the targeting of youth through smokeless tobacco sales and advertising
techniques. Ernster, Advertising and Promotion of Smokeless Tobacco Products, National
Cancer Institute Monograph No. 8, pp. 87-93 (1989), Record, Doc. No. 38, Exh. 66.
The Attorney General presents different evidence with respect to cigars. There was
no data on underage cigar use prior to 1996 because the behavior was considered "uncommon
enough not to be worthy of examination." Smoking and Tobacco Control Monograph No.
9, at 13; FTC Report to Congress: Cigar Sales and Advertising and Promotional Expenses
for Calendar Years 1996 and 1997, p. 9 (1999), Record, Doc. No. 39, Exh. 71. In 1995,
the FDA decided not to include cigars in its attempted regulation of tobacco product
advertising, explaining that "the agency does not currently have sufficient evidence
that these products are drug delivery devices ... . FDA has focused its investigation
of its authority over tobacco products on cigarettes and smokeless tobacco products,
and not on pipe tobacco or cigars, because young people predominantly use cigarettes
and smokeless tobacco products." 60 Fed. Reg. 41322.
More recently, however, data on youth cigar use has emerged. The National Cancer
Institute concluded in its 1998 Monograph that the rate of cigar use by minors is
increasing and that, in some States, the cigar use rates are higher than the smokeless
tobacco use rates for minors. Smoking and Tobacco Control Monograph No. 9, at 19,
42-51. In its 1999 Report to Congress, the FTC concluded that "substantial numbers
of adolescents are trying cigars." FTC Report to Congress, at 9. See also Department
of Health and Human Services, Office of Inspector General, Youth Use of Cigars: Patterns
of Use and Perceptions of Risk (1999), Record, Doc. No. 39, Exh. 78.
Studies have also demonstrated a link between advertising and demand for cigars.
After Congress recognized the power of images in advertising and banned cigarette
advertising in electronic media, television advertising of small cigars "increased
dramatically in 1972 and 1973," "filled the void left by cigarette advertisers," and
"sales ... soared." Smoking and Tobacco Control Monograph No. 9, at 24. In 1973, Congress
extended the electronic media advertising ban for cigarettes to little cigars. Little
Cigar Act, §3, Pub. L. 93-109, 87 Stat. 352, as amended, 15 U. S. C. §1335. In the
1990s, cigar advertising campaigns triggered a boost in sales. Smoking and Tobacco
Control Monograph No. 9, at 215.
Our review of the record reveals that the Attorney General has provided ample documentation
of the problem with underage use of smokeless tobacco and cigars. In addition, we
disagree with petitioners' claim that there is no evidence that preventing targeted
campaigns and limiting youth exposure to advertising will decrease underage use of
smokeless tobacco and cigars. On this record and in the posture of summary judgment,
we are unable to conclude that the Attorney General's decision to regulate advertising
of smokeless tobacco and cigars in an effort to combat the use of tobacco products
by minors was based on mere "speculation [and] conjecture." Edenfield v. Fane, 507
U. S., at 770.
2
Whatever the strength of the Attorney General's evidence to justify the outdoor advertising
regulations, however, we conclude that the regulations do not satisfy the fourth step
of the Central Hudson analysis. The final step of the Central Hudson analysis, the
"critical inquiry in this case," requires a reasonable fit between the means and ends
of the regulatory scheme. 447 U. S., at 569. The Attorney General's regulations do
not meet this standard. The broad sweep of the regulations indicates that the Attorney
General did not "carefully calculat[e] the costs and benefits associated with the
burden on speech imposed" by the regulations. Cincinnati v. Discovery Network, Inc.,
507 U. S. 410, 417 (1993) (internal quotation marks omitted).
The outdoor advertising regulations prohibit any smokeless tobacco or cigar advertising
within 1,000 feet of schools or playgrounds. In the District Court, petitioners maintained
that this prohibition would prevent advertising in 87% to 91% of Boston, Worchester,
and Springfield, Massachusetts. 84 F. Supp. 2d, at 191. The 87% to 91% figure appears
to include not only the effect of the regulations, but also the limitations imposed
by other generally applicable zoning restrictions. See App. 161-167. The Attorney
General disputed petitioners' figures but "concede[d] that the reach of the regulations
is substantial." 218 F. 3d, at 50. Thus, the Court of Appeals concluded that the regulations
prohibit advertising in a substantial portion of the major metropolitan areas of Massachusetts.
Ibid.
The substantial geographical reach of the Attorney General's outdoor advertising
regulations is compounded by other factors. "Outdoor" advertising includes not only
advertising located outside an establishment, but also advertising inside a store
if that advertising is visible from outside the store. The regulations restrict advertisements
of any size and the term advertisement also includes oral statements. 940 Code of
Mass. Regs §§21.03, 22.03 (2000).
In some geographical areas, these regulations would constitute nearly a complete
ban on the communication of truthful information about smokeless tobacco and cigars
to adult consumers. The breadth and scope of the regulations, and the process by which
the Attorney General adopted the regulations, do not demonstrate a careful calculation
of the speech interests involved.
First, the Attorney General did not seem to consider the impact of the 1,000-foot
restriction on commercial speech in major metropolitan areas. The Attorney General
apparently selected the 1,000-foot distance based on the FDA's decision to impose
an identical 1,000-foot restriction when it attempted to regulate cigarette and smokeless
tobacco advertising. See FDA Final Rule, 61 Fed. Reg. 44399; Brief for Respondents
45, and n. 23. But the FDA's 1,000-foot regulation was not an adequate basis for the
Attorney General to tailor the Massachusetts regulations. The degree to which speech
is suppressed--or alternative avenues for speech remain available--under a particular
regulatory scheme tends to be case specific. See, e.g., Renton, 475 U. S., at 53-54.
And a case specific analysis makes sense, for although a State or locality may have
common interests and concerns about underage smoking and the effects of tobacco advertisements,
the impact of a restriction on speech will undoubtedly vary from place to place. The
FDA's regulations would have had widely disparate effects nationwide. Even in Massachusetts,
the effect of the Attorney General's speech regulations will vary based on whether
a locale is rural, suburban, or urban. The uniformly broad sweep of the geographical
limitation demonstrates a lack of tailoring.
In addition, the range of communications restricted seems unduly broad. For instance,
it is not clear from the regulatory scheme why a ban on oral communications is necessary
to further the State's interest. Apparently that restriction means that a retailer
is unable to answer inquiries about its tobacco products if that communication occurs
outdoors. Similarly, a ban on all signs of any size seems ill suited to target the
problem of highly visible billboards, as opposed to smaller signs. To the extent that
studies have identified particular advertising and promotion practices that appeal
to youth, tailoring would involve targeting those practices while permitting others.
As crafted, the regulations make no distinction among practices on this basis.
The Court of Appeals recognized that the smokeless tobacco and cigar petitioners'
concern about the amount of speech restricted was "valid," but reasoned that there
was an "obvious connection to the state's interest in protecting minors." 218 F. 3d,
at 50. Even on the premise that Massachusetts has demonstrated a connection between
the outdoor advertising regulations and its substantial interest in preventing underage
tobacco use, the question of tailoring remains. The Court of Appeals failed to follow
through with an analysis of the countervailing First Amendment interests.
The State's interest in preventing underage tobacco use is substantial, and even
compelling, but it is no less true that the sale and use of tobacco products by adults
is a legal activity. We must consider that tobacco retailers and manufacturers have
an interest in conveying truthful information about their products to adults, and
adults have a corresponding interest in receiving truthful information about tobacco
products. In a case involving indecent speech on the Internet we explained that "the
governmental interest in protecting children from harmful materials ... does not justify
an unnecessarily broad suppression of speech addressed to adults." Reno v. American
Civil Liberties Union, 521 U. S. 844, 875 (1997) (citations omitted). See, e.g., Bolger
v. Youngs Drug Products Corp., 463 U. S. 60, 74 (1983) ("The level of discourse reaching
a mailbox simply cannot be limited to that which would be suitable for a sandbox");
Butler v. Michigan, 352 U. S. 380, 383 (1957) ("The incidence of this enactment is
to reduce the adult population ... to reading only what is fit for children"). As
the State protects children from tobacco advertisements, tobacco manufacturers and
retailers and their adult consumers still have a protected interest in communication.
Cf. American Civil Liberties Union, supra, at 886-889 (O'Connor, J., concurring in
judgment in part and dissenting in part) (discussing the creation of "adult zones"
on the Internet).
In some instances, Massachusetts' outdoor advertising regulations would impose particularly
onerous burdens on speech. For example, we disagree with the Court of Appeals' conclusion
that because cigar manufacturers and retailers conduct a limited amount of advertising
in comparison to other tobacco products, "the relative lack of cigar advertising also
means that the burden imposed on cigar advertisers is correspondingly small." 218
F. 3d, at 49. If some retailers have relatively small advertising budgets, and use
few avenues of communication, then the Attorney General's outdoor advertising regulations
potentially place a greater, not lesser, burden on those retailers' speech. Furthermore,
to the extent that cigar products and cigar advertising differ from that of other
tobacco products, that difference should inform the inquiry into what speech restrictions
are necessary.
In addition, a retailer in Massachusetts may have no means of communicating to passersby
on the street that it sells tobacco products because alternative forms of advertisement,
like newspapers, do not allow that retailer to propose an instant transaction in the
way that onsite advertising does. The ban on any indoor advertising that is visible
from the outside also presents problems in establishments like convenience stores,
which have unique security concerns that counsel in favor of full visibility of the
store from the outside. It is these sorts of considerations that the Attorney General
failed to incorporate into the regulatory scheme.
We conclude that the Attorney General has failed to show that the outdoor advertising
regulations for smokeless tobacco and cigars are not more extensive than necessary
to advance the State's substantial interest in preventing underage tobacco use. Justice
Stevens urges that the Court remand the case for further development of the factual
record. Post, at 12-14. We believe that a remand is inappropriate in this case because
the State had ample opportunity to develop a record with respect to tailoring (as
it had to justify its decision to regulate advertising), and additional evidence would
not alter the nature of the scheme before the Court. See Greater New Orleans, 527
U. S., at 189, n. 6.
A careful calculation of the costs of a speech regulation does not mean that a State
must demonstrate that there is no incursion on legitimate speech interests, but a
speech regulation cannot unduly impinge on the speaker's ability to propose a commercial
transaction and the adult listener's opportunity to obtain information about products.
After reviewing the outdoor advertising regulations, we find the calculation in this
case insufficient for purposes of the First Amendment.
C
Massachusetts has also restricted indoor, point-of-sale advertising for smokeless
tobacco and cigars. Advertising cannot be "placed lower than five feet from the floor
of any retail establishment which is located within a one thousand foot radius of"
any school or playground. 940 Code of Mass. Regs. §§21.04(5)(b), 22.06(5)(b) (2000).
The District Court invalidated these provisions, concluding that the Attorney General
had not provided a sufficient basis for regulating indoor advertising. 84 F. Supp.
2d, at 192-193, 195. The Court of Appeals reversed. 218 F. 3d, at 50-51. The court
explained: "We do have some misgivings about the effectiveness of a restriction that
is based on the assumption that minors under five feet tall will not, or will less
frequently, raise their view above eye-level, but we find that such [a] determination
falls within that range of reasonableness in which the Attorney General is best suited
to pass judgment." Id., at 51.
We conclude that the point-of-sale advertising regulations fail both the third and
fourth steps of the Central Hudson analysis. A regulation cannot be sustained if it
" `provides only ineffective or remote support for the government's purpose,' " Edenfield,
507 U. S., at 770 (quoting Central Hudson, 447 U. S., at 564), or if there is "little
chance" that the restriction will advance the State's goal, Greater New Orleans, supra,
at 193 (internal quotation marks omitted). As outlined above, the State's goal is
to prevent minors from using tobacco products and to curb demand for that activity
by limiting youth exposure to advertising. The 5 foot rule does not seem to advance
that goal. Not all children are less than 5 feet tall, and those who are certainly
have the ability to look up and take in their surroundings.
By contrast to Justice Stevens, post, at 16-17, we do not believe this regulation
can be construed as a mere regulation of conduct under United States v. O'Brien, 391
U. S. 367 (1968). To qualify as a regulation of communicative action governed by the
scrutiny outlined in O'Brien, the State's regulation must be unrelated to expression.
Texas v. Johnson, 491 U. S. 397, 403 (1989). See also Erie v. Pap's A. M., 529 U.
S. 277, 289-296 (2000) (plurality opinion). Here, Massachusetts' height restriction
is an attempt
to regulate directly the communicative impact of indoor advertising.
Massachusetts may wish to target tobacco advertisements and displays that entice
children, much like floor-level candy displays in a convenience store, but the blanket
height restriction does not constitute a reasonable fit with that goal. The Court
of Appeals recognized that the efficacy of the regulation was questionable, but decided
that "[i]n any event, the burden on speech imposed by the provision is very limited."
218 F. 3d, at 51. There is no de minimis exception for a speech restriction that lacks
sufficient tailoring or justification. We conclude that the restriction on the height
of indoor advertising is invalid under Central Hudson's third and fourth prongs.
D
The Attorney General also promulgated a number of regulations that restrict sales
practices by cigarette, smokeless tobacco, and cigar manufacturers and retailers.
Among other restrictions, the regulations bar the use of self-service displays and
require that tobacco products be placed out of the reach of all consumers in a location
accessible only to salespersons. 940 Code of Mass. Regs. §§21.04(2)(c)-(d), 22.06(2)(c)-(d)
(2000). The cigarette petitioners do not challenge the sales practices regulations
on pre-emption grounds. Brief for Petitioners Lorillard Tobacco Co. et al. in No.
00-596, at 5, n. 2. Two of the cigarette petitioners (Brown & Williamson Tobacco Corporation
and Lorillard Tobacco Company), petitioner U. S. Smokeless Tobacco Company, and the
cigar petitioners challenge the sales practices regulations on First Amendment grounds.
The cigar petitioners additionally challenge a provision that prohibits sampling or
promotional giveaways of cigars or little cigars. 940 Code of Mass. Regs. §22.06(1)(a).
The District Court concluded that these restrictions implicate no cognizable speech
interest, 84 F. Supp. 2d, at 195-196, but the Court of Appeals did not fully adopt
that reasoning. The Court of Appeals recognized that self-service displays "often
do have some communicative commercial function," but noted that the restriction in
the regulations "is not on speech, but rather on the physical location of actual tobacco
products." 218 F. 3d, at 53. The court reasoned that nothing in the regulations would
prevent the display of empty tobacco product containers, so long as no actual tobacco
product was displayed, much like movie jackets at a video store. Ibid. With respect
to cigar products, the court observed that retailers traditionally allow access to
those products, so that the consumer may make a selection on the basis of a number
of objective and subjective factors including the aroma and feel of the cigars. Ibid.
Even assuming a speech interest, however, the court concluded that the regulations
were narrowly tailored to serve the State's substantial interest in preventing access
to tobacco products by minors. Id., at 54. The court also noted that the restrictions
do not apply to adult-only establishments. Ibid.
Petitioners devoted little of their briefing to the sales practices regulations,
and our understanding of the regulations is accordingly limited by the parties' submissions.
As we read the regulations, they basically require tobacco retailers to place tobacco
products behind counters and require customers to have contact with a salesperson
before they are able to handle a tobacco product.
The cigarette and smokeless tobacco petitioners contend that "the same First Amendment
principles that require invalidation of the outdoor and indoor advertising restrictions
require invalidation of the display regulations at issue in this case." Brief for
Petitioners Lorillard Tobacco Co. et al. in No. 00-596, at 46, n. 7. See also Reply
Brief for Petitioner U. S. Smokeless Tobacco Co. in Nos. 00-596 and 00-597, at 12,
n. 7. The cigar petitioners contend that self-service displays for cigars cannot be
prohibited because each brand of cigar is unique and customers traditionally have
sought to handle and compare cigars at the time of purchase. Brief for Petitioners
Altadis U. S. A. Inc. et al. in No. 00-597, at 23, n. 9; Reply Brief for Petitioners
Altadis U. S. A. Inc. et al. in No. 00-597, p. 10, n. 7.
We reject these contentions. Assuming that petitioners have a cognizable speech interest
in a particular means of displaying their products, cf. Cincinnati v. Discovery Network,
Inc., 507 U. S. 410 (1993) (distribution of a magazine through newsracks), these regulations
withstand First Amendment scrutiny.
Massachusetts' sales practices provisions regulate conduct that may have a communicative
component, but Massachusetts seeks to regulate the placement of tobacco products for
reasons unrelated to the communication of ideas. See O'Brien, supra, at 382. See also
Pap's A. M., 529 U. S., at 289 (plurality opinion); id., at 310 (Souter, J., concurring
in part and dissenting in part); Johnson, 491 U. S., at 403. We conclude that the
State has demonstrated a substantial interest in preventing access to tobacco products
by minors and has adopted an appropriately narrow means of advancing that interest.
See O'Brien, supra, at 382.
Unattended displays of tobacco products present an opportunity for access without
the proper age verification required by law. Thus, the State prohibits self-service
and other displays that would allow an individual to obtain tobacco products without
direct contact with a salesperson. It is clear that the regulations leave open ample
channels of communication. The regulations do not significantly impede adult access
to tobacco products. Moreover, retailers have other means of exercising any cognizable
speech interest in the presentation of their products. We presume that vendors may
place empty tobacco packaging on open display, and display actual tobacco products
so long as that display is only accessible to sales personnel. As for cigars, there
is no indication in the regulations that a customer is unable to examine a cigar prior
to purchase, so long as that examination takes place through a salesperson.
The cigar petitioners also list Massachusetts' prohibition on sampling and free giveaways
among the regulations they challenge on First Amendment grounds. See 940 Code of Mass.
Regs. §22.06(1)(a) (2000); Brief for Petitioners Altadis U. S. A. Inc. et al. in No.
00-597, at 2. At no point in their briefs or at oral argument, however, did the cigar
petitioners argue the merits of their First Amendment claim with respect to the sampling
and giveaway regulation. We decline to address an issue that was not sufficiently
briefed and argued before this Court. See Northwest Airlines, Inc. v. County of Kent,
510 U. S. 355, 366, n. 10 (1994); Williams v. United States, 503 U. S. 193, 206 (1992);
Granfinanciera, S. A. v. Nordberg, 492 U. S. 33, 38-40 (1989).
We conclude that the sales practices regulations withstand First Amendment scrutiny.
The means chosen by the State are narrowly tailored to prevent access to tobacco products
by minors, are unrelated to expression, and leave open alternative avenues for vendors
to convey information about products and for would-be customers to inspect products
before purchase.
IV
We have observed that "tobacco use, particularly among children and adolescents,
poses perhaps the single most significant threat to public health in the United States."
FDA v. Brown & Williamson Tobacco Corp., 529 U. S., at 161. From a policy perspective,
it is understandable for the States to attempt to prevent minors from using tobacco
products before they reach an age where they are capable of weighing for themselves
the risks and potential benefits of tobacco use, and other adult activities. Federal
law, however, places limits on policy choices available to the States.
In this case, Congress enacted a comprehensive scheme to address cigarette smoking
and health in advertising and pre-empted state regulation of cigarette advertising
that attempts to address that same concern, even with respect to youth. The First
Amendment also constrains state efforts to limit advertising of tobacco products,
because so long as the sale and use of tobacco is lawful for adults, the tobacco industry
has a protected interest in communicating information about its products and adult
customers have an interest in receiving that information.
To the extent that federal law and the First Amendment do not prohibit state action,
States and localities remain free to combat the problem of underage tobacco use by
appropriate means. The judgment of the United States Court of Appeals for the First
Circuit is therefore affirmed in part and reversed in part, and the cases are remanded
for further proceedings consistent with this opinion.
It is so ordered.
LORILLARD TOBACCO COMPANY, et al.,
PETITIONERS
00-596 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
ALTADIS U. S. A. INC., etc., et al., PETITIONERS
00-597 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
on writs of certiorari to the united states court of
appeals for the first circuit
[June 28, 2001]
Justice Kennedy, with whom Justice Scalia joins, concurring in part and concurring
in the judgment.
The obvious overbreadth of the outdoor advertising restrictions suffices to invalidate
them under the fourth part of the test in Central Hudson Gas & Elec. Corp. v. Public
Serv. Comm'n of N. Y., 447 U. S. 557 (1980). As a result, in my view, there is no
need to consider whether the restrictions satisfy the third part of the test, a proposition
about which there is considerable doubt. Cf. post, at 13-14 (Thomas, J., concurring
in part and concurring in judgment). Neither are we required to consider whether Central
Hudson should be retained in the face of the substantial objections that can be made
to it. See post, at 4-11 (opinion of Thomas, J.). My continuing concerns that the
test gives insufficient protection to truthful, nonmisleading commercial speech require
me to refrain from expressing agreement with the Court's application of the third
part of Central Hudson. See, e.g., 44 Liquormart, Inc. v. Rhode Island, 517 U. S.
484, 501-504 (1996) (opinion of Stevens, J., joined by Kennedy and Ginsburg, JJ.).
With the exception of Part III-B-1, then, I join the opinion of the Court.
LORILLARD TOBACCO COMPANY, et al.,
PETITIONERS
00-596 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
ALTADIS U. S. A. INC., etc., et al., PETITIONERS
00-597 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
on writs of certiorari to the united states court of
appeals for the first circuit
[June 28, 2001]
Justice Thomas, concurring in part and concurring in the judgment.
I join the opinion of the Court (with the exception of Part III-B-1) because I agree
that the Massachusetts cigarette advertising regulations are preempted by the Federal
Cigarette Labeling and Advertising Act, 15 U. S. C. §1331 et seq. I also agree with
the Court's disposition of the First Amendment challenges to the other regulations
at issue here, and I share the Court's view that the regulations fail even the intermediate
scrutiny of Central Hudson Gas & Elec. Corp. v. Public Serv. Comm'n of N. Y., 447
U. S. 557 (1980). At the same time, I continue to believe that when the government
seeks to restrict truthful speech in order to suppress the ideas it conveys, strict
scrutiny is appropriate, whether or not the speech in question may be characterized
as "commercial." See 44 Liquormart, Inc. v. Rhode Island, 517 U. S. 484, 518 (1996)
(Thomas, J., concurring in part and concurring in judgment). I would subject all of
the advertising restrictions to strict scrutiny and would hold that they violate the
First Amendment.
I
At the heart of this litigation is a Massachusetts regulation that imposes a sweeping
ban on speech about tobacco products. 940 Code of Mass. Regs. §21.04(5) (2000), which
governs cigarettes and smokeless tobacco, and §22.06(5), which governs cigars, prohibit
all outdoor advertising, all indoor advertising that can be seen from outdoors, and
all point-of-sale advertising (even if not visible from outdoors) that is lower than
five feet from the floor.1 These restrictions are superficially limited in their geographic
scope: they apply only within 1,000 feet of "any public playground, playground area
in a public park, elementary school or secondary school." §21.04(5)(a). But the Court
of Appeals acknowledged that the zone of prohibition covers as much as 90 percent
of the three largest cities in Massachusetts, Consolidated Cigar Corp. v. Reilly,
218 F. 3d 30, 50 (CA1 2000), so the practical effect is little different from that
of a total ban. Cf. United States v. Playboy Entertainment Group, Inc., 529 U. S.
803, 812 (2000) ("The Government's content-based burdens must satisfy the same rigorous
scrutiny as its content-based bans").
Respondents suggest in passing that the regulations are "zoning-type restrictions"
that should receive "the intermediate level of scrutiny traditionally associated with
various forms of `time, place, and manner' regulations." Brief for Respondents 31.
We have indeed upheld time, place, and manner regulations that prohibited certain
kinds of outdoor signs, see, e.g., Members of City Council of Los Angeles v. Taxpayers
for Vincent, 466 U. S. 789 (1984), and we have similarly upheld zoning laws that had
the effect of restricting certain kinds of sexually explicit expression, see, e.g.,
Renton v. Playtime Theatres, Inc., 475 U. S. 41 (1986). But the abiding characteristic
of valid time, place, and manner regulations is their content neutrality. See Ward
v. Rock Against Racism, 491 U. S. 781, 791-796 (1989). In Vincent the city prohibited
all signs on public property, not to suppress the message conveyed by any of the signs,
but simply to minimize the esthetic effect of visual clutter. Likewise, the ordinance
in Renton was aimed not at expression, but at the "secondary effects" caused by adult
businesses.
The regulations here are very different. Massachusetts is not concerned with any
"secondary effects" of tobacco advertising--it is concerned with the advertising's
primary effect, which is to induce those who view the advertisements to purchase and
use tobacco products. Cf. Boos v. Barry, 485 U. S. 312, 321 (1988) ("Listeners' reactions
to speech are not the type of `secondary effects' we referred to in Renton"). In other
words, it seeks to suppress speech about tobacco because it objects to the content
of that speech. We have consistently applied strict scrutiny to such content-based
regulations of speech. See, e.g., Turner Broadcasting System, Inc. v. FCC, 512 U.
S. 622, 641-643 (1994).
A
There was once a time when this Court declined to give any First Amendment protection
to commercial speech. In Valentine v. Chrestensen, 316 U. S. 52 (1942), the Court
went so far as to say that "the Constitution imposes [no] restraint on government
as respects purely commercial advertising." Id., at 54. That position was repudiated
in Virginia Bd. of Pharmacy v. Virginia Citizens Consumer Council, Inc., 425 U. S.
748 (1976), which explained that even speech "which does `no more than propose a commercial
transaction' " is protected by the First Amendment. Id., at 762 (quoting Pittsburgh
Press Co. v. Pittsburgh Comm'n on Human Relations, 413 U. S. 376, 385 (1973)). Since
then, the Court has followed an uncertain course--much of the uncertainty being generated
by the malleability of the four-part balancing test of Central Hudson. See 44 Liquormart,
517 U. S., at 520-522 (Thomas, J., concurring in part and concurring in
judgment).
I have observed previously that there is no "philosophical or historical basis for
asserting that `commercial' speech is of `lower value' than `noncommercial' speech."
Id., at 522. Indeed, I doubt whether it is even possible to draw a coherent distinction
between commercial and noncommercial speech. See id., at 523, n. 4 (citing Kozinski
& Banner, Who's Afraid of Commercial Speech, 76 Va. L. Rev. 627 (1990)).2
It should be clear that if these regulations targeted anything other than advertising
for commercial products--if, for example, they were directed at billboards promoting
political candidates--all would agree that the restrictions should be subjected to
strict scrutiny. In my view, an asserted government interest in keeping people ignorant
by suppressing expression "is per se illegitimate and can no more justify regulation
of `commercial' speech than it can justify regulation of `noncommercial' speech."
517 U. S., at 518 (Thomas, J., concurring in part and concurring in judgment). That
is essentially the interest asserted here, and, adhering to the views I expressed
in 44 Liquormart, I would subject the Massachusetts regulations to strict scrutiny.
B
Even if one accepts the premise that commercial speech generally is entitled to a
lower level of constitutional protection than are other forms of speech, it does not
follow that the regulations here deserve anything less than strict scrutiny. Although
we have recognized several categories of speech that normally receive reduced First
Amendment protection, or no First Amendment protection at all, we have never held
that the government may regulate speech within those categories in any way that it
wishes. Rather, we have said "that these areas of speech can, consistently with the
First Amendment, be regulated because of their constitutionally proscribable content."
R. A. V. v. St. Paul, 505 U. S. 377, 383 (1992). Even when speech falls into a category
of reduced constitutional protection, the government may not engage in content discrimination
for reasons unrelated to those characteristics of the speech that place it within
the category. For example, a city may ban obscenity (because obscenity is an unprotected
category, see, e.g., Roth v. United States, 354 U. S. 476 (1957)), but it may not
ban "only those legally obscene works that contain criticism of the city government."
R. A. V., supra, at 384.
In explaining the distinction between commercial speech and other forms of speech,
we have emphasized that commercial speech is both "more easily verifiable by its disseminator"
and less likely to be "chilled by proper regulation." Virginia Bd., 425 U. S., at
772, n. 24. These characteristics led us to conclude that, in the context of commercial
speech, it is "less necessary to tolerate inaccurate statements for fear of silencing
the speaker," and also that it is more "appropriate to require that a commercial message
appear in such a form, or include such additional information, warnings, and disclaimers,
as are necessary to prevent its being deceptive." Ibid. Whatever the validity of this
reasoning, it is limited to the peculiarly commercial harms that commercial speech
can threaten--i.e., the risk of deceptive or misleading advertising. As we observed
in R. A. V.:
"[A] State may choose to regulate price advertising in one industry but not in others,
because the risk of fraud (one of the characteristics of commercial speech that justifies
depriving it of full First Amendment protection) is in its view greater there. But
a State may not prohibit only that commercial advertising that depicts men in a demeaning
fashion." 505 U. S., at 388-389 (citations omitted).
In 44 Liquormart, several Members of the Court said much the same thing:
"[W]hen a State entirely prohibits the dissemination of truthful, nonmisleading commercial
messages for reasons unrelated to the preservation of a fair bargaining process, there
is far less reason to depart from the rigorous review that the First Amendment generally
demands." 517 U. S., at 501 (opinion of Stevens, J., joined by Kennedy and Ginsburg,
JJ.).
Whatever power the State may have to regulate commercial speech, it may not use that
power to limit the content of commercial speech, as it has done here, "for reasons
unrelated to the preservation of a fair bargaining process." Such content-discriminatory
regulation--like all other content-based regulation of speech--must be subjected to
strict scrutiny.
C
In an effort to avoid the implications of these basic principles of First Amendment
law, respondents make two principal claims. First, they argue that the regulations
target deceptive and misleading speech. See Brief for Respondents 33 ("Petitioners'
advertising clearly engenders `the potential for deception or confusion' that allows
for regulation of commercial speech based on its content" (quoting Bolger v. Youngs
Drug Products Corp., 463 U. S. 60, 65 (1983)). Second, they argue that the regulations
restrict speech that promotes an illegal transaction--i.e., the sale of tobacco to
minors. See Brief for Respondents 15 ("The regulations . . . exhibit a close connection
to a commercial transaction the State has prohibited").
Neither theory is properly before the Court. For purposes of summary judgment, respondents
were willing to assume "that the tobacco advertisements at issue here are truthful,
nonmisleading speech about a lawful activity." 218 F. 3d, at 43. Although respondents
now claim that they have not conceded this point, see Brief for Respondent 35, n.
17, the fact remains that they did not urge their theories in the lower courts, and
in general, we do not consider arguments for affirmance that were not presented below.
See, e.g., Glover v. United States, 531 U. S. 198, 205 (2001). These concessions should
make this an easy case, one clearly controlled by 44 Liquormart and by Greater New
Orleans Broadcasting Assn., Inc. v. United States, 527 U. S. 173 (1999). At all events,
even if we were to entertain these arguments, neither is persuasive.
Respondents suggest that tobacco advertising is misleading because "its youthful
imagery and ... sheer ubiquity" leads children to believe "that tobacco use is desirable
and pervasive." Brief for Respondents 33; see also Brief for United States as Amicus
Curiae 7 ("[S]o many children lack the maturity in judgment to resist the tobacco
industry's appeals to excitement, glamour, and independence"). This justification
is belied, however, by the sweeping overinclusivity of the regulations. Massachusetts
has done nothing to target its prohibition to advertisements appealing to "excitement,
glamour, and independence"; the ban applies with equal force to appeals to torpor,
homeliness, and servility. It has not focused on "youthful imagery"; smokers depicted
on the sides of buildings may no more play shuffleboard than they may ride skateboards.
The regulations even prohibit a store from accurately stating the prices at which
cigarettes are sold. Such a display could not possibly be misleading, unless one accepts
the State's apparent view that the simple existence of tobacco advertisements misleads
people into believing that tobacco use is more pervasive than it actually is. The
State misunderstands the purpose of advertising. Promoting a product that is not yet
pervasively used (or a cause that is not yet widely supported) is a primary purpose
of advertising. Tobacco advertisements would be no more misleading for suggesting
pervasive use of tobacco products than are any other advertisements that attempt to
expand a market for a product, or to rally support for a political movement. Any inference
from the advertisements that businesses would like for tobacco use to be pervasive
is entirely reasonable, and advertising that gives rise to that inference is in no
way deceptive.
The State also contends that tobacco advertisements may be restricted because they
propose an illegal sale of tobacco to minors. A direct solicitation of unlawful activity
may of course be proscribed, whether or not it is commercial in nature. See Brandenburg
v. Ohio, 395 U. S. 444 (1969) (per curiam). The State's power to punish speech that
solicits or incites crime has nothing to do with the commercial character of the speech.
After all, it is often the case that solicitation to commit a crime is entirely noncommercial.
The harm that the State seeks to prevent is the harm caused by the unlawful activity
that is solicited; it is unrelated to the commercial transaction itself. Thus there
is no reason to apply anything other than our usual rule for evaluating solicitation
and incitement simply because the speech in question happens to be commercial. See
Carey v. Population Services Int'l, 431 U. S. 678, 701-702 (1977).
Viewed as an effort to proscribe solicitation to unlawful conduct, these regulations
clearly fail the Brandenburg test. A State may not "forbid or proscribe advocacy of
the use of force or of law violation except where such advocacy is directed to inciting
or producing imminent lawless action and is likely to incite or produce such action."
Brandenburg, supra, at 447. Even if Massachusetts could prohibit advertisements reading,
"Hey kids, buy cigarettes here," these regulations sweep much more broadly than that.
They cover "any . . . statement or representation . . . the purpose or effect of which
is to promote the use or sale" of tobacco products, whether or not the statement is
directly or indirectly addressed to minors. 940 Code of Mass. Regs. §21.03 (2000).
On respondents' theory, all tobacco advertising may be limited because some of its
viewers may not legally act on it.
It is difficult to see any stopping point to a rule that would allow a State to prohibit
all speech in favor of an activity in which it is illegal for minors to engage. Presumably,
the State could ban car advertisements in an effort to enforce its restrictions on
underage driving. It could regulate advertisements urging people to vote, because
children are not permitted to vote. And, although the Solicitor General resisted this
implication of her theory, see Tr. of Oral Arg. 55-56, the State could prohibit advertisements
for adult businesses, which children are forbidden to patronize.
At bottom, respondents' theory rests on the premise that an indirect solicitation
is enough to empower the State to regulate speech, and that, as petitioners put it,
even an advertisement directed at adults "will give any children who may happen to
see it the wrong idea and therefore must be suppressed from public view." Brief for
Petitioners Lorillard Tobacco Co. et al. in No. 00-596, p. 36. This view is foreign
to the First Amendment. "Every idea is an incitement," Gitlow v. New York, 268 U.
S. 652, 673 (1925) (Holmes, J., dissenting), and if speech may be suppressed whenever
it might inspire someone to act unlawfully, then there is no limit to the State's
censorial power. Cf. American Booksellers Assn., Inc. v. Hudnut, 771 F. 2d 323 (CA7
1985), aff'd, 475 U. S. 1001 (1986).
There is a deeper flaw in the State's argument. Even if Massachusetts has a valid
interest in regulating speech directed at children--who, it argues, may be more easily
misled, and to whom the sale of tobacco products is unlawful--it may not pursue that
interest at the expense of the free speech rights of adults.
The theory that public debate should be limited in order to protect impressionable
children has a long historical pedigree: Socrates was condemned for being "a doer
of evil, inasmuch as he corrupts the youth." 1 Dialogues of Plato, Apology 348 (B.
Jowett transl., 4th ed. 1953). But the theory has met with a less enthusiastic reception
in this Court than it did in the Athenian assembly. In Butler v. Michigan, 352 U.
S. 380 (1957), we struck down a statute restricting the sale of materials " `tending
to incite minors to violent or depraved or immoral acts.' " Id., at 381 (quoting then
Mich. Penal Code §343). The effect of the law, we observed, was "to reduce the adult
population of Michigan to reading only what is fit for children." 352 U. S., at 383.
As Justice Frankfurter colorfully put it, "Surely, this is to burn the house to roast
the pig." Ibid.
We have held consistently that speech "cannot be suppressed solely to protect the
young from ideas or images that a legislative body thinks unsuitable for them." Erznoznik
v. Jacksonville, 422 U. S. 205, 213-214 (1975); accord, Bolger, 463 U. S., at 74 ("The
level of discourse reaching a mailbox simply cannot be limited to that which would
be suitable for a sandbox"). To be sure, in FCC v. Pacifica Foundation, 438 U. S.
726 (1978), we upheld the Federal Communications Commission's power to regulate indecent
but nonobscene radio broadcasts. But Pacifica relied heavily on what it considered
to be the "special justifications for regulation of the broadcast media that are not
applicable to other speakers." Reno v. American Civil Liberties Union, 521 U. S. 844,
868 (1997). It emphasized that radio is "uniquely pervasive" and "uniquely accessible
to children, even those too young to read." Pacifica, supra, at 748-749 (emphasis
added).
Outside of the broadcasting context, we have adhered to the view that "the governmental
interest in protecting children from harmful materials" does not "justify an unnecessarily
broad suppression of speech addressed to adults." Reno, supra, at 875; see also Playboy
Entertainment, 529 U. S., at 814 ("[T]he objective of shielding children does not
suffice to support a blanket ban if the protection can be accomplished by a less restrictive
alternative"). Massachusetts may not avoid the application of strict scrutiny simply
because it seeks to protect children.
II
Under strict scrutiny, the advertising ban may be saved only if it is narrowly tailored
to promote a compelling government interest. See, e.g., id., at 813. If that interest
could be served by an alternative that is less restrictive of speech, then the State
must use that alternative instead. See ibid.; Reno, supra, at 874. Applying this standard,
the regulations here must fail.
A
Massachusetts asserts a compelling interest in reducing tobacco use among minors.
Applied to adults, an interest in manipulating market choices by keeping people ignorant
would not be legitimate, let alone compelling. See supra, at 5. But assuming that
there is a compelling interest in reducing underage smoking, and that the ban on outdoor
advertising promotes this interest, I doubt that the same is true of the ban on point-of-sale
advertising below five feet. See 940 Code of Mass. Regs. §§21.04(5)(b), 22.06(5)(b)
(2000). The Court of Appeals admitted to having "some misgivings about the effectiveness
of a restriction that is based on the assumption that minors under five feet tall
will not, or will less frequently, raise their view above eye-level," 218 F. 3d, at
51, as well it might have, since respondents have produced no evidence to support
this counterintuitive assumption. Obviously even short children can see objects that
are taller than they are. Anyway, by the time they are 12½ years old, both the median
girl and the median boy are over five feet tall. See U. S. Centers for Disease Control
and Prevention, Growth Charts (2000). Thus, there is no reason to believe that this
regulation does anything to protect minors from exposure to tobacco advertising.3
Far from serving a compelling interest, the ban on displays below five feet seems
to lack even a minimally rational relationship to any conceivable interest.
There is also considerable reason to doubt that the restrictions on cigar and smokeless
tobacco outdoor advertising promote any state interest. Outdoor advertising for cigars,
after all, is virtually nonexistent. Cigar makers use no billboards in Massachusetts,
and in fact their nationwide outdoor advertising budget is only about $50,000 per
year. See 218 F. 3d, at 49. To the extent outdoor advertising exists, there is no
evidence that it is targeted at youth or has a significant effect on youth. The Court
of Appeals focused on the State's evidence of a relationship between "tobacco advertising
and tobacco use," id., at 48, thus eliding the dearth of evidence showing any relationship
between cigar advertising and cigar use by minors. Respondents principally rely on
a National Cancer Institute report on cigar smoking, see Brief for Respondents 39,
n. 19. But that report contains only the conclusory assertion that cigars are being
"heavily promoted in ways likely to influence adolescent use," and it does not even
discuss outdoor advertising, instead focusing on "[e]ndorsements by celebrities,"
"the resurgence of cigar smoking in movies," and "cigar lifestyle magazines such as
`Cigar Aficionado.' " National Cancer Institute, Cigars: Health Effects and Trends,
Smoking and Tobacco Control Monograph No. 9, pp. 14-15 (1998), Record, Doc. No. 39,
Exh. 67. The report candidly acknowledges that "[a]dditional information is needed
to better characterize marketing efforts for cigars" and "to learn the extent to which
advertising and promotion for cigars . . . reaches and affects kids." Id., at 216-217.
In other words, respondents have adduced no evidence that a ban on cigar advertising
will do anything to promote their asserted interest.
Much the same is true of smokeless tobacco. Here respondents place primary reliance
on evidence that, in the late 1960's, the U. S. Smokeless Tobacco Company increased
its sales through advertising targeted at young males. See Brief for Respondents 39,
n. 19. But this does nothing to show that advertising affecting minors is a problem
today. The Court invokes the Food and Drug Administration's findings, see ante, at
29-30, but the report it cites based its conclusions on the observed "very large increase
in the use of smokeless tobacco products by young people." 60 Fed. Reg. 41318 (1995).
This premise is contradicted by one of respondents' own studies, which reports a large,
steady decrease in smokeless tobacco use among Massachusetts high school students
during the 1990's. See App. 292. This finding casts some doubt on whether the State's
interest in additional regulation is truly compelling. More importantly, because cigarette
smoking among high school students has not exhibited such a trend, see ibid., it indicates
that respondents'
effort to aggregate cigarettes and smokeless tobacco is misguided.
B
In any case, even assuming that the regulations advance a compelling state interest,
they must be struck down because they are not narrowly tailored. The Court is correct,
see ante, at 32-33, that the arbitrary 1,000-foot radius demonstrates a lack of narrow
tailoring, but the problem goes deeper than that. A prohibited zone defined solely
by circles drawn around schools and playgrounds is necessarily overinclusive, regardless
of the radii of the circles. Consider, for example, a billboard located within 1,000
feet of a school but visible only from an elevated freeway that runs nearby. Such
a billboard would not threaten any of the interests respondents assert, but it would
be banned anyway, because the regulations take no account of whether the advertisement
could even be seen by children. The prohibited zone is even more suspect where, as
here, it includes all but 10 percent of the area in the three largest cities in the
State.
The loose tailoring of the advertising ban is displayed not only in its geographic
scope but also in the nature of the advertisements it affects. The regulations define
"advertisement" very broadly; the term includes any "written ... statement or representation,
made by" a person who sells tobacco products, "the purpose or effect of which is to
promote the use or sale of the product." §21.03. Almost everything a business does
has the purpose of promoting the sale of its products, so this definition would cover
anything a tobacco retailer might say. Some of the prohibited speech would not even
be commercial. If a store displayed a sign promoting a candidate for Attorney General
who had promised to repeal the tobacco regulations if elected, it probably would be
doing so with the long-term purpose of promoting sales, and the display of such a
sign would be illegal.
Even if the definition of "advertisement" were read more narrowly so as to require
a specific reference to tobacco products, it still would have Draconian effects. It
would, for example, prohibit a tobacconist from displaying a sign reading "Joe's Cigar
Shop." The effect of this rule is not to make cigars impossible to find; retailers
are after all allowed to display a 576-square-inch black-and-white sign reading "Tobacco
Products Sold Here." §22.06(6). Rather, it is to make individual cigar retailers more
difficult to identify by making them change their names. Respondents assert no interest
in cigar retailer anonymity, and it is difficult to conceive of any other interest
to which this rule could be said to be narrowly tailored.
The regulations fail the narrow tailoring inquiry for another, more fundamental reason.
In addition to examining a narrower advertising ban, the State should have examined
ways of advancing its interest that do not require limiting speech at all. Here, respondents
had several alternatives. Most obviously, they could have directly regulated the conduct
with which they were concerned. See, e.g., Rubin v. Coors Brewing Co., 514 U. S. 476,
490-491 (1995) (invalidating ban on disclosure of alcohol content on beer labels,
in part because the Government could have pursued alternatives such as "directly limiting
the alcohol content of beers"); see also 44 Liquormart, 517 U. S., at 524 (Thomas,
J., concurring in part and concurring in judgment) ("[I]t would seem that directly
banning a product (or ... otherwise restricting its sale in specific ways) would virtually
always be at least as effective in discouraging consumption as merely restricting
advertising"). Massachusetts already prohibits the sale of tobacco to minors, but
it could take steps to enforce that prohibition more vigorously. It also could enact
laws prohibiting the purchase, possession, or use of tobacco by minors. And, if its
concern is that tobacco advertising communicates a message with which it disagrees,
it could seek to counteract that message with "more speech, not enforced silence,"
Whitney v. California, 274 U. S. 357, 377 (1927) (Brandeis, J., concurring).
III
Underlying many of the arguments of respondents and their amici is the idea that
tobacco is in some sense sui generis--that it is so special, so unlike any other object
of regulation, that application of normal First Amendment principles should be suspended.
See, e.g., Brief for Respondents 50 (referring to tobacco use as "one of the State's--and
indeed the Nation's--most urgent problems"); Brief for United States as Amicus Curiae
19-20 (cataloging the prevalence and the effects of tobacco use); Brief for American
Medical Association et al. as Amici Curiae 24 (advocating "the authority of governments
to protect children from uniquely dangerous messages"). Smoking poses serious health
risks, and advertising may induce children (who lack the judgment to make an intelligent
decision about whether to smoke) to begin smoking, which can lead to addiction. The
State's assessment of the urgency of the problem posed by tobacco is a policy judgment,
and it is not this Court's place to second-guess it. Nevertheless, it seems appropriate
to point out that to uphold the Massachusetts tobacco regulations would be to accept
a line of reasoning that would permit restrictions on advertising for a host of other
products.
Tobacco use is, we are told, "the single leading cause of preventable death in the
United States." Brief for United States as Amicus Curiae 19. The second largest contributor
to mortality rates in the United States is obesity. Koplan & Dietz, Caloric Imbalance
and Public Health Policy, 282 JAMA 1579 (1999). It is associated with increased incidence
of diabetes, hypertension, and coronary artery disease, ibid., and it represents a
public health problem that is rapidly growing worse. See Mokdad et al., The Spread
of the Obesity Epidemic in the United States, 1991-1998, 282 JAMA 1519 (1999). Although
the growth of obesity over the last few decades has had many causes, a significant
factor has been the increased availability of large quantities of high-calorie, high-fat
foods. See Hill, Environmental Contributions to the Obesity Epidemic, 280 Science
1371 (1998). Such foods, of course, have been aggressively marketed and promoted by
fast food companies. See Nestle & Jacobson, Halting the Obesity Epidemic, U. S. Dept.
of Health and Human Services, 115 Public Health Reports 12, 18 (2000).
Respondents say that tobacco companies are covertly targeting children in their advertising.
Fast food companies do so openly. See, e.g., Kramer, McD's Steals Another Toy from
BK, Advertising Age, Nov. 15, 1999, p. 1 (describing a McDonald's promotional campaign);
Lucas, BK Takes Choice Message to Kids, Adweek, June 29, 1998, p. 4 (describing a
Burger King promotional campaign). Moreover, there is considerable evidence that they
have been successful in changing children's eating behavior. See Borzekowski & Robinson,
The 30-Second Effect, 101 J. Am. Dietetic Assn. 42 (2001); Taras, Sallis, Patterson,
Nader, & Nelson, Television's Influence on Children's Diet and Physical Activity,
10 J. Dev. & Behav. Pediatrics 176 (1989). The effect of advertising on children's
eating habits is significant for two reasons. First, childhood obesity is a serious
health problem in its own right. Troiano & Flegal, Overweight Children and Adolescents,
101 Pediatrics 497 (1998). Second, eating preferences formed in childhood tend to
persist in adulthood. Birch & Fisher, Development of Eating Behaviors Among Children
and Adolescents, 101 Pediatrics 539 (1998). So even though fast food is not addictive
in the same way tobacco is, children's exposure to fast food advertising can have
deleterious consequences that are difficult to reverse.
To take another example, the third largest cause of preventable deaths in the United
States is alcohol. McGinnis & Foege, Actual Causes of Death in the United States,
270 JAMA 2207, 2208 (1993). Alcohol use is associated with tens of thousands of deaths
each year from cancers and digestive diseases. Id., at 2208-2209. And the victims
of alcohol use are not limited to those who drink alcohol. In 1996, over 17,000 people
were killed, and over 321,000 people were injured, in alcohol-related car accidents.
U. S. Dept. of Justice, Alcohol and Crime 13 (1998). Each year, alcohol is involved
in several million violent crimes, including almost 200,000 sexual assaults. Id.,
at 3-4.
Although every State prohibits the sale of alcohol to those under age 21, much alcohol
advertising is viewed by children. Federal Trade Commission, J. Evans & R. Kelly,
Self-Regulation in the Alcohol Industry (Sept. 1999); Grube & Wallack, Television
Beer Advertising and Drinking Knowledge, Beliefs, and Intentions among Schoolchildren,
84 Am. J. Pub. Health 254 (1994). Not surprisingly, there is considerable evidence
that exposure to alcohol advertising is associated with underage drinking. See Atkin,
Survey and Experimental Research on Effects of Alcohol Advertising, in The Effects
of the Mass Media on the Use and Abuse of Alcohol 39 (S. Martin ed. 1995); Madden
& Grube, The Frequency and Nature of Alcohol and Tobacco Advertising in Televised
Sports, 1990 through 1992, 84 Am. J. Pub. Health 297 (1994).
Like underage tobacco use, underage drinking has effects that cannot be undone later
in life. Those who begin drinking early are much more likely to become dependent on
alcohol. Indeed, the probability of lifetime alcohol dependence decreases approximately
14 percent with each additional year of age at which alcohol is first used. Grant
& Dawson, Age at Onset of Alcohol Use and its Association with DSM-IV Alcohol Abuse
and Dependence, 9 J. Substance Abuse 103, 108 (1997). And obviously the effects of
underage drinking are irreversible for the nearly 1,700 Americans killed each year
by teenage drunk drivers. See National Highway Traffic Safety Administration, 1998
Youth Fatal Crash and Alcohol Facts.
Respondents have identified no principle of law or logic that would preclude the
imposition of restrictions on fast food and alcohol advertising similar to those they
seek to impose on tobacco advertising. Cf. Tr. of Oral Arg. 56-57. In effect, they
seek a "vice" exception to the First Amendment. No such exception exists. See 44 Liquormart,
517 U. S., at 513-514 (opinion of Stevens, J., joined by Kennedy, Thomas, and Ginsburg,
JJ.). If it did, it would have almost no limit, for "any product that poses some threat
to public health or public morals might reasonably be characterized by a state legislature
as relating to `vice activity.' " Id., at 514. That is why "a `vice' label that is
unaccompanied by a corresponding prohibition against the commercial behavior at issue
fails to provide a principled justification for the regulation of commercial speech
about that activity." Ibid.
No legislature has ever sought to restrict speech about an activity it regarded as
harmless and inoffensive. Calls for limits on expression always are made when the
specter of some threatened harm is looming. The identity of the harm may vary. People
will be inspired by totalitarian dogmas and subvert the Republic. They will be inflamed
by racial demagoguery and embrace hatred and bigotry. Or they will be enticed by cigarette
advertisements and choose to smoke, risking disease. It is therefore no answer for
the State to say that the makers of cigarettes are doing harm: perhaps they are. But
in that respect they are no different from the purveyors of other harmful products,
or the advocates of harmful ideas. When the State seeks to silence them, they are
all entitled to the protection of the First Amendment.
LORILLARD TOBACCO COMPANY, et al.,
PETITIONERS
00-596 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
ALTADIS U. S. A. INC., etc., et al., PETITIONERS
00-597 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
on writs of certiorari to the united states court of
appeals for the first circuit
[June 28, 2001]
Justice Souter, concurring in part and dissenting in part.
I join Parts I, II-C, II-D, III-A, III-B-1, III-C, and
III-D of the Court's opinion. I join Part I of the opinion of Justice Stevens concurring
in the judgment in part
and dissenting in part. I respectfully dissent from Part III-B-2 of the opinion of
the Court, and like Justice Stevens would remand for trial on the constitutionality
of the 1,000-foot limit.
LORILLARD TOBACCO COMPANY, et al.,
PETITIONERS
00-596 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
ALTADIS U. S. A. INC., etc., et al., PETITIONERS
00-597 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF
MASSACHUSETTS, et al.
on writs of certiorari to the united states court of
appeals for the first circuit
[June 28, 2001]
Justice Stevens, with whom Justice Ginsburg and Justice Breyer join, and with whom
Justice Souter joins as to Part I, concurring in part, concurring in the judgment
in part, and dissenting in part.
This suit presents two separate sets of issues. The first--involving preemption--is
straightforward. The second--involving the First Amendment--is more complex. Because
I strongly disagree with the Court's conclusion that the Federal Cigarette Labeling
and Advertising Act of 1965 (FCLAA or Act), 15 U. S. C. §1331 et seq. as amended,
precludes States and localities from regulating the location of cigarette advertising,
I dissent from Parts II-A and II-B of the Court's opinion. On the First Amendment
questions, I agree with the Court both that the outdoor advertising restrictions imposed
by Massachusetts serve legitimate and important state interests and that the record
does not indicate that the measures were properly tailored to serve those interests.
Because the present record does not enable us to adjudicate the merits of those claims
on summary judgment, I would vacate the decision upholding those restrictions and
remand for trial on the constitutionality of the outdoor advertising regulations.
Finally, because I do not believe that either the point-of-sale advertising restrictions
or the sales practice restrictions implicate significant First Amendment concerns,
I would uphold them in their entirety.
I
As the majority acknowledges, ante, at 11, under prevailing principles, any examination
of the scope of a preemption provision must " `start with the assumption that the
historic police powers of the States [are] not to be superseded by ... Federal Act
unless that [is] the clear and manifest purpose of Congress.' " Cipollone v. Liggett
Group, Inc., 505 U. S. 504, 516 (1992) (quoting Rice v. Santa Fe Elevator Corp., 331
U. S. 218, 230 (1947)); see also, e.g., California Div. of Labor Standards Enforcement
v. Dillingham Constr., N. A., Inc., 519 U. S. 316, 325 (1997); Medtronic, Inc. v.
Lohr, 518 U. S. 470, 475 (1996). As the regulations at issue in this suit implicate
two powers that lie at the heart of the States' traditional police power--the power
to regulate land usage and the power to protect the health and safety of minors--our
precedents require that the Court construe the preemption provision "narrow[ly]."
Id., at 485; see also Cippolone, 505 U. S., at 518. If Congress' intent to preempt
a particular category of regulation is ambiguous, such regulations are not preempted.1
The text of the preemption provision must be viewed in context, with proper attention
paid to the history, structure, and purpose of the regulatory scheme in which it appears.
See, e.g., Medtronic, 518 U. S., at 484-486; New York State Conference of Blue Cross
& Blue Shield Plans v. Travelers Ins. Co., 514 U. S. 645, 655-656 (1995); Cippolone,
505 U. S., at 513-515, 519-520, 529, 530, n.27; accord, ante, at 11-12.2 An assessment
of the scope of a preemption provision must give effect to a "reasoned understanding
of the way in which Congress intended the statute and its surrounding regulatory scheme
to affect business, consumers, and the law." Medtronic, 518 U. S., at 486.
This task, properly performed, leads inexorably to the conclusion that Congress did
not intend to preempt state and local regulations of the location of cigarette advertising
when it adopted the provision at issue in this suit. In both 1965 and 1969, Congress
made clear the purposes of its regulatory endeavor, explaining with precision the
federal policies motivating its actions. According to the acts, Congress adopted a
"comprehensive Federal program to deal with cigarette labeling and advertising with
respect to any relationship between smoking and health," for two reasons: (1) to inform
the public that smoking may be hazardous to health and (2) to ensure that commerce
and the interstate economy not be "impeded by diverse, nonuniform, and confusing cigarette
labeling and advertising regulations with respect to any relationship between smoking
and health." 15 U. S. C. §1331.
In order to serve the second purpose it was necessary to preempt state regulation
of the content of both cigarette labels and cigarette advertising. If one State required
the inclusion of a particular warning on the package of cigarettes while another State
demanded a different formulation, cigarette manufacturers would have been forced into
the difficult and costly practice of producing different packaging for use in different
States. To foreclose the waste of resources that would be entailed by such a patchwork
regulatory system, Congress expressly precluded other regulators from requiring the
placement on cigarette packaging of any "statement relating to smoking and health."
§1334(a). Similar concerns applied to cigarette advertising. If different regulatory
bodies required that different warnings or statements be used when cigarette manufacturers
advertised their products, the text and layout of a company's ads would have had to
differ from locale to locale. The resulting costs would have come with little or no
health benefit. Moreover, given the nature of publishing, it might well have been
the case that cigarette companies would not have been able to advertise in national
publications without violating the laws of some jurisdictions. In response to these
concerns, Congress adopted a parallel provision preempting state and local regulations
requiring inclusion in cigarette advertising of any "statement relating to smoking
and health." §1334(b) (1970 ed.) (amended 1970).
There was, however, no need to interfere with state or local zoning laws or other
regulations prescribing limitations on the location of signs or billboards. Laws prohibiting
a cigarette company from hanging a billboard near a school in Boston in no way conflict
with laws permitting the hanging of such a billboard in other jurisdictions. Nor would
such laws even impose a significant administrative burden on would-be advertisers,
as the great majority of localities impose general restrictions on signage, thus requiring
advertisers to examine local law before posting signs whether or not cigarette-specific
laws are preempted. See Greater N. Y. Metroploitan Food Council, Inc. v. Giuliani,
195 F. 3d 100, 109 (CA2 1999) ("Divergent local zoning restrictions on the location
of sign advertising are a commonplace feature of the national landscape and cigarette
advertisers have always been bound to observe them"). Hence, it is unsurprising that
Congress did not include any provision in the 1965 Act preempting location restrictions.
The Public Health Cigarette Smoking Act of 1969 (1969 Act), §2, 84 Stat. 87, made
two important changes in the preemption provision. First, it limited the applicability
of the advertising prong to States and localities, paving the way for further federal
regulation of cigarette advertising. FCLAA., §4. Second, it expanded the scope of
the advertising preemption provision. Where previously States were prohibited from
requiring particular statements in cigarette advertising based on health concerns,
they would henceforth be prohibited from imposing any "requirement or prohibition
based on smoking and health ... with respect to the advertising or promotion" of cigarettes.
§5(b), 15 U. S. C. §1334(b).3
Ripped from its context, this provision could theoretically be read as a breathtaking
expansion of the limitations imposed by the 1965 Act. However, both our precedents
and common sense require us to read statutory provisions--and, in particular, preemption
clauses--in the context of both their neighboring provisions and of the history and
purpose of the statutory scheme. See supra, at 3. When so viewed, it is quite clear
that the 1969 amendments were intended to expand the provision to capture a narrow
set of content regulations that would have escaped preemption under the prior provision,
not to fundamentally reorder the division of regulatory authority between the Federal
and State Governments.
All signs point inescapably to the conclusion that Congress only intended to preempt
content regulations in the 1969 Act. It is of crucial importance that, in making modifications
of the preemption provision, Congress did not alter the statement laying out the federal
policies the provision was intended to serve. See 15 U. S. C. §1331. To this day,
the stated federal policies in this area are (1) to inform the public of the dangers
of cigarette smoking and (2) to protect the cigarette companies from the burdens of
confusing and contradictory state regulations of their labels and advertisements.
See ibid. The retention of this provision unchanged is strong evidence that Congress'
only intention in expanding the preemption clause was to capture forms of content
regulation that had fallen through the cracks of the prior provision--for example,
state laws prohibiting cigarette manufacturers from making particular claims in their
advertising or requiring them to utilize specified layouts or include particular graphics
in their marketing.4
The legislative history of the provision also supports such a reading. The record
does not contain any evidence that Congress intended to expand the scope of preemption
beyond content restrictions.5 To the contrary, the Senate Report makes it clear that
the changes merely "clarified" the scope of the original provision. S. Rep. No. 91-566,
p. 12 (1969). Even as amended, Congress perceived the provision as "narrowly phrased"
and emphasized that its purpose is to "avoid the chaos created by a multiplicity of
conflicting regulations." Ibid. According to the Senate Report, the changes "in no
way affect the power of any state or political subdivision of any state with respect
to ... the sale of cigarettes to minors ...or similar police regulations." Ibid.
In analyzing the scope of the preemption provision, the Courts of Appeals have almost
uniformly concluded that state and local laws regulating the location of billboards
and signs are not preempted. See Consolidated Cigar Corp. v. Reilly, 218 F. 3d 30,
39-41 (CA1 2000) (case below); Greater New York Metropolitan Food Council, Inc. v.
Giuliani, 195 F. 3d 100, 104-110 (CA2 1999); Federation of Advertising Industry Representatives,
Inc. v. Chicago, 189 F. 3d 633, 636-640 (CA7 1999); Penn Advertising of Baltimore,
Inc. v. Mayor and City Council of Baltimore, 63 F. 3d 1318 (CA4 1995); contra Lindsey
v. Tacoma-Pierce County Health Dept, 195 F. 3d 1065 (CA9 1999). The decisions in those
cases relied heavily upon our discussion of the same preemption provision in Cipollone,
505 U. S., at 515-524. In Cipollone, while the Members of the Court expressed three
different opinions concerning the scope of preemption mandated by the provision, those
differences related entirely to which, if any, of the plaintiff's claims based on
the content of the defendants' advertising were preempted by §5. Nary a word in any
of the three Cipollone opinions supports the thesis that §5 should be interpreted
to preempt state regulation of the location of signs advertising cigarettes. Indeed,
seven of the nine Justices subscribed to opinions that explicitly tethered the scope
of the preemption provision to Congress' concern with "diverse, nonuniform, and confusing
cigarette labeling and advertising regulations." Id., at 519; id., at 534, 541 (opinion
of Blackmun, J., joined by Kennedy, and Souter, JJ.).
I am firmly convinced that, when Congress amended the preemption provision in 1969,
it did not intend to expand the application of the provision beyond content regulations.6
I, therefore, find the conclusion inescapable that the zoning regulation at issue
in this suit is not a "requirement or prohibition ... with respect to ... advertising"
within the meaning of the 1969 Act.7 Even if I were not so convinced, however, I would
still dissent from the Court's conclusion with regard to preemption, because the provision
is, at the very least, ambiguous. The historical record simply does not reflect that
it was Congress' " `clear and manifest purpose,' " Id., at 516, to preempt attempts
by States to utilize their traditional zoning authority to protect the health and
welfare of minors. Absent such a manifest purpose, Massachusetts and its sister States
retain their traditional police powers.8
II
On the First Amendment issues raised by petitioners, my disagreements with the majority
are less significant. I would, however, reach different dispositions as to the 1,000-foot
rule and the height restrictions for indoor advertising, and my evaluation of the
sales practice restrictions differs from the Court's.
The 1,000-Foot Rule
I am in complete accord with the Court's analysis of the importance of the interests
served by the advertising restrictions. As the Court lucidly explains, few interests
are more "compelling," ante, at 34, than ensuring that minors do not become addicted
to a dangerous drug before they are able to make a mature and informed decision as
to the health risks associated with that substance. Unlike other products sold for
human consumption, tobacco products are addictive and ultimately lethal for many long-term
users. When that interest is combined with the State's concomitant concern for the
effective enforcement of its laws regarding the sale of tobacco to minors, it becomes
clear that Massachusetts' regulations serve interests of the highest order and are,
therefore, immune from any ends-based challenge, whatever level of scrutiny one chooses
to employ.
Nevertheless, noble ends do not save a speech-restricting statute whose means are
poorly tailored. Such statutes may be invalid for two different reasons. First, the
means chosen may be insufficiently related to the ends they purportedly serve. See,
e.g., Rubin v. Coors Brewing Co., 514 U. S. 476 (1995) (striking a statute prohibiting
beer labels from displaying alcohol content because the provision did not significantly
forward the government's interest in the health, safety, and welfare of its citizens).
Alternatively, the statute may be so broadly drawn that, while effectively achieving
its ends, it unduly restricts communications that are unrelated to its policy aims.
See, e.g., United States v. Playboy Entertainment Group, Inc., 529 U. S. 803, 812
(2000) (striking a statute intended to protect children from indecent television broadcasts,
in part because it constituted "a significant restriction of communication between
speakers and willing adult listeners"). The second difficulty is most frequently encountered
when government adopts measures for the protection of children that impose substantial
restrictions on the ability of adults to communicate with one another. See, e.g.,
Playboy Entertainment Group, Inc., supra; Reno v. American Civil Liberties Union,
521 U. S. 844 (1997); Sable Communications of Cal., Inc. v. FCC, 492 U. S. 115 (1989).
To my mind, the 1,000-foot rule does not present a tailoring problem of the first
type. For reasons cogently explained in our prior opinions and in the opinion of the
Court, we may fairly assume that advertising stimulates consumption and, therefore,
that regulations limiting advertising will facilitate efforts to stem consumption.9
See, e.g., Rubin, 514 U. S., at 487; United States v. Edge Broadcasting Co., 509 U.
S. 418, 434 (1993); ante, at 27. Furthermore, if the government's intention is to
limit consumption by a particular segment of the community--in this case, minors--it
is appropriate, indeed necessary, to tailor advertising restrictions to the areas
where that segment of the community congregates--in this case, the area surrounding
schools and playgrounds.
However, I share the majority's concern as to whether the 1,000-foot rule unduly
restricts the ability of cigarette manufacturers to convey lawful information to adult
consumers. This, of course, is a question of line-drawing. While a ban on all communications
about a given subject would be the most effective way to prevent children from exposure
to such material, the state cannot by fiat reduce the level of discourse to that which
is "fit for children." Butler v. Michigan, 352 U. S. 380, 383 (1957); cf. Bolger v.
Youngs Drug Products Corp., 463 U. S. 60, 74 (1983) ("The level of discourse reaching
a mailbox simply cannot be limited to that which would be suitable for a sandbox").
On the other hand, efforts to protect children from exposure to harmful material will
undoubtedly have some spillover effect on the free speech rights of adults. See, e.g.,
FCC v. Pacifica Foundation, 438 U. S. 726, 749-750, and n. 28 (1978).
Finding the appropriate balance is no easy matter. Though many factors plausibly
enter the equation when calculating whether a child-directed location restriction
goes too far in regulating adult speech, one crucial question is whether the regulatory
scheme leaves available sufficient "alternative avenues of communication." Renton
v. Playtime Theatres, Inc., 475 U. S. 41, 50 (1986); Members of City Council of Los
Angeles v. Taxpayers for Vincent, 466 U. S. 789, 819 (1984) (Brennan, J., dissenting);
accord ante, at 33. Because I do not think the record contains sufficient information
to enable us to answer that question, I would vacate the award of summary judgment
upholding the 1,000-foot rule and remand for trial on that issue. Therefore, while
I agree with the majority that the Court of Appeals did not sufficiently consider
the implications of the 1,000-foot rule for the lawful communication of adults, see
ante, at 31-36, I dissent from the disposition reflected in Part III-B-2 of the Court's
opinion.
There is no doubt that the 1,000-foot rule prohibits cigarette advertising in a substantial
portion of Massachusetts' largest cities. Even on that question, however, the parties
remain in dispute as to the percentage of these urban areas that is actually off limits
to tobacco advertising. See ante, at 32. Moreover, the record is entirely silent on
the impact of the regulation in other portions of the Commonwealth. The dearth of
reliable statistical information as to the scope of the ban is problematic.
More importantly, the Court lacks sufficient qualitative information as to the areas
where cigarette advertising is prohibited and those where it is permitted. The fact
that 80% or 90% of an urban area is unavailable to tobacco advertisements may be constitutionally
irrelevant if the available areas are so heavily trafficked or so central to the city's
cultural life that they provide a sufficient forum for the propagation of a manufacturer's
message. One electric sign in Times Square or at the foot of the Golden Gate Bridge
may be seen by more potential customers than a hundred signs dispersed in residential
neighborhoods.
Finally, the Court lacks information as to other avenues of communication available
to cigarette manufacturers and retailers. For example, depending on the answers to
empirical questions on which we lack data, the ubiquity of print advertisements hawking
particular brands of cigarettes might suffice to inform adult consumers of the special
advantages of the respective brands. Similarly, print advertisements, circulars mailed
to people's homes, word of mouth, and general information may or may not be sufficient
to imbue the adult population with the knowledge that particular stores, chains of
stores, or types of stores sell tobacco products.10
In granting summary judgment for the respondents, the District Judge treated the
First Amendment issues in this suit as pure questions of law and stated that "there
are no material facts in dispute concerning these issues." 84 F. Supp. 2d, at 183.
With due respect, I disagree. While the ultimate question before us is one of law,
the answer to that question turns on complicated factual questions relating to the
practical effects of the regulations. As the record does not reveal the answer to
these disputed questions of fact, the court should have denied summary judgment to
both parties and allowed the parties to present further evidence.
I note, moreover, that the alleged "overinclusivity" of the advertising regulations,
ante, at 8, (Thomas, J., concurring in part and concurring in judgment), while relevant
to whether the regulations are narrowly tailored, does not "beli[e]" the claim that
tobacco advertising imagery misleads children into believing that smoking is healthy,
glamorous, or sophisticated, ibid. See Brief of Amicus Curiae American Legacy Foundation
in Support of Respondent 4-5 and nn. 9, 10; Brief of Amicus Curiae City of Los Angeles
in Support of Respondent 4 (documenting charge that advertisements for cigarettes
and smokeless tobacco target underage smokers). For purposes of summary judgment,
the State conceded that the tobacco companies' advertising concerns lawful activity
and is not misleading. Under the Court's disposition of the case today, the State
remains free to proffer evidence that the advertising is in fact misleading. See Virginia
Bd. of Pharmacy v. Virginia Citizens Consumer Council, Inc., 425 U. S. 748, 771 (1976)
("[M]uch commercial speech is not provably false, or even wholly false, but only deceptive
or misleading. We foresee no obstacle to a State's dealing effectively with this problem").
I would vacate the grant of summary judgment to respondents on this issue and remand
for further proceedings.
The Sales Practice and Indoor Advertising Restrictions
After addressing petitioners' challenge to the sales practice restrictions imposed
by the Massachusetts statute, the Court concluded that these provisions did not violate
the First Amendment. I concur in that judgment, but write separately on this issue
to make two brief points.
First, I agree with the District Court and the Court of Appeals that the sales practice
restrictions are best analyzed as regulating conduct, not speech. See 218 F. 3d, at
53. While the decision how to display one's products no doubt serves a marginal communicative
function, the same can be said of virtually any human activity performed with the
hope or intention of evoking the interest of others. This Court has long recognized
the need to differentiate between legislation that targets expression and legislation
that targets conduct for legitimate non-speech-related reasons but imposes an incidental
burden on expression. See, e.g., United States v. O'Brien, 391 U. S. 367 (1968). However
difficult that line may be to draw, it seems clear to me that laws requiring that
stores maintain items behind counters and prohibiting self-service displays fall squarely
on the conduct side of the line. Restrictions as to the accessibility of dangerous
or legally-restricted products are a common feature of the regulatory regime governing
American retail stores. I see nothing the least bit constitutionally problematic in
requiring individuals to ask for the assistance of a salesclerk in order to examine
or purchase a handgun, a bottle of penicillin, or a package of cigarettes.
Second, though I admit the question is closer, I would, for similar reasons, uphold
the regulation limiting tobacco advertising in certain retail establishments to the
space five feet or more above the floor.11 When viewed in isolation, this provision
appears to target speech. Further, to the extent that it does target speech it may
well run into constitutional problems, as the connection between the ends the statute
purports to serve and the means it has chosen are dubious. Nonetheless, I am ultimately
persuaded that the provision is unobjectionable because it is little more than an
adjunct to the other sales practice restrictions. As the Commonwealth of Massachusetts
can properly legislate the placement of products and the nature of displays in its
convenience stores, I would not draw a distinction between such restrictions and height
restrictions on related product advertising. I would accord the Commonwealth some
latitude in imposing restrictions that can have only the slightest impact on the ability
of adults to purchase a poisonous product and may save some children from taking the
first step on the road to addiction.
III
Because I strongly disagree with the Court's conclusion on the preemption issue,
I dissent from Parts II-A and II-B of its opinion. Though I agree with much of what
the Court has to say about the First Amendment, I ultimately disagree with its disposition
or its reasoning on each of the regulations before us.12
FOOTNOTES
Footnote *
Together with No. 00-597, Altadis U. S. A. Inc., as Successor to Consolidated Cigar
Corp. and Havatampa, Inc., et al. v. Reilly, Attorney General of Massachusetts, et
al., also on certiorari to the same court.
FOOTNOTES
Footnote *
* The Senate Report explained that the pre-emption provision "would in no way affect
the power of any State or political subdivision of any State with respect to the taxation
or the sale of cigarettes to minors, or the prohibition of smoking in public buildings,
or similar police regulations. It is limited entirely to State or local requirements
or prohibitions in the advertising of cigarettes." S. Rep. No. 91-566, p. 12 (1969).
FOOTNOTES
Footnote 1
Other regulations prohibit the sale of tobacco products "in any manner other than
in a direct, face-to-face exchange," forbid self-service displays, and require that
tobacco products be accessible only to store personnel. See §§21.04(2)(a), (c)-(d),
§§22.06(2)(a), (c)-(d). In addition, they prohibit sampling and promotional giveaways.
See §§21.04(1), 22.06(1). I agree with the Court, see ante, at 38-41, that these regulations,
which govern conduct rather than expression, should be upheld under the test of United
States v. O'Brien, 391 U. S. 367 (1968).
Footnote 2
Tobacco advertising provides a good illustration. The sale of tobacco products is
the subject of considerable political controversy, and not surprisingly, some tobacco
advertisements both promote a product and take a stand in this political debate. See
Brief for National Association of Convenience Stores as Amicus Curiae 20-22. A recent
cigarette advertisement, for example, displayed a brand logo next to text reading,
"Why do politicians smoke cigars while taxing cigarettes?" App. to Brief for National
Association of Convenience Stores as Amicus Curiae 2a.
Footnote 3
This is not to say that the regulation does nothing at all. As the Court points out,
see ante, at 35, security concerns require that convenience stores be designed so
that the interior of the store is visible from the street. See also Occupational Safety
and Health Administration, Recommendations for Workplace Violence Prevention Programs
in Late-Night Retail Establishments 6 (1998) ("Shelves should be low enough to assure
good visibility throughout the store"). The §21.04(5)(b) ban on displays below five
feet and the §21.04(5)(a) ban on displays visible from outside the store, combined
with these security concerns, would prevent many convenience stores from displaying
any tobacco products at all. Thus, despite the State's disclaimers, see Brief for
Respondents 30 ("The State, quite clearly, is not trying to suppress altogether the
communication of product information to interested consumers"), the restrictions effectively
produce a total ban.
FOOTNOTES
Footnote 1
See, e.g., Florida Lime & Avocado Growers, Inc. v. Paul, 373 U. S. 132, 146-147 (1963)
("[W]e are not to conclude that Congress legislated the ouster of this [state] statute
... in the absence of an unambiguous congressional mandate to that effect"); Cippolone,
505 U. S., at 533 (Blackmun, J., joined by Kennedy and Souter, JJ., concurring in
part, concurring in judgment in part, and dissenting in part) ("The principles of
federalism and respect for state sovereignty that underlie the Court's reluctance
to find pre-emption where Congress has not spoken directly to the issue apply with
equal force where Congress has spoken, though ambiguously. In such cases, the question
is not whether Congress intended to pre-empt state regulation, but to what extent.
We do not, absent unambiguous evidence, infer a scope of pre-emption beyond that which
clearly is mandated by Congress' language" (emphasis deleted)).
Footnote 2
Cf. Central Hanover Bank & Trust Co. v. Commissioner, 159 F. 2d 167, 169 (CA2 1947)
(L. Hand, J.) ("There is no more likely way to misapprehend the meaning of language--be
it in a constitution, a statute, a will or a contract--than to read the words literally,
forgetting the object which the document as a whole is meant to secure").
Footnote 3
In Cipollone v. Liggett Group, Inc., 505 U. S. 504, 521 (1992), we held that one
of the consequences of this change in language was that after 1969 the statute preempts
some common-law actions.
Footnote 4
Because of the nature of magazine publishing and distribution, it is conceivable
that a State or locality might cause the kind of regulatory confusion the statute
was drafted to prevent by adopting a law prohibiting the advertising of cigarettes
in any publication distributed within its boundaries. There is at least a modicum
of support for the suggestion that Congress may have intended the preemption of such
restrictions. See id., at 515, n. 11 (noting that California was considering such
a ban at the time Congress was considering the 1969 Act). However, the concerns posed
by the diverse regulation of national publications are not present with regard to
the local regulation of the location of signs and billboards.
Footnote 5
At one point, the Court briefly argues that it would be wrong to conclude that Congress
intended to preclude only content restrictions, because it imposed a location restriction
(a ban on television and radio advertising) in another provision of the same bill.
See ante, at 18. This argument is something of a non sequitur. The fact that Congress,
in adopting a comprehensive legislative package, chose to impose a federal location
restriction for a national medium has no bearing on whether, in a separate provision,
the Legislature intended to strip States and localities of the authority to impose
location restrictions for purely local advertising media.
Footnote 6
Petitioners suggest in passing that Massachusetts' regulation amounts to a "near-total
ba[n]," Brief for Petitioners Lorillard Tobacco Co. et al. 22, and thus is a de facto
regulation of the content of cigarette ads. But we need not consider today the circumstances
in which location restrictions approximating a total ban might constitute regulation
of content and thus be preempted by the Act, because petitioners have failed to introduce
sufficient evidence to create a genuine issue as to that claim. Petitioners introduced
maps purporting to show that cigarette advertising is barred in 90.6% of Boston proper,
87.8% of Worcester, and 88.8% of Springfield. See App. 165-167. But the maps do not
distinguish between the area restricted due to the regulation at issue here and the
area restricted due to pre-existing regulations, such as general zoning requirements
applicable to all outdoor advertising. Nor do the maps show the percentage (with respect
to either area or population) of the State that is off limits to cigarette advertising;
they cover only three cities containing approximately 14% of the State's population.
See U. S. Census Bureau, Statistical Abstract of the United States 28, 47, 49 (1999)
(providing population figures for 1998). The area in which cigarette advertising is
restricted is likely to be considerably less in less densely populated portions of
the State. And even on the interpretation of this data most favorable to petitioners,
the Massachusetts regulation still permits indoor and outdoor cigarette adver-
tising in at least 10% of the geographical area of the State. In short, the regulation
here is not the equivalent of a total ban on cigarette advertising.
Footnote 7
Hence, while I agree in large part with the substance of the arguments proffered
by the respondents and the United States on the preemption issue, I reject their conclusion
that the content/location distinction finds expression in the limiting phrase "based
on smoking and health." See Brief for Respondent 20; Brief for United States as Amicus
Curiae 5; accord Penn Advertising of Baltimore, Inc. v. Mayor and City Council of
Baltimore, 63 F. 3d 1318 (CA4 1995). Instead, I would follow the First, Second, and
Seventh Circuits in concluding that a statute regulating the location of advertising
is not a "requirement or prohibition ... with respect to ... advertising" within the
meaning of the 1969 Act. See Consolidated Cigar Corp. v. Reilly, 218 F. 3d 30, 39-41
(CA1 2000) (case below); Greater N.Y. Metropolitan Food Council, Inc. v. Giuliani,
195 F. 3d 100, 104-110 (CA2 1999); Federation of Advertising Industry Representatives,
Inc. v. Chicago, 189 F. 3d 633, 636-640 (CA7 1999).
Footnote 8
The Court's holding that federal law precludes States and localities from protecting
children from dangerous products within 1,000 feet of a school is particularly ironic
given the Court's conclusion six years ago that the Federal Government lacks the constitutional
authority to impose a similarly-motivated ban. See United States v. Lopez, 514 U.
S. 549 (1995). Despite the absence of any identified federal interest in creating
"an invisible federal zone extending 1,000 feet beyond the (often irregular) boundaries
of the school property," as the majority construes it today, the "statute now before
us forecloses the States from experimenting and exercising their own judgment in an
area to which States lay claim by right of history and expertise," id., at 583 (Kennedy,
J., concurring). I wonder why a Court sensitive to federalism concerns would adopt
such a strange construction of statutory language whose quite different purpose Congress
took pains to explain.
Footnote 9
Moreover, even if it were our practice to require a particularized showing of the
effects of advertising on consumption, the respondents have met that burden in this
suit. See ante, at 27-31 (summarizing the evidence).
Footnote 10
As the above observations indicate, the analysis as to whether the 1,000-foot rule
impermissibly curtails speech between adults will require a particularized analysis
that may well ask slightly different questions--and conceivably could reach different
results--with regard to the constitutionality of the restrictions as applied to manufacturers
and retailers.
Footnote 11
This ban only applies to stores located within 1,000-feet of a school or playground
and contains an exception for adult-only establishments. See ante, at 5.
Footnote 12
Reflecting my partial agreement with the Court, I join Parts I,
II-C, II-D, and III-B-1 and concur in the judgment reflected in Part III-D.