Constitutional Law Cases: Rehnquist Court 2000
2000
CITY OF INDIANAPOLIS et al. v. EDMOND et al.
certiorari to the united states court of appeals for the seventh circuit
No. 99-1030.
Argued October 3, 2000
Decided November 28, 2000
Petitioner city operates vehicle checkpoints on its roads in an effort to interdict
unlawful drugs. Respondents, who were each stopped at such a checkpoint, filed suit,
claiming that the roadblocks violated the Fourth Amendment. The District Court denied
respondents a preliminary injunction, but the Seventh Circuit reversed, holding that
the checkpoints contravened the Fourth Amendment.
Held: Because the checkpoint program's primary purpose is indistinguishable from
the general interest in crime control, the checkpoints violate the Fourth Amendment.
Pp. 3-15.
(a) The rule that a search or seizure is unreasonable under the Fourth Amendment
absent individualized suspicion of wrongdoing has limited exceptions. For example,
this Court has upheld brief, suspicionless seizures at a fixed checkpoint designed
to intercept illegal aliens, United States v. Martinez-Fuerte, 428 U. S. 543, and
at a sobriety checkpoint aimed at removing drunk drivers from the road, Michigan Dept.
of State Police v. Sitz, 496 U. S. 444. The Court has also suggested that a similar
roadblock to verify drivers' licenses and registrations would be permissible to serve
a highway safety interest. Delaware v. Prouse, 440 U. S. 648, 663. However, the Court
has never approved a checkpoint program whose primary purpose was to detect evidence
of ordinary criminal wrongdoing. Pp. 3-7.
(b) The latter purpose is what principally distinguishes the checkpoints at issue
from those the Court has previously approved, which were designed to serve purposes
closely related to the problems of policing the border or the necessity of ensuring
roadway safety. Petitioners state that the Sitz and Martinez-Fuerte checkpoints had
the same ultimate purpose of arresting those suspected of committing crimes. Securing
the border and apprehending drunken drivers are law enforcement activities, and authorities
employ arrests and criminal prosecutions to pursue these goals. But if this case were
to rest at such a high level of generality, there would be little check on the authorities'
ability to construct roadblocks for almost any conceivable law enforcement purpose.
The checkpoint program is also not justified by the severe and intractable nature
of the drug problem. The gravity of the threat alone cannot be dispositive of questions
concerning what means law enforcement may employ to pursue a given purpose. Rather,
in determining whether individualized suspicion is required, the Court must consider
the nature of the interests threatened and their connection to the particular law
enforcement practices at issue. Nor can the checkpoints' purpose be rationalized in
terms of a highway safety concern similar to that in Sitz, or merely likened to the
antismuggling purpose in Martinez-Fuerte. Neither Whren v. United States, 517 U. S.
806, nor Bond v. United States, 529 U. S. 334, precludes an inquiry into the checkpoint
program's purposes. And if the program could be justified by its lawful secondary
purposes of keeping impaired motorists off the road and verifying licenses and registrations,
authorities would be able to establish checkpoints for virtually any purpose so long
as they also included a license or sobriety check. That is why the Court must determine
the primary purpose of the checkpoint program. This holding does not alter the constitutional
status of the checkpoints approved in Sitz and Martinez-Fuerte, or the type of checkpoint
suggested in Prouse. It also does not affect the validity of border searches or searches
in airports and government buildings, where the need for such measures to ensure public
safety can be particularly acute. Nor does it impair police officers' ability to act
appropriately upon information that they properly learn during a checkpoint stop justified
by a lawful primary purpose. Finally, the purpose inquiry is to be conducted only
at the programmatic level and is not an invitation to probe the minds of individual
officers acting at the scene. Pp. 7-15.
183 F. 3d 659, affirmed.
O'Connor, J., delivered the opinion of the Court, in which Stevens, Kennedy, Souter,
Ginsburg, and Breyer, JJ., joined. Rehnquist, C. J., filed a dissenting opinion, in
which Thomas, J., joined, and in which Scalia, J., joined as to Part I. Thomas, J.,
filed a dissenting opinion.
CITY OF INDIANAPOLIS, et al., PETITIONERS v.
JAMES EDMOND et al.
on writ of certiorari to the united states court of
appeals for the seventh circuit
[November 28, 2000]
Justice O'Connor delivered the opinion of the Court.
In Michigan Dept. of State Police v. Sitz, 496 U. S. 444 (1990), and United States
v. Martinez-Fuerte, 428 U. S. 543 (1976), we held that brief, suspicionless seizures
at highway checkpoints for the purposes of combating drunk driving and intercepting
illegal immigrants were constitutional. We now consider the constitutionality of a
highway checkpoint program whose primary purpose is the discovery and interdiction
of illegal narcotics.
I
In August 1998, the city of Indianapolis began to operate vehicle checkpoints on
Indianapolis roads in an effort to interdict unlawful drugs. The city conducted six
such roadblocks between August and November that year, stopping 1,161 vehicles and
arresting 104 motorists. Fifty-five arrests were for drug-related crimes, while 49
were for offenses unrelated to drugs. Edmond v. Goldsmith, 183 F. 3d 659, 661 (CA7
1999). The overall "hit rate" of the program was thus approximately nine percent.
The parties stipulated to the facts concerning the operation of the checkpoints by
the Indianapolis Police Department (IPD) for purposes of the preliminary injunction
proceedings instituted below. At each checkpoint location, the police stop a predetermined
number of vehicles. Approximately 30 officers are stationed at the checkpoint. Pursuant
to written directives issued by the chief of police, at least one officer approaches
the vehicle, advises the driver that he or she is being stopped briefly at a drug
checkpoint, and asks the driver to produce a license and registration. The officer
also looks for signs of impairment and conducts an open-view examination of the vehicle
from the outside. A narcotics-detection dog walks around the outside of each stopped
vehicle.
The directives instruct the officers that they may conduct a search only by consent
or based on the appropriate quantum of particularized suspicion. The officers must
conduct each stop in the same manner until particularized suspicion develops, and
the officers have no discretion to stop any vehicle out of sequence. The city agreed
in the stipulation to operate the checkpoints in such a way as to ensure that the
total duration of each stop, absent reasonable suspicion or probable cause, would
be five minutes or less.
The affidavit of Indianapolis Police Sergeant Marshall DePew, although it is technically
outside the parties' stipulation, provides further insight concerning the operation
of the checkpoints. According to Sergeant DePew, checkpoint locations are selected
weeks in advance based on such considerations as area crime statistics and traffic
flow. The checkpoints are generally operated during daylight hours and are identified
with lighted signs reading, "NARCOTICS CHECKPOINT ___ MILE AHEAD, NARCOTICS K-9 IN
USE, BE PREPARED TO STOP." App. to Pet. for Cert. 57a. Once a group of cars has been
stopped, other traffic proceeds without interruption until all the stopped cars have
been processed or diverted for further processing. Sergeant DePew also stated that
the average stop for a vehicle not subject to further processing lasts two to three
minutes or less.
Respondents James Edmond and Joell Palmer were each stopped at a narcotics checkpoint
in late September 1998. Respondents then filed a lawsuit on behalf of themselves and
the class of all motorists who had been stopped or were subject to being stopped in
the future at the Indianapolis drug checkpoints. Respondents claimed that the roadblocks
violated the Fourth Amendment of the United States Constitution and the search and
seizure provision of the Indiana Constitution. Respondents requested declaratory and
injunctive relief for the class, as well as damages and attorney's fees for themselves.
Respondents then moved for a preliminary injunction. Although respondents alleged
that the officers who stopped them did not follow the written directives, they agreed
to the stipulation concerning the operation of the checkpoints for purposes of the
preliminary injunction proceedings. The parties also stipulated to certification of
the plaintiff class. The United States District Court for the Southern District of
Indiana agreed to class certification and denied the motion for a preliminary injunction,
holding that the checkpoint program did not violate the Fourth Amendment. Edmond v.
Goldsmith, 38 F. Supp. 2d 1016 (1998). A divided panel of the United States Court
of Appeals for the Seventh Circuit reversed, holding that the checkpoints contravened
the Fourth Amendment. 183 F. 3d 659 (1999). The panel denied rehearing. We granted
certiorari, 528 U. S. 1153 (2000), and now affirm.
II
The Fourth Amendment requires that searches and seizures be reasonable. A search
or seizure is ordinarily unreasonable in the absence of individualized suspicion of
wrongdoing. Chandler v. Miller, 520 U. S. 305, 308 (1997). While such suspicion is
not an "irreducible" component of reasonableness, Martinez-Fuerte, 428 U. S., at 561,
we have recognized only limited circumstances in which the usual rule does not apply.
For example, we have upheld certain regimes of suspicionless searches where the program
was designed to serve "special needs, beyond the normal need for law enforcement."
See, e.g., Vernonia School Dist. 47J v. Acton, 515 U. S. 646 (1995) (random drug testing
of student-athletes); Treasury Employees v. Von Raab, 489 U. S. 656 (1989) (drug tests
for United States Customs Service employees seeking transfer or promotion to certain
positions); Skinner v. Railway Labor Executives' Assn., 489 U. S. 602 (1989) (drug
and alcohol tests for railway employees involved in train accidents or found to be
in violation of particular safety regulations). We have also allowed searches for
certain administrative purposes without particularized suspicion of misconduct, provided
that those searches are appropriately limited. See, e.g., New York v. Burger, 482
U. S. 691, 702-704 (1987) (warrantless administrative inspection of premises of "closely
regulated" business); Michigan v. Tyler, 436 U. S. 499, 507-509, 511-512 (1978) (administrative
inspection of fire-damaged premises to determine cause of blaze); Camara v. Municipal
Court of City and County of San Francisco, 387 U. S. 523, 534-539 (1967) (administrative
inspection to ensure compliance with city housing code).
We have also upheld brief, suspicionless seizures of motorists at a fixed Border
Patrol checkpoint designed to intercept illegal aliens, Martinez-Fuerte, supra, and
at a sobriety checkpoint aimed at removing drunk drivers from the road, Michigan Dept.
of State Police v. Sitz, 496 U. S. 444 (1990). In addition, in Delaware v. Prouse,
440 U. S. 648, 663 (1979), we suggested that a similar type of roadblock with the
purpose of verifying drivers' licenses and vehicle registrations would be permissible.
In none of these cases, however, did we indicate approval of a checkpoint program
whose primary purpose was to detect evidence of ordinary criminal wrongdoing.
In Martinez-Fuerte, we entertained Fourth Amendment challenges to stops at two permanent
immigration checkpoints located on major United States highways less than 100 miles
from the Mexican border. We noted at the outset the particular context in which the
constitutional question arose, describing in some detail the "formidable law enforcement
problems" posed by the northbound tide of illegal entrants into the United States.
Martinez-Fuerte, supra, at 551-554. These problems had also been the focus of several
earlier cases addressing the constitutionality of other Border Patrol traffic-checking
operations. See United States v. Ortiz, 422 U. S. 891 (1975); United States v. Brignoni-Ponce,
422 U. S. 873 (1975); Almeida-Sanchez v. United States, 413 U. S. 266 (1973). In Martinez-Fuerte,
we found that the balance tipped in favor of the Government's interests in policing
the Nation's borders. 428 U. S., at 561-564. In so finding, we emphasized the difficulty
of effectively containing illegal immigration at the border itself. Id., at 556. We
also stressed the impracticality of the particularized study of a given car to discern
whether it was transporting illegal aliens, as well as the relatively modest degree
of intrusion entailed by the stops. Id., at 556-564.
Our subsequent cases have confirmed that considerations specifically related to the
need to police the border were a significant factor in our Martinez-Fuerte decision.
For example, in United States v. Montoya de Hernandez, 473 U. S. 531, 538 (1985),
we counted Martinez-Fuerte as one of a number of Fourth Amendment cases that "reflect
longstanding concern for the protection of the integrity of the border." Although
the stops in Martinez-Fuerte did not occur at the border itself, the checkpoints were
located near the border and served a border control function made necessary by the
difficulty of guarding the border's entire length. See Martinez-Fuerte, supra, at
556.
In Sitz, we evaluated the constitutionality of a Michigan highway sobriety checkpoint
program. The Sitz checkpoint involved brief suspicionless stops of motorists so that
police officers could detect signs of intoxication and remove impaired drivers from
the road. 496 U. S., at 447-448. Motorists who exhibited signs of intoxication were
diverted for a license and registration check and, if warranted, further sobriety
tests. Id., at 447. This checkpoint program was clearly aimed at reducing the immediate
hazard posed by the presence of drunk drivers on the highways, and there was an obvious
connection between the imperative of highway safety and the law enforcement practice
at issue. The gravity of the drunk driving problem and the magnitude of the State's
interest in getting drunk drivers off the road weighed heavily in our determination
that the program was constitutional. See id., at 451.
In Prouse, we invalidated a discretionary, suspicionless stop for a spot check of
a motorist's driver's license and vehicle registration. The officer's conduct in that
case was unconstitutional primarily on account of his exercise of "standardless and
unconstrained discretion." 440 U. S., at 661. We nonetheless acknowledged the States'
"vital interest in ensuring that only those qualified to do so are permitted to operate
motor vehicles, that these vehicles are fit for safe operation, and hence that licensing,
registration, and vehicle inspection requirements are being observed." Id., at 658.
Accordingly, we suggested that "[q]uestioning of all oncoming traffic at roadblock-type
stops" would be a lawful means of serving this interest in highway safety. Id., at
663.
We further indicated in Prouse that we considered the purposes of such a hypothetical
roadblock to be distinct from a general purpose of investigating crime. The State
proffered the additional interests of "the apprehension of stolen motor vehicles and
of drivers under the influence of alcohol or narcotics" in its effort to justify the
discretionary spot check. Id., at 659, n. 18. We attributed the entirety of the latter
interest to the State's interest in roadway safety. Ibid. We also noted that the interest
in apprehending stolen vehicles may be partly subsumed by the interest in roadway
safety. Ibid. We observed, however, that "[t]he remaining governmental interest in
controlling automobile thefts is not distinguishable from the general interest in
crime control." Ibid. Not only does the common thread of highway safety thus run through
Sitz and Prouse, but Prouse itself reveals a difference in the Fourth Amendment significance
of highway safety interests and the general interest in crime control.
III
It is well established that a vehicle stop at a highway checkpoint effectuates a
seizure within the meaning of the Fourth Amendment. See, e.g., Sitz, supra, at 450.
The fact that officers walk a narcotics-detection dog around the exterior of each
car at the Indianapolis checkpoints does not transform the seizure into a search.
See United States v. Place, 462 U. S. 696, 707 (1983). Just as in Place, an exterior
sniff of an automobile does not require entry into the car and is not designed to
disclose any information other than the presence or absence of narcotics. See ibid.
Like the dog sniff in Place, a sniff by a dog that simply walks around a car is "much
less intrusive than a typical search." Ibid. Cf. United States v. Turpin, 920 F. 2d
1377, 1385 (CA8 1990). Rather, what principally distinguishes these checkpoints from
those we have previously approved is their primary purpose.
As petitioners concede, the Indianapolis checkpoint program unquestionably has the
primary purpose of interdicting illegal narcotics. In their stipulation of facts,
the parties repeatedly refer to the checkpoints as "drug checkpoints" and describe
them as "being operated by the City of Indianapolis in an effort to interdict unlawful
drugs in Indianapolis." App. to Pet. for Cert. 51a-52a. In addition, the first document
attached to the parties' stipulation is entitled "DRUG CHECKPOINT CONTACT OFFICER
DIRECTIVES BY ORDER OF THE CHIEF OF POLICE." Id., at 53a. These directives instruct
officers to "[a]dvise the citizen that they are being stopped briefly at a drug checkpoint."
Ibid. The second document attached to the stipulation is entitled "1998 Drug Road
Blocks" and contains a statistical breakdown of information relating to the checkpoints
conducted. Id., at 55a. Further, according to Sergeant DePew, the checkpoints are
identified with lighted signs reading, "NARCOTICS CHECKPOINT ___ MILE AHEAD, NARCOTICS
K-9 IN USE, BE PREPARED TO STOP." Id., at 57a. Finally, both the District Court and
the Court of Appeals recognized that the primary purpose of the roadblocks is the
interdiction of narcotics. 38 F. Supp. 2d, at 1026 (noting that both parties "stress
the primary purpose of the roadblocks as the interdiction of narcotics" and that "[t]he
IPD has made it clear that the purpose for its checkpoints is to interdict narcotics
traffic"); 183 F. 3d, at 665 (observing that "the City concedes that its proximate
goal is to catch drug offenders").
We have never approved a checkpoint program whose primary purpose was to detect evidence
of ordinary criminal wrongdoing. Rather, our checkpoint cases have recognized only
limited exceptions to the general rule that a seizure must be accompanied by some
measure of individualized suspicion. We suggested in Prouse that we would not credit
the "general interest in crime control" as justification for a regime of suspicionless
stops. 440 U. S., at 659, n. 18. Consistent with this suggestion, each of the checkpoint
programs that we have approved was designed primarily to serve purposes closely related
to the problems of policing the border or the necessity of ensuring roadway safety.
Because the primary purpose of the Indianapolis narcotics checkpoint program is to
uncover evidence of ordinary criminal wrongdoing, the program contravenes the Fourth
Amendment.
Petitioners propose several ways in which the narcotics-detection purpose of the
instant checkpoint program may instead resemble the primary purposes of the checkpoints
in Sitz and Martinez-Fuerte. Petitioners state that the checkpoints in those cases
had the same ultimate purpose of arresting those suspected of committing crimes. Brief
for Petitioners 22. Securing the border and apprehending drunk drivers are, of course,
law enforcement activities, and law enforcement officers employ arrests and criminal
prosecutions in pursuit of these goals. See Sitz, 496 U. S., at 447, 450; Martinez-Fuerte,
428 U. S., at 545-550. If we were to rest the case at this high level of generality,
there would be little check on the ability of the authorities to construct roadblocks
for almost any conceivable law enforcement purpose. Without drawing the line at roadblocks
designed primarily to serve the general interest in crime control, the Fourth Amendment
would do little to prevent such intrusions from becoming a routine part of American
life.
Petitioners also emphasize the severe and intractable nature of the drug problem
as justification for the checkpoint program. Brief for Petitioners 14-17, 31. There
is no doubt that traffic in illegal narcotics creates social harms of the first magnitude.
Cf. Von Raab, 489 U. S., at 668. The law enforcement problems that the drug trade
creates likewise remain daunting and complex, particularly in light of the myriad
forms of spin-off crime that it spawns. Cf. Montoya de Hernandez, 473 U. S., at 538.
The same can be said of various other illegal activities, if only to a lesser degree.
But the gravity of the threat alone cannot be dispositive of questions concerning
what means law enforcement officers may employ to pursue a given purpose. Rather,
in determining whether individualized suspicion is required, we must consider the
nature of the interests threatened and their connection to the particular law enforcement
practices at issue. We are particularly reluctant to recognize exceptions to the general
rule of individualized suspicion where governmental authorities primarily pursue their
general crime control ends.
Nor can the narcotics-interdiction purpose of the checkpoints be rationalized in
terms of a highway safety concern similar to that present in Sitz. The detection and
punishment of almost any criminal offense serves broadly the safety of the community,
and our streets would no doubt be safer but for the scourge of illegal drugs. Only
with respect to a smaller class of offenses, however, is society confronted with the
type of immediate, vehicle-bound threat to life and limb that the sobriety checkpoint
in Sitz was designed to eliminate.
Petitioners also liken the anticontraband agenda of the Indianapolis checkpoints
to the antismuggling purpose of the checkpoints in Martinez-Fuerte. Brief for Petitioners
15-16. Petitioners cite this Court's conclusion in Martinez-Fuerte that the flow of
traffic was too heavy to permit "particularized study of a given car that would enable
it to be identified as a possible carrier of illegal aliens," Martinez-Fuerte, supra,
at 557, and claim that this logic has even more force here. The problem with this
argument is that the same logic prevails any time a vehicle is employed to conceal
contraband or other evidence of a crime. This type of connection to the roadway is
very different from the close connection to roadway safety that was present in Sitz
and Prouse. Further, the Indianapolis checkpoints are far removed from the border
context that was crucial in Martinez-Fuerte. While the difficulty of examining each
passing car was an important factor in validating the law enforcement technique employed
in Martinez-Fuerte, this factor alone cannot justify a regime of suspicionless searches
or seizures. Rather, we must look more closely at the nature of the public interests
that such a regime is designed principally to serve.
The primary purpose of the Indianapolis narcotics checkpoints is in the end to advance
"the general interest in crime control," Prouse, 440 U. S., at 659, n. 18. We decline
to suspend the usual requirement of individualized suspicion where the police seek
to employ a checkpoint primarily for the ordinary enterprise of investigating crimes.
We cannot sanction stops justified only by the generalized and ever-present possibility
that interrogation and inspection may reveal that any given motorist has committed
some crime.
Of course, there are circumstances that may justify a law enforcement checkpoint
where the primary purpose would otherwise, but for some emergency, relate to ordinary
crime control. For example, as the Court of Appeals noted, the Fourth Amendment would
almost certainly permit an appropriately tailored roadblock set up to thwart an imminent
terrorist attack or to catch a dangerous criminal who is likely to flee by way of
a particular route. See 183 F. 3d, at 662-663. The exigencies created by these scenarios
are far removed from the circumstances under which authorities might simply stop cars
as a matter of course to see if there just happens to be a felon leaving the jurisdiction.
While we do not limit the purposes that may justify a checkpoint program to any rigid
set of categories, we decline to approve a program whose primary purpose is ultimately
indistinguishable from the general interest in crime control.1
Petitioners argue that our prior cases preclude an inquiry into the purposes of the
checkpoint program. For example, they cite Whren v. United States, 517 U. S. 806 (1996),
and Bond v. United States, 529 U. S. 334 (2000), to support the proposition that "where
the government articulates and pursues a legitimate interest for a suspicionless stop,
courts should not look behind that interest to determine whether the government's
`primary purpose' is valid." Brief for Petitioners 34; see also id., at 9. These cases,
however, do not control the instant situation.
In Whren, we held that an individual officer's subjective intentions are irrelevant
to the Fourth Amendment validity of a traffic stop that is justified objectively by
probable cause to believe that a traffic violation has occurred. 517 U. S., at 810-813.
We observed that our prior cases "foreclose any argument that the constitutional reasonableness
of traffic stops depends on the actual motivations of the individual officers involved."
Id., at 813. In so holding, we expressly distinguished cases where we had addressed
the validity of searches conducted in the absence of probable cause. See id., at 811-812
(distinguishing Florida v. Wells, 495 U. S. 1, 4 (1990) (stating that "an inventory
search must not be a ruse for a general rummaging in order to discover incriminating
evidence"), Colorado v. Bertine, 479 U. S. 367, 372 (1987) (suggesting that the absence
of bad faith and the lack of a purely investigative purpose were relevant to the validity
of an inventory search), and Burger, 482 U. S., at 716-717, n. 27 (observing that
a valid administrative inspection conducted with neither a warrant nor probable cause
did not appear to be a pretext for gathering evidence of violations of the penal laws)).
Whren therefore reinforces the principle that, while "[s]ubjective intentions play
no role in ordinary, probable-cause Fourth Amendment analysis," 517 U. S., at 813,
programmatic purposes may be relevant to the validity of Fourth Amendment intrusions
undertaken pursuant to a general scheme without individualized suspicion. Accordingly,
Whren does not preclude an inquiry into programmatic purpose in such contexts. Cf.
Chandler v. Miller, 520 U. S. 305 (1997); Treasury Employees v. Von Raab, 489 U. S.
656 (1989); Burger, supra; Michigan v. Tyler, 436 U. S. 499 (1978); Camara v. Municipal
Court of City and County of San Francisco, 387 U. S. 523 (1967). It likewise does
not preclude an inquiry into programmatic purpose here.
Last Term in Bond, we addressed the question whether a law enforcement officer violated
a reasonable expectation of privacy in conducting a tactile examination of carry-on
luggage in the overhead compartment of a bus. In doing so, we simply noted that the
principle of Whren rendered the subjective intent of an officer irrelevant to this
analysis. 529 U. S., at 338, n. 2. While, as petitioners correctly observe, the analytical
rubric of Bond was not "ordinary, probable-cause Fourth Amendment analysis," Whren,
supra, at 813, nothing in Bond suggests that we would extend the principle of Whren
to all situations where individualized suspicion was lacking. Rather, subjective intent
was irrelevant in Bond because the inquiry that our precedents required focused on
the objective effects of the actions of an individual officer. By contrast, our cases
dealing with intrusions that occur pursuant to a general scheme absent individualized
suspicion have often required an inquiry into purpose at the programmatic level.
Petitioners argue that the Indianapolis checkpoint program is justified by its lawful
secondary purposes of keeping impaired motorists off the road and verifying licenses
and registrations. Brief for Petitioners 31-34. If this were the case, however, law
enforcement authorities would be able to establish checkpoints for virtually any purpose
so long as they also included a license or sobriety check. For this reason, we examine
the available evidence to determine the primary purpose of the checkpoint program.
While we recognize the challenges inherent in a purpose inquiry, courts routinely
engage in this enterprise in many areas of constitutional jurisprudence as a means
of sifting abusive governmental conduct from that which is lawful. Cf. 183 F. 3d,
at 665. As a result, a program driven by an impermissible purpose may be proscribed
while a program impelled by licit purposes is permitted, even though the challenged
conduct may be outwardly similar. While reasonableness under the Fourth Amendment
is predominantly an objective inquiry, our special needs and administrative search
cases demonstrate that purpose is often relevant when suspicionless intrusions pursuant
to a general scheme are at issue.2
It goes without saying that our holding today does nothing to alter the constitutional
status of the sobriety and border checkpoints that we approved in Sitz and Martinez-Fuerte,
or of the type of traffic checkpoint that we suggested would be lawful in Prouse.
The constitutionality of such checkpoint programs still depends on a balancing of
the competing interests at stake and the effectiveness of the program. See Sitz, 496
U. S., at 450-455; Martinez-Fuerte, 428 U. S., at 556-564. When law enforcement authorities
pursue primarily general crime control purposes at checkpoints such as here, however,
stops can only be justified by some quantum of individualized suspicion.
Our holding also does not affect the validity of border searches or searches at places
like airports and government buildings, where the need for such measures to ensure
public safety can be particularly acute. Nor does our opinion speak to other intrusions
aimed primarily at purposes beyond the general interest in crime control. Our holding
also does not impair the ability of police officers to act appropriately upon information
that they properly learn during a checkpoint stop justified by a lawful primary purpose,
even where such action may result in the arrest of a motorist for an offense unrelated
to that purpose. Finally, we caution that the purpose inquiry in this context is to
be conducted only at the programmatic level and is not an invitation to probe the
minds of individual officers acting at the scene. Cf. Whren, supra.
Because the primary purpose of the Indianapolis checkpoint program is ultimately
indistinguishable from the general interest in crime control, the checkpoints violate
the Fourth Amendment. The judgment of the Court of Appeals is accordingly affirmed.
It is so ordered.
CITY OF INDIANAPOLIS, et al., PETITIONERS v.
JAMES EDMOND et al.
on writ of certiorari to the united states court of
appeals for the seventh circuit
[November 28, 2000]
Chief Justice Rehnquist, with whom Justice Thomas joins, and with whom Justice Scalia
joins as to Part I, dissenting.
The State's use of a drug-sniffing dog, according to the Court's holding, annuls
what is otherwise plainly constitutional under our Fourth Amendment jurisprudence:
brief, standardized, discretionless, roadblock seizures of automobiles, seizures which
effectively serve a weighty state interest with only minimal intrusion on the privacy
of their occupants. Because these seizures serve the State's accepted and significant
interests of preventing drunken driving and checking for driver's licenses and vehicle
registrations, and because there is nothing in the record to indicate that the addition
of the dog sniff lengthens these otherwise legitimate seizures, I dissent.
I
As it is nowhere to be found in the Court's opinion, I begin with blackletter roadblock
seizure law. "The principal protection of Fourth Amendment rights at checkpoints lies
in appropriate limitations on the scope of the stop." United States v. Martinez-Fuerte,
428 U. S. 543, 566-567 (1976). Roadblock seizures are consistent with the Fourth Amendment
if they are "carried out pursuant to a plan embodying explicit, neutral limitations
on the conduct of individual officers." Brown v. Texas, 443 U. S. 47, 51 (1979). Specifically,
the constitutionality of a seizure turns upon "a weighing of the gravity of the public
concerns served by the seizure, the degree to which the seizure advances the public
interest, and the severity of the interference with individual liberty." Id., at 50-51.
We first applied these principles in Martinez-Fuerte, supra, which approved highway
checkpoints for detecting illegal aliens. In Martinez-Fuerte, we balanced the United
States' formidable interest in checking the flow of illegal immigrants against the
limited "objective" and "subjective" intrusion on the motorists. The objective intrusion--the
stop itself,1 the brief questioning of the occupants, and the visual inspection of
the car--was considered "limited" because "[n]either the vehicle nor its occupants
[were] searched." Id., at 558. Likewise, the subjective intrusion, or the fear and
surprise engendered in law-abiding motorists by the nature of the stop, was found
to be minimal because the "regularized manner in which [the] established checkpoints
[were] operated [was] visible evidence, reassuring to law-abiding motorists, that
the stops [were] duly authorized and believed to serve the public interest." Id.,
at 559. Indeed, the standardized operation of the roadblocks was viewed as markedly
different from roving patrols, where the unbridled discretion of officers in the field
could result in unlimited interference with motorists' use of the highways. Cf. United
States v. Brignoni-Ponce, 422 U. S. 873 (1975). And although the decision in Martinez-Fuerte
did not turn on the checkpoints' effectiveness, the record in one of the consolidated
cases demonstrated that illegal aliens were found in 0.12 percent of the stopped vehicles.
See 428 U. S., at 554.
In Michigan Dept. of State Police v. Sitz, 496 U. S. 444 (1990), we upheld the State's
use of a highway sobriety checkpoint after applying the framework set out in Martinez-Fuerte,
supra, and Brown v. Texas, supra. There, we recognized the gravity of the State's
interest in curbing drunken driving and found the objective intrusion of the approximately
25-second seizure to be "slight." 496 U. S., at 451. Turning to the subjective intrusion,
we noted that the checkpoint was selected pursuant to guidelines and was operated
by uniformed officers. See id., at 453. Finally, we concluded that the program effectively
furthered the State's interest because the checkpoint resulted in the arrest of two
drunk drivers, or 1.6 percent of the 126 drivers stopped. See id., at 455-456.
This case follows naturally from Martinez-Fuerte and Sitz. Petitioners acknowledge
that the "primary purpose" of these roadblocks is to interdict illegal drugs, but
this fact should not be controlling. Even accepting the Court's conclusion that the
checkpoints at issue in Martinez-Fuerte and Sitz were not primarily related to criminal
law enforcement,2 the question whether a law enforcement purpose could support a roadblock
seizure is not presented in this case. The District Court found that another "purpose
of the checkpoints is to check driver's licenses and vehicle registrations," App.
to Pet. for Cert. 44a, and the written directives state that the police officers are
to "[l]ook for signs of impairment." Id., at 53a. The use of roadblocks to look for
signs of impairment was validated by Sitz, and the use of roadblocks to check for
driver's licenses and vehicle registrations was expressly recognized in Delaware v.
Prouse, 440 U. S. 648, 663 (1979).3 That the roadblocks serve these legitimate state
interests cannot be seriously disputed, as the 49 people arrested for offenses unrelated
to drugs can attest. Edmond v. Goldsmith, 183 F. 3d 659, 661 (CA7 1999). And it would
be speculative to conclude--given the District Court's findings, the written directives,
and the actual arrests--that petitioners would not have operated these roadblocks
but for the State's interest in interdicting drugs.
Because of the valid reasons for conducting these roadblock seizures, it is constitutionally
irrelevant that petitioners also hoped to interdict drugs. In Whren v. United States,
517 U. S. 806 (1996), we held that an officer's subjective intent would not invalidate
an otherwise objectively justifiable stop of an automobile. The reasonableness of
an officer's discretionary decision to stop an automobile, at issue in Whren, turns
on whether there is probable cause to believe that a traffic violation has occurred.
The reasonableness of highway checkpoints, at issue here, turns on whether they effectively
serve a significant state interest with minimal intrusion on motorists. The stop in
Whren was objectively reasonable because the police officers had witnessed traffic
violations; so too the roadblocks here are objectively reasonable because they serve
the substantial interests of preventing drunken driving and checking for driver's
licenses and vehicle registrations with minimal intrusion on motorists.
Once the constitutional requirements for a particular seizure are satisfied, the
subjective expectations of those responsible for it, be it police officers or members
of a city council, are irrelevant. Cf. Scott v. United States, 436 U. S. 128, 136
(1978) ("Subjective intent alone ... does not make otherwise lawful conduct illegal
or unconstitutional"). It is the objective effect of the State's actions on the privacy
of the individual that animates the Fourth Amendment. See Bond v. United States, 529
U. S. 334, 338, n. 2 (2000) (applying Whren to determine if an officer's conduct amounted
to a "search" under the Fourth Amendment because "the issue is not his state of mind,
but the objective effect of his actions"). Because the objective intrusion of a valid
seizure does not turn upon anyone's subjective thoughts, neither should our constitutional
analysis.4
With these checkpoints serving two important state interests, the remaining prongs
of the Brown v. Texas balancing test are easily met. The seizure is objectively reasonable
as it lasts, on average, two to three minutes and does not involve a search. App.
to Pet. for Cert. 57a. The subjective intrusion is likewise limited as the checkpoints
are clearly marked and operated by uniformed officers who are directed to stop every
vehicle in the same manner. Ibid. The only difference between this case and Sitz is
the presence of the dog. We have already held, however, that a "sniff test" by a trained
narcotics dog is not a "search" within the meaning of the Fourth Amendment because
it does not require physical intrusion of the object being sniffed and it does not
expose anything other than the contraband items. United States v. Place, 462 U. S.
696, 706-707 (1983). And there is nothing in the record to indicate that the dog sniff
lengthens the stop. Finally, the checkpoints' success rate--49 arrests for offenses
unrelated to drugs--only confirms the State's legitimate interests in preventing drunken
driving and ensuring the proper licensing of drivers and registration of their vehicles.
183 F. 3d, at 661.5
These stops effectively serve the State's legitimate interests; they are executed
in a regularized and neu-
tral manner; and they only minimally intrude upon the privacy of the motorists. They
should therefore be
constitutional.
II
The Court, unwilling to adopt the straightforward analysis that these precedents
dictate, adds a new non-law-enforcement primary purpose test lifted from a distinct
area of Fourth Amendment jurisprudence relating to the searches of homes and businesses.
As discussed above, the question that the Court answers is not even posed in this
case given the accepted reasons for the seizures. But more fundamentally, whatever
sense a non-law-enforcement primary purpose test may make in the search setting, it
is ill suited to brief roadblock seizures, where we have consistently looked at "the
scope of the stop" in assessing a program's constitutionality. Martinez-Fuerte, 428
U. S., at 567.
We have already rejected an invitation to apply the non-law-enforcement primary purpose
test that the Court now finds so indispensable. The respondents in Sitz argued that
the Brown v. Texas balancing test was not the "proper method of analysis" with regards
to roadblock seizures:
"Respondents argue that there must be a showing of some special governmental need
`beyond the normal need' for criminal law enforcement before a balancing analysis
is appropriate, and that [the State] ha[s] demonstrated no such special need.
"But it is perfectly plain from a reading of [Treasury Employees v.] Von Raab[, 489
U. S. 656 (1989)], which cited and discussed with approval our earlier decision in
United States v. Martinez-Fuerte, 428 U. S. 543 (1976), that it was in no way designed
to repudiate our prior cases dealing with police stops of motorists on public highways.
Martinez-Fuerte, supra, which utilized a balancing analysis in approving highway checkpoints
for detecting illegal aliens, and Brown v. Texas, supra, are the relevant authorities
here." 496 U. S., at 449, 450.
Considerations of stare decisis aside, the "perfectly plain" reason for not incorporating
the "special needs" test in our roadblock seizure cases is that seizures of automobiles
"deal neither with searches nor with the sanctity of private dwellings, ordinarily
afforded the most stringent Fourth Amendment protection." Martinez-Fuerte, supra,
at 561.
The "special needs" doctrine, which has been used to uphold certain suspicionless
searches performed for reasons unrelated to law enforcement, is an exception to the
general rule that a search must be based on individualized suspicion of wrongdoing.
See, e.g., Skinner v. Railway Labor Executives' Assn., 489 U. S. 602 (1989) (drug
test search); Camara v. Municipal Court of City and County of San Francisco, 387 U.
S. 523 (1967) (home administrative search). The doctrine permits intrusions into a
person's body and home, areas afforded the greatest Fourth Amendment protection. But
there were no such intrusions here.
"[O]ne's expectation of privacy in an automobile and of freedom in its operation
are significantly different from the traditional expectation of privacy and freedom
in one's residence." Martinez-Fuerte, supra, at 561. This is because "[a]utomobiles,
unlike homes, are subjected to pervasive and continuing governmental regulation and
controls." South Dakota v. Opperman, 428 U. S. 364, 368 (1976); see also New York
v. Class, 475 U. S. 106, 113 (1986) ("[A]utomobiles are justifiably the subject of
pervasive regulation by the State"); Cardwell v. Lewis, 417 U. S. 583, 590 (1974)
("One has a lesser expectation of privacy in a motor vehicle because its function
is transportation and it seldom serves as one's residence or as the repository of
personal effects"). The lowered expectation of privacy in one's automobile is coupled
with the limited nature of the intrusion: a brief, standardized, nonintrusive seizure.6
The brief seizure of an automobile can hardly be compared to the intrusive search
of the body or the home. Thus, just as the "special needs" inquiry serves to both
define and limit the permissible scope of those searches, the Brown v. Texas balancing
test serves to define and limit the permissible scope of automobile seizures.
Because of these extrinsic limitations upon roadblock seizures, the Court's newfound
non-law-enforcement primary purpose test is both unnecessary to secure Fourth Amendment
rights and bound to produce wide-ranging litigation over the "purpose" of any given
seizure. Police designing highway roadblocks can never be sure of their validity,
since a jury might later determine that a forbidden purpose exists. Roadblock stops
identical to the one that we upheld in Sitz 10 years ago, or to the one that we upheld
24 years ago in Martinez-Fuerte, may now be challenged on the grounds that they have
some concealed forbidden purpose.
Efforts to enforce the law on public highways used by millions of motorists are obviously
necessary to our society. The Court's opinion today casts a shadow over what had been
assumed, on the basis of stare decisis, to be a perfectly lawful activity. Conversely,
if the Indianapolis police had assigned a different purpose to their activity here,
but in no way changed what was done on the ground to individual motorists, it might
well be valid. See ante, at 14, n. 2. The Court's non-law-enforcement primary purpose
test simply does not serve as a proxy for anything that the Fourth Amendment is, or
should be, concerned about in the automobile seizure context.
Petitioners' program complies with our decisions regarding roadblock seizures of
automobiles, and the addition of a dog sniff does not add to the length or the intrusion
of the stop. Because such stops are consistent with the Fourth Amendment, I would
reverse the decision of the Court of Appeals.
CITY OF INDIANAPOLIS, et al., PETITIONERS v.
JAMES EDMOND et al.
on writ of certiorari to the united states court of
appeals for the seventh circuit
[November 28, 2000]
Justice Thomas, dissenting.
Taken together, our decisions in Michigan Dept. of State Police v. Sitz, 496 U. S.
444 (1990), and United States v. Martinez-Fuerte, 428 U. S. 543 (1976), stand for
the proposition that suspicionless roadblock seizures are constitutionally permissible
if conducted according to a plan that limits the discretion of the officers conducting
the stops. I am not convinced that Sitz and Martinez-Fuerte were correctly decided.
Indeed, I rather doubt that the Framers of the Fourth Amendment would have considered
"reasonable" a program of indiscriminate stops of individuals not suspected of wrongdoing.
Respondents did not, however, advocate the overruling of Sitz and Martinez-Fuerte,
and I am reluctant to consider such a step without the benefit of briefing and argument.
For the reasons given by The Chief Justice, I believe that those cases compel upholding
the program at issue here. I, therefore, join his opinion.
FOOTNOTES
Footnote 1
The Chief Justice's dissent erroneously characterizes our opinion as resting on the
application of a "non-law-enforcement primary purpose test." Post, at 6. Our opinion
nowhere describes the purposes of the Sitz and Martinez-Fuerte checkpoints as being
"not primarily related to criminal law enforcement." Post, at 3. Rather, our judgment
turns on the fact that the primary purpose of the Indianapolis checkpoints is to advance
the general interest in crime control.
The Chief Justice's dissent also erroneously characterizes our opinion as holding
that the "use of a drug-sniffing dog . . . annuls what is otherwise plainly constitutional
under our Fourth Amendment jurisprudence." Post, at 1. Again, the constitutional defect
of the program is that its primary purpose is to advance the general interest in crime
control.
Footnote 2
Because petitioners concede that the primary purpose of the Indianapolis checkpoints
is narcotics detection, we need not decide whether the State may establish a checkpoint
program with the primary purpose of checking licenses or driver sobriety and a secondary
purpose of interdicting narcotics. Specifically, we express no view on the question
whether police may expand the scope of a license or sobriety checkpoint seizure in
order to detect the presence of drugs in a stopped car. Cf. New Jersey v. T. L. O.,
469 U. S. 325, 341 (1985) (search must be "`reasonably related in scope to the circumstance
which justified the interference in the first place'" (quoting Terry v. Ohio, 392
U. S. 1, 20 (1968))); Michigan v. Clifford, 464 U. S. 287, 294-295 (1984) (plurality
opinion).
FOOTNOTES
Footnote 1
The record from one of the consolidated cases indicated that the stops lasted between
three and five minutes. See United States v. Martinez-Fuerte, 428 U. S. 543, 546-547
(1976).
Footnote 2
This gloss, see ante, at 5-7, 8-10, is not at all obvious. The respondents in Martinez-Fuerte
were criminally prosecuted for illegally transporting aliens, and the Court expressly
noted that "[i]nterdicting the flow of illegal entrants from Mexico poses formidable
law enforcement problems." 428 U. S., at 552. And the Sitz Court recognized that if
an "officer's observations suggest that the driver was intoxicated, an arrest would
be made." Michigan Dept. of State Police v. Sitz, 496 U. S. 444, 447 (1990). But however
persuasive the distinction, the Court's opinion does not impugn the continuing validity
of Martinez-Fuerte and Sitz. See ante, at 14-15.
Footnote 3
Several Courts of Appeals have upheld roadblocks that check for driver's licenses
and vehicle registrations. See, e.g., United States v. Galindo-Gonzales, 142 F. 3d
1217 (CA10 1998); United States v. McFayden, 865 F. 2d 1306 (CADC 1989).
Footnote 4
Of course we have looked to the purpose of the program in analyzing the constitutionality
of certain suspicionless searches. As discussed in Part II, infra, that doctrine has
never been applied to seizures of automobiles.
Footnote 5
Put in statistical terms, 4.2 percent of the 1,161 motorists stopped were arrested
for offenses unrelated to drugs.
Footnote 6
This fact distinguishes the roadblock seizure of an automobile from an inventory
search of an automobile. Cf. Colorado v. Bertine, 479 U. S. 367 (1987) (automobile
inventory search).