Constitutional Law Cases: Rehnquist Court
1990 - 1999
U.S. Supreme Court
SHAW v. RENO, 509 U.S. 630 (1993)
509 U.S. 630
RUTH O. SHAW, ET AL., APPELLANTS v. JANET RENO, ATTORNEY GENERAL
ET AL.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF NORTH CAROLINA
No. 92-357
Argued April 20, 1993
Decided June 28, 1993
To comply with 5 of the Voting Rights Act of 1965 - which prohibits a covered jurisdiction
from implementing changes in a "standard, practice, or procedure with respect to voting"
without federal authorization - North Carolina submitted to the Attorney General a
congressional reapportionment plan with one majority-black district. The Attorney
General objected to the plan on the ground that a second district could have been
created to give effect to minority voting strength in the State's south-central to
southeastern region. The State's revised plan contained a second majority-black district
in the north-central region. The new district stretches approximately 160 miles along
Interstate 85 and, for much of its length, is no wider than the I-85 corridor. Appellants,
five North Carolina residents, filed this action against appellee state and federal
officials, claiming that the State had created an unconstitutional racial gerrymander
in violation of, among other things, the Fourteenth Amendment. They alleged that the
two districts concentrated a majority of black voters arbitrarily without regard to
considerations such as compactness, contiguousness, geographical boundaries, or political
subdivisions, in order to create congressional districts along racial lines and to
assure the election of two black representatives. The three-judge District Court held
that it lacked subject matter jurisdiction over the federal appellees. It also dismissed
the complaint against the state appellees, finding, among other things, that, under
United Jewish Organizations of Williamsburgh, Inc. v. Carey, 430 U.S. 144 (UJO), appellants
had failed to state an equal protection claim because favoring minority voters was
not discriminatory in the constitutional sense, and the plan did not lead to proportional
underrepresentation of white voters statewide. [509 U.S. 630, 2]
Held:
1. Appellants have stated a claim under the Equal Protection Clause by alleging that
the reapportionment scheme is so irrational on its face that it can be understood
only as an effort to segregate voters into separate districts on the basis of race,
and that the separation lacks sufficient justification. Pp. 7-10.
(a) The District Court properly dismissed the claims against the federal appellees.
Appellants' racial gerrymandering claims must be examined against the backdrop of
this country's long history of racial discrimination in voting. Pp. 7-10.
(b) Classifications of citizens based solely on race are by their nature odious to
a free people whose institutions are founded upon the doctrine of equality, because
they threaten to stigmatize persons by reason of their membership in a racial group
and to incite racial hostility. Thus, state legislation that expressly distinguishes
among citizens on account of race - whether it contains an explicit distinction or
is "unexplainable on grounds other than race," Arlington Heights v. Metropolitan Housing
Development Corp., 429 U.S. 252, 266 - must be narrowly tailored to further a compelling
governmental interest. See, e.g., Wygant v. Jackson Bd. of Ed., 476 U.S. 267, 277
-278 (plurality opinion). Redistricting legislation that is alleged to be so bizarre
on its face that it is unexplainable on grounds other than race demands the same close
scrutiny, regardless of the motivations underlying its adoption. See, e.g., Gomillion
v. Lightfoot, 364 U.S. 339, 341 . That it may be difficult to determine from the face
of a single-member districting plan that it makes such a distinction does not mean
that a racial gerrymander, once established, should receive less scrutiny than other
legislation classifying citizens by race. By perpetuating stereotypical notions about
members of the same racial group - that they think alike, share the same political
interests, and prefer the same candidates - a racial gerrymander may exacerbate the
very patterns of racial bloc voting that majority-minority districting is sometimes
said to counteract. It also sends to elected representatives the message that their
primary obligation is to represent only that group's members, rather than their constituency
as a whole. Since the holding here makes it unnecessary to decide whether or how a
reapportionment plan that, on its face, can be explained in nonracial terms successfully
could be challenged, the Court expresses no view on whether the intentional creation
of majority-minority districts, without more, always gives rise to an equal protection
claim. Pp. 10-17.
(c) The classification of citizens by race threatens special harms that are not present
in this Court's vote-dilution cases, and thus warrants an analysis different from
that used in assessing the validity [509 U.S. 630, 3] of at-large and multimember
gerrymandering schemes. In addition, nothing in the Court's decisions compels the
conclusion that racial and political gerrymanders are subject to the same constitutional
scrutiny; in fact, this country's long and persistent history of racial discrimination
in voting and the Court's Fourteenth Amendment jurisprudence would seem to compel
the opposite conclusion. Nor is there any support for the argument that racial gerrymandering
poses no constitutional difficulties when the lines drawn favor the minority, since
equal protection analysis is not dependent on the race of those burdened or benefited
by a particular classification, Richmond v. J.A. Croson Co., 488 U.S. 469, 494 (plurality
opinion). Finally, the highly fractured decision in UJO does not foreclose the claim
recognized here, which is analytically distinct from the vote-dilution claim made
there. Pp. 18-21.
2. If, on remand, the allegations of a racial gerrymander are not contradicted, the
District Court must determine whether the plan is narrowly tailored to further a compelling
governmental interest. A covered jurisdiction's interest in creating majority-minority
districts in order to comply with the nonretrogression rule under 5 of the Voting
Rights Act does not give it carte blanche to engage in racial gerrymandering. The
parties' arguments about whether the plan was necessary to avoid dilution of black
voting strength in violation of 2 of the Act and whether the State's interpretation
of 2 is unconstitutional were not developed below, and the issues remain open for
consideration on remand. It is also unnecessary to decide at this stage of the litigation
whether the plan advances a state interest distinct from the Act: eradicating the
effects of past racial discrimination. Although the State argues that it had a strong
basis for concluding that remedial action was warranted, only three Justices in UJO
were prepared to say that States have a significant interest in minimizing the consequences
of racial bloc voting apart from the Act's requirements and without regard for sound
districting principles. Pp. 21-26.
3. The Court expresses no view on whether appellants successfully could have challenged
a district such as that suggested by the Attorney General or whether their complaint
stated a claim under other constitutional provisions. P. 26-27.
808 F.Supp. 461, reversed and remanded.
O'CONNOR, J., delivered the opinion of the Court, in which REHNQUIST, C.J., and SCALIA,
KENNEDY, and THOMAS, JJ., joined. WHITE, J., filed a dissenting opinion, in which
BLACKMUN and STEVENS, JJ., joined, post, p. ___. BLACKMUN, J., post, p. ___, STEVENS,
J., post, p. ___, and SOUTER, J., post, p. ___, filed dissenting opinions.
Robinson O. Everett argued the cause for appellants. With him on the briefs was Jeffrey
B. Parsons.
H. Jefferson Powell argued the cause for state appellees. With him on the briefs
were Michael F. Easley, Attorney General of North Carolina, Edwin M. Speas, Jr., Senior
Deputy Attorney General, and Norma S. Harrell and Tiare B. Smiley, Special Deputy
Attorneys General. Edwin S. Kneedler argued the cause for federal appellees. On the
brief were Acting Solicitor General Bryson, Acting Assistant Attorney General Turner,
Thomas G.. Hungar, and Jessica Dunsay Silver. *
[ Footnote * ] Briefs of amici curiae urging reversal were filed for the American
Jewish Congress by Marc D. Stern and Lois C. Waldman; for the Republican National
Committee by Benjamin L. Ginsberg and Michael A. Hess; and for the Washington Legal
Foundation et al. by Daniel J. Popeo and Richard A. Samp. Briefs of amici curiae urging
affirmance were filed for the Democratic National Committee et al. by Wayne R. Arden
and Jeffrey M. Wice; for the Lawyers' Committee for Civil Rights under Law et al.
by Herbert Wachtell, William H. Brown III, Thomas J. Henderson, Frank R. Parker, Brenda
Wright, Nicholas DeB. Katzenbach, Michael R. Cole, Alan E. Kraus, Laughlin McDonald,
Kathy Wilde, E. Richard Larson, and Dennis Courtland Hayes; for the NAACP Legal Defense
and Educational Fund, Inc., by Elaine R. Jones, Charles Stephen Ralston, and Dayna
L. Cunningham; and for Bolley Johnson et al. by Donald B. Berrilli, Jr., Scott A.
Sinder,, Kevin X. Crowley, and James A. Peters. [509 U.S. 630, 1]
JUSTICE O'CONNOR delivered the opinion of the Court.
This case involves two of the most complex and sensitive issues this Court has faced
in recent years: the meaning of the constitutional "right" to vote, and the propriety
of race-based state legislation designed to benefit members of historically disadvantaged
racial minority groups. As a result of the 1990 census, North Carolina became entitled
to a 12th seat in the United States House of Representatives. The General Assembly
enacted a reapportionment plan that included one majority-black congressional district.
After the Attorney General of the United States objected to the plan pursuant to 5
of the Voting Rights Act of 1965, 79 Stat. 439, as Amended, 42 U.S.C. 1973c, the General
Assembly passed new legislation creating a second majority-black district. Appellants
allege that the revised plan, which contains district boundary lines of dramatically
irregular shape, constitutes an unconstitutional racial gerrymander. The question
before us is whether appellants have stated a cognizable claim.
I
The voting age population of North Carolina is approximately 78% white, 20% black,
and 1% Native American; the remaining 1% is predominantly Asian. App. to Brief for
Federal Appellees 16a. The black population is relatively dispersed; blacks constitute
a majority of the general population in only 5 of the State's 100 counties. Brief
for Appellants 57. Geographically, the State divides into three regions: the eastern
Coastal Plain, the central Piedmont Plateau, and the western mountains. H. Lefler
& A. Newsom, The History of a Southern State: North Carolina 18-22 (3d ed. 1973).
The largest concentrations of black citizens live in the Coastal Plain, primarily
in the northern part. O. Gade & H. Stillwell, North Carolina: People and Environments
65-68 (1986). The General Assembly's first redistricting plan contained one majority-black
district centered in that area of the State.
Forty of North Carolina's one hundred counties are covered by 5 of the Voting Rights
Act of 1965, 42 U.S.C. 1973c, which prohibits a jurisdiction subject to its provisions
from implementing changes in a "standard, practice, or procedure with respect to voting"
without federal authorization, ibid. The jurisdiction must obtain either a judgment
from the United States District Court for the District of Columbia declaring that
the proposed change "does not have the purpose and will not have the effect of denying
or abridging the right to vote on account of race or color" or administrative preclearance
from the Attorney General. Ibid. Because the General Assembly's reapportionment plan
affected the covered counties, the parties agree that 5 applied. Tr. of Oral Arg.
14, 27-29. The State chose to submit its plan to the Attorney General for preclearance.
The Attorney General, acting through the Assistant Attorney General for the Civil
Rights Division, interposed a formal objection to the General Assembly's plan. The
Attorney General specifically objected to the configuration of [509 U.S. 630, 3] boundary
lines drawn in the south-central to southeastern region of the State. In the Attorney
General's view, the General Assembly could have created a second majority-minority
district "to give effect to black and Native American voting strength in this area"
by using boundary lines "no more irregular than [those] found elsewhere in the proposed
plan," but failed to do so for "pretextual reasons." See App. to Brief for Federal
Appellees 10a-11a.
Under 5, the State remained free to seek a declaratory judgment from the District
Court for the District of Columbia notwithstanding the Attorney General's objection.
It did not do so. Instead, the General Assembly enacted a revised redistricting plan,
1991 N.C. Extra Sess.Laws, ch. 7, that included a second majority-black district.
The General Assembly located the second district not in the south-central to southeastern
part of the State, but in the north-central region along Interstate 85. See Appendix,,
infra.
The first of the two majority-black districts contained in the revised plan, District
1, is somewhat hook shaped. Centered in the northeast portion of the State, it moves
southward until it tapers to a narrow band; then, with finger-like extensions, it
reaches far into the southern-most part of the State near the South Carolina border.
District 1 has been compared to a "Rorschach inkblot test," Shaw v. Barr, 808 F.Supp.
461, 476 (EDNC 1992) (Voorhees, C.J., concurring in part and dissenting in part),
and a "bug splattered on a windshield," Wall Street Journal, Feb. 4, 1992, p. A14.
The second majority-black district, District 12, is even more unusually shaped. It
is approximately 160 miles long and, for much of its length, no wider than the I-85
corridor. It winds in snake like fashion through tobacco country, financial centers,
and manufacturing areas "until it gobbles in enough enclaves of black neighborhoods."
808 F. Supp., at 476-477 (Voorhees, C.J., concurring in part and dissenting in part).
Northbound and southbound drivers on I-85 sometimes find themselves in separate districts
in one [509 U.S. 630, 4] county, only to "trade" districts when they enter the next
county. Of the 10 counties through which District 12 passes, 5 are cut into 3 different
districts; even towns are divided. At one point, the district remains contiguous only
because it intersects at a single point with two other districts before crossing over
them. See Brief for Republican National Committee as Amicus Curiae 14-15. One state
legislator has remarked that "`[i]f you drove down the interstate with both car doors
open, you'd kill most of the people in the district.'" Washington Post Apr. 20, 1993,
p. A4. The district even has inspired poetry: "Ask not for whom the line is drawn;
it is drawn to avoid thee." Grofman, Would Vince Lombardi Have Been Right If He Had
Said: "When It Comes to Redistricting, Race Isn't Everything, It's the Only Thing"?,
14 Cardozo L.Rev. 1237, 1261, n. 96 (1993) (internal quotation marks omitted).
The Attorney General did not object to the General Assembly's revised plan. But numerous
North Carolinians did. The North Carolina Republican Party and individual voters brought
suit in Federal District Court, alleging that the plan constituted an unconstitutional
political gerrymander under Davis v. Bandemer, 478 U.S. 109 (1986). That claim was
dismissed, see Pope v. Blue, 809 F.Supp. 392 (WDNC), and this Court summarily affirmed,
506 U.S. 801 (1992).
Shortly after the complaint in Pope v. Blue was filed, appellants instituted the
present action in the United States District Court for the Eastern District of North
Carolina. Appellants alleged not that the revised plan constituted a political gerrymander,
nor that it violated the "one person, one vote" principle, see Reynolds v. Sims, 377
U.S. 533, 558 (1964), but that the State had created an unconstitutional racial gerrymander.
Appellants are five residents of Durham County, North Carolina, all registered to
vote in that county. Under the General Assembly's plan, two will vote for congressional
representatives in District 12 and [509 U.S. 630, 5] three will vote in neighboring
District 2. Appellants sued the Governor of North Carolina, the Lieutenant Governor,
the Secretary of State, the Speaker of the North Carolina House of Representatives,
and members of the North Carolina State Board of Elections (state appellees), together
with two federal officials, the Attorney General and the Assistant Attorney General
for the Civil Rights Division (federal appellees).
Appellants contended that the General Assembly's revised reapportionment plan violated
several provisions of the United States Constitution, including the Fourteenth Amendment.
They alleged that the General Assembly deliberately "create[d] two Congressional Districts
in which a majority of black voters was concentrated arbitrarily - without regard
to any other considerations, such as compactness, contiguousness, geographical boundaries,
or political subdivisions" with the purpose "to create Congressional Districts along
racial lines" and to assure the election of two black representatives to Congress.
App. to Juris. Statement 102a. Appellants sought declaratory and injunctive relief
against the state appellees. They sought similar relief against the federal appellees,
arguing, alternatively, that the federal appellees had misconstrued the Voting Rights
Act or that the Act itself was unconstitutional.
The three-judge District Court granted the federal appellees' motion to dismiss.
808 F.Supp. 461 (EDNC 1992). The court agreed unanimously that it lacked subject matter
jurisdiction by reason of 14(b) of the Voting Rights Act, 42 U.S.C. 1973l(b), which
vests the District Court for the District of Columbia with exclusive jurisdiction
to issue injunctions against the execution of the Act and to enjoin actions taken
by federal officers pursuant thereto. 808 F.Supp., at 466-467; id., at 474 (Voorhees,
C.J., concurring in relevant part). Two judges also concluded that, to the extent
appellants challenged the Attorney General's preclearance decisions, their claim was
foreclosed by this [509 U.S. 630, 6] Court's holding in Morris v. Gressette, 432 U.S.
491 (1977). 808 F.Supp., at 467.
By a 2-to-1 vote, the District Court also dismissed the complaint against the state
appellees. The majority found no support for appellants' contentions that race-based
districting is prohibited by Article I, 4, or Article I, 2, of the Constitution, or
by the Privileges and Immunities Clause of the Fourteenth Amendment. It deemed appellants'
claim under the Fifteenth Amendment essentially subsumed within their related claim
under the Equal Protection Clause. 808 F.Supp., at 468-469. That claim, the majority
concluded, was barred by United Jewish Organizations of Williamsburgh, Inc. v. Carey,
430 U.S. 144 (1977) (UJO).
The majority first took judicial notice of a fact omitted from appellants' complaint:
that appellants are white. It rejected the argument that race-conscious redistricting
to benefit minority voters is per se unconstitutional. The majority also rejected
appellants' claim that North Carolina's reapportionment plan was impermissible. The
majority read UJO to stand for the proposition that a redistricting scheme violates
white voters' rights only if it is "adopted with the purpose and effect of discriminating
against white voters . . . on account of their race." 808 F.Supp., at 472. The purposes
of favoring minority voters and complying with the Voting Rights Act are not discriminatory
in the constitutional sense, the court reasoned, and majority-minority districts have
an impermissibly discriminatory effect only when they unfairly dilute or cancel out
white voting strength. Because the State's purpose here was to comply with the Voting
Rights Act, and because the General Assembly's plan did not lead to proportional underrepresentation
of white voters statewide, the majority concluded that appellants had failed to state
an equal protection claim. Id., at 472-473.
Chief Judge Voorhees agreed that race-conscious redistricting is not per se unconstitutional,
but dissented from the [509 U.S. 630, 7] rest of the majority's equal protection analysis.
He read JUSTICE WHITE's opinion in UJO to authorize race-based reapportionment only
when the State employs traditional districting principles such as compactness and
contiguity. 808 F.Supp., at 475-477 (opinion concurring in part and dissenting in
part). North Carolina's failure to respect these principles, in Judge Voorhees' view,
"augur[ed] a constitutionally suspect, and potentially unlawful, intent" sufficient
to defeat the state appellees' motion to dismiss. Id., at 477.
We noted probable jurisdiction. 506 U.S. 1019 (1992).
II
A
"The right to vote freely for the candidate of one's choice is of the essence of
a democratic society. . . ." Reynolds v. Sims, 377 U.S., at 555 . For much of our
Nation's history, that right sadly has been denied to many because of race. The Fifteenth
Amendment, ratified in 1870 after a bloody Civil War, promised unequivocally that
"[t]he right of citizens of the United States to vote" no longer would be "denied
or abridged . . . by any State on account of race, color, or previous condition of
servitude." U.S. Const., Amdt. 15, 1.
But "[a] number of states . . . refused to take no for an answer and continued to
circumvent the fifteenth amendment's prohibition through the use of both subtle and
blunt instruments, perpetuating ugly patterns of pervasive racial discrimination."
Blumstein, Defining and Proving Race Discrimination: Perspectives on the Purpose vs.
Results Approach from the Voting Rights Act, 69 Va.L.Rev. 633, 637 (1983). Ostensibly
race-neutral devices such as literacy tests with "grandfather" clauses and "good character"
provisos were devised to deprive black voters of the franchise. Another of the weapons
in the States' arsenal was the racial gerrymander - "the deliberate and arbitrary
distortion of [509 U.S. 630, 8] district boundaries . . . for [racial] purposes."
Bandemer, 478 U.S., at 164 (Powell, J., concurring in part and dissenting in part)
(internal quotation marks omitted). In the 1870's, for example, opponents of Reconstruction
in Mississippi "concentrated the bulk of the black population in a "shoestring" Congressional
district running the length of the Mississippi River, leaving five others with white
majorities." E. Foner, Reconstruction: America's Unfinished Revolution, 1863-1877,
p. 590 (1988). Some 90 years later, Alabama redefined the boundaries of the city of
Tuskegee "from a square to an uncouth twenty-eight-sided figure" in a manner that
was alleged to exclude black voters, and only black voters, from the city limits.
Gomillion v. Lightfoot, 364 U.S. 339, 340 (1960).
Alabama's exercise in geometry was but one example of the racial discrimination in
voting that persisted in parts of this country nearly a century after ratification
of the Fifteenth Amendment. See South Carolina v. Katzenbach, 383 U.S. 301, 309 -313
(1966). In some States, registration of eligible black voters ran 50% behind that
of whites. Id., at 313. Congress enacted the Voting Rights Act of 1965 as a dramatic
and severe response to the situation. The Act proved immediately successful in ensuring
racial minorities access to the voting booth; by the early 1970's, the spread between
black and white registration in several of the targeted Southern States had fallen
to well below 10%. A. Thernstrom, Whose Votes Count? Affirmative Action and Minority
Voting Rights 44 (1987).
But it soon became apparent that guaranteeing equal access to the polls would not
suffice to root out other racially discriminatory voting practices. Drawing on the
"one person, one vote" principle, this Court recognized that "[t]he right to vote
can be affected by a dilution of voting power as well as by an absolute prohibition
on casting a ballot." Allen v. State Bd. of Elections, 393 U.S. 544, 569 (1969) (emphasis
added). Where members of a racial minority [509 U.S. 630, 9] group vote as a cohesive
unit, practices such as multimember or at-large electoral systems can reduce or nullify
minority voters' ability, as a group, "to elect the candidate of their choice." Ibid.
Accordingly, the Court held that such schemes violate the Fourteenth Amendment when
they are adopted with a discriminatory purpose and have the effect of diluting minority
voting strength. See, e.g., Rogers v. Lodge, 458 U.S. 613, 616 -617 (1982); White
v. Regester, 412 U.S. 755, 765 -766 (1973). Congress, too, responded to the problem
of vote dilution. In 1982, it amended 2 of the Voting Rights Act to prohibit legislation
that results in the dilution of a minority group's voting strength, regardless of
the legislature's intent. 42 U.S.C. 1973; see Thornburg v. Gingles, 478 U.S. 30 (1986)
(applying amended 2 to vote-dilution claim involving multimember districts); see also
Voinovich v. Quilter, 507 U.S. 146, 155 (1993) (single-member districts).
B
It is against this background that we confront the questions presented here. In our
view, the District Court properly dismissed appellants' claims against the federal
appellees. Our focus is on appellants' claim that the State engaged in unconstitutional
racial gerrymandering. That argument strikes a powerful historical chord: it is unsettling
how closely the North Carolina plan resembles the most egregious racial gerrymanders
of the past.
An understanding of the nature of appellants' claim is critical to our resolution
of the case. In their complaint, appellants did not claim that the General Assembly's
reapportionment plan unconstitutionally "diluted" white voting strength. They did
not even claim to be white. Rather, appellants' complaint alleged that the deliberate
segregation of voters into separate districts on the basis of race violated their
constitutional right to participate in a "color-blind" electoral process. Complaint
29; App. to Juris. Statement 89a-90a, see also Brief for Appellants 31-32. [509 U.S.
630, 10]
Despite their invocation of the ideal of a "color-blind" Constitution, see Plessy
v. Ferguson, 163 U.S. 537, 559 (1896) (Harlan, J., dissenting), appellants appear
to concede that race-conscious redistricting is not always unconstitutional. See Tr.
of Oral Arg. 1619. That concession is wise: this Court never has held that race-conscious
state decisionmaking is impermissible in all circumstances. What appellants object
to is redistricting legislation that is so extremely irregular on its face that it
rationally can be viewed only as an effort to segregate the races for purposes of
voting, without regard for traditional districting principles and without sufficiently
compelling justification. For the reasons that follow, we conclude that appellants
have stated a claim upon which relief can be granted under the Equal Protection Clause.
See Fed.Rule Civ.Proc. 12(b)(6).
III
A
The Equal Protection Clause provides that "[n]o State shall . . . deny to any person
within its jurisdiction the equal protection of the laws." U.S. Const., Amdt. 14,
1. Its central purpose is to prevent the States from purposefully discriminating between
individuals on the basis of race. Washington v. Davis, 426 U.S. 229, 239 (1976). Laws
that explicitly distinguish between individuals on racial grounds fall within the
core of that prohibition.
No inquiry into legislative purpose is necessary when the racial classification appears
on the face of the statute. See Personnel Administrator of Mass. v. Feeney, 442 U.S.
256, 272 (1979). Accord, Washington v. Seattle School Dist. No. 1, 458 U.S. 457, 485
(1982). Express racial classifications are immediately suspect because, "[a]bsent
searching judicial inquiry . . ., there is simply no way of determining what classifications
are "benign" or "remedial" and what classifications are in fact motivated by illegitimate
notions of racial inferiority or simple racial politics." [509 U.S. 630, 11] Richmond
v. J.A. Croson Co., 488 U.S. 469, 493 (1989) (plurality opinion); id., at 520 (SCALIA,
J., concurring in judgment); see also UJO, 430 U.S., at 172 (Brennan, J., concurring
in part) ("[A] purportedly preferential race assignment may in fact disguise a policy
that perpetuates disadvantageous treatment of the plan's supposed beneficiaries").
Classifications of citizens solely on the basis of race "are by their very nature
odious to a free people whose institutions are founded upon the doctrine of equality."
Hirabayashi v. United States, 320 U.S. 81 (1943). >Accord, Loving v. Virginia, 388
U.S. 1, 11 (1967). They threaten to stigmatize individuals by reason of their membership
in a racial group and to incite racial hostility. Croson, supra, at 493 (plurality
opinion); UJO, supra, at 173 (Brennan, J., concurring in part) ("[E]ven in the pursuit
of remedial objectives, an explicit policy of assignment by race may serve to stimulate
our society's latent race consciousness, suggesting the utility and propriety of basing
decisions on a factor that ideally bear no relationship to an individual's worth or
needs"). Accordingly, we have held that the Fourteenth Amendment requires state legislation
that expressly distinguishes among citizens because of their race to be narrowly tailored
to further a compelling governmental interest. See, e.g., Wygant v. Jackson Bd. of
Ed., 476 U.S. 267, 277 -278 (1986) (plurality opinion); id., at 285 (O'CONNOR, J.,
concurring in part and concurring in judgment).
These principles apply not only to legislation that contains explicit racial distinctions,
but also to those "rare" statutes that, although race neutral, are, on their face,
"unexplainable on grounds other than race." Arlington Heights v. Metropolitan Housing
Development Corp., 429 U.S. 252, 266 (1977). As we explained in Feeney:
"A racial classification, regardless of purported motivation, is presumptively invalid
and can be upheld only upon an extraordinary justification. Brown v. Board of Education,
347 U.S. 483 ; McLaughlin v. Florida, [509 U.S. 630, 12] 379 U.S. 184 . This rule
applies as well to a classification that is ostensibly neutral but is an obvious pretext
for racial discrimination. Yick Wo v. Hopkins, 118 U.S. 356; Guinn v. United States,
238 U.S. 347; cf. Lane v. Wilson, 307 U.S. 268 ; Gomillion v. Lightfoot, 364 U.S.
339 ." 442 U.S., at 272 .
B
Appellants contend that redistricting legislation that is so bizarre on its face
that it is "unexplainable on grounds other than race," Arlington Heights, supra, at
266, demands the same close scrutiny that we give other state laws that classify citizens
by race. Our voting rights precedents support that conclusion.
In Guinn v. United States, 238 U.S. 347 (1915), the Court invalidated under the Fifteenth
Amendment a statute that imposed a literacy requirement on voters but contained a
"grandfather clause" applicable to individuals and their lineal descendants entitled
to vote "on [or prior to] January 1, 1866." Id., at 357 (internal quotation marks
omitted). The determinative consideration for the Court was that the law, though ostensibly
race neutral, on its face "embod[ied] no exercise of judgment and rest[ed] upon no
discernible reason" other than to circumvent the prohibitions of the Fifteenth Amendment.
Id., at 363. In other words, the statute was invalid because, on its face, it could
not be explained on grounds other than race.
The Court applied the same reasoning to the "uncouth twenty-eight-sided" municipal
boundary line at issue in Gomillion. Although the statute that redrew the city limits
of Tuskegee was race neutral on its face, plaintiffs alleged that its effect was impermissibly
to remove from the city virtually all black voters and no white voters. The Court
reasoned:
"If these allegations upon a trial remained uncontradicted or unqualified, the conclusion
would be irresistible, [509 U.S. 630, 13] tantamount for all practical purposes to
a mathematical demonstration, that the legislation is solely concerned with segregating
white and colored voters by fencing Negro citizens out of town so as to deprive them
of their preexisting municipal vote." 364 U.S., at 341 .
The majority resolved the case under the Fifteenth Amendment. Id., at 342-348. Justice
Whittaker, however, concluded that the "unlawful segregation of races of citizens"
into different voting districts was cognizable under the Equal Protection Clause.
Id., at 349 (concurring opinion). This Court's subsequent reliance on Gomillion in
other Fourteenth Amendment cases suggests the correctness of Justice Whittaker's view.
See, e.g., Feeney, supra, at 272; Whitcomb v. Chavis, 403 U.S. 124, 149 (1971); see
also Mobile v. Bolden, 446 U.S. 55, 86 (1980) (STEVENS, J., concurring in judgment)
(Gomillion's holding "is compelled by the Equal Protection Clause"). Gomillion thus
supports appellants' contention that district lines obviously drawn for the purpose
of separating voters by race require careful scrutiny under the Equal Protection Clause
regardless of the motivations underlying their adoption.
The Court extended the reasoning of Gomillion to congressional districting in Wright
v. Rockefeller, 376 U.S. 52 (1964). At issue in Wright were four districts contained
in a New York apportionment statute. The plaintiffs alleged that the statute excluded
nonwhites from one district and concentrated them in the other three. Id., at 53-54.
Every member of the Court assumed that the plaintiffs' allegation that the statute
"segregate[d] eligible voters by race and place of origin" stated a constitutional
claim. Id., at 56 (internal quotation marks omitted); id., at 58 (Harlan, J., concurring);
id., at 59-62 (Douglas, J., dissenting). The Justices disagreed only as to whether
the plaintiffs had carried their burden of proof at trial. The dissenters thought
the unusual shape of the district lines could "be explained only in racial terms."
Id., at 59. The majority, however, [509 U.S. 630, 14] accepted the District Court's
finding that the plaintiffs had failed to establish that the districts were in fact
drawn on racial lines. Although the boundary lines were somewhat irregular, the majority
reasoned, they were not so bizarre as to permit of no other conclusion. Indeed, because
most of the nonwhite voters lived together in one area, it would have been difficult
to construct voting districts without concentrations of nonwhite voters. Id., at 56-58.
Wright illustrates the difficulty of determining from the face of a single-member
districting plan that it purposefully distinguishes between voters on the basis of
race. A reapportionment statute typically does not classify persons at all; it classifies
tracts of land, or addresses. Moreover, redistricting differs from other kinds of
state decisionmaking in that the legislature always is aware of race when it draws
district lines, just as it is aware of age, economic status, religious and political
persuasion, and a variety of other demographic factors. That sort of race consciousness
does not lead inevitably to impermissible race discrimination. As Wright demonstrates,
when members of a racial group live together in one community, a reapportionment plan
that concentrates members of the group in one district and excludes them from others
may reflect wholly legitimate purposes. The district lines may be drawn, for example,
to provide for compact districts of contiguous territory, or to maintain the integrity
of political subdivisions. See Reynolds, 377 U.S., at 578 (recognizing these as legitimate
state interests).
The difficulty of proof, of course, does not mean that a racial gerrymander, once
established, should receive less scrutiny under the Equal Protection Clause than other
state legislation classifying citizens by race. Moreover, it seems clear to us that
proof sometimes will not be difficult at all. In some exceptional cases, a reapportionment
plan may be so highly irregular that, on its face, it rationally cannot be understood
as anything other than an effort to "segregat[e] [509 U.S. 630, 15] . . . voters"
on the basis of race. Gomillion, supra, at 341. Gomillion, in which a tortured municipal
boundary line was drawn to exclude black voters, was such a case. So, too, would be
a case in which a State concentrated a dispersed minority population in a single district
by disregarding traditional districting principles such as compactness, contiguity,
and respect for political subdivisions. We emphasize that these criteria are important
not because they are constitutionally required - they are not, cf. Gaffney v. Cummings,
412 U.S. 735, 752 , n. 18 (1973) - but because they are objective factors that may
serve to defeat a claim that a district has been gerrymandered on racial lines. Cf.
Karcher v. Daggett, 462 U.S. 725, 755 (1983) (STEVENS, J., concurring) ("One need
not use Justice Stewart's classic definition of obscenity - `I know it when I see
it' - as an ultimate standard for judging the constitutionality of a gerrymander to
recognize that dramatically irregular shapes may have sufficient probative force to
call for an explanation" (footnotes omitted)).
Put differently, we believe that reapportionment is one area in which appearances
do matter. A reapportionment plan that includes in one district individuals who belong
to the same race, but who are otherwise widely separated by geographical and political
boundaries, and who may have little in common with one another but the color of their
skin, bears an uncomfortable resemblance to political apartheid. It reinforces the
perception that members of the same racial group - regardless of their age, education,
economic status, or the community in which they live - think alike, share the same
political interests, and will prefer the same candidates at the polls. We have rejected
such perceptions elsewhere as impermissible racial stereotypes. See, e.g., Holland
v. Illinois, 493 U.S. 474, 484 , n. 2 (1990) ("[A] prosecutor's assumption that a
black juror may be presumed to be partial simply because he is black . . . violates
the Equal Protection Clause" (internal quotation marks omitted)); see also Edmonson
[509 U.S. 630, 16] v. Leesville Concrete Co., 500 U.S. 614, 630 -631 (1991) ("If our
society is to continue to progress as a multiracial democracy, it must recognize that
the automatic invocation of race stereotypes retards that progress and causes continued
hurt and injury"). By perpetuating such notions, a racial gerrymander may exacerbate
the very patterns of racial bloc voting that majority-minority districting is sometimes
said to counteract.
The message that such districting sends to elected representatives is equally pernicious.
When a district obviously is created solely to effectuate the perceived common interests
of one racial group, elected officials are more likely to believe that their primary
obligation is to represent only the members of that group, rather than their constituency
as a whole. This is altogether antithetical to our system of representative democracy.
As Justice Douglas explained in his dissent in Wright v. Rockefeller nearly 30 years
ago:
"Here the individual is important, not his race, his creed, or his color. The principle
of equality is at war with the notion that District A must be represented by a Negro,
as it is with the notion that District B must be represented by a Caucasian, District
C by a Jew, District D by a Catholic, and so on. . . . That system, by whatever name
it is called, is a divisive force in a community, emphasizing differences between
candidates and voters that are irrelevant in the constitutional sense. . . .
. . . . .
"When racial or religious lines are drawn by the State, the multiracial, multireligious
communities that our Constitution seeks to weld together as one become separatist;
antagonisms that relate to race or to religion, rather than to political issues, are
generated; communities seek not the best representative, but the best racial or religious
partisan. Since that system is at war with the democratic ideal, it should find no
footing here." [509 U.S. 630, 17] 376 U.S., at 66 -67 (dissenting opinion).
For these reasons, we conclude that a plaintiff challenging a reapportionment statute
under the Equal Protection Clause may state a claim by alleging that the legislation,
though race neutral on its face, rationally cannot be understood as anything other
than an effort to separate voters into different districts on the basis of race, and
that the separation lacks sufficient justification. It is unnecessary for us to decide
whether or how a reapportionment plan that, on its face, can be explained in nonracial
terms successfully could be challenged. Thus, we express no view as to whether "the
intentional creation of majority-minority districts, without more," always gives rise
to an equal protection claim. Post, at 11 (WHITE, J., dissenting). We hold only that,
on the facts of this case, appellants have stated a claim sufficient to defeat the
state appellees' motion to dismiss.
C
The dissenters consider the circumstances of this case "functionally indistinguishable"
from multimember districting and at-large voting systems, which are loosely described
as "other varieties of gerrymandering." Post, at 14 (WHITE, J., dissenting); see also
post, at 5-6 (SOUTER, J., dissenting). We have considered the constitutionality of
these practices in other Fourteenth Amendment cases, and have required plaintiffs
to demonstrate that the challenged practice has the purpose and effect of diluting
a racial group's voting strength. See, e.g., Rogers v. Lodge, 458 U.S. 613 (1982)
(at-large system); Mobile v. Bolden, 446 U.S. 55 (1980) (same); White v. Regester,
412 U.S. 755 (1973) (multimember districts); Whitcomb v. Chavis, 403 U.S. 124 (1971)
(same); see also supra, at 8-9. At-large and multimember schemes, however, do not
classify voters on the basis of race. Classifying citizens by race, as we [509 U.S.
630, 18] have said, threatens special harms that are not present in our vote-dilution
cases. It therefore warrants different analysis.
JUSTICE SOUTER apparently believes that racial gerrymandering is harmless unless
it dilutes a racial group's voting strength. See post, at 6 (dissenting opinion).
As we have explained, however, reapportionment legislation that cannot be understood
as anything other than an effort to classify and separate voters by race injures voters
in other ways. It reinforces racial stereotypes and threatens to undermine our system
of representative democracy by signaling to elected officials that they represent
a particular racial group, rather than their constituency as a whole. See supra, at
15-17. JUSTICE SOUTER does not adequately explain why these harms are not cognizable
under the Fourteenth Amendment.
The dissenters make two other arguments that cannot be reconciled with our precedents.
First, they suggest that a racial gerrymander of the sort alleged here is functionally
equivalent to gerrymanders for nonracial purposes, such as political gerrymanders.
See post, at 4 (opinion of STEVENS, J.,); see also post, at 5-6 (opinion of WHITE,
J.) This Court has held political gerrymanders to be justiciable under the Equal Protection
Clause. See Davis v. Bandemer, 478 U.S., at 118 -127. But nothing in our case law
compels the conclusion that racial and political gerrymanders are subject to precisely
the same constitutional scrutiny. In fact, our country's long and persistent history
of racial discrimination in voting - as well as our Fourteenth Amendment jurisprudence,
which always has reserved the strictest scrutiny for discrimination on the basis of
race, see supra, at 10-12 - would seem to compel the opposite conclusion.
Second, JUSTICE STEVENS argues that racial gerrymandering poses no constitutional
difficulties when district lines are drawn to favor the minority, rather than the
majority. See post, at 3 (dissenting opinion). We have made [509 U.S. 630, 19] clear,
however, that equal protection analysis "is not dependent on the race of those burdened
or benefited by a particular classification." Croson, 488 U.S., at 494 (plurality
opinion); see also id., at 520 (SCALIA, J., concurring in judgment). Accord, Wygant,
476 U.S., at 273 (plurality opinion). Indeed, racial classifications receive close
scrutiny even when they may be said to burden or benefit the races equally. See Powers
v. Ohio, 499 U.S. 400, 410 (1991) ("It is axiomatic that racial classifications do
not become legitimate on the assumption that all persons suffer them in equal degree").
Finally, nothing in the Court's highly fractured decision in UJO - on which the District
Court almost exclusively relied, and which the dissenters evidently believe controls,
see post, at 7-10 (opinion WHITE, J.,); post, at 5-6, and n. 6 (opinion SOUTER, J.,)
- forecloses the claim we recognize today. UJO concerned New York's revision of a
reapportionment plan to include additional majority-minority districts in response
to the Attorney General's denial of administrative preclearance under 5. In that regard,
it closely resembles the present case. But the cases are critically different in another
way. The plaintiffs in UJO - members of a Hasidic community split between two districts
under New York's revised redistricting plan - did not allege that the plan, on its
face, was so highly irregular that it rationally could be understood only as an effort
to segregate voters by race. Indeed, the facts of the case would not have supported
such a claim. Three Justices approved the New York statute, in part, precisely because
it adhered to traditional districting principles:
"[W]e think it . . . permissible for a State, employing sound districting principles
such as compactness and population equality, to attempt to prevent racial minorities
from being repeatedly outvoted by creating districts that will afford fair representation
to the members of those racial groups who are sufficiently [509 U.S. 630, 20] numerous
and whose residential patterns afford the opportunity of creating districts in which
they will be in the majority." 430 U.S., at 168 (opinion of WHITE, J., joined by STEVENS
and REHNQUIST, JJ.) (emphasis added).
As a majority of the Justices construed the complaint, the UJO plaintiffs made a
different claim: that the New York plan impermissibly "diluted" their voting strength.
Five of the eight Justices who participated in the decision resolved the case under
the framework the Court previously had adopted for vote-dilution cases. Three Justices
rejected the plaintiffs' claim on the grounds that the New York statute "represented
no racial slur or stigma with respect to whites or any other race" and left white
voters with better than proportional representation. Id., at 165-166. Two others concluded
that the statute did not minimize or cancel out a minority group's voting strength,
and that the State's intent to comply with the Voting Rights Act, as interpreted by
the Department of Justice, "foreclose[d] any finding that [the State] acted with the
invidious purpose of discriminating against white voters." Id., at 180 (Stewart, J.,
joined by Powell, J., concurring in judgment).
The District Court below relied on these portions of UJO to reject appellants' claim.
See 808 F.Supp., at 472-473. In our view, the court used the wrong analysis. UJO's
framework simply does not apply where, as here, a reapportionment plan is alleged
to be so irrational on its face that it immediately offends principles of racial equality.
UJO set forth a standard under which white voters can establish unconstitutional vote
dilution. But it did not purport to overrule Gomillion or Wright. Nothing in the decision
precludes white voters (or voters of any other race) from bringing the analytically
distinct claim that a reapportionment plan rationally cannot be understood as anything
other than an effort to segregate citizens into separate voting districts on the basis
of race without sufficient justification. [509 U.S. 630, 21] Because appellants here
stated such a claim, the District Court erred in dismissing their complaint.
IV
JUSTICE SOUTER contends that exacting scrutiny of racial gerrymanders under the Fourteenth
Amendment is inappropriate because reapportionment "nearly always require[s] some
consideration of race for legitimate reasons." Post, at 2 (dissenting opinion). "As
long as members of racial groups have [a] commonality of interest" and "racial bloc
voting takes place," he argues, "legislators will have to take race into account"
in order to comply with the Voting Rights Act, JUSTICE SOUTER's reasoning is flawed.
Earlier this Term, we unanimously reaffirmed that racial bloc voting and minority-group
political cohesion never can be assumed, but specifically must be proved in each case
in order to establish that a redistricting plan dilutes minority voting strength in
violation of 2. See Growe v. Emison, 507 U.S. 25, 40 -41 (1993) ("Unless these points
are established, there neither has been a wrong nor can be a remedy"). That racial
bloc voting or minority political cohesion may be found to exist in some cases, of
course, is no reason to treat all racial gerrymanders differently from other kinds
of racial classification. JUSTICE SOUTER apparently views racial gerrymandering of
the type presented here as a special category of "benign" racial discrimination that
should be subject to relaxed judicial review. Cf. post, at 6-7 (dissenting opinion).
As we have said, however, the very reason that the Equal Protection Clause demands
strict scrutiny of all racial classifications is because, without it, a court cannot
determine whether or not the discrimination truly is "benign." See supra, at 11. Thus,
if appellants' allegations of a racial gerrymander are not contradicted on remand,
the District Court must determine whether the General Assembly's reapportionment plan
satisfies strict scrutiny. We therefore [509 U.S. 630, 22] consider what that level
of scrutiny requires in the reapportionment context.
The state appellees suggest that a covered jurisdiction may have a compelling interest
in creating majority-minority districts in order to comply with the Voting Rights
Act. The States certainly have a very strong interest in complying with federal antidiscrimination
laws that are constitutionally valid as interpreted and as applied. But in the context
of a Fourteenth Amendment challenge, courts must bear in mind the difference between
what the law permits and what it requires.
For example, on remand, North Carolina might claim that it adopted the revised plan
in order to comply with the 5 "nonretrogression" principle. Under that principle,
a proposed voting change cannot be precleared if it will lead to "a retrogression
in the position of racial minorities with respect to their effective exercise of the
electoral franchise." Beer v. United States, 425 U.S. 130, 141 (1976). In Beer, we
held that a reapportionment plan that created one majority-minority district where
none existed before passed muster under 5 because it improved the position of racial
minorities. Id., at 141-142; see also Richmond v. United States, 422 U.S. 358, 370
-371 (1975) (annexation that reduces percentage of blacks in population satisfies
5 where post-annexation districts "fairly reflect" current black voting strength).
Although the Court concluded that the redistricting scheme at issue in Beer was nonretrogressive,
it did not hold that the plan, for that reason, was immune from constitutional challenge.
The Court expressly declined to reach that question. See 425 U.S., at 142 , n. 14.
Indeed, the Voting Rights Act and our case law make clear that a reapportionment plan
that satisfies 5 still may be enjoined as unconstitutional. See 42 U.S.C. 1973c (neither
a declaratory judgment by the District Court for the District of Columbia nor preclearance
by the Attorney General "shall bar [509 U.S. 630, 23] a subsequent action to enjoin
enforcement" of new voting practice); Allen, 393 U.S., at 549 -550 (after preclearance,
"private parties may enjoin the enforcement of the new enactment . . . in traditional
suits attacking its constitutionality"). Thus, we do not read Beer or any of our other
5 cases to give covered jurisdictions carte blanche to engage in racial gerrymandering
in the name of nonretrogression. A reapportionment plan would not be narrowly tailored
to the goal of avoiding retrogression if the State went beyond what was reasonably
necessary to avoid retrogression. Our conclusion is supported by the plurality opinion
in UJO, in which four Justices determined that New York's creation of additional majority-minority
districts was constitutional because the plaintiffs had failed to demonstrate that
the State "did more than the Attorney General was authorized to require it to do under
the nonretrogression principle of Beer." 430 U.S., at 162 -163 (opinion of WHITE,
J., joined by BRENNAN, BLACKMUN, and STEVENS, JJ.) (emphasis added).
Before us, the state appellees contend that the General Assembly's revised plan was
necessary not to prevent retrogression, but to avoid dilution of black voting strength
in violation of 2, as construed in Thornburg v. Gingles, 478 U.S. 30 (1986). In Gingles,
the Court considered a multimember redistricting plan for the North Carolina State
Legislature. The Court held that members of a racial minority group claiming 2 vote
dilution through the use of multimember districts must prove three threshold conditions:
that the minority group "is sufficiently large and geographically compact to constitute
a majority in a single-member district," that the minority group is "politically cohesive,"
and that "the white majority votes sufficiently as a bloc to enable it . . . usually
to defeat the minority's preferred candidate." Id., at 50-51. We have indicated that
similar preconditions apply in 2 challenges to single-member districts. [509 U.S.
630, 24] See Voinovich v. Quilter, 507 U.S., at 157 -158; Growe v. Emison, 507 U.S.,
at 40 .
Appellants maintain that the General Assembly's revised plan could not have been
required by 2. They contend that the State's black population is too dispersed to
support two geographically compact majority-black districts, as the bizarre shape
of District 12 demonstrates, and that there is no evidence of black political cohesion.
They also contend that recent black electoral successes demonstrate the willingness
of white voters in North Carolina to vote for black candidates. Appellants point out
that blacks currently hold the positions of State Auditor, Speaker of the North Carolina
House of Representatives, and chair of the North Carolina State Board of Elections.
They also point out that, in 1990, a black candidate defeated a white opponent in
the Democratic Party run off for a United States Senate seat before being defeated
narrowly by the Republican incumbent in the general election. Appellants further argue
that, if 2 did require adoption of North Carolina's revised plan, 2 is to that extent
unconstitutional. These arguments were not developed below, and the issues remain
open for consideration on remand.
The state appellees alternatively argue that the General Assembly's plan advanced
a compelling interest entirely distinct from the Voting Rights Act. We previously
have recognized a significant state interest in eradicating the effects of past racial
discrimination. See, e.g., Croson, 488 U.S., at 491 -493 (opinion of O'CONNOR, J.,
joined by REHNQUIST, C.J., and WHITE, J.); id., at 518 (KENNEDY, J., concurring in
part and concurring in judgment); Wygant, 476 U.S., at 280 -282 (plurality opinion);
id., at 286 (O'CONNOR, J., concurring in part and concurring in judgment). But the
State must have a "`strong basis in evidence for [concluding] that remedial action
[is] necessary.'" Croson, supra, at 500 (quoting Wygant, supra, at 277 (plurality
opinion)). [509 U.S. 630, 25]
The state appellees submit that two pieces of evidence gave the General Assembly
a strong basis for believing that remedial action was warranted here: the Attorney
General's imposition of the 5 preclearance requirement on 40 North Carolina counties,
and the Gingles District Court's findings of a long history of official racial discrimination
in North Carolina's political system and of pervasive racial bloc voting. The state
appellees assert that the deliberate creation of majority-minority districts is the
most precise way - indeed the only effective way - to overcome the effects of racially
polarized voting. This question also need not be decided at this stage of the litigation.
We note, however, that only three Justices in UJO were prepared to say that States
have a significant interest in minimizing the consequences of racial bloc voting apart
from the requirements of the Voting Rights Act. And those three Justices specifically
concluded that race-based districting, as a response to racially polarized voting,
is constitutionally permissible only when the State "employ[s] sound districting principles,"
and only when the affected racial group's "residential patterns afford the opportunity
of creating districts in which they will be in the majority." 430 U.S., at 167 -168
(opinion of WHITE, J., joined by STEVENS and REHNQUIST, JJ.).
V
Racial classifications of any sort pose the risk of lasting harm to our society.
They reinforce the belief, held by too many for too much of our history, that individuals
should be judged by the color of their skin. Racial classifications with respect to
voting carry particular dangers. Racial gerrymandering, even for remedial purposes,
may balkanize us into competing racial factions; it threatens to carry us further
from the goal of a political system in which race no longer matters - a goal that
the Fourteenth and Fifteenth Amendments embody, and to which the Nation continues
to aspire. [509 U.S. 630, 26] It is for these reasons that race-based districting
by our state legislatures demands close judicial scrutiny.
In this case, the Attorney General suggested that North Carolina could have created
a reasonably compact second majority-minority district in the south-central to southeastern
part of the State. We express no view as to whether appellants successfully could
have challenged such a district under the Fourteenth Amendment. We also do not decide
whether appellants' complaint stated a claim under constitutional provisions other
than the Fourteenth Amendment. Today we hold only that appellants have stated a claim
under the Equal Protection Clause by alleging that the North Carolina General Assembly
adopted a reapportionment scheme so irrational on its face that it can be understood
only as an effort to segregate voters into separate voting districts because of their
race, and that the separation lacks sufficient justification. If the allegation of
racial gerrymandering remains uncontradicted, the District Court further must determine
whether the North Carolina plan is narrowly tailored to further a compelling governmental
interest. Accordingly, we reverse the judgment of the District Court and remand the
case for further proceedings consistent with this opinion.
It is so ordered.
JUSTICE WHITE, with whom JUSTICE BLACKMUN and JUSTICE STEVENS join, dissenting.
The facts of this case mirror those presented in United Jewish Organizations of Williamsburgh,
Inc. v. Carey, 430 U.S. 144 (1977) (UJO), where the Court rejected a claim that creation
of a majority-minority district violated the Constitution, either as a per se matter
or in light of the circumstances leading to the creation of such a district. Of particular
relevance, five of the Justices reasoned that members of the white majority could
not plausibly argue that their influence over the political process had been unfairly
canceled, see id., at 165-168 (opinion of WHITE, J., joined by REHNQUIST and STEVENS,
JJ.), or that such had been the State's intent, see id., at 179-180 (Stewart, J.,
Powell, J., concurring in judgment). Accordingly, they held that plaintiffs were not
entitled to relief under the Constitution's Equal Protection Clause. On the same reasoning,
I would affirm the District Court's dismissal of appellants' claim in this instance.
The Court today chooses not to overrule, but rather to sidestep, UJO. It does so
by glossing over the striking similarities, focusing on surface differences, most
notably the (admittedly unusual) shape of the newly created district, [509 U.S. 630,
2] and imagining an entirely new cause of action. Because the holding is limited to
such anomalous circumstances, ante, at ___, it perhaps will not substantially hamper
a State's legitimate efforts to redistrict in favor of racial minorities. Nonetheless,
the notion that North Carolina's plan, under which whites remain a voting majority
in a disproportionate number of congressional districts, and pursuant to which the
State has sent its first black representatives since Reconstruction to the United
States Congress, might have violated appellants' constitutional rights is both a fiction
and a departure from settled equal protection principles. Seeing no good reason to
engage in either, I dissent.
I
A
The grounds for my disagreement with the majority are simply stated: appellants have
not presented a cognizable claim, because they have not alleged a cognizable injury.
To date, we have held that only two types of state voting practices could give rise
to a constitutional claim. The first involves direct and outright deprivation of the
right to vote, for example by means of a poll tax or literacy test. See, e.g., Guinn
v. United States, 238 U.S. 347 (1915). Plainly, this variety is not implicated by
appellants' allegations, and need not detain us further. The second type of unconstitutional
practice is that which "affects the political strength of various groups," Mobile
v. Bolden, 446 U.S. 55, 83 (1980) (STEVENS, J., concurring in judgment), in violation
of the Equal Protection Clause. As for this latter category, we have insisted that
members of the political or racial group demonstrate that the challenged action have
the intent and effect of unduly diminishing their influence on the political [509
U.S. 630, 3] process. 1 Although this severe burden has limited the number of successful
suits, it was adopted for sound reasons.
The central explanation has to do with the nature of the redistricting process. As
the majority recognizes, "redistricting differs from other kinds of state decisionmaking
in that the legislature always is aware of race when it draws district lines, just
as it is aware of age, economic status, religious and political persuasion, and a
variety of other demographic factors." Ante, at 14 (emphasis in original). "Being
aware," in this context, is shorthand for "taking into account," and it hardly can
be doubted that legislators routinely engage in the business of making electoral predictions
based on group characteristics - racial, ethnic, and the like.
"[L]ike bloc-voting by race, [the racial composition of geographic area] too is a
fact of life, well known to those responsible for drawing electoral district lines.
These lawmakers are quite aware that the districts they create will have a white or
a black majority; and with each new district comes the unavoidable choice as to the
racial composition of the district." Beer v. United States, 425 U.S. 130, 144 (1976)
(WHITE, J., dissenting).
As we have said, "it requires no special genius to recognize the political consequences
of drawing a district line along one street rather than another." Gaffney v. Cummings,
412 U.S. 735, 753 (1973); see also Mobile v. Bolden, supra, at 86-87 (STEVENS, J.,
concurring in judgment). Because extirpating such considerations from the redistricting
process [509 U.S. 630, 4] is unrealistic, the Court has not invalidated all plans
that consciously use race, but rather has looked at their impact.
Redistricting plans also reflect group interests, and inevitably are conceived with
partisan aims in mind. To allow judicial interference whenever this occurs would be
to invite constant and unmanageable intrusion. Moreover, a group's power to affect
the political process does not automatically dissipate by virtue of an electoral loss.
Accordingly, we have asked that an identifiable group demonstrate more than mere lack
of success at the polls to make out a successful gerrymandering claim. See, e.g.,
White v. Regester, 412 U.S. 755, 765 -766 (1973); Whitcomb v. Chavis, 403 U.S. 124,
153 -155 (1971).
With these considerations in mind, we have limited such claims by insisting upon
a showing that "the political processes . . . were not equally open to participation
by the group in question - that its members had less opportunity than did other residents
in the district to participate in the political processes and to elect legislators
of their choice." White v. Regester, supra, at 766. Indeed, as a brief survey of decisions
illustrates, the Court's gerrymandering cases all carry this theme - that it is not
mere suffering at the polls, but discrimination in the polity, with which the Constitution
is concerned.
In Whitcomb v. Chavis, 403 U.S., at 149 , we searched in vain for evidence that black
voters "had less opportunity than did other . . . residents to participate in the
political processes and to elect legislators of their choice." More generally, we
remarked:
"The mere fact that one interest group or another concerned with the outcome of [the
district's] elections has found itself outvoted and without legislative seats of its
own provides no basis for invoking constitutional remedies where . . . there is no
indication that this segment of the population is being denied access to the political
system." Id., at 154-155. [509 U.S. 630, 5]
Again, in White v. Regester, supra, the same criteria were used to uphold the District
Court's finding that a redistricting plan was unconstitutional. The "historic and
present condition" of the Mexican-American community, id., at 767, a status of cultural
and economic marginality, id., at 768, as well as the legislature's unresponsiveness
to the group's interests, id., at 768-769, justified the conclusion that Mexican-Americans
were "`effectively removed from the political processes,'" and "invidiously excluded
. . . from effective participation in political life," id., at 769. Other decisions
of this Court adhere to the same standards. See Rogers v. Lodge, 458 U.S. 613, 624
-626 (1982); Chapman v. Meier, 420 U.S. 1, 17 (1975) (requiring proof that "the group
has been denied access to the political process equal to the access of other groups").
2
I summed up my views on this matter in the plurality opinion in Davis v. Bandemer,
478 U.S. 109 (1986). 3 Because districting inevitably is the expression of interest
group politics, and because "the power to influence the political process is not limited
to winning elections," id., at 132, the question in gerrymandering cases is "whether
a particular group has been unconstitutionally denied its chance to effectively influence
the political process," id., at 132-133. Thus, an equal protection violation may be
found only [509 U.S. 630, 6] where the electoral system substantially disadvantages
certain voters in their opportunity to influence the political process effectively."
Id., at 133 (emphasis added). By this, I meant that the group must exhibit "strong
indicia of lack of political power and the denial of fair representation," so that
it could be said that it has "essentially been shut out of the political process."
Id., at 139. In short, even assuming that racial (or political) factors were considered
in the drawing of district boundaries, a showing of discriminatory effects is a "threshold
requirement" in the absence of which there is no equal protection violation, id.,
at 143, and no need to "reach the question of the state interests . . . served by
the particular districts," id., at 142. 4
To distinguish a claim that alleges that the redistricting scheme has discriminatory
intent and effect from one that does not has nothing to do with dividing racial classifications
between the "benign" and the malicious - an enterprise which, as the majority notes,
the Court has treated with skepticism. See ante, at 11. Rather, the issue is whether
the classification based on race discriminates against anyone by denying equal access
to the political process. Even Members of the Court least inclined to approve of race-based
remedial measures have acknowledged the significance of this factor. See Fullilove
v. Klutznick, 448 U.S. 448 , [509 U.S. 630, 7] 524-525, n. 3 (1980) (Stewart, J.,
dissenting) ("No person in [UJO] was deprived of his electoral franchise"); Regents
of Univ. of Cal. v. Bakke, 438 U.S. 265, 304 -305 (1978) (Powell, J.) ("United Jewish
Organizations . . . properly is viewed as a case in which the remedy for an administrative
finding of discrimination encompassed measures to improve the previously disadvantaged
group's ability to participate, without excluding individuals belonging to any other
group from enjoyment of the relevant opportunity - meaningful participation in the
electoral process") (emphasis added).
B
The most compelling evidence of the Court's position prior to this day, for it is
most directly on point, is UJO, 430 U.S. 144 (1977). The Court characterizes the decision
as "highly fractured," ante, at 19, but that should not detract attention from the
rejection by a majority in UJO of the claim that the State's intentional creation
of majority-minority districts transgressed constitutional norms. As stated above,
five Justices were of the view that, absent any contention that the proposed plan
was adopted with the intent, or had the effect, of unduly minimizing the white majority's
voting strength, the Fourteenth Amendment was not implicated. Writing for three members
of the Court, I justified this conclusion as follows:
"It is true that New York deliberately increased the nonwhite majorities in certain
districts in order to enhance the opportunity for election of nonwhite representatives
from those districts. Nevertheless, there was no fencing out of the white population
from participation in the political processes of the county, and the plan did not
minimize or unfairly cancel out white voting strength." 430 U.S., at 165 (opinion
of WHITE, J.).
In a similar vein, Justice Stewart was joined by Justice Powell in stating that:
[509 U.S. 630, 8]
"The petitioners have made no showing that a racial criterion was used as a basis
for denying them their right to vote, in contravention of the Fifteenth Amendment.
See Gomillion v. Lightfoot, 364 U.S. 339 . They have made no showing that the redistricting
scheme was employed as part of a "contrivance to segregate;" to minimize or cancel
out the voting strength of a minority class or interest; or otherwise to impair or
burden the opportunity of affected persons to participate in the political process."
Id., at 179 (opinion concurring in judgment) (see citations omitted).
Under either formulation, it is irrefutable that appellants in this proceeding likewise
have failed to state a claim. As was the case in New York, a number of North Carolina's
political subdivisions have interfered with black citizens' meaningful exercise of
the franchise and are therefore subject to 4 and 5 of the Voting Rights Act. Cf. UJO,
supra, at 148. In other words, North Carolina was found by Congress to have "resorted
to the extraordinary stratagem of contriving new rules of various kinds for the sole
purpose of perpetuating voting discrimination in the face of adverse federal court
decrees," and therefore "would be likely to engage in "similar maneuvers in the future
in order to evade the remedies for voting discrimination contained in the Act itself."
McCain v. Lybrand, 465 U.S. 236, 245 (1984) (quoting South Carolina v. Katzenbach,
383 U.S. 301, 334 , 335 (1966)). 5 Like New York, North Carolina failed to prove to
the Attorney General's satisfaction that its proposed redistricting had neither the
purpose nor the effect of abridging the right to vote on account of race or color.
Cf. UJO, supra, at 150. The Attorney General's [509 U.S. 630, 9] interposition of
a 5 objection "properly is viewed" as "an administrative finding of discrimination"
against a racial minority. Regents of Univ. of Cal. v. Bakke, supra, at 305 (opinion
of Powell, J.). Finally, like New York, North Carolina reacted by modifying its plan
and creating additional majority-minority districts. Cf. UJO, supra, at 151-152.
In light of this background, it strains credulity to suggest that North Carolina's
purpose in creating a second majority-minority district was to discriminate against
members of the majority group by "impair[ing] or burden[ing their] opportunity . .
. to participate in the political process." Id., at 179 (Stewart, J., concurring in
judgment). The State has made no mystery of its intent, which was to respond to the
Attorney General's objections, see Brief for State Appellees 13-14, by improving the
minority group's prospects of electing a candidate of its choice. I doubt that this
constitutes a discriminatory purpose as defined in the Court's equal protection cases
- i.e., an intent to aggravate "the unequal distribution of electoral power." Post,
at 3 (STEVENS, J., dissenting). But even assuming that it does, there is no question
that appellants have not alleged the requisite discriminatory effects. Whites constitute
roughly 76% of the total population and 79% of the voting age population in North
Carolina. Yet, under the State's plan, they still constitute a voting majority in
10 (or 83%) of the 12 congressional districts. Though they might be dissatisfied at
the prospect of casting a vote for a losing candidate - a lot shared by many, including
a disproportionate number of minority voters - surely they cannot complain of discriminatory
treatment. 6 [509 U.S. 630, 10]
II
The majority attempts to distinguish UJO by imagining a heretofore unknown type of
constitutional claim. In its words, UJO set forth a standard under which white voters
can establish unconstitutional vote dilution. . . . Nothing in the decision precludes
white voters (or voters of any other race) from bringing the analytically distinct
claim that a reapportionment plan rationally cannot be understood as anything other
than an effort to segregate citizens into separate voting districts on the basis of
race without sufficient justification. Ante, at 21. There is no support for this distinction
in UJO, and no authority in the cases relied on by the Court, either. More importantly,
the majority's submission does not withstand analysis. The logic of its theory appears
to be that race-conscious redistricting that "segregates" by drawing odd-shaped lines
is qualitatively different from race-conscious redistricting that affects groups in
some other way. The distinction is without foundation.
A
The essence of the majority's argument is that UJO dealt with a claim of vote dilution
- which required a specific showing of harm - and that cases such as Gomillion v.
Lightfoot, 364 U.S. 339 (1960), and Wright v. Rockefeller, 376 U.S. 52 (1964), dealt
with claims of racial segregation - which did not. I read these decisions quite differently.
Petitioners' claim in UJO was that the State had "violated the Fourteenth and Fifteenth
Amendments by deliberately revising its reapportionment plan along racial lines."
430 U.S., at 155 (plurality opinion) (emphasis added). They also stated: "Our argument
is . . . that the history of the area demonstrates that there could be - and in fact
was - no reason other than race to divide the community at this [509 U.S. 630, 11]
time." Id., at 154, n. 14 (quoting Brief for Petitioners, O.T. 1976, No. 75-104, p.
6, n. 6) (emphasis in original). Nor was it ever in doubt that "the State deliberately
used race in a purposeful manner." 430 U.S., at 165 . In other words, the "analytically
distinct claim" the majority discovers today was in plain view, and did not carry
the day for petitioners. The fact that a demonstration of discriminatory effect was
required in that case was not a function of the kind of claim that was made. It was
a function of the type of injury upon which the Court insisted.
Gomillion is consistent with this view. To begin, the Court's reliance on that case
as the font of its novel type of claim is curious. Justice Frankfurter characterized
the complaint as alleging a deprivation of the right to vote in violation of the Fifteenth
Amendment. See 364 U.S., at 341 , 346. Regardless whether that description was accurate,
see ante, at 13, it seriously deflates the precedential value which the majority seeks
to ascribe to Gomillion: As I see it, the case cannot stand for the proposition that
the intentional creation of majority-minority districts, without more, gives rise
to an equal protection challenge under the Fourteenth Amendment. But even recast as
a Fourteenth Amendment case, Gomillion does not assist the majority, for its focus
was on the alleged effect of the city's action, which was to exclude black voters
from the municipality of Tuskegee. As the Court noted, the "inevitable effect of this
redefinition of Tuskegee's boundaries" was "to deprive the Negro petitioners discriminatorily
of the benefits of residence in Tuskegee." 364 U.S., at 341 . Even Justice Whittaker's
concurrence appears to be premised on the notion that black citizens were being "fenc[ed]
out" of municipal benefits. Id., at 349. Subsequent decisions of this Court have similarly
interpreted Gomillion as turning on the unconstitutional effect of the legislation.
See Palmer v. Thompson, 403 U.S. 217, 225 (1971); United States v. O'Brien, 391 U.S.
367, 385 (1968). In Gomillion, in short, [509 U.S. 630, 12] the group that formed
the majority at the state level purportedly set out to manipulate city boundaries
in order to remove members of the minority, thereby denying them valuable municipal
services. No analogous purpose or effect has been alleged in this case.
The only other case invoked by the majority is Wright v. Rockefeller, supra. Wright
involved a challenge to a legislative plan that created four districts. In the 17th,
19th, and 20th Districts, Whites constituted respectively 94.9%, 71.5%, and 72.5%
of the population. 86.3% of the population in the Eighteenth District was classified
as nonwhite or Puerto Rican. See Wright v. Rockefeller, 211 F.Supp. 460, 472 (SDNY
1962) (Murphy, J., dissenting); 376 U.S., at 54 . The plaintiffs alleged that the
plan was drawn with the intent to segregate voters on the basis of race, in violation
of the Fourteenth and Fifteenth Amendments. Id., at 53-54. The Court affirmed the
District Court's dismissal of the complaint on the ground that plaintiffs had not
met their burden of proving discriminatory intent. See id., at 55, 58. I fail to see
how a decision based on a failure to establish discriminatory intent can support the
inference that it is unnecessary to prove discriminatory effect.
Wright is relevant only to the extent that it illustrates a proposition with which
I have no problem: that a complaint stating that a plan has carved out districts on
the basis of race can, under certain circumstances, state a claim under the Fourteenth
Amendment. To that end, however, there must be an allegation of discriminatory purpose
and effect, for the constitutionality of a race-conscious redistricting plan depends
on these twin elements. In Wright, for example, the facts might have supported the
contention that the districts were intended to, and did in fact, shield the 17th District
from any minority influence and "pack" black and Puerto Rican voters in the 18th,
thereby invidiously minimizing their voting strength. In other words, the [509 U.S.
630, 13] purposeful creation of a majority-minority district could have discriminatory
effect if it is achieved by means of "packing" - i.e., over concentration of minority
voters. In the present case, the facts could sustain no such allegation.
B
Lacking support in any of the Court's precedents, the majority's novel type of claim
also makes no sense. As I understand the theory that is put forth, a redistricting
plan that uses race to "segregate" voters by drawing "uncouth" lines is harmful in
a way that a plan that uses race to distribute voters differently is not, for the
former "bears an uncomfortable resemblance to political apartheid." See ante, at 16.
The distinction is untenable.
Racial gerrymanders come in various shades: at-large voting schemes, see, e.g., White
v. Regester, 412 U.S. 755 (1973); the fragmentation of a minority group among various
districts "so that it is a majority in none," Voinovich v. Quilter, 507 U.S. 146,
153 (1993), otherwise known as "cracking," cf. Connor v. Finch, 431 U.S. 407, 422
(1977); the "stacking" of "a large minority population concentration . . . with a
larger white population," Parker, Racial Gerrymandering and Legislative Reapportionment,
in Minority Vote Dilution 85, 92 (C. Davidson ed. 1984); and, finally, the "concentration
of [minority voters] into districts where they constitute an excessive majority,"
Thornburg v. Gingles, 478 U.S. 30, 46 , n. 11 (1986), also called "packing," Voinovich,
supra, at 153. In each instance, race is consciously utilized by the legislature for
electoral purposes; in each instance, we have put the plaintiff challenging the district
lines to the burden of demonstrating that the plan was meant to, and did in fact,
exclude an identifiable racial group from participation in the political process.
[509 U.S. 630, 14]
Not so, apparently, when the districting "segregates" by drawing odd-shaped lines.
7 In that case, we are told, such proof no longer is needed. Instead, it is the State
that must rebut the allegation that race was taken into account, a fact that, together
with the legislators' consideration of ethnic, religious, and other group characteristics,
I had thought we practically took for granted, see supra at 3. Part of the explanation
for the majority's approach has to do, perhaps, with the emotions stirred by words
such as "segregation" and "political apartheid." But their loose and imprecise use
by today's majority has, I fear, led it astray. See n. 7, supra. The consideration
of race in "segregation" cases is no different than in other race-conscious districting;
from the standpoint of the affected groups, moreover, the linedrawings all act in
similar fashion. 8 A plan that "segregates" being functionally indistinguishable from
any of the other varieties of gerrymandering, we should be consistent in what we require
from a claimant: proof of discriminatory purpose and effect.
The other part of the majority's explanation of its holding is related to its simultaneous
discomfort and fascination with irregularly shaped districts. Lack of compactness
or contiguity, like uncouth district lines, certainly is a helpful indicator that
some form of gerrymandering (racial or other) might have taken place and that "something
may be amiss." Karcher [509 U.S. 630, 15] v. Daggett, 462 U.S. 725, 758 (1983) (STEVENS,
J., concurring). Cf. Connor, supra, at 425. Disregard for geographic divisions and
compactness often goes hand in hand with partisan gerrymandering. See Karcher, supra,
at 776 (WHITE, J., dissenting); Wells v. Rockefeller, 394 U.S. 542, 554 (1969) (WHITE,
J., dissenting).
But while district irregularities may provide strong indicia of a potential gerrymander,
they do no more than that. In particular, they have no bearing on whether the plan
ultimately is found to violate the Constitution. Given two districts drawn on similar,
race-based grounds, the one does not become more injurious than the other simply by
virtue of being snake like, at least so far as the Constitution is concerned and absent
any evidence of differential racial impact. The majority's contrary view is perplexing
in light of its concession that "compactness or attractiveness has never been held
to constitute an independent federal constitutional requirement for state legislative
districts." Gaffney, 412 U.S., at 752 , n. 18; see ante, at ___. It is shortsighted
as well, for a regularly shaped district can just as effectively effectuate racially
discriminatory gerrymandering as an odd-shaped one. 9 By focusing on looks, rather
than impact, the majority "immediately casts attention in the wrong direction - toward
superficialities of shape and size, rather than toward the political realities of
district composition." R. Dixon, Democratic Representation: Reapportionment in Law
and Politics 459 (1968).
Limited by its own terms to cases involving unusually shaped districts, the Court's
approach nonetheless will unnecessarily hinder to some extent a State's voluntary
effort [509 U.S. 630, 16] to ensure a modicum of minority representation. This will
be true in areas where the minority population is geographically dispersed. It also
will be true where the minority population is not scattered, but, for reasons unrelated
to race - for example incumbency protection - the State would rather not create the
majority-minority district in its most "obvious" location. 10 When, as is the case
here, the creation of a majority-minority district does not unfairly minimize the
voting power of any other group, the Constitution does not justify, much less mandate,
such obstruction. We said as much in Gaffney: [509 U.S. 630, 17]
"[C]ourts have [no] constitutional warrant to invalidate a state plan, otherwise
within tolerable population limits, because it undertakes, not to minimize or eliminate
the political strength of any group or party, but to recognize it and, through districting,
provide a rough sort of proportional representation in the legislative halls of the
State." 412 U.S., at 754 .
III
Although I disagree with the holding that appellants' claim is cognizable, the Court's
discussion of the level of scrutiny it requires warrants a few comments. I have no
doubt that a State's compliance with the Voting Rights Act clearly constitutes a compelling
interest. Cf. UJO, 430 U.S., at 162 -165 (opinion of WHITE, J.); id., at 175-179 (Brennan,
J., concurring in part); id., at 180 (Stewart, J., concurring in judgment). Here,
the Attorney General objected to the State's plan on the ground that it failed to
draw a second majority-minority district for what appeared to be pretextual reasons.
Rather than challenge this conclusion, North Carolina chose to draw the second district.
As UJO held, a State is entitled to take such action. See also Wygant v. Jackson Bd.
of Ed., 476 U.S. 267, 291 (O'CONNOR, J., concurring in part and concurring in judgment).
The Court, while seemingly agreeing with this position, warns that the State's redistricting
effort must be "narrowly tailored" to further its interest in complying with the law.
Ante, at ___. It is evident to me, however, that what North Carolina did was precisely
tailored to meet the objection of the Attorney General to its prior plan. Hence, I
see no need for a remand at all, even accepting the majority's basic approach to this
case.
Furthermore, how it intends to manage this standard, I do not know. Is it more "narrowly
tailored" to create an [509 U.S. 630, 18] irregular majority-minority district, as
opposed to one that is compact but harms other state interests such as incumbency
protection or the representation of rural interests? Of the following two options
- creation of two minority influence districts or of a single majority-minority district
- is one "narrowly tailored" and the other not? Once the Attorney General has found
that a proposed redistricting change violates 5's nonretrogression principle in that
it will abridge a racial minority's right to vote, does "narrow tailoring" mean that
the most the State can do is preserve the status quo? Or can it maintain that change,
while attempting to enhance minority voting power in some other manner? This small
sample only begins to scratch the surface of the problems raised by the majority's
test. But it suffices to illustrate the unworkability of a standard that is divorced
from any measure of constitutional harm. In that, state efforts to remedy minority
vote dilution are wholly unlike what typically has been labeled "affirmative action."
To the extent that no other racial group is injured, remedying a Voting Rights Act
violation does not involve preferential treatment. Cf. Wygant, supra, at 295 (WHITE,
J., concurring in judgment). It involves, instead, an attempt to equalize treatment,
and to provide minority voters with an effective voice in the political process. The
Equal Protection Clause of the Constitution, surely, does not stand in the way.
IV
Since I do not agree that petitioners alleged an equal protection violation, and
because the Court of Appeals faithfully followed the Court's prior cases, I dissent,
and would affirm the judgment below.
Footnotes
[ Footnote 1 ] It has been argued that the required showing of discriminatory effect
should be lessened once a plaintiff successfully demonstrates intentional discrimination.
See Garza v. County of Los Angeles, 918 F.2d 763, 771 (CA9 1990). Although I would
leave this question for another day, I would note that, even then, courts have insisted
on "some showing of injury . . . to assure that the district court can impose a meaningful
remedy." Ibid.
[ Footnote 2 ] It should be noted that 2 of the Voting Rights Act forbids any State
from imposing specified devices or procedures that result in a denial or abridgment
of the right to vote on account of race or color. Section 2 also provides that a violation
of that prohibition "is established if, based on the totality of circumstances, it
is shown that the political processes leading to nomination or election . . . are
not equally open to participation by members of a [protected] class . . . in that
its members have less opportunity than other members of the electorate to participate
in the political process and to elect representatives of their choice." 42 U.S.C.
1973(b).
[ Footnote 3 ] Although Davis involved political groups, the principles were expressly
drawn from the Court's racial gerrymandering cases. See 478 U.S., at 131 , n. 12 (plurality
opinion).
[ Footnote 4 ] Although disagreeing with the Court's holding in Davis that claims
of political gerrymandering are justiciable, see id., at 144 (O'CONNOR, J., concurring
in judgment), the author of today's opinion expressed views on racial gerrymandering
quite similar to my own:
"[W]here a racial minority group is characterized by "the traditional indicia of
suspectness" and is vulnerable to exclusion from the political process . . ., individual
voters who belong to that group enjoy some measure of protection against intentional
dilution of their group voting strength by means of racial gerrymandering. . . . Even
so, the individual's right is infringed only if the racial minority can prove that
it has "essentially been shut out of the political process.'" Id., at 151-152 (emphasis
added). As explained below, that position cannot be squared with the one taken by
the majority in this case.
[ Footnote 5 ] In Thornburg v. Gingles, 478 U.S. 30, 38 (1986), we noted the District
Court's findings that "North Carolina had officially discriminated against its black
citizens with respect to their exercise of the voting franchise from approximately
1900 to 1970 by employing a poll tax [and] a literacy test."
[ Footnote 6 ] This is not to say that a group that has been afforded roughly proportional
representation never can make out a claim of unconstitutional discrimination. Such
districting might have both the intent and effect of "packing" members of the group
so as to deprive them of any influence in other districts. Again, however, the equal
protection inquiry should look [509 U.S. 630, 10] at the group's overall influence
over, and treatment by, elected representatives and the political process as a whole.
[ Footnote 7 ] I borrow the term "segregate" from the majority, but, given its historical
connotation, believe that its use is ill advised. Nor is it a particularly accurate
description of what has occurred. The majority-minority district that is at the center
of the controversy is, according to the State, 54.71% African-American. Brief for
State Appellees 5, n. 6. Even if racial distribution was a factor, no racial group
can be said to have been "segregated" - i.e., "set apart" or "isolate[d]." Webster's
Collegiate Dictionary 1063 (9th ed. 1983).
[ Footnote 8 ] The black plaintiffs in Gomillion v. Lightfoot, 364 U.S. 339 (1960),
I am confident, would have suffered equally had whites in Tuskegee sought to maintain
their control by annexing predominantly white suburbs, rather than splitting the municipality
in two.
[ Footnote 9 ] As has been remarked, "[d]ragons, bacon strips, dumbbells and other
strained shapes are not always reliable signs that partisan (or racial or ethnic or
factional) interests are being served, while the most regularly drawn district may
turn out to have been skillfully constructed with an intent to aid one party." Sickels,
Dragons, Bacon Strips, and Dumbbells - Who's Afraid of Reapportionment, 75 Yale L.J.
1300 (1966).
[ Footnote 10 ] This appears to be what has occurred in this instance. In providing
the reasons for the objection, the Attorney General noted that, "[f]or the south-central
to southeast area, there were several plans drawn providing for a second majority-minority
congressional district," and that such a district would have been no more irregular
than others in the states plan. See App. to Brief for Federal Appellees 10a. North
Carolina's decision to create a majority-minority district can be explained as an
attempt to meet this objection. Its decision not to create the more compact southern
majority-minority district that was suggested, on the other hand, was more likely
a result of partisan considerations. Indeed, in a suit brought prior to this one,
different plaintiffs charged that District 12 was "grossly contorted," and had "no
logical explanation other than incumbency protection and the enhancement of Democratic
partisan interests. . . . The plan . . . ignores the directive of the [Department
of Justice] to create a minority district in the southeastern portion of North Carolina,
since any such district would jeopardize the reelection of . . . the Democratic incumbent."
App. to Juris. Statement, O.T. 1991, No. 91-2038, p. 43a (Complaint in Pope v. Blue,
No. 3:92CV71-P (WDNC)). With respect to this incident, one writer has observed that
"understanding why the configurations are shaped as they are requires us to know at
least as much about the interests of incumbent Democratic politicians as it does knowledge
of the Voting Rights Act." Grofman, Would Vince Lombardi Have Been Right If He Had
Said: "When It Comes to Redistricting, Race Isn't Everything, It's the Only Thing"?,
14 Cardozo L.Rev. 1237, 1258 (1993). The District Court in Pope dismissed appellants'
claim, reasoning in part that "plaintiffs do not allege, nor can they, that the state's
redistricting plan has caused them to be `shut out of the political process.'" Pope
v. Blue, 809 F.Supp. 392, 397 (WDNC 1992). We summarily affirmed that decision. 506
U.S. 801 (1992). [509 U.S. 630, 1]
JUSTICE BLACKMUN, dissenting.
I join JUSTICE WHITE's dissenting opinion. I did not join Part IV of his opinion
in United Jewish Organizations of Williamsburgh, Inc. v. Carey, 430 U.S. 144 (1977),
because I felt that its "additional argument," id., at 165, was not necessary to decide
that case. I nevertheless agree that the conscious use of race in redistricting does
not violate the Equal Protection Clause unless the effect of the redistricting plan
is to deny a particular group equal access to the political process or to minimize
its voting strength unduly. See, e.g., Chapman v. Meier, 420 U.S. 1, 17 (1975); White
v. Regester, 412 U.S. 755, 765 -766 (1973). It is particularly ironic that the case
in which today's majority chooses to abandon settled law and to recognize for the
first time this "analytically distinct" constitutional claim, ante, at 21, is a challenge
by white voters to the plan under which North Carolina has sent black representatives
to Congress for the first time since Reconstruction. I dissent. [509 U.S. 630, 1]
JUSTICE STEVENS, dissenting.
For the reasons stated by JUSTICE WHITE, the decision of the District Court should
be affirmed. I add these comments to emphasize that the two critical facts in this
case are undisputed: First, the shape of District 12 is so bizarre that it must have
been drawn for the purpose of either advantaging or disadvantaging a cognizable group
of voters; and, second, regardless of that shape, it was drawn for the purpose of
facilitating the election of a second black representative from North Carolina.
These unarguable facts, which the Court devotes most of its opinion to proving, give
rise to three constitutional questions: Does the Constitution impose a requirement
of contiguity or compactness on how the States may draw their electoral districts?
Does the Equal Protection Clause prevent a State from drawing district boundaries
for the purpose of facilitating the election of a member of an identifiable group
of voters? And, finally, if the answer to the second question is generally "No," should
it be different when the favored group is defined by race? Since I have already [509
U.S. 630, 2] written at length about these questions, 1 my negative answer to each
can be briefly explained.
The first question is easy. There is no independent constitutional requirement of
compactness or contiguity, and the Court's opinion (despite its many references to
the shape of District 12, see ante, at 3-4, 9, 10, 12-16) does not suggest otherwise.
The existence of bizarre and uncouth district boundaries is powerful evidence of an
ulterior purpose behind the shaping of those boundaries - usually a purpose to advantage
the political party in control of the districting process. Such evidence will always
be useful in cases that lack other evidence of invidious intent. In this case, however,
we know what the legislators' purpose was: the North Carolina Legislature drew District
12 to include a majority of African-American voters. See ante, at 2-3, 17. Evidence
of the district's shape is therefore convincing, but it is also cumulative, and, for
our purposes, irrelevant.
As for the second question, I believe that the Equal Protection Clause is violated
when the State creates the kind of uncouth district boundaries seen in Karcher v.
Daggett, 462 U.S. 725 (1983), Gomillion v. Lightfoot, 364 U.S. 339 (1960), and this
case, for the sole purpose of making it more difficult for members of a minority group
to win an election. 2 The [509 U.S. 630, 3] duty to govern impartially is abused when
a group with power over the electoral process defines electoral boundaries solely
to enhance its own political strength at the expense of any weaker group. That duty,
however, is not violated when the majority acts to facilitate the election of a member
of a group that lacks such power because it remains underrepresented in the state
legislature - whether that group is defined by political affiliation, by common economic
interests, or by religious, ethnic, or racial characteristics. The difference between
constitutional and unconstitutional gerrymanders has nothing to do with whether they
are based on assumptions about the groups they affect, but whether their purpose is
to enhance the power of the group in control of the districting process at the expense
of any minority group, and thereby to strengthen the unequal distribution of electoral
power. When an assumption that people in a particular minority group (whether they
are defined by the political party, religion, ethnic group, or race to which they
belong) will vote in a particular way is used to benefit that group, no constitutional
violation occurs. Politicians have always relied on assumptions that people in particular
groups are likely to vote in a particular way when they draw new district lines, and
I cannot believe that anything in today's opinion will stop them from doing so in
the future. 3
Finally, we must ask whether otherwise permissible redistricting to benefit an underrepresented
minority group becomes [509 U.S. 630, 4] impermissible when the minority group is
defined by its race. The Court today answers this question in the affirmative, and
its answer is wrong. If it is permissible to draw boundaries to provide adequate representation
for rural voters, for union members, for Hasidic Jews, for Polish Americans, or for
Republicans, it necessarily follows that it is permissible to do the same thing for
members of the very minority group whose history in the United States gave birth to
the Equal Protection Clause. See, e.g., ante, at 7-9. 4 A contrary conclusion could
only be described as perverse.
Accordingly, I respectfully dissent.
[ Footnote 1 ] See Cousins v. City Council of Chicago, 466 F.2d 830, 848-852 (CA7)
(Stevens, J., dissenting), cert. denied, 409 U.S. 893 (1972); Mobile v. Bolden, 446
U.S. 55, 83 -94 (1980) (STEVENS, J., concurring in judgment); Karcher v. Dagget, 462
U.S. 725, 744 , 765 (1983) (STEVENS, J., concurring); see also Davis v. Bandemer,
478 U.S. 109, 161 -185 (1986) (Powell, J., joined by STEVENS, J., concurring in part
and dissenting in part).
[ Footnote 2 ] See Karcher, 462 U.S., at 748 (STEVENS, J., concurring) ("If they
serve no purpose other than to favor one segment - whether racial, ethnic, religious,
economic, or political - that may occupy a position of strength at a particular point
in time, or to disadvantage a politically weak segment of the community, they violate
the constitutional guarantee of equal protection"); Davis v. Bandemer, 478 U.S., at
178 -183, and nn. 21-24 (Powell, J., joined by STEVENS, J., concurring in part and
dissenting in part) (describing "grotesque gerrymandering" and "unusual shapes" drawn
solely to deprive democratic voters of electoral power).
[ Footnote 3 ] The majority does not acknowledge that we require such a showing from
plaintiffs who bring a vote dilution claim under 2 of the Voting Rights Act. Under
the three-part test established by Thornburg v. Gingles, 478 U.S. 30, 50 -51 (1986),
a minority group must show that it could constitute the majority in a single-member
district, "that it is politically cohesive," and "that the white majority votes sufficiently
as a bloc to enable it . . . usually to defeat the minority's preferred candidate."
At least the latter two of these three conditions depend on proving that what the
Court today brands as "impermissible racial stereotypes," ante, at 16, are true. Because
Gingles involved North Carolina, which the Court admits has earlier established the
existence of "pervasive racial bloc [509 U.S. 630, 4] voting", ante, at 22, its citizens
and legislators - as well as those from other States - will no doubt be confused by
the Court's requirement of evidence in one type of case that the Constitution now
prevents reliance on in another. The Court offers them no explanation of this paradox.
[ Footnote 4 ] The Court's opinion suggests that African-Americans may now be the
only group to which it is unconstitutional to offer specific benefits from redistricting.
Not very long ago, of course, it was argued that minority groups defined by race were
the only groups the Equal Protection Clause protected in this context. See Mobile
v. Bolden, 446 U.S., at 86 -90, and nn. 6-10 (STEVENS, J., concurring in judgment).
[509 U.S. 630, 1]
JUSTICE SOUTER, dissenting.
Today, the Court recognizes a new cause of action under which a State's electoral
redistricting plan that includes a configuration "so bizarre," ante, at 12, that it
"rationally cannot be understood as anything other than an effort to separate voters
into different districts on the basis of race [without] sufficient justification,"
ante, at 17, will be subjected to strict scrutiny. In my view, there is no justification
for the Court's determination to depart from our prior decisions by carving out this
narrow group of cases for strict scrutiny in place of the review customarily applied
in cases dealing with discrimination in electoral districting on the basis of race.
I
Until today, the Court has analyzed equal protection claims involving race in electoral
districting differently from equal protection claims involving other forms of governmental
conduct, and before turning to the different regimes of analysis, it will be useful
to set out the relevant respects in which such districting differs from the characteristic
circumstances in which a State might otherwise consciously consider race. Unlike other
contexts in which we have addressed the State's conscious use of race, see, e.g.,
[509 U.S. 630, 2] Richmond v. J.A. Croson Co., 488 U.S. 469 (1989) (city contracting);
Wygant v. Jackson Bd. of Ed., 476 U.S. 267 (1986) (teacher layoffs), electoral districting
calls for decisions that nearly always require some consideration of race for legitimate
reasons where there is a racially mixed population. As long as members of racial groups
have the commonality of interest implicit in our ability to talk about concepts like
"minority voting strength," and "dilution of minority votes," cf. Thornburg v. Gingles,
478 U.S. 30, 46 -51 (1986), and as long as racial bloc voting takes place, 1 legislators
will have to take race into account in order to avoid dilution of minority voting
strength in the districting plans they adopt. 2 One need look no further than the
Voting Rights Act to understand that this may be required, and we have held that race
may constitutionally be taken into account in order to comply with that Act. United
Jewish Organizations of Williamsburgh, Inc. v. Carey, 430 U.S. 144, 161 -162 (1977)
(UJO) (plurality opinion of WHITE, J., joined by Brennan, BLACKMUN, and STEVENS, JJ.);
id., at 180, and n. (Stewart, J., joined by Powell, J., concurring in judgment). 3
[509 U.S. 630, 3]
A second distinction between districting and most other governmental decisions in
which race has figured is that those other decisions using racial criteria characteristically
occur in circumstances in which the use of race to the advantage of one person is
necessarily at the obvious expense of a member of a different race. Thus, for example,
awarding government contracts on a racial basis excludes certain firms from competition
on racial grounds. See Richmond v. J.A. Croson Co., supra, at 493; see also Fullilove
v. Klutznick, 448 U.S. 448, 484 (1980) (opinion of Burger, C.J.). And when race is
used to supplant seniority in layoffs, someone is laid off who would not be otherwise.
Wygant v. Jackson Bd. of Ed., supra, at 282-283 (plurality opinion). The same principle
pertains in nondistricting aspects of voting law, where race-based discrimination
places the disfavored voters at the disadvantage of exclusion from the franchise without
any alternative benefit. See, e.g., Gomillion v. Lightfoot, 364 U.S. 339, 341 (1960)
(voters alleged to have been excluded from voting in the municipality).
In districting, by contrast, the mere placement of an individual in one district
instead of another denies no one a right or benefit provided to others. 4 All citizens
may register, vote, and be represented. In whatever district, the individual [509
U.S. 630, 4] voter has a right to vote in each election, and the election will result
in the voter's representation. As we have held, one's constitutional rights are not
violated merely because the candidate one supports loses the election or because a
group (including a racial group) to which one belongs winds up with a representative
from outside that group. See Whitcomb v. Chavis, 403 U.S. 124, 153 -155 (1971). It
is true, of course, that one's vote may be more or less effective depending on the
interests of the other individuals who are in one's district, and our cases recognize
the reality that members of the same race often have shared interests. "Dilution"
thus refers to the effects of districting decisions not on an individual's political
power viewed in isolation, but on the political power of a group. See UJO, supra,
at 165 (plurality opinion). This is the reason that the placement of given voters
in a given district, even on the basis of race, does not, without more, diminish the
effectiveness of the individual as a voter.
II
Our different approaches to equal protection in electoral districting and nondistricting
cases reflect these differences. There is a characteristic coincidence of disadvantageous
effect and illegitimate purpose associated with the State's use of race in those situations
in which it has immediately triggered at least heightened scrutiny (which every Member
of the Court to address the issue has agreed must be applied even to race-based classifications
designed to serve some permissible state interest). 5 Presumably because the legitimate
[509 U.S. 630, 5] consideration of race in a districting decision is usually inevitable
under the Voting Rights Act when communities are racially mixed, however, and because,
without more, it does not result in diminished political effectiveness for anyone,
we have not taken the approach of applying the usual standard of such heightened "scrutiny"
to race-based districting decisions. To be sure, as the Court says, it would be logically
possible to apply strict scrutiny to these cases (and to uphold those uses of race
that are permissible), see ante, at 22-25. But just because there frequently will
be a constitutionally permissible use of race in electoral districting, as exemplified
by the consideration of race to comply with the Voting Rights Act (quite apart from
the consideration of race to remedy a violation of the Act or the Constitution), it
has seemed more appropriate for the Court to identify impermissible uses by describing
particular effects sufficiently serious to justify recognition under the Fourteenth
Amendment. Under our cases, there is in general a requirement that, in order to obtain
relief under the Fourteenth Amendment, the purpose and effect of the districting must
be to devalue the effectiveness of a voter compared to what, as a group member, he
would otherwise be able to enjoy. See UJO, 430 U.S., at 165 -166 (plurality opinion
of WHITE, J., joined by STEVENS and REHNQUIST, JJ.); id., at 179-180 (Stewart, J.,
joined by Powell, J., [509 U.S. 630, 6] concurring in judgment). JUSTICE WHITE describes
the formulations we have used and the common categories of dilutive practice in his
dissenting opinion. See ante, at 4-6 ante, at 13. 6
A consequence of this categorical approach is the absence of any need for further
searching "scrutiny" once it has been shown that a given districting decision has
a purpose and effect falling within one of those categories. If a cognizable harm
like dilution or the abridgment of the right to participate in the electoral process
is shown, the districting plan violates the Fourteenth Amendment. If not, it does
not. Under this approach, in the absence of an allegation of such cognizable harm,
there is no need for further scrutiny because a gerrymandering claim cannot be proven
without the element of harm. Nor if dilution is proven is there any need for further
constitutional scrutiny; there has never been a suggestion that such use of race could
be justified under any type of scrutiny, since the dilution of the right to vote can
not be said to serve any legitimate governmental purpose.
There is thus no theoretical inconsistency in having two distinct approaches to equal
protection analysis, one for cases of electoral districting and one for most other
types of state governmental decisions. Nor, because of the distinctions between the
two categories, is there any risk that Fourteenth Amendment districting law as such
will be taken to imply anything for purposes of general Fourteenth Amendment scrutiny
about "benign" racial discrimination, or about group entitlement as distinct from
individual [509 U.S. 630, 7] protection, or about the appropriateness of strict or
other heightened scrutiny. 7
III
The Court appears to accept this, and it does not purport to disturb the law of vote
dilution in any way. See ante, at 21 (acknowledging that "UJO set forth a standard
under which white voters can establish unconstitutional vote dilution"). Instead,
the Court creates a new "analytically distinct," ibid., cause of action, the principal
element of which is that a districting plan be "so bizarre on its face," ante, at
12, or "irrational on its face," ante, at 21, or "extremely irregular on its face,"
ante, at 10, that it "rationally cannot be understood as anything other than an effort
to segregate citizens into separate voting districts on the basis of race without
sufficient justification," ante, at 21. Pleading such an element, the Court holds,
suffices without a further allegation of harm, to state a claim upon which relief
can be granted under the Fourteenth Amendment. See ante, at 17.
It may be that the terms for pleading this cause of action will be met so rarely
that this case will wind up an aberration. The shape of the district at issue in this
case is indeed so bizarre that few other examples are ever likely to carry the unequivocal
implication of impermissible use of race that the Court finds here. It may therefore
be that few electoral districting cases are ever likely to employ the strict scrutiny
the Court holds to be applicable on remand if appellants' [509 U.S. 630, 8] allegations
are "not contradicted." Ante, at 22; see also ante, at 26. 8
Nonetheless, in those cases where this cause of action is sufficiently pleaded, the
State will have to justify its decision to consider race as being required by a compelling
state interest, and its use of race as narrowly tailored to that interest. Meanwhile,
in other districting cases, specific consequential harm will still need to be pleaded
and proven, in the absence of which the use of race may be invalidated only if it
is shown to serve no legitimate state purpose. Cf. Bolling v. Sharpe, 347 U.S. 497,
500 (1954).
The Court offers no adequate justification for treating the narrow category of bizarrely
shaped district claims differently from other districting claims. 9 The only justification
I can imagine would be the preservation of "sound districting [509 U.S. 630, 9] principles,"
UJO, 430 U.S., at 168 , such as compactness and contiguity. But as JUSTICE WHITE points
out, see ante, at 15 (dissenting opinion), and as the Court acknowledges, see ante,
at 15, we have held that such principles are not constitutionally required, with the
consequence that their absence cannot justify the distinct constitutional regime put
in place by the Court today. Since there is no justification for the departure here
from the principles that continue to govern electoral districting cases generally
in accordance with our prior decisions, I would not respond to the seeming egregiousness
of the redistricting now before us by untethering the concept of racial gerrymander
in such a case from the concept of harm exemplified by dilution. In the absence of
an allegation of such harm, I would affirm the judgment of the District Court. I respectfully
dissent.
[ Footnote 1 ] "Bloc racial voting is an unfortunate phenomenon, but we are repeatedly
faced with the findings of knowledgeable district courts that it is a fact of life.
Where it exists, most often the result is that neither white nor black can be elected
from a district in which his race is in the minority." Beer v. United States, 425
U.S. 130, 144 (1976) (WHITE, J., dissenting).
[ Footnote 2 ] Recognition of actual commonality of interest and racially polarized
bloc voting cannot be equated with the "'invocation of race stereotypes'" described
by the Court, ante, at 16 (quoting Edmonson v. Leesville Concrete Co., 500 U.S. 614,
630 -631 (1991)), and forbidden by our case law.
[ Footnote 3 ] Section 5 of the Voting Rights Act requires a covered jurisdiction
to demonstrate either to the Attorney General or to the District Court that each new
districting plan "does not have the purpose and will not have the effect of denying
or abridging the right to vote on account of race[,] color, or [membership in a language
minority.]" 42 U.S.C. 1973c; see also 1973b(f)(2). Section 2 of the Voting Rights
Act forbids [509 U.S. 630, 3] districting plans that will have a discriminatory effect
on minority groups. 1973.
[ Footnote 4 ] The majority's use of "segregation" to describe the effect of districting
here may suggest that it carries effects comparable to school segregation making it
subject to like scrutiny. But a principal consequence of school segregation was inequality
in educational opportunity provided, whereas use of race (or any other group characteristic)
in districting does not, without more, deny equality of political participation. Brown
v. Board of Education, 347 U.S. 483, 495 (1954). And while Bolling v. Sharpe, 347
U.S. 497, 500 (1954), held that requiring segregation in public education served no
legitimate public purpose, consideration of race may be constitutionally appropriate
in electoral districting decisions in racially mixed political units. See supra, at
2.
[ Footnote 5 ] See Richmond v. J. A. Croson Co., 488 U.S. 469, 493 -495 (1989) (plurality
opinion of O'CONNOR, J. joined by REHNQUIST, C.J., and WHITE and KENNEDY, JJ.) (referring
variously to "strict scrutiny," "the standard of review employed in Wygant," and "heightened
scrutiny"); id., at 520 (SCALIA, J., concurring in judgment) ("strict scrutiny");
id., at 535 (Marshall, J., dissenting) (classifications "`must serve important governmental
objectives and must be substantially related to achievement of those objectives'")
(quoting Regents of Univ. of Cal. v. Bakke, [509 U.S. 630, 5] 438 U.S. 265, 359 (1978)
(Brennan, WHITE, Marshall, and BLACKMUN, JJ. concurring in judgment in part and dissenting
in part); id., at 514-516 (STEVENS, J., concurring in part and concurring in judgment)
(undertaking close examination of the characteristics of the advantaged and disadvantaged
racial groups said to justify the disparate treatment although declining to articulate
different standards of review); see also Wygant v. Jackson Bd. of Ed., 476 U.S. 267,
279 -280 (1986) (plurality opinion of Powell, J.) (equating various articulations
of standards of review "more stringent" than "'reasonableness'" with "strict scrutiny").
Of course the Court has not held that the disadvantaging effect of these uses of race
can never be justified by a sufficiently close relationship to a sufficiently strong
state interest. See, e.g., Croson, supra,, at 509 (plurality opinion).
[ Footnote 6 ] In this regard, I agree with JUSTICE WHITE's assessment of the difficulty
the white plaintiffs would have here in showing that their opportunity to participate
equally in North Carolina's electoral process has been unconstitutionally diminished.
See ante, at 9-10, and n. 6 (dissenting opinion).
[ Footnote 7 ] The Court accuses me of treating the use of race in electoral redistricting
as a "benign" form of discrimination. Ante, at 22. What I am saying is that, in electoral
districting, there frequently are permissible uses of race, such as its use to comply
with the Voting Rights Act, as well as impermissible ones. In determining whether
a use of race is permissible in cases in which there is a bizarrely shaped district,
we can readily look to its effects, just as we would in evaluating any other electoral
districting scheme.
[ Footnote 8 ] While the Court "express[es] no view as to whether "the intentional
creation of majority-minority districts, without more," always gives rise to an equal
protection claim," ante, at 17 (quoting ante, at 11 (WHITE, J., dissenting)), it repeatedly
emphasizes that there is some reason to believe that a configuration devised with
reference to traditional districting principles would present a case falling outside
the cause of action recognized today. See ante, at 10, 17, 21, 26.
[ Footnote 9 ] The Court says its new cause of action is justified by what I understand
to be some ingredients of stigmatic harm, see ante, at 15-16, and by a "threa[t] to.
. . our system of representative democracy," ante, at 18, both caused by the mere
adoption of a districting plan with the elements I have described in the text, supra,
at 7. To begin with, the complaint nowhere alleges any type of stigmatic harm. See
App. to Juris. Statement 67a-100a (Complaint and Motion for Preliminary Injunction
and For Temporary Restraining Order). Putting that to one side, it seems utterly implausible
to me to presume, as the Court does, that North Carolina's creation of this strangely
shaped majority-minority district "generates" within the white plaintiffs here anything
comparable to "a feeling of inferiority as to their status in the community that may
affect their hearts and minds in a way unlikely ever to be undone." Brown v. Board
of Education, 347 U.S., at 494 . As for representative democracy, I have difficulty
seeing how it is threatened (indeed why it is not, rather, enhanced) by districts
that are not even alleged to dilute anyone's vote. [509 U.S. 630, 1]