Constitutional Law Cases: Rehnquist Court, 1990-1999, Sacramento v. Lewis
1990 - 1999
U.S. Supreme Court
Syllabus
COUNTY OF SACRAMENTO ET AL . v. LEWIS
ET AL ., PERSONAL REPRESENTATIVES OF THE ESTATE OF LEWIS, DECEASED CERTIORARI TO
THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
No. 96-1337.
Argued December 9, 1997 -
Decided May 26, 1998
After petitioner James Smith, a county sheriff's deputy, responded to a call along
with another officer, Murray Stapp, the latter returned to his patrol car and saw
a motorcycle approaching at high speed, driven by Brian Willard, and carrying Philip
Lewis, respondents' decedent, as a passenger. Stapp turned on his rotating lights,
yelled for the cycle to stop, and pulled his car closer to Smith's in an attempt to
pen the cycle in, but Willard maneuvered between the two cars and sped off. Smith
immediately switched on his own emergency lights and siren and began high-speed pursuit.
The chase ended after the cycle tipped over. Smith slammed on his brakes, but his
car skidded into Lewis, causing massive injuries and death. Respondents brought this
action under 42 U.S.C. § 1983 alleging a deprivation of Lewis's Fourteenth Amendment
substantive due process right to life. The District Court granted summary judgment
for Smith, but the Ninth Circuit reversed, holding, inter alia, that the appropriate
degree of fault for substantive due process liability for high-speed police pursuits
is deliberate indifference to, or reckless disregard for, a person's right to life
and personal security.
Held: A police officer does not violate substantive due process by causing death
through deliberate or reckless indifference to life in a highspeed automobile chase
aimed at apprehending a suspected offender. Pp. 5-21.
(a) The "more-specific-provision" rule of Graham v. Connor, 490 U.S. 386, 395 , does
not bar respondents' suit. Graham simply requires that if a constitutional claim is
covered by a specific constitu tional provision, the claim must be analyzed under
the standard appropriate to that specific provision, not under substantive due process.
E.g., United States v. Lanier , 520 U. S. ___, ___, n. 7. Substantive due process
analysis is therefore inappropriate here only if, as amici argue, respondents' claim
is "covered by" the Fourth Amendment. It is not. That Amendment covers only "searches
and seizures," neither of which took place here. No one suggests that there was a
search, and this Court's cases foreclose finding a seizure, since Smith did not terminate
Lewis's freedom of movement through means intentionally applied. E.g., Brower v. County
of Inyo, 489 U.S. 593, 597 . Pp. 7-10.
(b) Respondents' allegations are insufficient to state a substantive due process
violation. Protection against governmental arbitrariness is the core of due process,
e.g., Hurtado v. California, 110 U.S. 516, 527 , including substantive due process,
see, e.g. , Daniels v. Williams, 474 U.S. 327, 331 , but only the most egregious executive
action can be said to be "arbitrary" in the constitutional sense, e.g., Collins v.
Harker Heights, 503 U.S. 115, 129 ; the cognizable level of executive abuse of power
is that which shocks the conscience, e.g., id., at 128; Rochin v. California, 342
U.S. 165, 172 -173. The conscience-shocking concept points clearly away from liability,
or clearly toward it, only at the ends of the tort law's culpability spectrum: Liability
for negligently inflicted harm is categorically beneath the constitutional due process
threshold, see, e.g., Daniels v. Williams, 474 U.S., at 328 , while conduct deliberately
intended to injure in some way unjustifiable by any government interest is the sort
of official action most likely to rise to the conscience-shocking level, see id.,
at 331. Whether that level is reached when culpability falls between negligence and
intentional conduct is a matter for closer calls. The Court has recognized that deliberate
indifference is egregious enough to state a substantive due process claim in one context,
that of deliberate indifference to the medical needs of pretrial detainees, see City
of Revere v. Massachusetts Gen. Hospital, 463 U.S. 239, 244 ; cf. Estelle v. Gamble,
429 U.S. 97, 104 , but rules of due process are not subject to mechanical application
in unfamiliar territory, and the need to preserve the constitutional proportions of
substantive due process demands an exact analysis of context and circumstances before
deliberate indifference is condemned as conscience-shocking, cf. Betts v. Brady, 316
U.S. 455, 462 . Attention to the markedly different circumstances of normal pretrial
custody and high-speed law enforcement chases shows why the deliberate indifference
that shocks in the one context is less egregious in the other. In the circumstances
of a high-speed chase aimed at apprehending a suspected offender, where unforeseen
circumstances demand an instant judgment on the part of an officer who feels the pulls
of competing obligations, only a purpose to cause harm unrelated to the legitimate
object of arrest will satisfy the shocks-theconscience test. Such chases with no intent
to harm suspects physically or to worsen their legal plight do not give rise to substantive
due process liability. Cf. Whitley v. Albers, 475 U.S. 312, 320 -321. The fault claimed
on Smith's part fails to meet this test. Smith was faced with a course of lawless
behavior for which the police were not to blame. They had done nothing to cause Willard's
high-speed driving in the first place, nothing to excuse his flouting of the commonly
understood police authority to control traffic, and nothing (beyond a refusal to call
off the chase) to encourage him to race through traffic at breakneck speed. Willard's
outrageous behavior was practically instantaneous, and so was Smith's instinctive
response. While prudence would have repressed the reaction, Smith's instinct was to
do his job, not to induce Willard's lawlessness, or to terrorize, cause harm, or kill.
Prudence, that is, was subject to countervailing enforcement considerations, and while
Smith exaggerated their demands, there is no reason to believe that they were tainted
by an improper or malicious motive. Pp. 10-21.
98 F. 3d 434, reversed.
SOUTER , J., delivered the opinion of the Court, in which REHNQUIST , C. J., and
O'CONNOR , KENNEDY , GINSBURG , and BREYER , JJ., joined. REHNQUIST , C. J., filed
a concurring opinion. KENNEDY , J., filed a concurring opinion, in which O'CONNOR
, J., joined. BREYER , J., filed a concurring opinion. STEVENS , J., filed an opinion
concurring in the judgment. SCALIA , J., filed an opinion concurring in the judgment,
in which THOMAS , J., joined.
NOTICE: This opinion is subject to formal revision before publication in the preliminary
print of the United States Reports. Readers are requested to notify the Reporter of
Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical
or other formal errors, in order that corrections may be made before the preliminary
print goes to press.
U.S. Supreme Court
No. 96-1337
COUNTY OF SACRAMENTO, ET AL ., PETITIONERS v. TERI LEWIS
ANDTHOMAS LEWIS, PERSONAL REPRESENTATIVE OF THE ESTATE OF PHILIP LEWIS, DECEASED
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[May 26, 1998]
JUSTICE SOUTER delivered the opinion of the Court.
The issue in this case is whether a police officer violates the Fourteenth Amendment's
guarantee of substantive due process by causing death through deliberate or reckless
indifference to life in a high-speed automobile chase aimed at apprehending a suspected
offender. We answer no, and hold that in such circumstances only a purpose to cause
harm unrelated to the legitimate object of arrest will satisfy the element of arbitrary
conduct shocking to the conscience, necessary for a due process violation.
I
On May 22, 1990, at approximately 8:30 p.m., petitioner James Everett Smith, a Sacramento
County sheriff's deputy, along with another officer, Murray Stapp, responded to a
call to break up a fight. Upon returning to his patrol car, Stapp saw a motorcycle
approaching at high speed. It was operated by 18-year-old Brian Willard and carried
Philip Lewis, respondents' 16-year-old decedent, as a pas senger. Neither boy had
anything to do with the fight that prompted the call to the police.
Stapp turned on his overhead rotating lights, yelled to the boys to stop, and pulled
his patrol car closer to Smith's, attempting to pen the motorcycle in. Instead of
pulling over in response to Stapp's warning lights and commands, Willard slowly maneuvered
the cycle between the two police cars and sped off. Smith immediately switched on
his own emergency lights and siren, made a quick turn, and began pursuit at high speed.
For 75 seconds over a course of 1.3 miles in a residential neighborhood, the motorcycle
wove in and out of oncoming traffic, forcing two cars and a bicycle to swerve off
of the road. The motorcycle and patrol car reached speeds up to 100 miles an hour,
with Smith following at a distance as short as 100 feet; at that speed, his car would
have required 650 feet to stop.
The chase ended after the motorcycle tipped over as Willard tried a sharp left turn.
By the time Smith slammed on his brakes, Willard was out of the way, but Lewis was
not. The patrol car skidded into him at 40 miles an hour, propelling him some 70 feet
down the road and inflicting massive injuries. Lewis was pronounced dead at the scene.
Respondents, Philip Lewis's parents and the representatives of his estate, brought
this action under Rev. Stat. §1979, 42 U.S.C. § 1983 against petitioners Sacramento
County, the Sacramento County Sheriff's Department and Deputy Smith, alleging a deprivation
of Philip Lewis's Fourteenth Amendment substantive due process right to life. 1
The District Court granted summary judgment for Smith, reasoning that even if he
violated the Constitution, he was entitled to qualified immunity, because respondents
could point to no "state or federal opinion published before May, 1990, when the alleged
misconduct took place, that supports [their] view that [the decedent had] a Fourteenth
Amendment substantive due process right in the context of high speed police pursuits."
App. to Pet. for Cert. 52. 2
The Court of Appeals for the Ninth Circuit reversed, holding that "the appropriate
degree of fault to be applied to high-speed police pursuits is deliberate indifference
to, or reckless disregard for, a person's right to life and personal security," 98
F. 3d 434, 441 (1996), and concluding that "the law regarding police liability for
death or injury caused by an officer during the course of a high-speed chase was clearly
established" at the time of Philip Lewis's death, id. , at 445. Since Smith apparently
disregarded the Sacramento County Sheriff's Department's General Order on police pursuits,
the Ninth Circuit found a genuine issue of material fact that might be resolved by
a finding that Smith's conduct amounted to deliberate indifference:
"The General Order requires an officer to communicate his intention to pursue a vehicle
to the sheriff's department dispatch center. But defendants concede that Smith did
not contact the dispatch center. The General Order requires an officer to consider
whether the seriousness of the offense warrants a chase at speeds in excess of the
posted limit. But here, the only apparent 'offense' was the boys' refusal to stop
when another officer told them to do so. The General Order requires an officer to
consider whether the need for apprehension justifies the pursuit under existing conditions.
Yet Smith apparently only 'needed' to apprehend the boys because they refused to stop.
The General Order requires an officer to consider whether the pursuit presents unreasonable
hazards to life and property. But taking the facts here in the light most favorable
to plaintiffs, there existed an unreasonable hazard to Lewis's and Willard's lives.
The General Order also directs an officer to discontinue a pursuit when the hazards
of continuing outweigh the benefits of immediate apprehension. But here, there was
no apparent danger involved in permitting the boys to escape. There certainly was
risk of harm to others in continuing the pursuit."
Id., at 442.
Accordingly, the Court of Appeals reversed the summary judgment in favor of Smith
and remanded for trial.
We granted certiorari, 520 U. S. ___ (1997), to resolve a conflict among the Circuits
over the standard of culpability on the part of a law enforcement officer for violating
substantive due process in a pursuit case. Compare 98 F. 3d, at 441 ("deliberate indifference"
or "reckless disregard"), 3
with Evans v. Avery , 100 F. 3d 1033, 1038 (CA1 1996) ("shocks the conscience"),
cert. denied, 520 U. S. ___ (1997), Williams v . Denver , 99 F. 3d 1009, 10141015
(CA10 1996) (same), Fagan v. Vineland , 22 F. 3d 1296, 1306-1307 (CA3 1994) (en banc)
(same), Temkin v. Frederick County Commissioners , 945 F. 2d 716, 720 (CA4 1991) (same),
cert. denied, 502 U.S. 1095 (1992), and Checki v. Webb , 785 F. 2d 534, 538 (CA5 1986)
(same). We now reverse.
II
Our prior cases have held the provision that "[n]o State shall . . . deprive any
person of life, liberty, or property, without due process of law," U. S. Const., Amdt.
14, §1, to "guarante[e] more than fair process," Washington v. Glucksberg , 521 U.
S. ___, ___ (1997) (slip op., at 15), and to cover a substantive sphere as well, "barring
certain government actions regardless of the fairness of the procedures used to implement
them," Daniels v. Williams, 474 U.S. 327, 331 (1986); see also Zinermon v. Burch,
494 U.S. 113, 125 (1990) (noting that substantive due process violations are actionable
under §1983). The allegation here that Lewis was deprived of his right to life in
violation of substantive due process amounts to a such claim, that under the circumstances
described earlier, Smith's actions in causing Lewis's death were an abuse of executive
power so clearly unjustified by any legitimate objective of law enforcement as to
be barred by the Fourteenth Amendment. Cf. Collins v. Harker Heights, 503 U.S. 115,
126 (1992) (noting that the Due Process Clause was intended to prevent government
officials " 'from abusing [their] power, or employing it as an instrument of oppression'
") (quoting DeShaney v. Winnebago County Dept. of Social Servs., 489 U.S. 189, 196
(1989) (quoting Davidson v. Cannon, 474 U.S. 344, 348 (1986)). 4
Leaving aside the question of qualified immunity, which formed the basis for the
District Court's dismissal of their case, 5
respondents face two principal objections to their claim. The first is that its subject
is necessarily governed by a more definite provision of the Constitution (to the exclusion
of any possible application of substantive due process); the second, that in any event
the allegations are insufficient to state a substantive due process violation through
executive abuse of power. Respondents can meet the first objection, but not the second.
A
Because we have "always been reluctant to expand the concept of substantive due process,"
Collins v. Harker Heights, supra , at 125, we held in Graham v. Connor that "[w]here
a particular amendment provides an explicit textual source of constitutional protection
against a particular sort of government behavior, that Amendment, not the more generalized
notion of substantive due process, must be the guide for analyzing these claims."
Albright v. Oliver, 510 U.S. 266, 273 (1994) (plurality opinion of REHNQUIST , C.
J.) (quoting Graham v. Connor, 490 U.S. 386, 395 (1989)) (internal quotation marks
omitted). Given the rule in Graham, we were presented at oral argument with the threshold
issue raised in several amicus briefs, 6
whether facts involving a police chase aimed at apprehending suspects can ever support
a due process claim. The argument runs that in chasing the motorcycle, Smith was attempting
to make a seizure within the meaning of the Fourth Amendment, and, perhaps, even that
he succeeded when Lewis was stopped by the fatal collision. Hence, any liability must
turn on an application of the reasonableness standard governing searches and seizures,
not the due process standard of liability for constitutionally arbitrary executive
action. See Graham v. Connor, supra , at 395 (" all claims that law enforcement officers
have used excessive force-deadly or not-in the course of an arrest, investigatory
stop, or other 'seizure' of a free citizen should be analyzed under the Fourth Amendment
and its 'reasonableness' standard, rather than under a 'substantive due process' approach");
Albright v. Oliver, 510 U.S., at 276 (GINSBURG , J., concurring); id. , at 288, n.
2 (SOUTER , J., concurring in judgment). One Court of Appeals has indeed applied the
rule of Graham to preclude the application of principles of generalized substantive
due process to a motor vehicle passenger's claims for injury resulting from reckless
police pursuit. See Mays v. East St. Louis , 123 F. 3d 999, 10021003 (CA7 1997).
The argument is unsound. Just last Term, we explained that Graham
"does not hold that all constitutional claims relating to physically abusive government
conduct must arise under either the Fourth or Eighth Amendments;
rather, Graham simply requires that if a constitu-
tional claim is covered by a specific constitutional pro-
vision, such as the Fourth or Eighth Amendment, the
claim must be analyzed under the standard appropri-
ate to that specific provision, not under the rubric of
substantive due process." United States v. Lanier , 520
U. S. ___ , ___ ,n. 7, (1997) (slip op., at 13). Substantive due process analysis
is therefore inappropriate in this case only if respondents' claim is "covered by"
the Fourth Amendment. It is not.
The Fourth Amendment covers only "searches and seizures," U. S. Const., Amdt. 4,
neither of which took place here. No one suggests that there was a search, and our
cases foreclose finding a seizure. We held in California v. Hodari D., 499 U.S. 621,
626 (1991), that a police pursuit in attempting to seize a person does not amount
to a "seizure" within the meaning of the Fourth Amendment. And in Brower v. County
of Inyo, 489 U.S. 593, 596 -597 (1989), we explained "that a Fourth Amendment seizure
does not occur whenever there is a governmentally caused termination of an individual's
freedom of movement (the innocent passerby), nor even whenever there is a governmentally
caused and governmentally desired termination of an individual's freedom of movement
(the fleeing felon), but only when there is a governmental termination of freedom
of movement through means intentionally applied ." We illustrated the point by saying
that no Fourth Amendment seizure would take place where a "pursuing police car sought
to stop the suspect only by the show of authority represented by flashing lights and
continuing pursuit," but accidentally stopped the suspect by crashing into him. Id.
, at 597. That is exactly this case. See, e.g. , Campbell v. White , 916 F. 2d 421,
423 (CA7 1990) (following Brower and finding no seizure where a police officer accidentally
struck and killed a fleeing motorcyclist during a high-speed pursuit), cert. denied,
499 U.S. 922 (1991). Graham 's more-specificprovision rule is therefore no bar to
respondents' suit. See, e.g. , Frye v. Akron , 759 F. Supp. 1320, 1324 (ND Ind. 1991)
(parents of a motorcyclist who was struck and killed by a police car during a high-speed
pursuit could sue under substantive due process because no Fourth Amendment seizure
took place); Evans v. Avery , 100 F. 3d, at 1036 (noting that "outside the context
of a seizure, . . . a person injured as a result of police misconduct may prosecute
a substantive due process claim under section 1983"); Pleasant v. Zamieski , 895 F.
2d 272, 276, n. 2 (CA6) (noting that Graham "preserve[s] fourteenth amendment substantive
due process analysis for those instances in which a free citizen is denied his or
her constitutional right to life through means other than a law enforcement official's
arrest, investigatory stop or other seizure"), cert. denied, 498 U.S. 851 (1990).
7
B
Since the time of our early explanations of due process, we have understood the core
of the concept to be protection against arbitrary action:
"The principal and true meaning of the phrase has never been more tersely or accurately
stated than by Mr. Justice Johnson, in Bank of Columbia v. Okely, 4
Wheat. 235-244 [(1819)]: 'As to the words from Magna
Charta, incorporated into the Constitution of Mary-
land, after volumes spoken and written with a view to
their exposition, the good sense of mankind has at last
settled down to this: that they were intended to se-
cure the individual from the arbitrary exercise of the
powers of government, unrestrained by the estab-
lished principles of private right and distributive jus-
tice.' " Hurtado v. California, 110 U.S. 516, 527 (1884). We have emphasized time
and again that "[t]he touchstone of due process is protection of the individual against
arbitrary action of government," Wolff v. McDonnell, 418 U.S. 539, 558 (1974), whether
the fault lies in a denial of fundamental procedural fairness, see, e.g. , Fuentes
v. Shevin, 407 U.S. 67, 82 (1972) (the procedural due process guarantee protects against
"arbitrary takings"), or in the exercise of power without any reasonable justification
in the service of a legitimate governmental objective, see, e.g. , Daniels v. Williams
, 474 U.S., at 331 (the substantive due process guarantee protects against government
power arbitrarily and oppressively exercised). While due process protection in the
substantive sense limits what the government may do in both its legislative, see,
e.g. , Griswold v. Connecticut, 381 U.S. 479 (1965), and its executive capacities,
see, e.g. , Rochin v. California, 342 U.S. 165 (1952) , criteria to identify what
is fatally arbitrary differ depending on whether it is legislation or a specific act
of a governmental officer that is at issue.
Our cases dealing with abusive executive action have repeatedly emphasized that only
the most egregious official conduct can be said to be "arbitrary in the constitutional
sense," Collins v. Harker Heights, 503 U.S., at 129 , thereby recognizing the point
made in different circumstances by Chief Justice Marshall, " 'that it is a constitution
we are expounding,' " Daniels v. Williams , supra , at 332 (quoting McCulloch v. Maryland,
4 Wheat. 316, 407 (1819) (emphasis in original)). Thus, in Collins v. Harker Heights,
for example, we said that the Due Process Clause was intended to prevent government
officials " 'from abusing [their] power, or employing it as an instrument of oppression.'
" 503 U.S., at 126 (quoting DeShaney v. Winnebago County Dept. of Social Servs., 489
U.S., at 196 (quoting Davidson v. Cannon , 474 U.S., at 348 )).
To this end, for half a century now we have spoken of the cognizable level of executive
abuse of power as that which shocks the conscience. We first put the test this way
in Rochin v. California, supra, at 172-173, where we found the forced pumping of a
suspect's stomach enough to offend due process as conduct "that shocks the conscience"
and violates the "decencies of civilized conduct." In the intervening years we have
repeatedly adhered to Rochin 's benchmark. See, e.g. , Breithaupt v. Abram, 352 U.S.
432, 435 (1957) (reiterating that conduct that " 'shocked the conscience' and was
so 'brutal' and 'offensive' that it did not comport with traditional ideas of fair
play and decency" would violate substantive due process); Whitley v. Albers, 475 U.S.
312, 327 (1986) (same); United States v. Salerno, 481 U.S. 739, 746 (1987) ("So-called
'substantive due process' prevents the government from engaging in conduct that 'shocks
the conscience,' . . . or interferes with rights 'implicit in the concept of ordered
liberty' ") (quoting Rochin v. California , supra , at 172, and Palko v. Connecticut
, 302 U.S. 319, 325 -326 (1937)). Most recently, in Collins v. Harker Heights, supra
, at 128, we said again that the substantive component of the Due Process Clause is
violated by executive action only when it "can properly be characterized as arbitrary,
or conscience shocking, in a constitutional sense." While the measure of what is conscience-shocking
is no calibrated yard stick, it does, as Judge Friendly put it, "poin[t] the way."
Johnson v. Glick , 481 F. 2d 1028, 1033 (CA2), cert. denied, 414 U.S. 1033 (1973).
8 It should not be surprising that the constitutional concept of conscience-shocking
duplicates no traditional category of common-law fault, but rather points clearly
away from liability, or clearly toward it, only at the ends of the tort law's spectrum
of culpability. Thus, we have made it clear that the due process guarantee does not
entail a body of constitutional law imposing liability whenever someone cloaked with
state authority causes harm. In Paul v. Davis, 424 U.S. 693, 701 (1976), for example,
we explained that the Fourteenth Amendment is not a "font of tort law to be superimposed
upon whatever systems may already be administered by the States," and in Daniels v.
Williams, 474 U.S., at 332 , we reaffirmed the point that "[o]ur Constitution deals
with the large concerns of the governors and the governed, but it does not purport
to supplant traditional tort law in laying down rules of conduct to regulate liability
for injuries that attend living together in society." We have accordingly rejected
the lowest common denominator of customary tort liability as any mark of sufficiently
shocking conduct, and have held that the Constitution does not guarantee due care
on the part of state officials; liability for negligently inflicted harm is categorically
beneath the threshold of constitutional due process. See Daniels v. Williams, supra
, at 328; see also Davidson v. Cannon, 474 U.S. 344, 348 (1986) (clarifying that Daniels
applies to substantive, as well as procedural, due process). It is, on the contrary,
behavior at the other end of the culpability spectrum that would most probably support
a substantive due process claim; conduct intended to injure in some way unjustifiable
by any government interest is the sort of official action most likely to rise to the
conscience-shocking level. See Daniels v. Williams , 474 U.S., at 331 ("Historically,
this guarantee of due process has been applied to deliberate decisions of government
officials to deprive a person of life, liberty, or property") (emphasis in original).
Whether the point of the conscience-shocking is reached when injuries are produced
with culpability falling within the middle range, following from something more than
negligence but "less than intentional conduct, such as recklessness or 'gross negligence,'
" id. , at 334, n. 3, is a matter for closer calls. 9
To be sure, we have expressly recognized the possibility that some official acts
in this range may be actionable under the Fourteenth Amendment, ibid. , and our cases
have compelled recognition that such conduct is egregious enough to state a substantive
due process claim in at least one instance. We held in City of Revere v. Massachusetts
Gen. Hospital, 463 U.S. 239 (1983), that "the due process rights of a [pretrial detainee]
are at least as great as the Eighth Amendment protections available to a convicted
prisoner." Id., at 244 (citing Bell v. Wolfish, 441 U.S. 520, 535 , n. 16, 545 (1979)).
Since it may suffice for Eighth Amendment liability that prison officials were deliberately
indifferent to the medical needs of their prisoners, see Estelle v. Gamble, 429 U.S.
97, 104 (1976), it follows that such deliberately indifferent conduct must also be
enough to satisfy the fault requirement for due process claims based on the medical
needs of someone jailed while awaiting trial, see, e.g. , Barrie v. Grand County,
Utah , 119 F. 3d 862, 867 (CA10 1997); Weyant v. Okst , 101 F. 3d 845, 856 (CA2 1996).
10 Rules of due process are not, however, subject to mechanical application in unfamiliar
territory. Deliberate indifference that shocks in one environment may not be so patently
egregious in another, and our concern with preserving the constitutional proportions
of substantive due process demands an exact analysis of circumstances before any abuse
of power is condemned as conscience-shocking. What we have said of due process in
the procedural sense is just as true here:
"The phrase [due process of law] formulates a concept less rigid and more fluid than
those envisaged in other specific and particular provisions of the Bill of Rights.
Its application is less a matter of rule. Asserted denial is to be tested by an appraisal
of the totality of facts in a given case. That which may, in one setting, constitute
a denial of fundamental fairness, shocking to the universal sense of justice, may,
in other circumstances, and in the light of other considerations, fall short of such
denial."
Betts v. Brady, 316 U.S. 455, 462 (1942).
Thus, attention to the markedly different circumstances of normal pretrial custody
and high-speed law enforcement chases shows why the deliberate indifference that shocks
in the one case is less egregious in the other (even assuming that it makes sense
to speak of indifference as deliberate in the case of sudden pursuit). As the very
term "deliberate indifference" implies, the standard is sensibly employed only when
actual deliberation is practical, see Whitley v. Albers, 475 U.S., at 320 , 11
and in the custodial situation of a prison, forethought about an inmate's welfare
is not only feasible but obligatory under a regime that incapacitates a prisoner to
exercise ordinary responsibility for his own welfare.
"[W]hen the State takes a person into its custody and holds him there against his
will, the Constitution imposes upon it a corresponding duty to assume some responsibility
for his safety and general well-being. The rationale for this principle is simple
enough: when the State by the affirmative exercise of its power so restrains an individual's
liberty that it renders him unable to care for himself, and at the same time fails
to provide for his basic human needs- e.g. , food, clothing, shelter, medical care,
and reasonable safety -it transgresses the substantive limits on state action set
by the . . . Due Process Clause."
DeShaney v. Winnebago County Dept. of Social Servs., 489 U.S., at 199 -200 (citation
and footnote omitted).
Nor does any substantial countervailing interest excuse the State from making provision
for the decent care and protection of those it locks up; "the State's responsibility
to attend to the medical needs of prisoners [or detainees] does not ordinarily clash
with other equally important governmental responsibilities." Whitley v. Albers, supra
, at 320. 12 But just as the description of the custodial prison situation shows how
deliberate indifference can rise to a constitutionally shocking level, so too does
it suggest why indifference may well not be enough for liability in the different
circumstances of a case like this one. We have, indeed, found that deliberate indifference
does not suffice for constitutional liability (albeit under the Eighth Amendment)
even in prison circumstances when a prisoner's claim arises not from normal custody
but from response to a violent disturbance. Our analysis is instructive here:
"[I]n making and carrying out decisions involving the use of force to restore order
in the face of a prison disturbance, prison officials undoubtedly must take into account
the very real threats the unrest presents to inmates and prison officials alike, in
addition to the possible harms to inmates against whom force might be used. . . .
In this setting, a deliberate indifference standard does not adequately capture the
importance of such competing obligations, or convey the appropriate hesitancy to critique
in hindsight decisions necessarily made in haste, under pressure, and frequently without
the luxury of a second chance."
Whitley v. Albers , 475 U.S., at 320 .
We accordingly held that a much higher standard of fault than deliberate indifference
has to be shown for officer liability in a prison riot. In those circumstances, liability
should turn on "whether force was applied in a good faith effort to maintain or restore
discipline or maliciously and sadistically for the very purpose of causing harm."
Id. , at 320-321 (internal quotation marks omitted). The analogy to sudden police
chases (under the Due Process Clause) would be hard to avoid.
Like prison officials facing a riot, the police on an occasion calling for fast action
have obligations that tend to tug against each other. Their duty is to restore and
maintain lawful order, while not exacerbating disorder more than necessary to do their
jobs. They are supposed to act decisively and to show restraint at the same moment,
and their decisions have to be made "in haste, under pressure, and frequently without
the luxury of a second chance." Id. , at 320; cf. Graham v. Connor , 490 U.S., at
397 ("police officers are often forced to make split-second judgmentsin circumstances
that are tense, uncertain, and rapidly evolving"). A police officer deciding whether
to give chase must balance on one hand the need to stop a suspect and show that flight
from the law is no way to freedom, and, on the other, the high-speed threat to everyone
within stopping range, be they suspects, their passengers, other drivers, or bystanders.
To recognize a substantive due process violation in these circumstances when only
mid-level fault has been shown would be to forget that liability for deliberate indifference
to inmate welfare rests upon the luxury enjoyed by prison officials of having time
to make unhurried judgments, upon the chance for repeated reflection, largely uncomplicated
by the pulls of competing obligations. When such extended opportunities to do better
are teamed with protracted failure even to care, indifference is truly shocking. But
when unforeseen circumstances demand an officer's instant judgment, even precipitate
recklessness fails to inch close enough to harmful purpose to spark the shock that
implicates "the large concerns of the governors and the governed." Daniels v. Williams
, 474 U.S., at 332 . Just as a purpose to cause harm is needed for Eighth Amendment
liability in a riot case, so it ought to be needed for Due Process liability in a
pursuit case. Accordingly, we hold that high-speed chases with no intent to harm suspects
physically or to worsen their legal plight do not give rise to liability under the
Fourteenth Amendment, redressible by an action under §1983. 13
The fault claimed on Smith's part in this case accordingly fails to meet the shocks-the-conscience
test. In the count charging him with liability under §1983, respondents' complaint
alleges a variety of culpable states of mind: "negligently responsible in some manner,"
(App. 11, Count one, #2668), "reckless and careless" ( id., at 12, #26615), "recklessness,
gross negligence and conscious disregard for [Lewis's] safety" ( id., at 13, #26618),
and "oppression, fraud and malice" (Ibid.) The subsequent summary judgment proceedings
revealed that the height of the fault actually claimed was "conscious disregard,"
the malice allegation having been made in aid of a request for punitive damages, but
unsupported either in allegations of specific conduct or in any affidavit of fact
offered on the motions for summary judgment. The Court of Appeals understood the claim
to be one of deliberate indifference to Lewis's survival, which it treated as equivalent
to one of reckless disregard for life. We agree with this reading of respondents'
allegations, but consequently part company from the Court of Appeals, which found
them sufficient to state a substantive due process claim, and from the District Court,
which made the same assumption arguendo . 14 Smith was faced with a course of lawless
behavior for which the police were not to blame. They had done nothing to cause Willard's
high-speed driving in the first place, nothing to excuse his flouting of the commonly
understood law enforcement authority to control traffic, and nothing (beyond a refusal
to call off the chase) to encourage him to race through traffic at breakneck speed
forcing other drivers out of their travel lanes. Willard's outrageous behavior was
practically instantaneous, and so was Smith's instinctive response. While prudence
would have repressed the reaction, the officer's instinct was to do his job as a law
enforcement officer, not to induce Willard's lawlessness, or to terrorize, cause harm,
or kill. Prudence, that is, was subject to countervailing enforcement considerations,
and while Smith exaggerated their demands, there is no reason to believe that they
were tainted by an improper or malicious motive on his part.
Regardless whether Smith's behavior offended the reasonableness held up by tort law
or the balance struck in law enforcement's own codes of sound practice, it does not
shock the conscience, and petitioners are not called upon to answer for it under §1983.
The judgment below is accordingly reversed.
It is so ordered. ----- judges interpreting the basic charter of Government for the
entire coun- try"). Cf. Thomas v. City of Richmond , 9 Cal. 4th 1154, 892 P. 2d 1185
(1995) (en banc) (discussing municipal liability under California law for injuries
caused by police pursuits).
Notes
1 Respondents also brought claims under state law. The District Court found that
Smith was immune from state tort liability by operation of California Vehicle Code
§17004, which provides that "[a] public employee is not liable for civil damages on
account of personal injury to or death of any person or damage to property resulting
from the operation, in the line of duty, of an authorized emergency vehicle . . .
when in the immediate pursuit of an actual or suspected violator of the law." Cal.
Veh. Code Ann. §17004 (West 1971). The court declined to rule on the potential liability
of the County under state law, instead dismissing the tort claims against the County
without prejudice to refiling in state court.
2 The District Court also granted summary judgment in favor of the County and the
Sheriff's Department on the §1983 claim, concluding that municipal liability would
not lie under Monell v. New York City Dept. of Social Servs., 436 U.S. 658 (1978),
after finding no genuine factual dispute as to whether the County adequately trains
its officers in the conduct of vehicular pursuits or whether the pursuit policy of
the Sheriff's Department evinces deliberate indifference to the constitutional rights
of the public. The Ninth Circuit affirmed the District Court on these points, 98 F.
3d 434, 446-447 (1996) and the issue of municipal liability is not before us.
3 In Jones v. Sherrill , 827 F. 2d 1102, 1106 (1987), the Sixth Circuit adopted a
"gross negligence" standard for imposing liability for harm caused by police pursuit.
Subsequently, in Foy v. Berea , 58 F. 3d 227, 230 (1995), the Sixth Circuit, without
specifically mentioning Jones , disavowed the notion that "gross negligence is sufficient
to support a substantive due process claim." Although Foy involved police inaction,
rather than police pursuit, it seems likely that the Sixth Circuit would now apply
the "deliberate indifference" standard utilized in that case, see 58 F. 3d, at 232-233,
rather than the "gross negligence" standard adopted in Jones , in a police pursuit
situation.
4 Respondents do not argue that they were denied due process of law by virtue of
the fact that California's post-deprivation procedures and rules of immunity have
effectively denied them an adequate opportunity to seek compensation for the state-occasioned
deprivation of their son's life. We express no opinion here on the merits of such
a claim, cf. Albright v. Oliver, 510 U.S. 266, 281 -286 (1994) (KENNEDY, J., concurring
in judgment); Parratt v. Taylor, 451 U.S. 527 (1981), or on the adequacy of California's
post-deprivation compensation scheme.
5 As in any action under §1983, the first step is to identify the exact contours
of the underlying right said to have been violated. See Graham v. Connor, 490 U.S.
386, 394 (1989). The District Court granted summary judgment to Smith on the basis
of qualified immunity, assuming without deciding that a substantive due process violation
took place but holding that the law was not clearly established in 1990 so as to justify
imposition of §1983 liability. We do not analyze this case in a similar fashion because,
as we have held, the better approach to resolving cases in which the defense of qualified
immunity is raised is to determine first whether the plaintiff has alleged a deprivation
of a constitutional right at all. Normally, it is only then that a court should ask
whether the right allegedly implicated was clearly established at the time of the
events in question. See Siegert v. Gilley, 500 U.S. 226, 232 (1991) ("A necessary
concomitant to the determination of whether the constitutional right asserted by a
plaintiff is 'clearly established' at the time the defendant acted is the determination
of whether the plaintiff has asserted a violation of a constitutional right at all,"
and courts should not "assum[e], without deciding, this preliminary issue"). JUSTICE
STEVENS suggests that the rule of Siegert should not apply where, as here, the constitutional
question presented "is both difficult and unresolved." Post, at 1. But the generally
sound rule of avoiding determination of constitutional issues does not readily fit
the situation presented here; when liability is claimed on the basis of a constitutional
violation, even a finding of qualified immunity requires some determination about
the state of constitutional law at the time the officer acted. What is more significant
is that if the policy of avoidance were always followed in favor of ruling on qualified
immunity whenever there was no clearly settled constitutional rule of primary conduct,
standards of official conduct would tend to remain uncertain, to the detriment both
of officials and individuals. An immunity determination, with nothing more, provides
no clear standard, constitutional or non-constitutional. In practical terms, escape
from uncertainty would require the issue to arise in a suit to enjoin future conduct,
in an action against a municipality, or in litigating a suppression motion in a criminal
proceeding; in none of these instances would qualified immunity be available to block
a determination of law. See Shapiro, Public Officials' Qualified Immunity in Section
1983 Actions Under Harlow v. Fitzgerald and its Progeny, 22 U. Mich. J. L. Ref. 249,
265, n. 109 (1989). But these avenues would not necessarily be open, and therefore
the better approach is to determine the right before determining whether it was previously
established with clarity.
6 See Brief for National Association of Counties et al. as Amici Curiae 8-13; Brief
for Grand Lodge of the Fraternal Order of Police as Amicus Curiae 4-9; Brief for City
and County of Denver, Colorado as Amici Curiae 2-7; Brief for County of Riverside
et al. as Amici Curiae 6-18; Brief for Gabriel Torres et al. as Amici Curiae 3-11.
7 Several amici suggest that, for the purposes of Graham , the Fourth Amendment should
cover not only seizures, but also failed attempts to make a seizure. See, e.g. , Brief
for National Association of Counties et al. as Amici Curiae 10-11. This argument is
foreclosed by California v. Hodari D. , in which we explained that "neither usage
nor common-law tradition makes an attempted seizure a seizure. The common law may
have made an attempted seizure unlawful in certain circumstances; but it made many
things unlawful, very few of which were elevated to constitutional proscriptions."
499 U.S. 621, 626 , n. 2, (1991). Attempted seizures of a person are beyond the scope
of the Fourth Amendment. See id. , at 646 (STEVENS, J., dissenting) (disagreeing with
the Court's position that "an attempt to make [a] . . . seizure is beyond the coverage
of the Fourth Amendment").
8 As JUSTICE SCALIA has explained before, he fails to see "the usefulness of 'conscience
shocking' as a legal test," Herrera v. Collins, 506 U.S. 390, 428 (1993), and his
independent analysis of this case is therefore understandable. He is, however, simply
mistaken in seeing our insistence on the shocks-the-conscience standard as an atavistic
return to a scheme of due process analysis rejected by the Court in Washington v.
Glucksberg S. ___ (1997). Glucksberg presented a disagreement about the significance
of historical examples of protected liberty in determining whether a given statute
could be judged to contravene the Fourteenth Amendment. The differences of opinion
turned on the issues of how much history indicating recognition of the asserted right,
viewed at what level of specificity, is necessary to support the finding of a substantive
due process right entitled to prevail over state legislation. As we explain in the
text, a case challenging executive action on substantive due process grounds, like
this one, presents an issue antecedent to any question about the need for historical
examples of enforcing a liberty interest of the sort claimed. For executive action
challenges raise a particular need to preserve the constitutional proportions of constitutional
claims, lest the Constitution be demoted to what we have called a font of tort law.
Thus, in a due process challenge to executive action, the threshold question is whether
the behavior of the governmental officer is so egregious, so outrageous, that it may
fairly be said to shock the contemporary conscience. That judgment may be informed
by a history of liberty protection, but it necessarily reflects an understanding of
traditional executive behavior, of contemporary practice, and of the standards of
blame generally applied to them. Only if the necessary condition of egregious behavior
were satisfied would there be a possibility of recognizing a substantive due process
right to be free of such executive action, and only then might there be a debate about
the sufficiency of historical examples of enforcement of the right claimed, or its
recognition in other ways. In none of our prior cases have we considered the necessity
for such examples, and no such question is raised in this case. In sum, the difference
of opinion in Glucksberg was about the need for historical examples of recognition
of the claimed liberty protection at some appropriate level of specificity. In an
executive action case, no such issue can arise if the conduct does not reach the degree
of the egregious.
9 In Rochin v. California , 342 U.S. 165 (1952), the case in which we formulated
and first applied the shocks-the-conscience test, it was not the ultimate purpose
of the government actors to harm the plaintiff, but they apparently acted with full
appreciation of what the Court described as the brutality of their acts. Rochin ,
of course, was decided long before Graham v. Connor (and Mapp v. Ohio, 367 U.S. 643
(1961)), and today would be treated under the Fourth Amendment, albeit with the same
result.
10 We have also employed deliberate indifference as a standard of culpability sufficient
to identify a dereliction as reflective of municipal policy and to sustain a claim
of municipal liability for failure to train an employee who causes harm by unconstitutional
conduct for which he would be individually liable. See Canton v. Harris, 489 U.S.
378, 388389 (1989).
11 By "actual deliberation," we do not mean "deliberation" in the narrow, technical
sense in which it has sometimes been used in traditional homicide law. See, e.g. Caldwell
v. State , 84 So. 272, 276 (Ala. 1919) (noting that " 'deliberation here does not
mean that the man slayer must ponder over the killing for a long time' "; rather,
"it may exist and may be entertained while the man slayer is pressing the trigger
of the pistol that fired the fatal shot[,] even if it be only for a moment or instant
of time").
12 Youngberg v. Romeo, 457 U.S. 307 (1982), can be categorized on much the same terms.
There, we held that a severely retarded person could state a claim under §1983 for
a violation of substantive due process if the personnel at the mental institution
where he was confined failed to exercise professional judgment when denying him training
and habilitation. Id., at 319-325. The combination of a patient's involuntary commitment
and his total dependence on his custodians obliges the government to take thought
and make reasonable provision for the patient's welfare.
13 Cf. Checki v. Webb , 785 F. 2d 534, 538 (CA5 1986) ("Where a citizen suffers physical
injury due to a police officer's negligent use of his vehicle, no section 1983 claim
is stated. It is a different story when a citizen suffers or is seriously threatened
with physical injury due to a police officer's intentional misuse of his vehicle")
(citation omitted).
14 To say that due process is not offended by the police conduct described here is
not, of course, to imply anything about its appropriate treatment under state law.
See Collins v. Harker Heights , 503 U.S. 115, 128 -129 (1992) (decisions about civil
liability standards that "involve a host of policy choices . . must be made by locally
elected representatives [or by courts enforcing the common law of torts], rather than
by federal
U.S. Supreme Court
No. 96-1337
COUNTY OF SACRAMENTO, ET AL ., PETITIONERS v. TERI LEWIS
ANDTHOMAS LEWIS, PERSONAL REPRESENTATIVE OF THE ESTATE OF PHILIP LEWIS, DECEASED
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[May 26, 1998]
CHIEF JUSTICE REHNQUIST , concurring.
I join the opinion of the Court in this case. The first question presented in the
County's petition for certiorari is:
"Whether, in a police pursuit case, the legal standard of conduct necessary to establish
a violation of substantive due process under the Fourteenth Amendment is 'shocks the
conscience'...or 'deliberate indifference' or 'reckless disregard.' "
Pet. for Cert. i.
The County's petition assumed that the constitutional question was one of substantive
due process, and the parties briefed the question on that assumption. The assumption
was surely not without foundation in our case law, as the Court makes clear. Ante
, at 12-13. The Court is correct in concluding that "shocks the conscience" is the
right choice among the alternatives posed in the question presented, and correct in
concluding that this demanding standard has not been met here.
U.S. Supreme Court
No. 96-1337
COUNTY OF SACRAMENTO, ET AL ., PETITIONERS v. TERI LEWIS
ANDTHOMAS LEWIS, PERSONAL REPRESENTATIVE OF THE ESTATE OF PHILIP LEWIS, DECEASED
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[May 26, 1998]
JUSTICE KENNEDY , with whom JUSTICE O'CONNOR joins, concurring.
I join the opinion of the Court, and write this explanation of the objective character
of our substantive due process analysis.
The Court is correct, of course, in repeating that the prohibition against deprivations
of life, liberty, or property contained in the Due Process Clause of the Fourteenth
Amendment extends beyond the command of fair procedures. It can no longer be controverted
that due process has a substantive component as well. See, e.g., Washington v. Glucksberg,
521 U. S. ___ (1997); Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S. 833
(1992); Collins v. Harker Heights, 503 U.S. 115, 125 -128 (1992); Michael H. v. Gerald
D., 491 U.S. 110 (1989). As a consequence, certain actions are prohibited no matter
what procedures attend them. In the case before us, there can be no question that
an interest protected by the text of the Constitution is implicated: The actions of
the State were part of a causal chain resulting in the undoubted loss of life. We
have no definitional problem, then, in determining whether there is an interest sufficient
to invoke due proc ess. Cf. Ohio Adult Parole Authority v. Woodard, 523 U. S. ___
(1998) .
What we do confront is the question of the standard of conduct the Constitution requires
the State, in this case the local police, to follow to protect against the unintentional
taking of life in the circumstances of a police pursuit. Unlike the separate question
whether or not, given the fact of a constitutional violation, the state entity is
liable for damages, see Monell v. New York City Dept. of Social Servs., 436 U.S. 658,
694 -695 (1978); Canton v. Harris, 489 U.S. 378 (1989), which is a matter of statutory
interpretation or elaboration, the question here is the distinct, anterior issue whether
or not a constitutional violation occurred at all. See Collins v. Harker Heights,
supra , at 120, 124.
The Court decides this case by applying the "shocks the conscience" test first recognized
in Rochin v. California, 342 U.S. 165, 172 -173 (1952), and reiterated in subsequent
decisions. The phrase has the unfortunate connotation of a standard laden with subjective
assessments. In that respect, it must be viewed with considerable skepticism. As our
opinion in Collins v. Harker Heights illustrates, however, the test can be used to
mark the beginning point in asking whether or not the objective character of certain
conduct is consistent with our traditions, precedents, and historical understanding
of the Constitution and its meaning. 503 U.S., at 126 -128. As JUSTICE SCALIA is correct
to point out, we so interpreted the test in Glucksberg. Post, at 1-2. In the instant
case, the authorities cited by JUSTICE SCALIA are persuasive, indicating that we would
contradict our traditions were we to sustain the claims of the respondents.
That said, it must be added that history and tradition are the starting point, but
not in all cases the ending point of the substantive due process inquiry. There is
room as well for an objective assessment of the necessities of law enforcement, in
which the police must be given substantial latitude and discretion, acknowledging,
of course, the primacy of the interest in life which the State, by the Fourteenth
Amendment, is bound to respect. I agree with the Court's assessment of the State's
interests in this regard. Absent intent to injure, the police, in circumstances such
as these, may conduct a dangerous chase of a suspect who disobeys a lawful command
to stop when they determine it is appropriate to do so. There is a real danger in
announcing a rule, or suggesting a principle, that in some cases a suspect is free
to ignore a lawful police command to stop. No matter how narrow its formulation, any
suggestion that suspects may ignore a lawful command to stop and then sue for damages
sustained in an ensuing chase might cause suspects to flee more often, increasing
accidents of the kind which occurred here.
Though I share JUSTICE SCALIA 's concerns about using the phrase "shocks the conscience"
in a manner suggesting that it is a self-defining test, the reasons the Court gives
in support of its judgment go far toward establishing that objective considerations,
including history and precedent, are the controlling principle, regardless of whether
the State's action is legislative or executive in character. To decide this case,
we need not attempt a comprehensive definition of the level of causal participation
which renders a State or its officers liable for violating the substantive commands
of the Fourteenth Amendment. It suffices to conclude that neither our legal traditions
nor the present needs of law enforcement justify finding a due process violation when
unintended injuries occur after the police pursue a suspect who disobeys their lawful
order to stop.
U.S. Supreme Court
No. 96-1337
COUNTY OF SACRAMENTO, ET AL ., PETITIONERS v. TERI LEWIS
ANDTHOMAS LEWIS, PERSONAL REPRESENTATIVE OF THE ESTATE OF PHILIP LEWIS, DECEASED
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[May 26, 1998]
JUSTICE BREYER , concurring.
I join the Court's judgment and opinion. I write separately only to point out my
agreement with JUSTICE STEVENS , ante , at 1, that Siegert v. Gilley , 500 U.S. 226
(1991), should not be read to deny lower courts the flexibility, in appropriate cases,
to decide §1983 claims on the basis of qualified immunity, and thereby avoid wrestling
with constitutional issues that are either difficult or poorly presented. See Siegert
, supra , at 235 (KENNEDY , J., concurring) (Lower court "adopted the altogether normal
procedure of deciding the case before it on the ground that appeared to offer the
most direct and appropriate resolution, and one argued by the parties").
U.S. Supreme Court
No. 96-1337
COUNTY OF SACRAMENTO, ET AL ., PETITIONERS v. TERI LEWIS
ANDTHOMAS LEWIS, PERSONAL REPRESENTATIVE OF THE ESTATE OF PHILIP LEWIS, DECEASED
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[May 26, 1998]
JUSTICE STEVENS , concurring in the judgment.
When defendants in a §1983 action argue in the alternative (a) that they did not
violate the Constitution, and (b) that in any event they are entitled to qualified
immunity because the constitutional right was not clearly established, the opinion
in Siegert v. Gilley , 500 U.S. 226 (1991), tells us that we should address the constitutional
question at the outset. That is sound advice when the answer to the constitutional
question is clear. When, however, the question is both difficult and unresolved, I
believe it wiser to adhere to the policy of avoiding the unnecessary adjudication
of constitutional questions. Because I consider this such a case, I would reinstate
the judgment of the District Court on the ground that the relevant law was not clearly
defined in 1990.
The Court expresses concern that deciding the immunity issue without resolving the
underlying constitutional question would perpetuate a state of uncertainty in the
law. Ante , at 7 n. 5. Yet the Court acknowledges, as it must, that a qualified immunity
defense is unavailable in an action against the municipality itself. Id. Sound reasons
exist for encouraging the development of new consti tutional doctrines in adversarial
suits against municipalities, which have a substantial stake in the outcome and a
risk of exposure to damages liability even when individual officers are plainly protected
by qualified immunity.
In sum, I would hold that Officer Smith is entitled to qualified immunity. Accordingly,
I concur in the Court's judgment, but I do not join its opinion.
U.S. Supreme Court
No. 96-1337
COUNTY OF SACRAMENTO, ET AL ., PETITIONERS v. TERI LEWIS
ANDTHOMAS LEWIS, PERSONAL REPRESENTATIVE OF THE ESTATE OF PHILIP LEWIS, DECEASED
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
[May 26, 1998]
JUSTICE SCALIA , with whom JUSTICE THOMAS joins, concurring in the judgment.
Today's opinion gives the lie to those cynics who claim that changes in this Court's
jurisprudence are attributable to changes in the Court's membership. It proves that
the changes are attributable to nothing but the passage of time (not much time, at
that), plus application of the ancient maxim, "That was then, this is now."
Just last Term, in Washington v. Glucksberg , 521 U. S. ___ , ___ (1997) (slip op.,
at 15-19), the Court specifically rejected the method of substantive-due-process analysis
employed by JUSTICE SOUTER in his concurrence in that case, which is the very same
method employed by JUSTICE SOUTER in his opinion for the Court today. To quote the
opinion in Glucksberg:
"Our established method of substantive-due-process analysis has two primary features:
First, we have regularly observed that the Due Process Clause specially protects those
fundamental rights and liberties which are, objectively, 'deeply rooted in this Nation's
history and tradition,'. . . and 'implicit in the concept of ordered liberty' . .
. . Second, we have required in substantive-due-process cases a 'careful description'
of the asserted fundamental liberty interest. . . . Our Nation's history, legal traditions,
and practices thus provide the crucial 'guideposts for responsible decisionmaking,'.
. . that direct and restrain our exposition of the Due Process Clause. . . . "JUSTICE
SOUTER . . . would largely abandon this restrained methodology, and instead ask 'whether
[Washington's] statute sets up one of those "arbitrary impositions"
S 666 666 ( or "purposeless restraints the Due Process Clause . . . . In our view,
however, the development of this Court's substantive-due-process jurisprudence . .
. has been a process whereby the outlines of the 'liberty' specially protected by
the
Fourteenth Amendment . . . have at least been carefully refined by concrete examples
involving fundamental rights found to be deeply rooted in our legal tradition. This
approach tends to rein in the subjective elements that are necessarily present in
dueprocess judicial review." Id., at ___ (slip op., at 1617). Today, so to speak,
the stone that the builders had rejected has become the foundation-stone of our substantivedue-process
jurisprudence. The atavistic methodology that JUSTICE SOUTER announces for the Court
is the very same methodology that the Court called atavistic when it was proffered
by JUSTICE SOUTER in Glucksberg . In fact, if anything, today's opinion is even more
of a throw-back to highly subjective substantive-due-process methodologies than the
concurrence in Glucksberg was. Whereas the latter said merely that substantive due
process prevents "arbitrary impositions" and "purposeless restraints" (without any
objective criterion as to what is arbitrary or purposeless), today's opinion resuscitates
the ne plus ultra , the Napoleon Brandy, the Mahatma Ghandi, the Ce lophane 1
of subjectivity, th' ol' "shocks-the-conscience" test. According to today's opinion,
this is the measure of arbitrariness when what is at issue is executive rather than
legislative action. Ante , at 12. 2
Glucksberg , of course, rejected "shocks-the-conscience," just as it rejected the
less subjective "arbitrary action" test. A 1992 executive-action case, Collins v.
Harker Heights, 503 U.S. 115 (1992), which had paid lip-service to "shocks-the-conscience,"
see id., at 128, was cited in Glucksberg for the proposition that "[o]ur Nation's
history, legal traditions, and practices . . . provide the crucial 'guideposts for
responsible decisionmaking.' " Glucksberg, supra, ___ (slip op., at 16), quoting Collins,
supra, at 125. In fact, even before Glucksberg we had characterized the last "shocks-the-conscience"
claim to come before us as "nothing more than [a] bald assertio[n]," and had rejected
it on the objective ground that the petitioner "failed to proffer any historical,
textual, or controlling precedential support for [his alleged due process right],
and we decline to fashion a new due process right out of thin air." Carlisle v. United
States, 517 U.S. 416, 429 (1996). Adhering to our decision in Glucksberg , rather
than ask whether the police conduct here at issue shocks my unelected conscience,
I would ask whether our Nation has traditionally protected the right respondents assert.
The first step of our analysis, of course, must be a "careful description" of the
right asserted, Glucksberg , 521 U. S., at ___ (slip op., at 16). Here the complaint
alleges that the police officer deprived Lewis "of his Fourteenth Amendment right
to life, liberty and property without due process of law when he operated his vehicle
with recklessness, gross negligence and conscious disregard for his safety." App.
13. I agree with the Court's conclusion that this asserts a substantive right to be
free from "deliberate or reckless indifference to life in a high-speed automobile
chase aimed at apprehending a suspected offender." Ante , at 1; see also ante , at
19.
Respondents provide no textual or historical support for this alleged due process
right, and, as in Carlisle , I would "decline to fashion a new due process right out
of thin air." 517 U.S., at 429 . Nor have respondents identified any precedential
support. Indeed, precedent is to the contrary: "Historically, th[e] guarantee of due
process has been applied to deliberate decisions of government officials to deprive
a person of life, liberty, or property." Daniels v. Williams, 474 U.S. 327, 331 (1986)
(citations omitted); Collins, supra, at 127, n. 10 (same). Though it is true, as the
Court explains, that "deliberate indifference" to the medical needs of pretrial detainees,
City of Revere v. Massachusetts Gen. Hospital, 463 U.S. 239, 244 -245 (1983), or of
involuntarily committed mental patients, Youngberg v. Romeo, 457 U.S. 307, 314 -325
(1982), may violate substantive due process, it is not the deliberate indifference
alone which is the "deprivation." Rather, it is that combined with "the State's affirmative
act of restraining the individual's freedom to act on his own behalf-through incarceration,
institutionalization, or other similar restraint of personal liberty," DeShaney v.
Winnebago County Dept. of Social Servs., 489 U.S. 189, 200 (1989). "[W]hen the State
by the affirmative exercise of its power so restrains an individual's liberty that
it renders him unable to care for himself, and at the same time fails to provide for
his basic human needs . . . it transgresses the substantive limits on state action
set by the . . . Due Process Clause." Ibid . (emphasis added). We have expressly left
open whether, in a context in which the individual has not been deprived of the ability
to care for himself in the relevant respect, "something less than intentional conduct,
such as recklessness or 'gross negligence,' " can ever constitute a "deprivation"
under the Due Process Clause. Daniels, supra, at 334, n. 3. Needless to say, if it
is an open question whether recklessness can ever trigger due process protections,
there is no precedential support for a substantive-due-process right to be free from
reckless police conduct during a car chase.
To hold, as respondents urge, that all government conduct deliberately indifferent
to life, liberty, or property, violates the Due Process Clause would make " 'the Fourteenth
Amendment a font of tort law to be superimposed upon whatever systems may already
be administered by the States.' " Daniels, supra, at 332, quoting Paul v. Davis, 424
U.S. 693, 701 (1976) (other citation omitted). Here, for instance, it is not fair
to say that it was the police officer alone who "deprived" Lewis of his life. Though
the police car did run Lewis over, it was the driver of the motorcycle, Willard, who
dumped Lewis in the car's path by recklessly making a sharp left turn at high speed.
(Willard had the option of rolling to a gentle stop and showing the officer his license
and registration.) Surely Willard "deprived" Lewis of his life in every sense that
the police officer did. And if Lewis encouraged Willard to make the reckless turn,
Lewis himself would be responsible, at least in part, for his own death. Was there
contributory fault on the part of Willard or Lewis? Did the police officer have the
"last clear chance" to avoid the acci dent? Did Willard and Lewis, by fleeing from
the police, "assume the risk" of the accident? These are interesting questions of
tort law, not of constitutional governance. "Our Constitution deals with the large
concerns of the governors and the governed, but it does not purport to supplant traditional
tort law in laying down rules of conduct to regulate liability for injuries that attend
living together in society." Daniels, supra, at 332. As we have said many times, "the
Due Process Clause of the Fourteenth Amendment . . . does not transform every tort
committed by a state actor into a constitutional violation." DeShaney, supra, at 202
(citations omitted).
If the people of the State of California would prefer a system that renders police
officers liable for reckless driving during high-speed pursuits, "[t]hey may create
such a system . . . by changing the tort law of the State in accordance with the regular
lawmaking process." 489 U.S., at 203 . For now, they prefer not to hold public employees
"liable for civil damages on account of personal injury to or death of any person
or damage to property resulting from the operation, in the line of duty, of an authorized
emergency vehicle . . . when in the immediate pursuit of an actual or suspected violator
of the law." Cal. Veh. Code Ann. §17004 (West 1971). It is the prerogative of a self-governing
people to make that legislative choice. "Political society," as the Seventh Circuit
has observed, "must consider not only the risks to passengers, pedestrians, and other
drivers that high-speed chases engender, but also the fact that if police are forbidden
to pursue, then many more suspects will flee-and successful flights not only reduce
the number of crimes solved but also create their own risks for passengers and bystanders."
Mays v. City of East St. Louis , 123 F. 3d 999, 1003 (1997). In allocating such risks,
the people of California and their elected representatives may vote their consciences.
But for judges to overrule that democratically adopted policy judgment on the ground
that it shocks their consciences is not judicial review but judicial governance.
I would reverse the judgment of the Ninth Circuit, not on the ground that petitioners
have failed to shock my still, soft voice within, but on the ground that respondents
offer no textual or historical support for their alleged due process right. Accordingly,
I concur in the judgment of the Court.
Footnotes
[ Footnote 1 ] For those unfamiliar with classical music, I note that the exemplars
of excellence in the text are borrowed from Cole Porter's "You're the Top," copyright
1934.
[ Footnote 2 ] The proposition that "shocks-the-conscience" is a test applicable
only to executive action is original with today's opinion. That has never been suggested
in any of our cases, and in fact "shocks-the-conscience" was recited in at least one
opinion involving legislative action. See United States v. Salerno, 481 U.S. 739,
746 (1987) (in considering whether the Bail Reform Act of 1984 violated the Due Process
Clause, we said that "[s]o-called 'substantive due process' prevents the government
from engaging in conduct that 'shocks the conscience' "). I am of course happy to
accept whatever limitations the Court today is willing to impose upon the "shocks-the-conscience"
test, though it is a puzzlement why substantive due process protects some liberties
against executive officers but not against legislatures.