Constitutional Law Cases: Rehnquist Court, Mitchell v Helms
1990 - 1999
MITCHELL et al. v. HELMS et al.
certiorari to the united states court of appeals for the fifth circuit
No. 98-1648.
Argued December 1, 1999
Decided June 28, 2000
Chapter 2 of the Education Consolidation and Improvement Act of 1981 channels federal
funds via state educational agencies (SEA's) to local educational agencies (LEA's),
which in turn lend educational materials and equipment, such as library and media
materials and computer software and hardware, to public and private elementary and
secondary schools to implement "secular, neutral, and nonideological" programs. The
enrollment of each participating school determines the amount of Chapter 2 aid that
it receives. In an average year, about 30% of Chapter 2 funds spent in Jefferson Parish,
Louisiana, are allocated for private schools, most of which are Catholic or otherwise
religiously affiliated. Respondents filed suit alleging, among other things, that
Chapter 2, as applied in the parish, violated the First Amendment's Establishment
Clause. Agreeing, the Chief Judge of the District Court held, under Lemon v. Kurtzman,
403 U. S. 602, 612-613, that Chapter 2 had the primary effect of advancing religion
because the materials and equipment loaned to the Catholic schools were direct aid
and the schools were pervasively sectarian. He relied primarily on Meek v. Pittenger,
421 U. S. 349, and Wolman v. Walter, 433 U. S. 229, in which programs providing many
of the same sorts of materials and equipment as does Chapter 2 were struck down, even
though programs providing for the loan of public school textbooks to religious schools
were upheld. After the judge issued an order permanently excluding pervasively sectarian
schools in the parish from receiving any Chapter 2 materials or equipment, he retired.
Another judge then reversed that order, upholding Chapter 2 under, inter alia, Zobrest
v. Catalina Foothills School Dist., 509 U. S. 1, in which a public school district
was allowed to provide a sign-language interpreter to a deaf student at a Catholic
high school as part of a federal program for the disabled. While respondents' appeal
was pending, this Court decided Agostini v. Felton, 521 U. S. 203, approving a program
under Title I of the Elementary and Secondary Education Act of 1965 that provided
public employees to teach remedial classes at religious and other private schools.
Concluding that Agostini had neither directly overruled Meek and Wolman nor rejected
their distinction between textbooks and other in-kind aid, the Fifth Circuit relied
on those two cases to invalidate Chapter 2.
Held: The judgment is reversed.
151 F. 3d 347, reversed.
Justice Thomas, joined by The Chief Justice, Justice Scalia, and Justice Kennedy,
concluded that Chapter 2, as applied in Jefferson Parish, is not a law respecting
an establishment of religion simply because many of the private schools receiving
Chapter 2 aid in the parish are religiously affiliated. Pp. 7-38.
(a) In modifying the Lemon test--which asked whether a statute (1) has a secular
purpose, (2) has a primary effect of advancing or inhibiting religion, or (3) creates
an excessive entanglement between government and religion, see 403 U. S., at 612-613--Agostini
examined only the first and second of those factors, see 521 U. S., at 222-223, recasting
the entanglement inquiry as simply one criterion relevant to determining a statute's
effect, id., at 232-233. The Court also acknowledged that its cases had pared somewhat
the factors that could justify a finding of excessive entanglement. Id., at 233-234.
It then set out three primary criteria for determining a statute's effect: Government
aid has the effect of advancing religion if it (1) results in governmental indoctrination,
(2) defines its recipients by reference to religion, or (3) creates an excessive entanglement.
Id., at 233-234. In this case, the inquiry under Agostini's purpose and effect test
is a narrow one. Because the District Court's holding that Chapter 2 has a secular
purpose is not challenged, only Chapter 2's effect need be considered. Further, in
determining that effect, only the first two Agostini criteria need be considered,
because the District Court's holding that Chapter 2 does not create an excessive entanglement
is not challenged. Pp. 7-9.
(b) Whether governmental aid to religious schools results in religious indoctrination
ultimately depends on whether any indoctrination that occurs could reasonably be attributed
to governmental action. See, e.g., Agostini, 521 U. S., at 226. Moreover, the answer
to the indoctrination question will resolve the question whether an educational aid
program "subsidizes" religion. See id., at 230-231. In distinguishing between indoctrination
that is attributable to the State and indoctrination that is not, the Court has consistently
turned to the neutrality principle, upholding aid that is offered to a broad range
of groups or persons without regard to their religion. As a way of assuring neutrality,
the Court has repeatedly considered whether any governmental aid to a religious institution
results from the genuinely independent and private choices of individual parents,
e.g., id., at 226. Agostini's second primary criterion--whether an aid program defines
its recipients by reference to religion, 521 U. S., at 234--is closely related to
the first. It looks to the same facts as the neutrality inquiry, see id., at 225-226,
but uses those facts to answer a somewhat different question--whether the criteria
for allocating the aid create a financial incentive to undertake religious indoctrination,
id., at 231. Such an incentive is not present where the aid is allocated on the basis
of neutral, secular criteria that neither favor nor disfavor religion, and is made
available to both religious and secular beneficiaries on a nondiscriminatory basis.
Ibid. Pp. 9-15.
(c) Two rules offered by respondents to govern the determination whether Chapter
2 has the effect of advancing religion are rejected. Pp. 15-27.
(i) Respondents' chief argument--that direct, nonincidental aid to religious schools
is always impermissible--is inconsistent with this Court's more recent cases. The
purpose of the direct/indirect distinction is to present "subsidization" of religion,
and the Court's more recent cases address this concern through the principle of private
choice, as incorporated in the first Agostini criterion (i.e., whether any indoctrination
could be attributed to the government). If aid to schools, even "direct aid," is neutrally
available and, before reaching or benefiting any religious school, first passes through
the hands (literally or figuratively) of numerous private citizens who are free to
direct the aid elsewhere, the government has not provided any "support of religion."
Witters v. Washington Dept. of Servs. for Blind, 474 U. S. 481, 489. Although the
presence of private choice is easier to see when aid literally passes through individuals'
hands, there is no reason why the Establishment Clause requires such a form. Indeed,
Agostini expressly rejected respondents' absolute line. 521 U. S., at 225. To the
extent respondents intend their direct/indirect distinction to require that any aid
be literally placed in schoolchildren's hands rather than given directly to their
schools, Meek and Wolman, the cases on which they rely, demonstrate the irrelevance
of such formalism. Further, respondents' formalistic line breaks down in the application
to real-world programs. Whether a program is labeled "direct" or "indirect" is a rather
arbitrary choice that does not further the constitutional analysis. See Allen, supra,
at 243-245. Although "special Establishment Clause dangers" may exist when money is
given directly to religious schools, see, e.g., Rosenberger v. Rector and Visitors
of Univ. of Va., 515 U. S. 819, 842, such direct payments are not at issue here. Pp.
17-21.
(ii) Respondents' second argument--that provision to religious schools of aid that
is divertible to religious use is always impermissible--is also inconsistent with
the Court's more recent cases, particularly Zobrest, supra, at 18-23, and Witters
and is also unworkable. Meek and Wolman, on which respondents appear to rely for their
divertibility rule, offer little, if any, support for their rule. The issue is not
divertibility but whether the aid itself has an impermissible content. Where the aid
would be suitable for use in a public school, it is also suitable for use in any private
school. Similarly, the prohibition against the government providing impermissible
content resolves the Establishment Clause concerns that exist if aid is actually diverted
to religious uses. See, e.g., Agostini, supra, at 224-226. A concern for divertibility,
as opposed to improper content, is also misplaced because it is boundless--enveloping
all aid, no matter how trivial--and thus has only the most attenuated (if any) link
to any realistic concern for preventing an establishment of religion. Finally, any
aid, with or without content, is "divertible" in the sense that it allows schools
to "divert" resources. Yet the Court has not accepted the recurrent argument that
all aid is forbidden because aid to one aspect of an institution frees it to spend
its other resources on religious ends. E.g., Committee for Public Ed. and Religious
Liberty v. Regan, 444 U. S. 646, 658. Pp. 21-27.
(d) Additional factors cited by the dissent--including the concern for political
divisiveness that post-Aguilar cases have disregarded, see, e.g., Agostini, supra,
at 233-234, are rejected. In particular, whether a recipient school is pervasively
sectarian, a factor that has been disregarded in recent cases, e.g., Witters, supra,
is not relevant to the constitutionality of a school-aid program. Pp. 27-31.
(e) Applying the two relevant Agostini criteria reveals that there is no basis for
concluding that Jefferson Parish's Chapter 2 program has the effect of advancing religion.
First, Chapter 2 does not define its recipients by reference to religion, since aid
is allocated on the basis of neutral, secular criteria that neither favor nor disfavor
religion, and is made available to both religious and secular beneficiaries on a nondiscriminatory
basis. 521 U. S., at 231. There is no improper incentive because, under the statute,
aid is allocated based on school enrollment. Second, Chapter 2 does not result in
governmental indoctrination of religion. It determines eligibility for aid neutrally,
making a broad array of schools eligible without regard to their religious affiliations
or lack thereof. See id., at 225-226. It also allocates aid based on the private choices
of students and their parents as to which schools to attend. See id., at 222. Thus,
it is not problematic that Chapter 2 could fairly be described as providing "direct"
aid. Finally, the Chapter 2 aid provided to religious schools does not have an impermissible
content. The statute explicitly requires that such aid be "secular, neutral, and nonideological,"
and the record indicates that the Louisiana SEA and the Jefferson Parish LEA have
faithfully enforced this requirement insofar as relevant to this case. Although there
is evidence that equipment has been, or at least easily could be, diverted for use
in relgious classes, that evidence is not relevant to the constitutional analysis.
Scattered de minimis statutory violations of the restrictions on content, discovered
and remedied by the relevant authorities themselves before this litigation began almost
15 years ago, should not be elevated to such a level as to convert an otherwise unobjectionable
parishwide program into a law that has the effect of advancing religion. Pp. 31-37.
(f) To the extent that Meek and Wolman conflict with the foregoing analysis, they
are overruled. Pp. 37-38.
Justice O'Connor, joined by Justice Breyer, concluded that Agostini v. Felton, 521
U. S. 203, controls the constitutional inquiry presented here, and requires reversal
of the Fifth Circuit's judgment that the Chapter 2 program is unconstitutional as
applied in Jefferson Parish. To the extent Meek v. Pittenger, 421 U. S. 349, and Wolman
v. Walter, 433 U. S. 229, are inconsistent with the Court's judgment today, they should
be overruled. Pp. 1-33.
(a) The plurality announces a rule of unprecedented breadth for the evaluation of
Establishment Clause challenges to government school-aid programs. That rule is particularly
troubling because, first, its treatment of neutrality comes close to assigning that
factor singular importance in the future adjudication of Establishment Clause challenges
to school-aid programs. Although neutrality is important, see, e.g., Agostini, 521
U. S., at 228, 231-232, the Court has never held that a government-aid program passes
constitutional muster solely because of the neutral criteria it employs as a basis
for distributing aid. Rather, neutrality has heretofore been only one of several factors
the Court considers. See, e.g., id., at 226-228. Second, the plurality's approval
of actual diversion of government aid to religious indoctrination is in tension with
this Court's precedents. See, e.g., id., at 226-227. Actual diversion is constitutionally
impermissible. E.g., Bowen v. Kendrick, 487 U. S. 589, 621-622, 624. The Court should
not treat a per-capita-aid program like Chapter 2 the same as the true private choice
programs approved in Witters v. Washington Dept. of Servs. for Blind, 474 U. S. 481,
and Zobrest v. Catalina Foothills School Dist., 509 U. S. 1. Because Agostini represents
the Court's most recent attempt to devise a general framework for approaching questions
concerning neutral school-aid programs, and involved an Establishment Clause challenge
to a school-aid program closely related to the instant program, the Agostini criteria
should control here. Pp. 2-9.
(b) Under Agostini, the Court asks whether the government acted with the purpose
of advancing or inhibiting religion and whether the aid has the "effect" of doing
so. 521 U. S., at 222-223. The specific criteria used to determine an impermissible
effect have changed in recent cases, see id., at 223, which disclose three primary
criteria to guide the determination: (1) whether the aid results in governmental indoctrination,
(2) whether the program defines its recipients by reference to religion, and (3) whether
the aid creates an excessive entanglement between government and religion, id., at
234. Finally, the same criteria can be reviewed to determine whether a program constitutes
endorsement of religion. Id., at 235. Respondents neither question the Chapter 2 program's
secular purpose nor contend that it creates an excessive entanglement. Accordingly,
the Court need ask only whether Chapter 2, as applied in Jefferson Parish, results
in governmental indoctrination or defines its recipients by reference to religion.
It is clear that Chapter 2 does not so define aid recipients. Rather, it uses wholly
neutral and secular criteria to allocate aid to students enrolled in religious and
secular schools alike. As to the indoctrination inquiry, the Chapter 2 program bears
the same hallmarks of the program upheld in Agostini: Aid is allocated on the basis
of neutral, secular criteria; it is supplementary to, and does not supplant, non-federal
funds; no Chapter 2 funds reach the coffers of religious schools; the aid is secular;
evidence of actual diversion is de minimis; and the program includes adequate safeguards.
Regardless of whether these factors are constitutional requirements, they are sufficient
to find that the program at issue does not have the impermissible effect of advancing
religion. For the same reasons, the Chapter 2 program cannot reasonably be viewed
as an endorsement of religion. Pp. 9-14.
(c) Respondents' contentions that Agostini is distinguishable and that Meek and Wolman
are controlling here, must be rejected. Meek and Wolman created an inexplicable rift
within the Court's Establishment Clause jurisprudence. Those decisions adhered to
the prior holding in Board of Ed. of Central School Dist. No. 1 v. Allen, 392 U. S.
236, that statutes authorizing the lending of textbooks to religious school students
did not violate the Establishment Clause, see, e.g., Meek, 421 U. S., at 359-362 (plurality
opinion), but invalidated the lending of instructional materials and equipment to
religious schools, e.g., id., at 362-366, on the ground that any assistance in support
of the pervasively sectarian schools' educational missions would inevitably have the
impermissible effect of advancing religion, see, e.g., id., at 365-366. The irrationality
of this distinction is patent. See Wallace v. Jaffree, 472 U. S. 38, 110. Respondents'
assertion that materials and equipment, unlike textbooks, are reasonably divertible
to religious uses is rejected because it does not provide a logical distinction: An
educator can use virtually any instructional tool, even a textbook, to teach a religious
message. Pp. 14-22.
(d) The Court should follow the rule applied in the context of textbook lending programs:
To establish a First Amendment violation, plaintiffs must prove that the aid actually
is, or has been, used for religious purposes. See, e.g., Allen, supra, at 248. Agostini
and the cases on which it relied have undermined the assumptions underlying Meek and
Wolman. Agostini's definitive rejection of the presumption that public-school employees
teaching in religious schools would inevitably inculcate religion also stood for--or
at least strongly pointed to--the broader proposition that such presumptions of religious
indoctrination are normally inappropriate when evaluating neutral school-aid programs
under the Establishment Clause. Respondents' contentions that Agostini should be limited
to its facts, and that a presumption of religious inculcation for instructional materials
and equipment should be retained, must be rejected. The assumption that religious-school
instructors can abide by restrictions on the use of government-provided textbooks,
see Meek, supra, at 384, should extend to instructional materials and equipment. School
Dist. of Grand Rapids v. Ball, 473 U. S. 373, 399-400 (O'Connor, J., concurring in
judgment in part and dissenting in part), distinguished. Pp. 22-25.
(e) Respondents' contention that the actual administration of Chapter 2 in Jefferson
Parish violated the Establishment Clause is rejected. The limited evidence amassed
by respondents during 4 years of discovery (which began approximately 15 years ago)
is at best de minimis and therefore insufficient to affect the constitutional inquiry.
Their assertion that the government must have a failsafe mechanism capable of detecting
any instance of diversion was rejected in Agostini, supra, at 234. Because the presumption
adopted in Meek and Wolman respecting the use of instructional materials and equipment
by religious-school teachers should be abandoned, there is no constitutional need
for pervasive monitoring under the Chapter 2 program. Moreover, a review of the specific
safeguards employed under Chapter 2 at the federal, state, and local levels demonstrates
that they are constitutionally sufficient. Respondents' evidence does not demonstrate
any actual diversion, but, at most, proves the possibility of diversion in two isolated
instances. The evidence of violations of Chapter 2's supplantation and secular-content
restrictions is equally insignificant and, therefore, should be treated the same.
This Court has never declared an entire aid program unconstitutional on Establishment
Clause grounds solely because of violations on the miniscule scale of those at issue
here. The presence of so few examples tends to show not that the "no-diversion" rules
have failed, but that they have worked. Pp. 26-33.
Thomas, J., announced the judgment of the Court and delivered an opinion, in which
Rehnquist, C. J., and Scalia and Kennedy, JJ., joined. O'Connor, J., filed an opinion
concurring in the judgment, in which Breyer, J., joined. Souter, J., filed a dissenting
opinion, in which Stevens and Ginsburg, JJ., joined.
GUY MITCHELL, et al., PETITIONERS v.
MARY L. HELMS et al.
on writ of certiorari to the united states court of
appeals for the fifth circuit
[June 28, 2000]
Justice Thomas announced the judgment of the Court and delivered an opinion, in which
The Chief Justice, Justice Scalia, and Justice Kennedy join.
As part of a longstanding school aid program known as Chapter 2, the Federal Government
distributes funds to state and local governmental agencies, which in turn lend educational
materials and equipment to public and private schools, with the enrollment of each
participating school determining the amount of aid that it receives. The question
is whether Chapter 2, as applied in Jefferson Parish, Louisiana, is a law respecting
an establishment of religion, because many of the private schools receiving Chapter
2 aid in that parish are religiously affiliated. We hold that Chapter 2 is not such
a law.
I
A
Chapter 2 of the Education Consolidation and Improvement Act of 1981, Pub. L. 97-35,
95 Stat. 469, as amended, 20 U. S. C. §§7301-7373,1 has its origins in the Elementary
and Secondary Education Act of 1965 (ESEA), Pub. L. 89-10, 79 Stat. 27, 55, and is
a close cousin of the provision of the ESEA that we recently considered in Agostini
v. Felton, 521 U. S. 203 (1997). Like the provision at issue in Agostini, Chapter
2 channels federal funds to local educational agencies (LEA's), which are usually
public school districts, via state educational agencies (SEA's), to implement programs
to assist children in elementary and secondary schools. Among other things, Chapter
2 provides aid
"for the acquisition and use of instructional and educational materials, including
library services and materials (including media materials), assessments, reference
materials, computer software and hardware for instructional use, and other curricular
materials." 20 U. S. C. §7351(b)(2).
LEA's and SEA's must offer assistance to both public and private schools (although
any private school must be nonprofit). §§7312(a), 7372(a)(1). Participating private
schools receive Chapter 2 aid based on the number of children enrolled in each school,
see §7372(a)(1), and allocations of Chapter 2 funds for those schools must generally
be "equal (consistent with the number of children to be served) to expenditures for
programs . . . for children enrolled in the public schools of the [LEA]," §7372(b).
LEA's must in all cases "assure equitable participation" of the children of private
schools "in the purposes and benefits" of Chapter 2. §7372(a)(1); see §7372(b). Further,
Chapter 2 funds may only "supplement and, to the extent practical, increase the level
of funds that would ... be made available from non-Federal sources." §7371(b). LEA's
and SEA's may not operate their programs "so as to supplant funds from non-Federal
sources." Ibid.
Several restrictions apply to aid to private schools. Most significantly, the "services,
materials, and equipment" provided to private schools must be "secular, neutral, and
nonideological." §7372(a)(1). In addition, private schools may not acquire control
of Chapter 2 funds or title to Chapter 2 materials, equipment, or property. §7372(c)(1).
A private school receives the materials and equipment listed in §7351(b)(2) by submitting
to the LEA an application detailing which items the school seeks and how it will use
them; the LEA, if it approves the application, purchases those items from the school's
allocation of funds, and then lends them to that school.
In Jefferson Parish (the Louisiana governmental unit at issue in this case), as in
Louisiana as a whole, private schools have primarily used their allocations for nonrecurring
expenses, usually materials and equipment. In the 1986-1987 fiscal year, for example,
44% of the money budgeted for private schools in Jefferson Parish was spent by LEA's
for acquiring library and media materials, and 48% for instructional equipment. Among
the materials and equipment provided have been library books, computers, and computer
software, and also slide and movie projectors, overhead projectors, television sets,
tape recorders, VCR's, projection screens, laboratory equipment, maps, globes, filmstrips,
slides, and cassette recordings.2
It appears that, in an average year, about 30% of Chapter 2 funds spent in Jefferson
Parish are allocated for private schools. For the 1985-1986 fiscal year, 41 private
schools participated in Chapter 2. For the following year, 46 participated, and the
participation level has remained relatively constant since then. See App. 132a. Of
these 46, 34 were Roman Catholic; 7 were otherwise religiously affiliated; and 5 were
not religiously affiliated.
B
Respondents filed suit in December 1985, alleging, among other things, that Chapter
2, as applied in Jefferson Parish, violated the Establishment Clause of the First
Amendment of the Federal Constitution. The case's tortuous history over the next 15
years indicates well the degree to which our Establishment Clause jurisprudence has
shifted in recent times, while nevertheless retaining anomalies with which the lower
courts have had to struggle.
In 1990, after extended discovery, Chief Judge Heebe of the District Court for the
Eastern District of Louisiana granted summary judgment in favor of respondents. Helms
v. Cody, Civ. A. No. 85-5533, 1990 WL 36124 (Mar. 27), App. to Pet. for Cert. 137a.
He held that Chapter 2 violated the Establishment Clause because, under the second
part of our three-part test in Lemon v. Kurtzman, 403 U. S. 602, 612-613 (1971), the
program had the primary effect of advancing religion. Chapter 2 had such effect, in
his view, because the materials and equipment loaned to the Catholic schools were
direct aid to those schools and because the Catholic schools were, he concluded after
detailed inquiry into their doctrine and curriculum, "pervasively sectarian." App.
to Pet. for Cert. 151a. Chief Judge Heebe relied primarily on Meek v. Pittenger, 421
U. S. 349 (1975), and Wolman v. Walter, 433 U. S. 229 (1977), in which we held unconstitutional
programs that provided many of the same sorts of materials and equipment as does Chapter
2. In 1994, after having resolved the numerous other issues in the case, he issued
an order permanently excluding pervasively sectarian schools in Jefferson Parish from
receiving any Chapter 2 materials or equipment.
Two years later, Chief Judge Heebe having retired, Judge Livaudais received the case.
Ruling in early 1997 on postjudgment motions, he reversed the decision of former Chief
Judge Heebe and upheld Chapter 2, pointing to several significant changes in the legal
landscape over the previous seven years. Helms v. Cody, 1997 WL 35283 (Jan. 28), App.
to Pet. for Cert. 79a. In particular, Judge Livaudais cited our 1993 decision in Zobrest
v. Catalina Foothills School Dist., 509 U. S. 1, in which we held that a State could,
as part of a federal program for the disabled, provide a sign-language interpreter
to a deaf student at a Catholic high school.
Judge Livaudais also relied heavily on a 1995 decision of the Court of Appeals for
the Ninth Circuit, Walker v. San Francisco Unified School Dist., 46 F. 3d 1449, upholding
Chapter 2 on facts that he found "virtually indistinguishable." The Ninth Circuit
acknowledged in Walker, as Judge Heebe had in his 1990 summary judgment ruling, that
Meek and Wolman appeared to erect a constitutional distinction between providing textbooks
(permissible) and providing any other in-kind aid (impermissible). 46 F. 3d, at 1464-1465;
see Board of Ed. of Central School Dist. No. 1 v. Allen, 392 U. S. 236 (1968) (upholding
textbook program). The Court of Appeals viewed this distinction, however, as "thin"
and "unmoored from any Establishment Clause principles," and, more importantly, as
"rendered untenable" by subsequent cases, particularly Zobrest. 46 F. 3d, at 1465-1466.
These cases, in the Ninth Circuit's view, revived the principle of Allen and of Everson
v. Board of Ed. of Ewing,3 that "state benefits provided to all citizens without regard
to religion are constitutional." 46 F. 3d, at 1465. The Ninth Circuit also relied,
id., at 1467, on our observation in Board of Ed. of Kiryas Joel Village School Dist.
v. Grumet, 512 U. S. 687 (1994), that "we have frequently relied explicitly on the
general availability of any benefit provided religious groups or individuals in turning
aside Establishment Clause challenges," id., at 704. The Ninth Circuit purported to
distinguish Meek and Wolman based on the percentage of schools receiving aid that
were parochial (a large percentage in those cases and a moderate percentage in Walker),
46 F. 3d, at 1468, but that court undermined this distinction when it observed that
Meek also upheld "the massive provision of textbooks to parochial schools." 46 F.
3d, at 1468, n. 16. Thus, although the Ninth Circuit did not explicitly hold that
Meek and Wolman were no longer good law, its reasoning seemed to require that conclusion.
Finally, in addition to relying on our decision in Zobrest and the Ninth Circuit's
decision in Walker, Judge Livaudais invoked Rosenberger v. Rector and Visitors of
Univ. of Va., 515 U. S. 819 (1995), in which, a few months after Walker, we held that
the Establishment Clause does not require a public university to exclude a student-run
religious publication from assistance available to numerous other student-run publications.
Following Judge Livaudais's ruling, respondents appealed to the Court of Appeals
for the Fifth Circuit. While that appeal was pending, we decided Agostini, in which
we approved a program that, under Title I of the ESEA, provided public employees to
teach remedial classes at private schools, including religious schools. In so holding,
we overruled Aguilar v. Felton, 473 U. S. 402 (1985), and partially overruled School
Dist. of Grand Rapids v. Ball, 473 U. S. 373 (1985), both of which had involved such
a program.
The Fifth Circuit thus faced a dilemma between, on the one hand, the Ninth Circuit's
holding and analysis in Walker and our subsequent decisions in Rosenberger and Agostini,
and, on the other hand, our holdings in Meek and Wolman. To resolve the dilemma, the
Fifth Circuit abandoned any effort to find coherence in our case law or to divine
the future course of our decisions and instead focused on our particular holdings.
Helms v. Picard, 151 F. 3d 347, 371 (1998). It thought such an approach required not
only by the lack of coherence but also by Agostini's admonition to lower courts to
abide by any applicable holding of this Court even though that holding might seem
inconsistent with our subsequent decisions, see Agostini, 521 U. S., at 237. The Fifth
Circuit acknowledged that Agostini, by recognizing our rejection of the rule that
"all government aid that directly assists the educational function of religious schools
is invalid," id., at 225, had rejected a premise of Meek, but that court nevertheless
concluded that Agostini had neither directly overruled Meek and Wolman nor rejected
their distinction between textbooks and other in-kind aid. The Fifth Circuit therefore
concluded that Meek and Wolman controlled, and thus it held Chapter 2 unconstitutional.
We granted certiorari. 527 U. S. 1002 (1999).
II
The Establishment Clause of the First Amendment dictates that "Congress shall make
no law respecting an establishment of religion." In the over 50 years since Everson,
we have consistently struggled to apply these simple words in the context of governmental
aid to religious schools.4 As we admitted in Tilton v. Richardson, 403 U. S. 672 (1971),
"candor compels the acknowledgment that we can only dimly perceive the boundaries
of permissible government activity in this sensitive area." Id., at 678 (plur-
ality opinion); see id., at 671 (White, J., concurring in
judgment).
In Agostini, however, we brought some clarity to our case law, by overruling two
anomalous precedents (one in whole, the other in part) and by consolidating some of
our previously disparate considerations under a revised test. Whereas in Lemon we
had considered whether a statute (1) has a secular purpose, (2) has a primary effect
of advancing or inhibiting religion, or (3) creates an excessive entanglement between
government and religion, see 403 U. S., at 612-613, in Agostini we modified Lemon
for purposes of evaluating aid to schools and examined only the first and second factors,
see 521 U. S., at 222-223. We acknowledged that our cases discussing excessive entanglement
had applied many of the same considerations as had our cases discussing primary effect,
and we therefore recast Lemon's entanglement inquiry as simply one criterion relevant
to determining a statute's effect. Agostini, supra, at 232-233. We also acknowledged
that our cases had pared somewhat the factors that could justify a finding of excessive
entanglement. 521 U. S., at 233-234. We then set out revised criteria for determining
the effect of a statute:
"To summarize, New York City's Title I program does not run afoul of any of three
primary criteria we currently use to evaluate whether government aid has the effect
of advancing religion: It does not result in governmental indoctrination; define its
recipients by reference to religion; or create an excessive entanglement." Id., at
234.
In this case, our inquiry under Agostini's purpose and effect test is a narrow one.
Because respondents do not challenge the District Court's holding that Chapter 2 has
a secular purpose, and because the Fifth Circuit also did not question that holding,
cf. 151 F. 3d, at 369, n. 17, we will consider only Chapter 2's effect. Further, in
determining that effect, we will consider only the first two Agostini criteria, since
neither respondents nor the Fifth Circuit has questioned the District Court's holding,
App. to Pet. for Cert. 108a, that Chapter 2 does not create an excessive entanglement.
Considering Chapter 2 in light of our more recent case law, we conclude that it neither
results in religious indoctrination by the government nor defines its recipients by
reference to religion. We therefore hold that Chapter 2 is not a "law respecting an
establishment of religion." In so holding, we acknowledge what both the Ninth and
Fifth Circuits saw was inescapable--Meek and Wolman are anomalies in our case law.
We therefore conclude that they are no longer good law.
A
As we indicated in Agostini, and have indicated elsewhere, the question whether governmental
aid to religious schools results in governmental indoctrination is ultimately a question
whether any religious indoctrination that occurs in those schools could reasonably
be attributed to governmental action. See Agostini, supra, at 226 (quoting Zobrest,
509 U. S., at 10 (presence of sign-language interpreter in Catholic school " `cannot
be attributed to state decisionmaking' ") (emphasis added in Agostini)); 521 U. S.,
at 230 (question is whether "any use of [governmental] aid to indoctrinate religion
could be attributed to the State"); see also Rosenberger, 515 U. S., at 841-842; Witters
v. Washington Dept. of Servs. for Blind, 474 U. S. 481, 488-489 (1986); Mueller v.
Allen, 463 U. S. 388, 397 (1983); cf. Corporation of Presiding Bishop of Church of
Jesus Christ of Latter-day Saints v. Amos, 483 U. S. 327, 337 (1987) ("For a law to
have forbidden `effects' under Lemon, it must be fair to say that the government itself
has advanced religion through its own activities and influence"). We have also indicated
that the answer to the question of indoctrination will resolve the question whether
a program of educational aid "subsidizes" religion, as our religion cases use that
term. See Agostini, 521 U. S., at 230-231; see also id., at 230.
In distinguishing between indoctrination that is attributable to the State and indoctrination
that is not, we have consistently turned to the principle of neutrality, upholding
aid that is offered to a broad range of groups or persons without regard to their
religion. If the religious, irreligious, and areligious are all alike eligible for
governmental aid, no one would conclude that any indoctrination that any particular
recipient conducts has been done at the behest of the government. For attribution
of indoctrination is a relative question. If the government is offering assistance
to recipients who provide, so to speak, a broad range of indoctrination, the government
itself is not thought responsible for any particular indoctrination. To put the point
differently, if the government, seeking to further some legitimate secular purpose,
offers aid on the same terms, without regard to religion, to all who adequately further
that purpose, see Allen, 392 U. S., at 245-247 (discussing dual secular and religious
purposes of religious schools), then it is fair to say that any aid going to a religious
recipient only has the effect of furthering that secular purpose. The government,
in crafting such an aid program, has had to conclude that a given level of aid is
necessary to further that purpose among secular recipients and has provided no more
than that same level to religious recipients.
As a way of assuring neutrality, we have repeatedly considered whether any governmental
aid that goes to a religious institution does so "only as a result of the genuinely
independent and private choices of individuals." Agostini, supra, at 226 (internal
quotation marks omitted). We have viewed as significant whether the "private choices
of individual parents," as opposed to the "unmediated" will of government, Ball, 473
U. S., at 395, n. 13 (internal quotation marks omitted), determine what schools ultimately
benefit from the governmental aid, and how much. For if numerous private choices,
rather than the single choice of a government, determine the distribution of aid pursuant
to neutral eligibility criteria, then a government cannot, or at least cannot easily,
grant special favors that might lead to a religious establishment. Private choice
also helps guarantee neutrality by mitigating the preference for pre-existing recipients
that is arguably inherent in any governmental aid program, see, e.g., Gilder, The
Revitalization of Everything: The Law of the Microcosm, Harv. Bus. Rev. 49 (Mar./Apr.
1988), and that could lead to a program inadvertently favoring one religion or favoring
religious private schools in general over nonreligious ones.
The principles of neutrality and private choice, and their relationship to each other,
were prominent not only in Agostini, supra, at 225-226, 228, 230-232, but also in
Zobrest, Witters, and Mueller.5 The heart of our reasoning in Zobrest, upholding governmental
provision of a sign-language interpreter to a deaf student at his Catholic high school,
was as follows:
"The service at issue in this case is part of a general government program that distributes
benefits neutrally to any child qualifying as `disabled' under the [statute], without
regard to the `sectarian-nonsectarian, or public-nonpublic nature' of the school the
child attends. By according parents freedom to select a school of their choice, the
statute ensures that a government-paid interpreter will be present in a sectarian
school only as a result of the private decision of individual parents. In other words,
because the [statute] creates no financial incentive for parents to choose a sectarian
school, an interpreter's presence there cannot be attributed to state decisionmaking."
509 U. S., at 10.
As this passage indicates, the private choices helped to ensure neutrality, and neutrality
and private choices together eliminated any possible attribution to the government
even when the interpreter translated classes on Catholic doctrine.
Witters and Mueller employed similar reasoning. In Witters, we held that the Establishment
Clause did not bar a State from including within a neutral program providing tuition
payments for vocational rehabilitation a blind person studying at a Christian college
to become a pastor, missionary, or youth director. We explained:
"Any aid ... that ultimately flows to religious institutions does so only as a result
of the genuinely independent and private choices of aid recipients. Washington's program
is made available generally without regard to the sectarian-nonsectarian, or public-nonpublic
nature of the institution benefited and ... creates no financial incentive for students
to undertake sectarian education... . [T]he fact that aid goes to individuals means
that the decision to support religious education is made by the individual, not by
the State.
. . . . .
"[I]t does not seem appropriate to view any aid ultimately flowing to the Inland
Empire School of the Bible as resulting from a state action sponsoring or subsidizing
religion." 474 U. S., at 487-488 (footnote, citations, and internal quotation marks
omitted).6
Further, five Members of this Court, in separate opinions, emphasized both the importance
of neutrality and of private choices, and the relationship between the two. See id.,
at 490-491 (Powell, J., joined by Burger, C. J., and Rehnquist, J., concurring); id.,
at 493 (O'Connor, J., concurring in part and concurring in judgment); see also id.,
at 490 (White, J., concurring).
The tax deduction for educational expenses that we upheld in Mueller was, in these
respects, the same as the tuition grant in Witters. We upheld it chiefly because it
"neutrally provides state assistance to a broad spectrum of citizens," 463 U. S.,
at 398-399, and because "numerous, private choices of individual parents of school-age
children," id., at 399, determined which schools would benefit from the deductions.
We explained that "[w]here, as here, aid to parochial schools is available only as
a result of decisions of individual parents no `imprimatur of state approval' can
be deemed to have been conferred on any particular religion, or on religion generally."
Ibid. (citation omitted); see id., at 397 (neutrality indicates lack of state imprimatur).
Agostini's second primary criterion for determining the effect of governmental aid
is closely related to the first. The second criterion requires a court to consider
whether an aid program "define[s] its recipients by reference to religion." 521 U.
S., at 234. As we briefly explained in Agostini, id., at 230-231, this second criterion
looks to the same set of facts as does our focus, under the first criterion, on neutrality,
see id., at 225-226, but the second criterion uses those facts to answer a somewhat
different question--whether the criteria for allocating the aid "creat[e] a financial
incentive to undertake religious indoctrination." Id., at 231. In Agostini we set
out the following rule for answering this question:
"This incentive is not present, however, where the aid is allocated on the basis
of neutral, secular criteria that neither favor nor disfavor religion, and is made
available to both religious and secular beneficiaries on a nondiscriminatory basis.
Under such circumstances, the aid is less likely to have the effect of advancing religion."
Ibid.
The cases on which Agostini relied for this rule, and Agostini itself, make clear
the close relationship between this rule, incentives, and private choice. For to say
that a program does not create an incentive to choose religious schools is to say
that the private choice is truly "independent," Witters, 474 U. S., at 487. See Agostini,
supra, at 232 (holding that Title I did not create any impermissible incentive, because
its services were "available to all children who meet the Act's eligibility requirements,
no matter what their religious beliefs or where they go to school"); Zobrest, 509
U. S., at 10 (discussing, in successive sentences, neutrality, private choice, and
financial incentives, respectively); Witters, supra, at 488 (similar). When such an
incentive does exist, there is a greater risk that one could attribute to the government
any indoctrination by the religious schools. See Zobrest, supra, at 10.
We hasten to add, what should be obvious from the rule itself, that simply because
an aid program offers private schools, and thus religious schools, a benefit that
they did not previously receive does not mean that the program, by reducing the cost
of securing a religious education, creates, under Agostini's second criterion, an
"incentive" for parents to choose such an education for their children. For any aid
will have some such effect. See Allen, 392 U. S., at 244; Everson, 330 U. S., at 17;
see also Mueller, 463 U. S., at 399.
B
Respondents inexplicably make no effort to address Chapter 2 under the Agostini test.
Instead, dismissing Agostini as factually distinguishable, they offer two rules that
they contend should govern our determination of whether Chapter 2 has the effect of
advancing religion. They argue first, and chiefly, that "direct, nonincidental" aid
to the primary educational mission of religious schools is always impermissible. Second,
they argue that provision to religious schools of aid that is divertible to religious
use is similarly impermissible.7 Respondents' arguments are inconsistent with our
more recent case law, in particular Agostini and Zobrest, and we therefore reject
them.
1
Although some of our earlier cases, particularly Ball, 473 U. S., at 393-394, did
emphasize the distinction between direct and indirect aid, the purpose of this distinction
was merely to prevent "subsidization" of religion, see id., at 394. As even the dissent
all but admits, see post, at 22 (opinion of Souter, J.), our more recent cases address
this purpose not through the direct/indirect distinction but rather through the principle
of private choice, as incorporated in the first Agostini criterion (i.e., whether
any indoctrination could be attributed to the government). If aid to schools, even
"direct aid," is neutrally available and, before reaching or benefiting any religious
school, first passes through the hands (literally or figuratively) of numerous private
citizens who are free to direct the aid elsewhere, the government has not provided
any "support of religion," Witters, supra, at 489. See supra, at 10-11. Although the
presence of private choice is easier to see when aid literally passes through the
hands of individuals--which is why we have mentioned directness in the same breath
with private choice, see, e.g., Agostini, supra, at 226; Witters, supra, at 487; Mueller,
supra, at 399--there is no reason why the Establishment Clause requires such a form.
Indeed, Agostini expressly rejected the absolute line that respondents would have
us draw. We there explained that "we have departed from the rule relied on in Ball
that all government aid that directly assists the educational function of religious
schools is invalid." 521 U. S., at 225. Agostini relied primarily on Witters for this
conclusion and made clear that private choice and neutrality would resolve the concerns
formerly addressed by the rule in Ball. It was undeniable in Witters that the aid
(tuition) would ultimately go to the Inland Empire School of the Bible and would support
religious education. We viewed this arrangement, however, as no different from a government
issuing a paycheck to one of its employees knowing that the employee would direct
the funds to a religious institution. Both arrangements would be valid, for the same
reason: "[A]ny money that ultimately went to religious institutions did so `only as
a result of the genuinely independent and private choices of' individuals." Agostini,
supra, at 226 (quoting Witters, 474 U. S., at 487). In addition, the program in Witters
was neutral. 521 U. S., at 225 (quoting Witters, supra, at 487).
As Agostini explained, the same reasoning was at work in Zobrest, where we allowed
the government-funded interpreter to provide assistance at a Catholic school, "even
though she would be a mouthpiece for religious instruction," because the interpreter
was provided according to neutral eligibility criteria and private choice. 521 U.
S., at 226. Therefore, the religious messages interpreted by the interpreter could
not be attributed to the government, see ibid. (We saw no difference in Zobrest between
the government hiring the interpreter directly and the government providing funds
to the parents who then would hire the interpreter. 509 U. S., at 13, n. 11.) We rejected
the dissent's objection that we had never before allowed "a public employee to participate
directly in religious indoctrination." See id., at 18 (Blackmun, J., dissenting).
Finally, in Agostini itself, we used the reasoning of Witters and Zobrest to conclude
that remedial classes provided under Title I of the ESEA by public employees did not
impermissibly finance religious indoctrination. 521 U. S., at 228; see id., at 230-232.
We found it insignificant that students did not have to directly apply for Title I
services, that Title I instruction was provided to students in groups rather than
individually, and that instruction was provided in the facilities of the private schools.
Id., at 226-229.
To the extent that respondents intend their direct/indirect distinction to require
that any aid be literally placed in the hands of schoolchildren rather than given
directly to the school for teaching those same children, the very cases on which respondents
most rely, Meek and Wolman, demonstrate the irrelevance of such formalism. In Meek,
we justified our rejection of a program that loaned instructional materials and equipment
by, among other things, pointing out that the aid was loaned to the schools, and thus
was "direct aid." 421 U. S., at 362-363. The materials-and-equipment program in Wolman
was essentially identical, except that the State, in an effort to comply with Meek,
see Wolman, 433 U. S., at 233, 250, loaned the aid to the students. (The revised program
operated much like the one we upheld in Allen. Compare Wolman, supra, at 248, with
Allen, 392 U. S., at 243-245.) Yet we dismissed as "technical" the difference between
the two programs: "[I]t would exalt form over substance if this distinction were found
to justify a result different from that in Meek." 433 U. S., at 250. Wolman thus,
although purporting to reaffirm Meek, actually undermined that decision, as is evident
from the similarity between the reasoning of Wolman and that of the Meek dissent.
Compare Wolman, supra, at 250 (The "technical change in legal bailee" was irrelevant),
with Meek, supra, at 391 (Rehnquist, J., concurring in judgment in part and dissenting
in part) ("Nor can the fact that the school is the bailee be regarded as constitutionally
determinative"). That Meek and Wolman reached the same result, on programs that were
indistinguishable but for the direct/indirect distinction, shows that that distinction
played no part in Meek.
Further, respondents' formalistic line breaks down in the application to real-world
programs. In Allen, for example, although we did recognize that students themselves
received and owned the textbooks, we also noted that the books provided were those
that the private schools required for courses, that the schools could collect students'
requests for books and submit them to the board of education, that the schools could
store the textbooks, and that the textbooks were essential to the schools' teaching
of secular subjects. See 392 U. S., at 243-245. Whether one chooses to label this
program "direct" or "indirect" is a rather arbitrary choice, one that does not further
the constitutional analysis.
Of course, we have seen "special Establishment Clause dangers," Rosenberger, 515
U. S., at 842, when money is given to religious schools or entities directly rather
than, as in Witters and Mueller, indirectly. See 515 U. S., at 842 (collecting cases);
id., at 846-847 (O'Connor, J., concurring); see also Bowen v. Kendrick, 487 U. S.
589, 608-609 (1988); compare Committee for Public Ed. and Religious Liberty v. Regan,
444 U. S. 646 (1980), with Levitt v. Committee for Public Ed. & Religious Liberty,
413 U. S. 472 (1973).8 But direct payments of money are not at issue in this case,
and we refuse to allow a "special" case to create a rule for all cases.
2
Respondents also contend that the Establishment Clause requires that aid to religious
schools not be impermissibly religious in nature or be divertible to religious use.
We agree with the first part of this argument but not the second. Respondents' "no
divertibility" rule is inconsistent with our more recent case law and is unworkable.
So long as the governmental aid is not itself "unsuitable for use in the public schools
because of religious content," Allen, supra, at 245, and eligibility for aid is determined
in a constitutionally permissible manner, any use of that aid to indoctrinate cannot
be attributed to the government and is thus not of constitutional concern. And, of
course, the use to which the aid is put does not affect the criteria governing the
aid's allocation and thus does not create any impermissible incentive under Agostini's
second criterion.
Our recent precedents, particularly Zobrest, require us to reject respondents' argument.
For Zobrest gave no consideration to divertibility or even to actual diversion. Had
such things mattered to the Court in Zobrest, we would have found the case to be quite
easy--for striking down rather than, as we did, upholding the program--which is just
how the dissent saw the case. See, e.g., 509 U. S., at 18 (Blackmun, J., dissenting)
("Until now, the Court never has authorized a public employee to participate directly
in religious indoctrination"); id., at 22 ("[G]overnment crosses the boundary when
it furnishes the medium for communication of a religious message... . [A] state-employed
sign-language interpreter would serve as the conduit for James' religious education,
thereby assisting Salpointe [High School] in its mission of religious indoctrination");
id., at 23 (interpreter "is likely to place the imprimatur of governmental approval
upon the favored religion"); see generally id., at 18-23. Quite clearly, then, we
did not, as respondents do, think that the use
of governmental aid to further religious indoctrination
was synonymous with religious indoctrination by the government or that such use of
aid created any improper incentives.
Similarly, had we, in Witters, been concerned with divertibility or diversion, we
would have unhesitatingly, perhaps summarily, struck down the tuition-reimbursement
program, because it was certain that Witters sought to participate in it to acquire
an education in a religious career from a sectarian institution. Diversion was guaranteed.
Mueller took the same view as Zobrest and Witters, for we did not in Mueller require
the State to show that the tax deductions were only for the costs of education in
secular subjects. We declined to impose any such segregation requirement for either
the tuition-expense deductions or the deductions for items strikingly similar to those
at issue in Meek and Wolman, and here. See Mueller, 463 U. S., at 391, n. 2; see also
id., at 414 (Marshall, J., dissenting) ("The instructional materials which are subsidized
by the Minnesota tax deduction plainly may be used to inculcate religious values and
belief ").
Justice O'Connor acknowledges that the Court in Zobrest and Witters approved programs
that involved actual diversion. See post, at 6 (opinion concurring in judgment). The
dissent likewise does not deny that Witters involved actual diversion. See post, at
30, n. 16. The dissent does claim that the aid in Zobrest "was not considered divertible,"
post, at 30, n. 16, but the dissent in Zobrest, which the author of today's dissent
joined, understood the case otherwise. See supra, at 22. As that dissent made clear,
diversion is the use of government aid to further a religious message. See Zobrest,
supra, at 21-22 (Blackmun, J., dissenting); see also post, at 6, 23 (O'Connor, J.,
concurring in judgment). By that definition, the government-provided interpreter in
Zobrest was not only divertible, but actually diverted.
Respondents appear to rely on Meek and Wolman to establish their rule against "divertible"
aid. But those cases offer little, if any, support for respondents. Meek mentioned
divertibility only briefly in a concluding footnote, see 421 U. S., at 366, n. 16,
and that mention was, at most, peripheral to the Court's reasoning in striking down
the lending of instructional materials and equipment. The aid program in Wolman explicitly
barred divertible aid, 433 U. S., at 248-249, so a concern for divertibility could
not have been part of our reason for finding that program invalid.
The issue is not divertibility of aid but rather whether the aid itself has an impermissible
content. Where the aid would be suitable for use in a public school, it is also suitable
for use in any private school. Similarly, the prohibition against the government providing
impermissible content resolves the Establishment Clause concerns that exist if aid
is actually diverted to religious uses.9 In Agostini, we explained Zobrest by making
just this distinction between the content of aid and the use of that aid: "Because
the only government aid in Zobrest was the interpreter, who was herself not inculcating
any religious messages, no government indoctrination took place." 521 U. S., at 224
(second emphasis added). Agostini also acknowledged that what the dissenters in Zobrest
had charged was essentially true: Zobrest did effect a "shift ... in our Establishment
Clause law." 521 U. S., at 225. The interpreter herself, assuming that she fulfilled
her assigned duties, see id., at 224-225, had "no inherent religious significance,"
Allen, 392 U. S., at 244 (discussing bus rides in Everson), and so it did not matter
(given the neutrality and private choice involved in the program) that she "would
be a mouthpiece for religious instruction," Agostini, supra, at 226 (discussing Zobrest).
And just as a government interpreter does not herself inculcate a religious message--even
when she is conveying one--so also a government computer or overhead projector does
not itself inculcate a religious message, even when it is conveying one.
In Agostini itself, we approved the provision of public employees to teach secular
remedial classes in private schools partly because we concluded that there was no
reason to suspect that indoctrinating content would be part of such governmental aid.
See 521 U. S., at 223-225, 226-227, 234-235. Relying on Zobrest, we refused to presume
that the public teachers would " `inject religious content' " into their classes,
521 U. S., at 225, especially given certain safeguards that existed; we also saw no
evidence that they had done so, id., at 226-227.
In Allen we similarly focused on content, emphasizing that the textbooks were preapproved
by public school authorities and were not "unsuitable for use in the public schools
because of religious content." 392 U. S., at 245. See Lemon, 403 U. S., at 617 ("We
note that the dissenters in Allen seemed chiefly concerned with the pragmatic difficulties
involved in ensuring the truly secular content of the textbooks" (emphasis added)).
Although it might appear that a book, because it has a pre-existing content, is not
divertible, and thus that lack of divertibility motivated our holding in Allen, it
is hard to imagine any book that could not, in even moderately skilled hands, serve
to illustrate a religious message.10 Post, at 20 (O'Connor, J., concurring in judgment)
(agreeing with this point). Indeed, the plaintiffs in Walker essentially conceded
as much. 46 F. 3d, at 1469, n. 17. A teacher could, for example, easily use Shakespeare's
King Lear, even though set in pagan times, to illustrate the Fourth Commandment. See
Exodus 20:12 ("Honor your father and your mother"). Thus, it is a non-sequitur for
the dissent to contend that the textbooks in Allen were "not readily divertible to
religious teaching purposes" because they "had a known and fixed secular content."
Post, at 28.
A concern for divertibility, as opposed to improper content, is misplaced not only
because it fails to explain why the sort of aid that we have allowed is permissible,
but also because it is boundless--enveloping all aid, no matter how trivial--and thus
has only the most attenuated (if any) link to any realistic concern for preventing
an "establishment of religion." Presumably, for example, government-provided lecterns,
chalk, crayons, pens, paper, and paintbrushes would have to be excluded from religious
schools under respondents' proposed rule. But we fail to see how indoctrination by
means of (i.e., diversion of) such aid could be attributed to the government. In fact,
the risk of improper attribution is less when the aid lacks content, for there is
no risk (as there is with books), of the government inadvertently providing improper
content. See Allen, supra, at 255-262 (Douglas, J., dissenting). Finally, any aid,
with or without content, is "divertible" in the sense that it allows schools to "divert"
resources. Yet we have " `not accepted the recurrent argument that all aid is forbidden
because aid to one aspect of an institution frees it to spend its other resources
on religious ends.' " Regan, 444 U. S., at 658 (quoting Hunt v. McNair, 413 U. S.
734, 743 (1973)).
It is perhaps conceivable that courts could take upon themselves the task of distinguishing
among the myriad kinds of possible aid based on the ease of diverting each kind. But
it escapes us how a court might coherently draw any such line. It not only is far
more workable, but also is actually related to real concerns about preventing advancement
of religion by government, simply to require, as did Zobrest, Agostini, and Allen,
that a program of aid to schools not provide improper content and that it determine
eligibility and allocate the aid on a permissible
basis.11
C
The dissent serves up a smorgasbord of 11 factors that, depending on the facts of
each case "in all its particularity," post, at 11, could be relevant to the constitutionality
of a school-aid program. And those 11 are a bare minimum. We are reassured that there
are likely more.12 See post, at 19, 22. Presumably they will be revealed in future
cases, as needed, but at least one additional factor is evident from the dissent itself:
The dissent resurrects the concern for political divisiveness that once occupied the
Court but that post-Aguilar cases have rightly disregarded. Compare post, at 1, 6,
36, 37, 45, n. 27, with Agostini, supra, at 233-234; Bowen, 487 U. S., at 617, n.
14; Amos, 483 U. S., at 339-340, n. 17. As Justice O'Connor explained in dissent in
Aguilar: "It is curious indeed to base our interpretation of the Constitution on speculation
as to the likelihood of a phenomenon which the parties may create merely by prosecuting
a lawsuit." 473 U. S., at 429. While the dissent delights in the perverse chaos that
all these factors produce, post, at 34; see also post, at 2, 19-20, the Constitution
becomes unnecessarily clouded, and legislators, litigants, and lower courts groan,
as the history of this case amply demonstrates. See Part I-B, supra.
One of the dissent's factors deserves special mention: whether a school that receives
aid (or whose students receive aid) is pervasively sectarian. The dissent is correct
that there was a period when this factor mattered, particularly if the pervasively
sectarian school was a primary or secondary school. Post, at 19-22, 28-29, 33, 38-41.
But that period is one that the Court should regret, and it is thankfully long past.
There are numerous reasons to formally dispense with this factor. First, its relevance
in our precedents is in sharp decline. Although our case law has consistently mentioned
it even in recent years, we have not struck down an aid program in reliance on this
factor since 1985, in Aguilar and Ball. Agostini of course overruled Aguilar in full
and Ball in part, and today Justice O'Connor distances herself from the part of Ball
with which she previously agreed, by rejecting the distinction between public and
private employees that was so prominent in Agostini. Compare post, at 23-25, 29 (opinion
concurring in judgment), with Agostini, supra, at 223-225, 234-235. In Witters, a
year after Aguilar and Ball, we did not ask whether the Inland Empire School of the
Bible was pervasively sectarian. In Bowen, a 1988 decision, we refused to find facially
invalid an aid program (although one not involving schools) whose recipients had,
the District Court found, included pervasively sectarian institutions. See 487 U.
S., at 636, 647, 648 (Blackmun, J., dissenting). Although we left it open on remand
for the District Court to reaffirm its prior finding, we took pains to emphasize the
narrowness of the "pervasively sectarian" category, see id., at 620-621 (opinion of
the Court), and two Members of the majority questioned whether this category was "well-founded,"
id., at 624 (Kennedy, J., joined by Scalia, J., concurring). Then, in Zobrest and
Agostini, we upheld aid programs to children who attended schools that were not only
pervasively sectarian but also were primary and secondary. Zobrest, in turning away
a challenge based on the pervasively sectarian nature of Salpointe Catholic High School,
emphasized the presence of private choice and the absence of government-provided sectarian
content. 509 U. S., at 13. Agostini, in explaining why the aid program was constitutional,
did not bother to mention that pervasively sectarian schools were at issue,13 see
521 U. S., at 226-235, a fact that was not lost on the dissent, see id., at 249 (opinion
of Souter, J.). In disregarding the nature of the school, Zobrest and Agostini were
merely returning to the approach of Everson and Allen, in which the Court upheld aid
programs to students at pervasively sectarian schools. See post, at 8-9, 20 (Souter,
J., dissenting) (noting this fact regarding Everson); Allen, 392 U. S., at 251-252
(Black, J., dissenting); id., at 262-264, 269-270, n. (Douglas, J., dissenting).
Second, the religious nature of a recipient should not matter to the constitutional
analysis, so long as the recipient adequately furthers the government's secular purpose.
See supra, at 10. If a program offers permissible aid to the religious (including
the pervasively sectarian), the areligious, and the irreligious, it is a mystery which
view of religion the government has established, and thus a mystery what the constitutional
violation would be. The pervasively sectarian recipient has not received any special
favor, and it is most bizarre that the Court would, as the dissent seemingly does,
reserve special hostility for those who take their religion seriously, who think that
their religion should affect the whole of their lives, or who make the mistake of
being effective in transmitting their views to children.
Third, the inquiry into the recipient's religious views required by a focus on whether
a school is pervasively sectarian is not only unnecessary but also offensive. It is
well established, in numerous other contexts, that courts should refrain from trolling
through a person's or institution's religious beliefs. See Employment Div., Dept.
of Human Resources of Ore. v. Smith, 494 U. S. 872, 887 (1990) (collecting cases).
Yet that is just what this factor requires, as was evident before the District Court.
Although the dissent welcomes such probing, see post, at 39-41, we find it profoundly
troubling. In addition, and related, the application of the "pervasively sectarian"
factor collides with our decisions that have prohibited governments from discriminating
in the distribution of public benefits based upon religious status or sincerity. See
Rosenberger v. Rector and Visitors of Univ. of Va., 515 U. S. 819 (1995); Lamb's Chapel
v. Center Moriches Union Free School Dist., 508 U. S. 384 (1993); Widmar v. Vincent,
454 U. S. 263 (1981).
Finally, hostility to aid to pervasively sectarian schools has a shameful pedigree
that we do not hesitate to disavow. Cf. Chicago v. Morales, 527 U. S. 41, 53-54, n.
20 (1999) (plurality opinion). Although the dissent professes concern for "the implied
exclusion of the less favored," post, at 1, the exclusion of pervasively sectarian
schools from government-aid programs is just that, particularly given the history
of such exclusion. Opposition to aid to "sectarian" schools acquired prominence in
the 1870's with Congress's consideration (and near passage) of the Blaine Amendment,
which would have amended the Constitution to bar any aid to sectarian institutions.
Consideration of the amendment arose at a time of pervasive hostility to the Catholic
Church and to Catholics in general, and it was an open secret that "sectarian" was
code for "Catholic." See generally Green, The Blaine Amendment Reconsidered, 36 Am.
J. Legal Hist. 38 (1992). Notwithstanding its history, of course, "sectarian" could,
on its face, describe the school of any religious sect, but the Court eliminated this
possibility of confusion when, in Hunt v. McNair, 413 U. S., at 743, it coined the
term "pervasively sectarian"--a term which, at that time, could be applied almost
exclusively to Catholic parochial schools and which even today's dissent exemplifies
chiefly by reference to such schools. See post, at 20-21, 39-41 (Souter, J., dissenting).
In short, nothing in the Establishment Clause requires the exclusion of pervasively
sectarian schools from otherwise permissible aid programs, and other doctrines of
this Court bar it. This doctrine, born of bigotry, should be buried now.
III
Applying the two relevant Agostini criteria, we see no basis for concluding that
Jefferson Parish's Chapter 2 program "has the effect of advancing religion." Agostini,
supra, at 234. Chapter 2 does not result in governmental indoctrination, because it
determines eligibility for aid neutrally, allocates that aid based on the private
choices of the parents of schoolchildren, and does not provide aid that has an impermissible
content. Nor does Chapter 2 define its recipients by reference to religion.
Taking the second criterion first, it is clear that Chapter 2 aid "is allocated on
the basis of neutral, secular criteria that neither favor nor disfavor religion, and
is made available to both religious and secular beneficiaries on a nondiscriminatory
basis." Agostini, supra, at 231. Aid is allocated based on enrollment: "Private schools
receive Chapter 2 materials and equipment based on the per capita number of students
at each school," Walker, 46 F. 3d, at 1464, and allocations to private schools must
"be equal (consistent with the number of children to be served) to expenditures for
programs under this subchapter for children enrolled in the public schools of the
[LEA]," 20 U. S. C. §7372(b). LEA's must provide Chapter 2 materials and equipment
for the benefit of children in private schools "[t]o the extent consistent with the
number of children in the school district of [an LEA] ... who are enrolled in private
nonprofit elementary and secondary schools." §7372(a)(1). See App. to Pet. for Cert.
87a (District Court, recounting testimony of head of Louisiana's Chapter 2 program
that LEA's are told that " `for every dollar you spend for the public school student,
you spend the same dollar for the non-public school student' "); §§7372(a)(1) and
(b) (children in private schools must receive "equitable participation"). The allocation
criteria therefore create no improper incentive. Chapter 2 does, by statute, deviate
from a pure per capita basis for allocating aid to LEA's, increasing the per-pupil
allocation based on the number of children within an LEA who are from poor families,
reside in poor areas, or reside in rural areas. §§7312(a)-(b). But respondents have
not contended, nor do we have any reason to think, that this deviation in the allocation
to the LEA's leads to deviation in the allocation among schools within each LEA, see
§§7372(a)-(b), and, even if it did, we would not presume that such a deviation created
any incentive one way or the other with regard to religion.
Chapter 2 also satisfies the first Agostini criterion. The program makes a broad
array of schools eligible for aid without regard to their religious affiliations or
lack thereof. §7372; see §7353(a)(3). We therefore have no difficulty concluding that
Chapter 2 is neutral with regard to religion. See Agostini, supra, at 225-226. Chapter
2 aid also, like the aid in Agostini, Zobrest, and Witters, reaches participating
schools only "as a consequence of private decisionmaking." Agostini, supra, at 222.
Private decisionmaking controls because of the per capita allocation scheme, and those
decisions are independent because of the program's neutrality. See 521 U. S. at 226.
It is the students and their parents--not the government--who, through their choice
of school, determine who receives Chapter 2 funds. The aid follows the child.
Because Chapter 2 aid is provided pursuant to private choices, it is not problematic
that one could fairly describe Chapter 2 as providing "direct" aid. The materials
and equipment provided under Chapter 2 are presumably used from time to time by entire
classes rather than by individual students (although individual students are likely
the chief consumers of library books and, perhaps, of computers and computer software),
and students themselves do not need to apply for Chapter 2 aid in order for their
schools to receive it, but, as we explained in Agostini, these traits are not constitutionally
significant or meaningful. See id., at 228-229. Nor, for reasons we have already explained,
is it of constitutional significance that the schools themselves, rather than the
students, are the bailees of the Chapter 2 aid. The ultimate beneficiaries of Chapter
2 aid are the students who attend the schools that receive that aid, and this is so
regardless of whether individual students lug computers to school each day or, as
Jefferson Parish has more sensibly provided, the schools receive the computers. Like
the Ninth Circuit, and unlike the dissent, post, at 22, we "see little difference
in loaning science kits to students who then bring the kits to school as opposed to
loaning science kits to the school directly." Walker, supra, at 1468, n. 16; see Allen,
392 U. S., at 244, n. 6.
Finally, Chapter 2 satisfies the first Agostini criterion because it does not provide
to religious schools aid that has an impermissible content. The statute explicitly
bars anything of the sort, providing that all Chapter 2 aid for the benefit of children
in private schools shall be "secular, neutral, and nonideological," §7372(a)(1), and
the record indicates that the Louisiana SEA and the Jefferson Parish LEA have faithfully
enforced this requirement insofar as relevant to this case. The chief aid at issue
is computers, computer software, and library books. The computers presumably have
no pre-existing content, or at least none that would be impermissible for use in public
schools. Respondents do not contend otherwise. Respondents also offer no evidence
that religious schools have received software from the government that has an impermissible
content.
There is evidence that equipment has been, or at least easily could be, diverted
for use in religious classes. See, e.g., App. 108a, 118a, 205a-207a. Justice O'Connor,
however, finds the safeguards against diversion adequate to prevent and detect actual
diversion. Post, at 27, 33 (opinion concurring in judgment). The safeguards on which
she relies reduce to three: (1) signed assurances that Chapter 2 aid will be used
only for secular, neutral, and nonideological purposes, (2) monitoring visits, and
(3) the requirement that equipment be labeled as belonging to Chapter 2.14 As to the
first, Justice O'Connor rightly places little reliance on it. Post, at 27. As to the
second, monitoring by SEA and LEA officials is highly unlikely to prevent or catch
diversion.15 As to the third, compliance with the labeling requirement is haphazard,
see App. 113a, and, even if the requirement were followed, we fail to see how a label
prevents diversion.16 In addition, we agree with the dissent that there is evidence
of actual diversion and that, were the safeguards anything other than anemic, there
would almost certainly be more such evidence. See post, at 38, 42-46.17 In any event,
for reasons we discussed in Part II-B-2, supra, the evidence of actual diversion and
the weakness of the safeguards against actual diversion are not relevant to the constitutional
inquiry, whatever relevance they may have under the statute and regulations.
Respondents do, however, point to some religious books that the LEA improperly allowed
to be loaned to several religious schools, and they contend that the monitoring programs
of the SEA and the Jefferson Parish LEA are insufficient to prevent such errors. The
evidence, however, establishes just the opposite, for the improper lending of library
books occurred--and was discovered and remedied--before this litigation began almost
15 years ago.18 In other words, the monitoring system worked. See post, at 32 (O'Connor,
J., concurring in judgment). Further, the violation by the LEA and the private schools
was minor and, in the view of the SEA's coordinator, inadvertent. See App. 122a. There
were approximately 191 improper book requests over three years (the 1982-1983 through
1984-1985 school years); these requests came from fewer than half of the 40 private
schools then participating; and the cost of the 191 books amounted to "less than one
percent of the total allocation over all those years." Id., at 132a-133a.
The District Court found that prescreening by the LEA coordinator of requested library
books was sufficient to prevent statutory violations, see App. to Pet. for Cert. 107a,
and the Fifth Circuit did not disagree. Further, as noted, the monitoring system appears
adequate to catch those errors that do occur. We are unwilling to elevate scattered
de minimis statutory violations, discovered and remedied by the relevant authorities
themselves prior to any litigation, to such a level as to convert an otherwise unobjectionable
parishwide program into a law that has the effect of advancing religion.
IV
In short, Chapter 2 satisfies both the first and second primary criteria of Agostini.
It therefore does not have the effect of advancing religion. For the same reason,
Chapter 2 also "cannot reasonably be viewed as an endorsement of religion," Agostini,
supra, at 235. Accordingly, we hold that Chapter 2 is not a law respecting an establishment
of religion. Jefferson Parish need not exclude religious schools from its Chapter
2 program.19 To the extent that Meek and Wolman conflict with this holding, we overrule
them.
Our conclusion regarding Meek and Wolman should come as no surprise. The Court as
early as Wolman itself left no doubt that Meek and Allen were irreconcilable, see
433 U. S., at 251, n. 18, and we have repeatedly reaffirmed Allen since then, see,
e.g., Agostini, supra, at 231. (In fact, Meek, in discussing the materials-and-equipment
program, did not even cite Allen. See Meek, 421 U. S., at 363-366.) Less than three
years after Wolman, we explained that Meek did not, despite appearances, hold that
"all loans of secular instructional material and equipment inescapably have the effect
of direct advancement of religion." Regan, 444 U. S., at 661-662 (internal quotation
marks omitted). Then, in Mueller, we conceded that the aid at issue in Meek and Wolman
did "resembl[e], in many respects," the aid that we had upheld in Everson and Allen.
463 U. S., at 393, and n. 3; see id., at 402, n. 10; see also id., at 415 (Marshall,
J., dissenting) (viewing Allen as incompatible with Meek and Wolman, and the distinction
between textbooks and other instructional materials as "simply untenable"). Most recently,
Agostini, in rejecting Ball's assumption that "all government aid that directly assists
the educational function of religious schools is invalid," Agostini, supra, at 225,
necessarily rejected a large portion (perhaps all, see Ball, 473 U. S., at 395) of
the reasoning of Meek and Wolman in invalidating the lending of materials and equipment,
for Ball borrowed that assumption from those cases. See 521 U. S., at 220-221 (Shared
Time program at issue in Ball was "surely invalid ... [g]iven the holdings in Meek
and Wolman" regarding instructional materials and equipment). Today we simply acknowledge
what has long been evident and was evident to the Ninth and Fifth Circuits and to
the District Court.
The judgment of the Fifth Circuit is reversed.
It is so ordered.
GUY MITCHELL, et al., PETITIONERS v.
MARY L. HELMS et al.
on writ of certiorari to the united states court of
appeals for the fifth circuit
[June 28, 2000]
Justice O'Connor, with whom Justice Breyer joins, concurring in the judgment.
In 1965, Congress passed the Elementary and Secondary Education Act, 79 Stat. 27
(1965 Act). Under Title I, Congress provided monetary grants to States to address
the needs of educationally deprived children of low-income families. Under Title II,
Congress provided further monetary grants to States for the acquisition of library
resources, textbooks, and other instructional materials for use by children and teachers
in public and private elementary and secondary schools. Since 1965, Congress has reauthorized
the Title I and Title II programs several times. Three Terms ago, we held in Agostini
v. Felton, 521 U. S. 203 (1997), that Title I, as applied in New York City, did not
violate the Establishment Clause. I believe that Agostini likewise controls the constitutional
inquiry respecting Title II presented here, and requires the reversal of the Court
of Appeals' judgment that the program is unconstitutional as applied in Jefferson
Parish, Louisiana. To the extent our decisions in Meek v. Pittenger, 421 U. S. 349
(1975), and Wolman v. Walter, 433 U. S. 229 (1977), are inconsistent with the Court's
judgment today, I agree that those decisions should be overruled. I therefore concur
in the judgment.
I
I write separately because, in my view, the plurality announces a rule of unprecedented
breadth for the evaluation of Establishment Clause challenges to government school-aid
programs. Reduced to its essentials, the plurality's rule states that government aid
to religious schools does not have the effect of advancing religion so long as the
aid is offered on a neutral basis and the aid is secular in content. The plurality
also rejects the distinction between direct and indirect aid, and holds that the actual
diversion of secular aid by a religious school to the advancement of its religious
mission is permissible. Although the expansive scope of the plurality's rule is troubling,
two specific aspects of the opinion compel me to write separately. First, the plurality's
treatment of neutrality comes close to assigning that factor singular importance in
the future adjudication of Establishment Clause challenges to government school-aid
programs. Second, the plurality's approval of actual diversion of government aid to
religious indoctrination is in tension with our precedents and, in any event, unnecessary
to decide the instant case.
The clearest example of the plurality's near-absolute position with respect to neutrality
is found in its following statement:
"If the religious, irreligious, and areligious are all alike eligible for governmental
aid, no one would conclude that any indoctrination that any particular recipient conducts
has been done at the behest of the government. For attribution of indoctrination is
a relative question. If the government is offering assistance to recipients who provide,
so to speak, a broad range of indoctrination, the government itself is not thought
responsible for any particular indoctrination. To put the point differently, if the
government, seeking to further some legitimate secular purpose, offers aid on the
same terms, without regard to religion, to all who adequately further that purpose,
then it is fair to say that any aid going to a religious recipient only has the effect
of furthering that secular purpose." Ante, at 10 (citation omitted).
I agree with Justice Souter that the plurality, by taking such a stance, "appears
to take evenhandedness neutrality and in practical terms promote it to a single and
sufficient test for the establishment constitutionality of school aid." Post, at 35.
I do not quarrel with the plurality's recognition that neutrality is an important
reason for upholding government-aid programs against Establishment Clause challenges.
Our cases have described neutrality in precisely this manner, and we have emphasized
a program's neutrality repeatedly in our decisions approving various forms of school
aid. See, e.g., Agostini, supra, at 228, 231-232; Zobrest v. Catalina Foothills School
Dist., 509 U. S. 1, 10 (1993); Witters v. Washington Dept. of Servs. for Blind, 474
U. S. 481, 487-488 (1986); id., at 493 (O'Connor, J., concurring in part and concurring
in judgment); Mueller v. Allen, 463 U. S. 388, 397-399 (1983). Nevertheless, we have
never held that a government-aid program passes constitutional muster solely because
of the neutral criteria it employs as a basis for distributing aid. For example, in
Agostini, neutrality was only one of several factors we considered in determining
that New York City's Title I program did not have the impermissible effect of advancing
religion. See 521 U. S., at 226-228 (noting lack of evidence of inculcation of religion
by Title I instructors, legal requirement that Title I services be supplemental to
regular curricula, and that no Title I funds reached religious schools' coffers).
Indeed, given that the aid in Agostini had secular content and was distributed on
the basis of wholly neutral criteria, our consideration of additional factors demonstrates
that the plurality's rule does not accurately describe our recent Establishment Clause
jurisprudence. See also Zobrest, supra, at 10, 12-13 (noting that no government funds
reached religious school's coffers, aid did not relieve school of expense it otherwise
would have assumed, and aid was not distributed to school but to the child).
Justice Souter provides a comprehensive review of our Establishment Clause cases
on government aid to religious institutions that is useful for its explanation of
the various ways in which we have used the term "neutrality" in our decisions. See
post, at 12-17. Even if we at one time used the term "neutrality" in a descriptive
sense to refer to those aid programs characterized by the requisite equipoise between
support of religion and antagonism to religion, Justice Souter's discussion convincingly
demonstrates that the evolution in the meaning of the term in our jurisprudence is
cause to hesitate before equating the neutrality of recent decisions with the neutrality
of old. As I have previously explained, neutrality is important, but it is by no means
the only "axiom in the history and precedent of the Establishment Clause." Rosenberger
v. Rector and Visitors of Univ. of Va., 515 U. S. 819, 846 (1995) (concurring opinion).
Thus, I agree with Justice Souter's conclusion that our "most recent use of `neutrality'
to refer to generality or evenhandedness of distribution ... is relevant in judging
whether a benefit scheme so characterized should be seen as aiding a sectarian school's
religious mission, but this neutrality is not alone sufficient to qualify the aid
as constitutional." Post, at 17-18.
I also disagree with the plurality's conclusion that actual diversion of government
aid to religious indoctrination is consistent with the Establishment Clause. See ante,
at 21-27. Although "[o]ur cases have permitted some government funding of secular
functions performed by sectarian organizations," our decisions "provide no precedent
for the use of public funds to finance religious activities." Rosenberger, supra,
at 847 (O'Connor, J., concurring). At least two of the decisions at the heart of today's
case demonstrate that we have long been concerned that secular government aid not
be diverted to the advancement of religion. In both Agostini, our most recent school-aid
case, and Board of Ed. of Central School Dist. No. 1 v. Allen, 392 U. S. 236 (1968),
we rested our approval of the relevant programs in part on the fact that the aid had
not been used to advance the religious missions of the recipient schools. See Agostini,
supra, at 226-227 ("[N]o evidence has ever shown that any New York City Title I instructor
teaching on parochial school premises attempted to inculcate religion in students");
Allen, supra, at 248 ("Nothing in this record supports the proposition that all textbooks,
whether they deal with mathematics, physics, foreign languages, history, or literature,
are used by the parochial schools to teach religion"). Of course, our focus on the
lack of such evidence would have been entirely unnecessary if we had believed that
the Establishment Clause permits the actual diversion of secular government aid to
religious indoctrination. Our decision in Bowen v. Kendrick, 487 U. S. 589 (1988),
also demonstrates that actual diversion is constitutionally impermissible. After concluding
that the government-aid program in question was constitutional on its face, we remanded
the case so that the District Court could determine, after further factual development,
whether aid recipients had used the government aid to support their religious objectives.
See id., at 621-622; id., at 624 (Kennedy, J., concurring) ("[T]he only purpose of
further inquiring whether any particular grantee institution is pervasively sectarian
is as a preliminary step to demonstrating that the funds are in fact being used to
further religion"). The remand would have been unnecessary if, as the plurality contends,
actual diversion were irrelevant under the Establishment Clause.
The plurality bases its holding that actual diversion is permissible on Witters and
Zobrest. Ante, at 21-22. Those decisions, however, rested on a significant factual
premise missing from this case, as well as from the majority of cases thus far considered
by the Court involving Establishment Clause challenges to school-aid programs. Specifically,
we decided Witters and Zobrest on the understanding that the aid was provided directly
to the individual student who, in turn, made the choice of where to put that aid to
use. See Witters, 474 U. S., at 488; Zobrest, 509 U. S., at 10, 12. Accordingly, our
approval of the aid in both cases relied to a significant extent on the fact that
"[a]ny aid ... that ultimately flows to religious institutions does so only as a result
of the genuinely independent and private choices of aid recipients." Witters, supra,
at 487; see Zobrest, supra, at 10 ("[A] government-paid interpreter will be present
in a sectarian school only as a result of the private decision of individual parents").
This characteristic of both programs made them less like a direct subsidy, which would
be impermissible under the Establishment Clause, and more akin to the government issuing
a paycheck to an employee who, in turn, donates a portion of that check to a religious
institution. See, e.g., Witters, supra, at 486-487; see also Rosenberger, supra, at
848 (O'Connor, J., concurring) (discussing Witters).
Recognizing this distinction, the plurality nevertheless finds Witters and Zobrest--to
the extent those decisions might permit the use of government aid for religious purposes--relevant
in any case involving a neutral, per-capita-aid program. See ante, at 32-33. Like
Justice Souter, I do not believe that we should treat a per-capita-aid program the
same as the true private-choice programs considered in Witters and Zobrest. See post,
at 37. First, when the government provides aid directly to the student beneficiary,
that student can attend a religious school and yet retain control over whether the
secular government aid will be applied toward the religious education. The fact that
aid flows to the religious school and is used for the advancement of religion is therefore
wholly dependent on the student's private decision. See Rosenberger, 515 U. S., at
848 (O'Connor, J., concurring) (discussing importance of private choice in Witters);
Witters, 474 U. S., at 488 ("[T]he fact that aid goes to individuals means that the
decision to support religious education is made by the individual, not by the State");
id., at 493 (O'Connor, J., concurring in part and concurring in judgment) ("The aid
to religion at issue here is the result of petitioner's private choice"). It is for
this reason that in Agostini we relied on Witters and Zobrest to reject the rule "that
all government aid that directly assists the educational function of religious schools
is invalid," 521 U. S., at 225, yet also rested our approval of New York City's Title
I program in part on the lack of evidence of actual diversion, id., at 226-227.
Second, I believe the distinction between a per-capita school-aid program and a true
private-choice program is significant for purposes of endorsement. See, e.g., Lynch
v. Donnelly, 465 U. S. 668, 692 (1984) (O'Connor, J., concurring). In terms of public
perception, a government program of direct aid to religious schools based on the number
of students attending each school differs meaningfully from the government distributing
aid directly to individual students who, in turn, decide to use the aid at the same
religious schools. In the former example, if the religious school uses the aid to
inculcate religion in its students, it is reasonable to say that the government has
communicated a message of endorsement. Because the religious indoctrination is supported
by government assistance, the reasonable observer would naturally perceive the aid
program as government support for the advancement of religion. That the amount of
aid received by the school is based on the school's enrollment does not separate the
government from the endorsement of the religious message. The aid formula does not--and
could not--indicate to a reasonable observer that the inculcation of religion is endorsed
only by the individuals attending the religious school, who each affirmatively choose
to direct the secular government aid to the school and its religious mission. No such
choices have been made. In contrast, when government aid supports a school's religious
mission only because of independent decisions made by numerous individuals to guide
their secular aid to that school, "[n]o reasonable observer is likely to draw from
the facts ... an inference that the State itself is endorsing a religious practice
or belief." Witters, supra, at 493 (O'Connor, J., concurring in part and concurring
in judgment). Rather, endorsement of the religious message is reasonably attributed
to the individuals who select the path of the aid.
Finally, the distinction between a per-capita-aid program and a true private-choice
program is important when considering aid that consists of direct monetary subsidies.
This Court has "recognized special Establishment Clause dangers where the government
makes direct money payments to sectarian institutions." Rosenberger, 515 U. S., at
842; see also ibid. (collecting cases). If, as the plurality contends, a per-capita-aid
program is identical in relevant constitutional respects to a true private-choice
program, then there is no reason that, under the plurality's reasoning, the government
should be precluded from providing direct money payments to religious organizations
(including churches) based on the number of persons belonging to each organization.
And, because actual diversion is permissible under the plurality's holding, the participating
religious organizations (including churches) could use that aid to support religious
indoctrination. To be sure, the plurality does not actually hold that its theory extends
to direct money payments. See ante, at 20-21. That omission, however, is of little
comfort. In its logic--
as well as its specific advisory language, see ante, at 20, n. 8--the plurality opinion
foreshadows the approval of direct monetary subsidies to religious organizations,
even when they use the money to advance their religious objectives.
Our school-aid cases often pose difficult questions at the intersection of the neutrality
and no-aid principles and therefore defy simple categorization under either rule.
As I explained in Rosenberger, "[r]esolution instead depends on the hard task of judging--sifting
through the details and determining whether the challenged program offends the Establishment
Clause. Such judgment requires courts to draw lines, sometimes quite fine, based on
the particular facts of each case." 515 U. S., at 847 (concurring opinion). Agostini
represents our most recent attempt to devise a general framework for approaching questions
concerning neutral school-aid programs. Agostini also concerned an Establishment Clause
challenge to a school-aid program closely related to the one at issue here. For these
reasons, as well as my disagreement with the plurality's approach, I would decide
today's case by applying the criteria set forth in Agostini.
II
In Agostini, after reexamining our jurisprudence since School Dist. of Grand Rapids
v. Ball, 473 U. S. 373 (1985), we explained that the general principles used to determine
whether government aid violates the Establishment Clause have remained largely unchanged.
521 U. S., at 222. Thus, we still ask "whether the government acted with the purpose
of advancing or inhibiting religion" and "whether the aid has the `effect' of advancing
or inhibiting religion." Id., at 222-223. We also concluded in Agostini, however,
that the specific criteria used to determine whether government aid has an impermissible
effect had changed. Id., at 223. Looking to our recently decided cases, we articulated
three primary criteria to guide the determination whether a government-aid program
impermissibly advances religion: (1) whether the aid results in governmental indoctrination,
(2) whether the aid program defines its recipients by reference to religion, and (3)
whether the aid creates an excessive entanglement between government and religion.
Id., at 234. Finally, we noted that the same criteria could be reviewed to determine
whether a government-aid program constitutes an endorsement of religion. Id., at 235.
Respondents neither question the secular purpose of the Chapter 2 (Title II) program
nor contend that it creates
an excessive entanglement. (Due to its denomination as Chapter 2 of the Education
Consolidation and Improvement Act of 1981, 95 Stat. 469, the parties refer to the
1965 Act's Title II program, as modified by subsequent legislation, as "Chapter 2."
For ease of reference, I will do the same.) Accordingly, for purposes of deciding
whether Chapter 2, as applied in Jefferson Parish, Louisiana, violates the Establishment
Clause, we need ask only whether the program results in governmental indoctrination
or defines its recipients by reference to religion.
Taking the second inquiry first, it is clear that Chapter 2 does not define aid recipients
by reference to religion. In Agostini, we explained that scrutiny of the manner in
which a government-aid program identifies its recipients is important because "the
criteria might themselves have the effect of advancing religion by creating a financial
incentive to undertake religious indoctrination." 521 U. S., at 231. We then clarified
that this financial incentive is not present "where the aid is allocated on the basis
of neutral, secular criteria that neither favor nor disfavor religion, and is made
available to both religious and secular beneficiaries on a nondiscriminatory basis."
Ibid. Under Chapter 2, the Secretary of Education allocates funds to the States based
on each State's share of the Nation's school-age population. 20 U. S. C. §7311(b).
The state educational agency (SEA) of each recipient State, in turn, must distribute
the State's Chapter 2 funds to local educational agencies (LEA's) "according to the
relative enrollments in public and private, nonprofit schools within the school districts
of such agencies," adjusted to take into account those LEA's "which have the greatest
numbers or percentages of children whose education imposes a higher than average cost
per child." §7312(a). The LEA must then expend those funds on "innovative assistance
programs" designed to improve student achievement. §7351. The statute generally requires
that an LEA ensure the "equitable participation" of children enrolled in private nonprofit
elementary and secondary schools, §7372(a)(1), and specifically mandates that all
LEA expenditures on behalf of children enrolled in private schools "be equal (consistent
with the number of children to be served) to expenditures for programs . . . for children
enrolled
in the public schools of the [LEA]," §7372(b). As these statutory provisions make
clear, Chapter 2 uses wholly neutral and secular criteria to allocate aid to students
enrolled in religious and secular schools alike. As a result, it creates no financial
incentive to undertake religious indoctrination.
Agostini next requires us to ask whether Chapter 2 "result[s] in governmental indoctrination."
521 U. S., at 234. Because this is a more complex inquiry under our case law, it is
useful first to review briefly the basis for our decision in Agostini that New York
City's Title I program did not result in governmental indoctrination. Under that program,
public-school teachers provided Title I instruction to eligible students on private
school premises during regular school hours. Twelve years earlier, in Aguilar v. Felton,
473 U. S. 402 (1985), we had held the same New York City program unconstitutional.
In Ball, a companion case to Aguilar, we also held that a similar program in Grand
Rapids, Michigan, violated the Constitution. Our decisions in Aguilar and Ball were
both based on a presumption, drawn in large part from Meek, see 421 U. S., at 367-373,
that public-school instructors who teach secular classes on the campuses of religious
schools will inevitably inculcate religion in their students.
In Agostini, we recognized that "[o]ur more recent cases [had] undermined the assumptions
upon which Ball and Aguilar relied." 521 U. S., at 222. First, we explained that the
Court had since abandoned "the presumption erected in Meek and Ball that the placement
of public employees on parochial school grounds inevitably results in the impermissible
effect of state-sponsored indoctrination or constitutes a symbolic union between government
and religion." Id., at 223. Rather, relying on Zobrest, we explained that in the absence
of evidence showing that teachers were actually using the Title I aid to inculcate
religion, we would presume that the instructors would comply with the program's secular
restrictions. See Agostini, 521 U. S., at 223-224, 226-227. The Title I services were
required by statute to be " `secular, neutral, and nonideological.' " Id., at 210
(quoting 20 U. S. C. §6321(a)(2)).
Second, we noted that the Court had "departed from the rule relied on in Ball that
all government aid that directly assists the educational function of religious schools
is invalid." Agostini, supra, at 225. Relying on Witters and Zobrest, we noted that
our cases had taken a more forgiving view of neutral government programs that make
aid available generally without regard to the religious or nonreligious character
of the recipient school. See Agostini, 521 U. S., at 225-226. With respect to the
specific Title I program at issue, we noted several factors that precluded us from
finding an impermissible financing of religious indoctrination: the aid was "provided
to students at whatever school they choose to attend," the services were "by law supplemental
to the regular curricula" of the benefited schools, "[n]o Title I funds ever reach
the coffers of religious schools," and there was no evidence of Title I instructors
having "attempted to inculcate religion in students." Id., at 226-228. Relying on
the same factors, we also concluded that the New York City program could not "reasonably
be viewed as an endorsement of religion." Id., at 235. Although we found it relevant
that Title I services could not be provided on a school-wide basis, we also explained
that this fact was likely a sufficient rather than a necessary condition of the program's
constitutionality. We were not "willing to conclude that the constitutionality of
an aid program depends on the number of sectarian school students who happen to receive
the otherwise neutral aid." Id., at 229.
The Chapter 2 program at issue here bears the same hallmarks of the New York City
Title I program that we found important in Agostini. First, as explained above, Chapter
2 aid is distributed on the basis of neutral, secular criteria. The aid is available
to assist students regardless of whether they attend public or private nonprofit religious
schools. Second, the statute requires participating SEA's and LEA's to use and allocate
Chapter 2 funds only to supplement the funds otherwise available to a religious school.
20 U. S. C. §7371(b). Chapter 2 funds must in no case be used to supplant funds from
non-Federal sources. Ibid. Third, no Chapter 2 funds ever reach the coffers of a religious
school. Like the Title I program considered in Agostini, all Chapter 2 funds are controlled
by public agencies--the SEA's and LEA's. §7372(c)(1). The LEA's purchase instructional
and educational materials and then lend those materials to public and private schools.
See §§7351(a), (b)(2). With respect to lending to private schools under Chapter 2,
the statute specifically provides that the relevant public agency must retain title
to the materials and equipment. §7372(c)(1). Together with the supplantation restriction,
this provision ensures that religious schools reap no financial benefit by virtue
of receiving loans of materials and equipment. Finally, the statute provides that
all Chapter 2 materials and equipment must be "secular, neutral, and nonideological."
§7372(a)(1). That restriction is reinforced by a further statutory prohibition on
"the making of any payment ... for religious worship or instruction." §8897. Although
respondents claim that Chapter 2 aid has been diverted to religious instruction, that
evidence is de minimis, as I explain at greater length below. See infra, at 29-31.
III
Respondents contend that Agostini is distinguishable, pointing to the distinct character
of the aid program
considered there. See Brief for Respondents 44-47. In Agostini, federal funds paid
for public-school teachers to provide secular instruction to eligible children on
the premises of their religious schools. Here, in contrast, federal funds pay for
instructional materials and equipment that LEA's lend to religious schools for use
by those schools' own teachers in their classes. Because we held similar programs
unconstitutional in Meek and Wolman, respondents contend that those decisions, and
not Agostini, are controlling. See, e.g., Brief for Respondents 11, 22-25. Like respondents,
Justice Souter also relies on Meek and Wolman in finding the character of the Chapter
2 aid constitutionally problematic. See post, at 28, 38.
At the time they were decided, Meek and Wolman created an inexplicable rift within
our Establishment Clause jurisprudence concerning government aid to schools. Seven
years before our decision in Meek, we held in Allen that a New York statute that authorized
the lending of textbooks to students attending religious schools did not violate the
Establishment Clause. 392 U. S., at 238. We explained that the statute "merely [made]
available to all children the benefits of a general program to lend school books free
of charge," that the State retained ownership of the textbooks, and that religious
schools received no financial benefit from the program. Id., at 243-244. We specifically
rejected the contrary argument that the statute violated the Establishment Clause
because textbooks are critical to the teaching process, which in a religious school
is employed to inculcate religion. Id., at 245-248.
In Meek and Wolman, we adhered to Allen, holding that the textbook lending programs
at issue in each case did not violate the Establishment Clause. See Meek, 421 U. S.,
at 359-362 (plurality opinion); Wolman, 433 U. S., at 236-238 (plurality opinion).
At the same time, however, we held in both cases that the lending of instructional
materials and equipment to religious schools was unconstitutional. See Meek, supra,
at 362-366; Wolman, supra, at 248-251. We reasoned that, because the religious schools
receiving the materials and equipment were pervasively sectarian, any assistance in
support of the schools' educational missions would inevitably have the impermissible
effect of advancing religion. For example, in Meek we explained:
"[I]t would simply ignore reality to attempt to separate secular educational functions
from the predominantly religious role performed by many of Pennsylvania's church-related
elementary and secondary schools and to then characterize [the statute] as channeling
aid to the secular without providing direct aid to the sectarian. Even though earmarked
for secular purposes, `when it flows to an institution in which religion is so pervasive
that a substantial portion of its functions are subsumed in the religious mission,'
state aid has the impermissible primary effect of advancing religion." 421 U. S.,
at 365-366 (quoting Hunt v. McNair, 413 U. S. 734, 743 (1973)).
Thus, we held that the aid program "necessarily results in aid to the sectarian school
enterprise as a whole," and "inescapably results in the direct and substantial advancement
of religious activity." Meek, supra, at 366 (emphases added). Similarly, in Wolman,
we concluded that, "[i]n view of the impossibility of separating the secular education
function from the sectarian, the state aid inevitably flows in part in support of
the religious role of the schools." 433 U. S., at 250 (emphasis added).
For whatever reason, the Court was not willing to extend this presumption of inevitable
religious indoctrination to school aid when it instead consisted of textbooks lent
free of charge. For example, in Meek, despite identifying the religious schools' secular
educational functions and religious missions as inextricably intertwined, 421 U. S.,
at 366, the Court upheld the textbook lending program because "the record in the case
... , like the record in Allen, contains no suggestion that religious textbooks will
be lent or that the books provided will be used for anything other than purely secular
purposes," id., at 361-362 (citation omitted). Accordingly, while the Court was willing
to apply an irrebuttable presumption that secular instructional materials and equipment
would be diverted to use for religious indoctrination, it required evidence that religious
schools were diverting secular textbooks to religious instruction.
The inconsistency between the two strands of the Court's jurisprudence did not go
unnoticed, as Justices on both sides of the Meek and Wolman decisions relied on the
contradiction to support their respective arguments. See, e.g., Meek, 421 U. S., at
384 (Brennan, J., concurring in part and dissenting in part) ("[W]hat the Court says
of the instructional materials and equipment may be said perhaps even more accurately
of the textbooks" (citation omitted)); id., at 390 (Rehnquist, J., concurring in judgment
in part and dissenting in part) ("The failure of the majority to justify the differing
approaches to textbooks and instructional materials and equipment in the above respect
is symptomatic of its failure even to attempt to distinguish the . . . textbook loan
program, which the plurality upholds, from the ... instructional materials and equipment
loan program, which the majority finds unconstitutional"). The irrationality of this
distinction is patent. As one Member of our Court has noted, it has meant that "a
State may lend to parochial school children geography textbooks that contain maps
of the United States, but the State may not lend maps of the United States for use
in geography class." Wallace v. Jaffree, 472 U. S. 38, 110 (1985) (Rehnquist, J.,
dissenting) (footnotes omitted).
Indeed, technology's advance since the Allen, Meek, and Wolman decisions has only
made the distinction between textbooks and instructional materials and equipment more
suspect. In this case, for example, we are asked to draw a constitutional line between
lending textbooks and lending computers. Because computers constitute instructional
equipment, adherence to Meek and Wolman would require the exclusion of computers from
any government school aid program that includes religious schools. Yet, computers
are now as necessary as were schoolbooks 30 years ago, and they play a somewhat similar
role in the educational process. That Allen, Meek, and Wolman would permit the constitutionality
of a school-aid program to turn on whether the aid took the form of a computer rather
than a book further reveals the inconsistency inherent in their logic.
Respondents insist that there is a reasoned basis under the Establishment Clause
for the distinction between textbooks and instructional materials and equipment. They
claim that the presumption that religious schools will use instructional materials
and equipment to inculcate religion is sound because such materials and equipment,
unlike textbooks, are reasonably divertible to religious uses. For example, no matter
what secular criteria the government employs in selecting a film projector to lend
to a religious school, school officials can always divert that projector to religious
instruction. Respondents therefore claim that the Establishment Clause prohibits the
government from giving or lending aid to religious schools when that aid is reasonably
divertible to religious uses. See, e.g., Brief for Respondents 11, 35. Justice Souter
also states that the divertibility of secular government aid is an important consideration
under the Establishment Clause, although he apparently would not ascribe it the constitutionally
determinative status that respondents do. See post, at 19, 25-30.
I would reject respondents' proposed divertibility rule. First, respondents cite
no precedent of this Court that would require it. The only possible direct precedential
support for such a rule is a single sentence contained in a footnote from our Wolman
decision. There, the Court described Allen as having been "premised on the view that
the educational content of textbooks is something that can be ascertained in advance
and cannot be diverted to sectarian uses." Wolman, supra, at 251, n. 18. To the extent
this simple description of Allen is even correct, it certainly does not constitute
an actual holding that the Establishment Clause prohibits the government from lending
any divertible aid to religious schools. Rather, as explained above, the Wolman Court
based its holding invalidating the lending of instructional materials and equipment
to religious schools on the rationale adopted in Meek--that the secular educational
function of a religious school is inseparable from its religious mission. See Wolman,
supra, at 250. Indeed, if anything, the Wolman footnote confirms the irrationality
of the distinction between textbooks and instructional materials and equipment. After
the Wolman Court acknowledged that its holding with respect to instructional materials
and equipment was in tension with Allen, the Court explained the continuing validity
of Allen solely on the basis of stare decisis: "Board of Education v. Allen has remained
law, and we now follow as a matter of stare decisis the principle that restriction
of textbooks to those provided the public schools is sufficient to ensure that the
books will not be used for religious purposes." Wolman, 433 U. S., at 252, n. 18.
Thus, the Wolman Court never justified the inconsistent treatment it accorded the
lending of textbooks and the lending of instructional materials and equipment based
on the items' reasonable divertibility.
Justice Souter's attempt to defend the divertibility rationale as a viable distinction
in our Establishment Clause jurisprudence fares no better. For Justice Souter, secular
school aid presents constitutional problems not only when it is actually diverted
to religious ends, but also when it simply has the capacity for, or presents the possibility
of, such diversion. See, e.g., post, at 28 (discussing "susceptibility [of secular
supplies] to the service of religious ends"). Thus, he explains the Allen, Meek, and
Wolman decisions as follows: "While the textbooks had a known and fixed secular content
not readily divertible to religious teaching purposes, the adaptable materials did
not." Post, at 28. This view would have come as a surprise to the Court in Meek, which
expressly conceded that "the material and equipment that are the subjects of the loan
... are `self-polic[ing], in that starting as secular, nonideological and neutral,
they will not change in use.' " 421 U. S., at 365 (quoting Meek v. Pittenger, 374
F. Supp. 639, 660 (ED Pa. 1974)). Indeed, given the nature of the instructional materials
considered in Meek and Wolman, it is difficult to comprehend how a divertibility rationale
could have explained the decisions. The statutes at issue in those cases authorized
the lending of "periodicals, photographs, maps, charts, sound recordings, [and] films,"
Meek, supra, at 355, and "maps and globes," Wolman, supra, at 249. There is no plausible
basis for saying that these items are somehow more divertible than a textbook given
that each of the above items, like a textbook, has a fixed and ascertainable
content.
In any event, even if Meek and Wolman had articulated the divertibility rationale
urged by respondents and Justice Souter, I would still reject it for a more fundamental
reason. Stated simply, the theory does not provide a logical distinction between the
lending of textbooks and the lending of instructional materials and equipment. An
educator can use virtually any instructional tool, whether it has ascertainable content
or not, to teach a religious message. In this respect, I agree with the plurality
that "it is hard to imagine any book that could not, in even moderately skilled hands,
serve to illustrate a religious message." Ante, at 25. In today's case, for example,
we are asked to draw a constitutional distinction between lending a textbook and lending
a library book. Justice Souter's try at justifying that distinction only demonstrates
the absurdity on which such a difference must rest. He states that "[a]lthough library
books, like textbooks, have fixed content, religious teachers can assign secular library
books for religious critique." Post, at 38. Regardless of whether that explanation
is even correct (for a student surely could be given a religious assignment in connection
with a textbook too), it is hardly a distinction on which constitutional law should
turn. Moreover, if the mere ability of a teacher to devise a religious lesson involving
the secular aid in question suffices to hold the provision of that aid unconstitutional,
it is difficult to discern any limiting principle to the divertibility rule. For example,
even a publicly financed lunch would apparently be unconstitutional under a divertibility
rationale because religious-school officials conceivably could use the lunch to lead
the students in a blessing over the bread. See Brief for Avi Chai Foundation as Amicus
Curiae 18.
To the extent Justice Souter believes several related Establishment Clause decisions
require application of a divertibility rule in the context of this case, I respectfully
disagree. Justice Souter is correct to note our continued recognition of the special
dangers associated with direct money grants to religious institutions. See post, at
25-27. It does not follow, however, that we should treat as constitutionally suspect
any form of secular aid that might conceivably be diverted to a religious use. As
the cases Justice Souter cites demonstrate, our concern with direct monetary aid is
based on more than just diversion. In fact, the most important reason for according
special treatment to direct money grants is that this form of aid falls precariously
close to the original object of the Establishment Clause's prohibition. See, e.g.,
Walz v. Tax Comm'n of City of New York, 397 U. S. 664, 668 (1970) ("[F]or the men
who wrote the Religion Clauses of the First Amendment the `establishment' of a religion
connoted sponsorship, financial support, and active involvement of the sovereign in
religious activity"). Statements concerning the constitutionally suspect status of
direct cash aid, accordingly, provide no justification for applying an absolute rule
against divertibility when the aid consists instead of instructional materials and
equipment.
Justice Souter also relies on our decisions in Wolman (to the extent it concerned
field-trip transportation for nonpublic schools), Levitt v. Committee for Public Ed.
& Religious Liberty, 413 U. S. 472 (1973), Tilton v. Richardson, 403 U. S. 672 (1971),
and Bowen. See post, at 28-30. None requires application of a divertibility rule in
the context of this case. Wolman and Levitt were both based on the same presumption
that government aid will be used in the inculcation of religion that we have chosen
not to apply to textbook lending programs and that we have more generally rejected
in recent decisions. Compare Wolman, supra, at 254; Levitt, supra, at 480, with supra,
at 16; infra, at 23. In Tilton, we considered a federal statute that authorized grants
to universities for the construction of buildings and facilities to be used exclusively
for secular educational purposes. See 403 U. S., at 674-675. We held the statute unconstitutional
only to the extent that a university's "obligation not to use the facility for sectarian
instruction or religious worship ... appear[ed] to expire at the end of 20 years."
Id., at 683. To hold a statute unconstitutional because it lacks a secular content
restriction is quite different from resting on a divertibility rationale. Indeed,
the fact that we held the statute constitutional in all other respects is more probative
on the divertibility question because it demonstrates our willingness to presume that
the university would abide by the secular content restriction during the years the
requirement was in effect. In any event, Chapter 2 contains both a secular content
restriction, 20 U. S. C. §7372(a)(1), and a prohibition on the use of aid for religious
worship or instruction, §8897, so Tilton provides no basis for upholding respondents'
challenge. Finally, our decision in Bowen proves only that actual diversion, as opposed
to mere divertibility, is constitutionally impermissible. See, e.g., 487 U. S., at
621. Had we believed that the divertibility of secular aid was sufficient to call
the aid program into question, there would have been
no need for the remand we ordered and no basis for the reversal.
IV
Because divertibility fails to explain the distinction our cases have drawn between
textbooks and instructional materials and equipment, there remains the question of
which of the two irreconcilable strands of our Establishment Clause jurisprudence
we should now follow. Between the two, I would adhere to the rule that we have applied
in the context of textbook lending programs: To establish a First Amendment violation,
plaintiffs must prove that the aid in question actually is, or has been, used for
religious purposes. See Meek, 421 U. S., at 361-362; Allen, 392 U. S., at 248. Just
as we held in Agostini that our more recent cases had undermined the assumptions underlying
Ball and Aguilar, I would now hold that Agostini and the cases on which it relied
have undermined the assumptions underlying Meek and Wolman. To be sure, Agostini only
addressed the specific presumption that public-school employees teaching on the premises
of religious schools would inevitably inculcate religion. Nevertheless, I believe
that our definitive rejection of that presumption also stood for--or at least strongly
pointed to--the broader proposition that such presumptions of religious indoctrination
are normally inappropriate when evaluating neutral school-aid programs under the Establishment
Clause. In Agostini, we repeatedly emphasized that it would be inappropriate to presume
inculcation of religion; rather, plaintiffs raising an Establishment Clause challenge
must present evidence that the government aid in question has resulted in religious
indoctrination. See 521 U. S., at 223-224, 226-227. We specifically relied on our
statement in Zobrest that a presumption of indoctrination, because it constitutes
an absolute bar to the aid in question regardless of the religious school's ability
to separate that aid from its religious mission, constitutes a "flat rule, smacking
of antiquated notions of `taint,' [that] would indeed exalt form over substance."
509 U. S., at 13. That reasoning applies with equal force to the presumption in Meek
and Ball concerning instructional materials and equipment. As we explained in Agostini,
"we have departed from the rule relied on in Ball that all government aid that directly
assists the educational function of religious schools is invalid." 521 U. S., at 225.
Respondents contend that Agostini should be limited to its facts, and point specifically
to the following statement from my separate opinion in Ball as the basis for retaining
a presumption of religious inculcation for instructional materials and equipment:
"When full-time parochial school teachers receive public funds to teach secular courses
to their parochial school students under parochial school supervision, I agree that
the program has the perceived and actual effect of advancing the religious aims of
the church-related schools. This is particularly the case where, as here, religion
pervades the curriculum and the teachers are accustomed to bring religion to play
in everything they teach." 473 U. S., at 399-400 (concurring in judgment in part and
dissenting in part).
Respondents note that in Agostini we did not overrule that portion of Ball holding
the Community Education program unconstitutional. Under that program, the government
paid religious-school teachers to operate as part-time public teachers at their religious
schools by teaching secular classes at the conclusion of the regular school day. Ball,
473 U. S., at 376-377. Relying on both the majority opinion and my separate opinion
in Ball, respondents therefore contend that we must presume that religious-school
teachers will inculcate religion in their students. If that is so, they argue, we
must also presume that religious-school teachers will be unable to follow secular
restrictions on the use of instructional materials and equipment lent to their schools
by the government. See Brief for Respondents 26-29.
I disagree, however, that the latter proposition follows from the former. First,
as our holding in Allen and its reaffirmance in Meek and Wolman demonstrate, the Court's
willingness to assume that religious-school instructors will inculcate religion has
not caused us to presume also that such instructors will be unable to follow secular
restrictions on the use of textbooks. I would similarly reject any such presumption
regarding the use of instructional materials and equipment. When a religious school
receives textbooks or instructional materials and equipment lent with secular restrictions,
the school's teachers need not refrain from teaching religion altogether. Rather,
the instructors need only ensure that any such religious teaching is done without
the instructional aids provided by the government. We have always been willing to
assume that religious-school instructors can abide by such restrictions when the aid
consists of textbooks, which Justice Brennan described as "surely the heart tools
of ... education." Meek, supra, at 384 (concurring in part and dissenting in part).
The same assumption should extend to instructional materials and equipment.
For the same reason, my position in Ball is distinguishable. There, the government
paid for religious-school instructors to teach classes supplemental to those offered
during the normal school day. In that context, I was willing to presume that the religious-school
teacher who works throughout the day to advance the school's religious mission would
also do so, at least to some extent, during the supplemental classes provided at the
end of the day. Because the government financed the entirety of such classes, any
religious indoctrination taking place therein would be directly attributable to the
government. In the instant case, because the Chapter 2 aid concerns only teaching
tools that must remain supplementary, the aid comprises only a portion of the teacher's
educational efforts during any single class. In this context, I find it easier to
believe that a religious-school teacher can abide by the secular restrictions placed
on the government assistance. I therefore would not presume that the Chapter 2 aid
will advance, or be perceived to advance, the school's religious mission.
V
Respondents do not rest, however, on their divertibility argument alone. Rather,
they also contend that the evidence respecting the actual administration of Chapter
2 in Jefferson Parish demonstrates that the program violated the Establishment Clause.
First, respondents claim that the program's safeguards are insufficient to uncover
instances of actual diversion. Brief for Respondents 37, 42-43, 45-47. Second, they
contend that the record shows that some religious schools in Jefferson Parish may
have used their Chapter 2 aid to support religious education (i.e., that they diverted
the aid). Id., at 36-37. Third, respondents highlight violations of Chapter 2's secular
content restrictions. Id., at 39-41. And, finally, they note isolated examples of
potential violations of Chapter 2's supplantation restriction. Id., at 43-44. Based
on the evidence underlying the first and second claims, the plurality appears to contend
that the Chapter 2 program can be upheld only if actual diversion of government aid
to the advancement of religion is permissible under the Establishment Clause. See,
ante, at 34-36. Relying on the evidence underlying all but the last of the above claims,
Justice Souter concludes that the Chapter 2 program, as applied in Jefferson Parish,
violated the Establishment Clause. See post, at 38-46. I disagree with both the plurality
and Justice Souter. The limited evidence amassed by respondents during 4 years of
discovery (which began approximately 15 years ago) is at best de minimis and therefore
insufficient to affect the constitutional inquiry.
The plurality and Justice Souter direct the primary thrust of their arguments at
the alleged inadequacy of the program's safeguards. Respondents, the plurality, and
Justice Souter all appear to proceed from the premise that, so long as actual diversion
presents a constitutional problem, the government must have a failsafe mechanism capable
of detecting any instance of diversion. We rejected that very assumption, however,
in Agostini. There, we explained that because we had "abandoned the assumption that
properly instructed public employees will fail to discharge their duties faithfully,
we must also discard the assumption that pervasive monitoring of Title I teachers
is required." 521 U. S., at 234 (emphasis in original). Because I believe that the
Court should abandon the presumption adopted in Meek and Wolman respecting the use
of instructional materials and equipment by religious-school teachers, I see no constitutional
need for pervasive monitoring under the Chapter 2 program.
The safeguards employed by the program are constitutionally sufficient. At the federal
level, the statute limits aid to "secular, neutral, and nonideological services, materials,
and equipment," 20 U. S. C. §7372(a)(1); requires that the aid only supplement and
not supplant funds from non-Federal sources, §7371(b); and prohibits "any payment
... for religious worship or instruction," §8897. At the state level, the Louisiana
Department of Education (the relevant SEA for Louisiana) requires all nonpublic schools
to submit signed assurances that they will use Chapter 2 aid only to supplement and
not to supplant non-Federal funds, and that the instructional materials and equipment
"will only be used for secular, neutral and nonideological purposes." App. 260a-261a;
see also id., at 120a. Although there is some dispute concerning the mandatory nature
of these assurances, Dan Lewis, the director of Louisiana's Chapter 2 program, testified
that all of the State's nonpublic schools had thus far been willing to sign the assurances,
and that the State retained the power to cut off aid to any school that breached an
assurance. Id., at 122a-123a. The Louisiana SEA also conducts monitoring visits to
each of the State's LEA's--and one or two of the nonpublic schools covered by the
relevant LEA--once every three years. Id., at 95a-96a. In addition to other tasks
performed on such visits, SEA representatives conduct a random review of a school's
library books for religious content. Id., at 99a.
At the local level, the Jefferson Parish Public School System (JPPSS) requires nonpublic
schools seeking Chapter 2 aid to submit applications, complete with specific project
plans, for approval. Id., at 127a; id., at 194a-203a (sample application). The JPPSS
then conducts annual monitoring visits to each of the nonpublic schools receiving
Chapter 2 aid. Id., at 141a-142a. On each visit, a JPPSS representative meets with
a contact person from the nonpublic school and reviews with that person the school's
project plan and the manner in which the school has used the Chapter 2 materials and
equipment to support its plan. Id., at 142a, 149a. The JPPSS representative also reminds
the contact person of the prohibition on the use of Chapter 2 aid for religious purposes,
id., at 149a, and conducts a random sample of the school's Chapter 2 materials and
equipment to ensure that they are appropriately labeled and that the school has maintained
a record of their usage, id., at 142a-144a. (Although the plurality and Justice Souter
claim that compliance with the labeling requirement was haphazard, both cite only
a statewide monitoring report that includes no specific findings with respect to Jefferson
Parish. Ante, at 34-35 (citing App. 113a); post, at 42 (same).) Finally, the JPPSS
representative randomly selects library books the nonpublic school has acquired through
Chapter 2 and reviews their content to ensure that they comply with the program's
secular content restriction. App. 210a. If the monitoring does not satisfy the JPPSS
representative, another visit is scheduled. Id., at 151a-152a. Apart from conducting
monitoring visits, the JPPSS reviews Chapter 2 requests filed by participating nonpublic
schools. As part of this process, a JPPSS employee examines the titles of requested
library books and rejects any book whose title reveals (or suggests) a religious subject
matter. Id., at 135a, 137a-138a. As the above description of the JPPSS monitoring
process should make clear, Justice Souter's citation of a statewide report finding
a lack of monitoring in some Louisiana LEA's is irrelevant as far as Jefferson Parish
is concerned. See post, at 42 (quoting App. 111a).
Respondents, the plurality, and Justice Souter all fault the above-described safeguards
primarily because they depend on the good faith of participating religious school
officials. For example, both the plurality and Justice Souter repeatedly cite testimony
by state and parish officials acknowledging that the safeguards depend to a certain
extent on the religious schools' self-reporting and that, therefore, there is no way
for the State or Jefferson Parish to say definitively that no Chapter 2 aid is diverted
to religious purposes. See, e.g., ante, at 34-35, n. 15; post, at 42-43. These admissions,
however, do not prove that the safeguards are inadequate. To find that actual diversion
will flourish, one must presume bad faith on the part of the religious school officials
who report to the JPPSS monitors regarding the use of Chapter 2 aid. I disagree with
the plurality and Justice Souter on this point and believe that it is entirely proper
to presume that these school officials will act in good faith. That presumption is
especially appropriate in this case, since there is no proof that religious school
officials have breached their schools' assurances or failed to tell government officials
the truth. Cf. Tilton, 403 U. S., at 679 ("A possibility always exists, of course,
that the legitimate objectives of any law or legislative program may be subverted
by conscious design or lax enforcement. ... But judicial concern about these possibilities
cannot, standing alone, warrant striking down a statute as unconstitutional").
The evidence proffered by respondents, and relied on by the plurality and Justice
Souter, concerning actual diversion of Chapter 2 aid in Jefferson Parish is de minimis.
Respondents first cite the following statement from a Jefferson Parish religious school
teacher: "Audio-visual materials are a very necessary and enjoyable tool used when
teaching young children. As a second grade teacher I use them in all subjects and
see a very positive result." App. 108a. Respondents' only other evidence consists
of a chart concerning one Jefferson Parish religious school, which shows that the
school's theology department was a significant user of audiovisual equipment. See
id., at 206a-208a. Although an accompanying letter indicates that much of the school's
equipment was purchased with federal funds, id., at 205a, the chart does not provide
a breakdown identifying specific Chapter 2 usage. Indeed, unless we are to relieve
respondents of their evidentiary burden and presume a violation of Chapter 2, we should
assume that the school used its own equipment in the theology department and the Chapter
2 equipment elsewhere. The more basic point, however, is that neither piece of evidence
demonstrates that Chapter 2 aid actually was diverted to religious education. At most,
it proves the possibility that, out of the more than 40 nonpublic schools in Jefferson
Parish participating in Chapter 2, aid may have been diverted in one school's second-grade
class and another school's theology department.
The plurality's insistence that this evidence is somehow substantial flatly contradicts
its willingness to disregard similarly insignificant evidence of violations of Chapter
2's supplantation and secular-content restrictions. See ante, at 16, n. 7 (finding
no "material statutory violation" of the supplantation restriction); ante, at 37 (characterizing
violations of secular-content restriction as "scattered" and "de minimis"). As I shall
explain below, I believe the evidence on all three points is equally insignificant
and, therefore, should be treated the same.
Justice Souter also relies on testimony by one religious school principal indicating
that a computer lent to her school under Chapter 2 was connected through a network
to non-Chapter 2 computers. See post, at 45 (citing App. 77a). The principal testified
that the Chapter 2 computer would take over the network if another non-Chapter 2 computer
were to break down. Id., at 77a. To the extent the principal's testimony even proves
that Chapter 2 funds were diverted to the school's religious mission, the evidence
is hardly compelling.
Justice Souter contends that any evidence of actual diversion requires the Court
to declare the Chapter 2 program unconstitutional as applied in Jefferson Parish.
Post, at 45, n. 27. For support, he quotes my concurring opinion in Bowen and the
statement therein that "any use of public funds to promote religious doctrines violates
the Establishment Clause." 487 U. S., at 623 (emphasis in original). That principle
of course remains good law, but the next sentence in my opinion is more relevant to
the case at hand: "[E]xtensive violations--if they can be proved in this case--will
be highly relevant in shaping an appropriate remedy that ends such abuses." Ibid.
(emphasis in original). I know of no case in which we have declared an entire aid
program unconstitutional on Establishment Clause grounds solely because of violations
on the miniscule scale of those at issue here. Yet that is precisely the remedy respondents
requested from the District Court and that they were granted by the Court of Appeals.
See App. 51a; Helms v. Picard, 151 F. 3d 347, 377 (CA5 1998), amended, 165 F. 3d 311,
312 (CA5 1999). While extensive violations might require a remedy along the lines
asked for by respondents, no such evidence has been presented here. To the contrary,
the presence of so few examples over a period of at least 4 years (15 years ago) tends
to show not that the "no-diversion" rules have failed, but that they have worked.
Accordingly, I see no reason to affirm the judgment below and thereby declare a properly
functioning aid program unconstitutional.
Respondents' next evidentiary argument concerns an admitted violation of Chapter
2's secular content restriction. Over three years, Jefferson Parish religious schools
ordered approximately 191 religious library books through Chapter 2. App. 129a-133a.
Dan Lewis, the director of Louisiana's Chapter 2 program, testified that he discovered
some of the religious books while performing a random check during a state monitoring
visit to a Jefferson Parish religious school. Id., at 99a-100a. The discovery prompted
the State to notify the JPPSS, which then reexamined book requests dating back to
1982, discovered the 191 books in question, and recalled them. Id., at 130a-133a.
This series of events demonstrates not that the Chapter 2 safeguards are inadequate,
but rather that the program's monitoring system succeeded. Even if I were instead
willing to find this incident to be evidence of a likelihood of future violations,
the evidence is insignificant. The 191 books constituted less than one percent of
the total allocation of Chapter 2 aid in Jefferson Parish during the relevant years.
Id., at 132a. Justice Souter understandably concedes that the book incident constitutes
"only limited evidence." Post, at 44. I agree with the plurality that, like the above
evidence of actual diversion, the borrowing of the religious library books constitutes
only de minimis evidence. See ante, at 37.
Respondents' last evidentiary challenge concerns the effectiveness of Chapter 2's
supplantation restriction in Jefferson Parish. Although Justice Souter does not rest
his decision on this point, he does "not[e] the likelihood that unconstitutional supplantation
occurred as well." Post, at 46, n. 28. I disagree. The evidence cited by respondents
and Justice Souter is too ambiguous to rest any sound conclusions on and, at best,
shows some scattered violations of the statutory supplantation restriction that are
too insignificant in aggregate to affect the constitutional inquiry. Indeed, even
Justice Souter concedes in this respect that "[t]he record is sparse." Post, at 47,
n. 28.
* * *
Given the important similarities between the Chapter 2 program here and the Title
I program at issue in Agostini, respondents' Establishment Clause challenge must fail.
As in Agostini, the Chapter 2 aid is allocated on the basis of neutral, secular criteria;
the aid must be supplementary and cannot supplant non-Federal funds; no Chapter 2
funds ever reach the coffers of religious schools; the aid must be secular; any evidence
of actual diversion is de minimis; and the program includes adequate safeguards. Regardless
of whether these factors are constitutional requirements, they are surely sufficient
to find that the program at issue here does not have the impermissible effect of advancing
religion. For the same reasons, "this carefully constrained program also cannot reasonably
be viewed as an endorsement of religion." Agostini, 521 U. S., at 235. Accordingly,
I concur in the judgment.
GUY MITCHELL, et al., PETITIONERS v.
MARY L. HELMS et al.
on writ of certiorari to the united states court of
appeals for the fifth circuit
[June 28, 2000]
Justice Souter, with whom Justice Stevens and Justice Ginsburg join, dissenting.
The First Amendment's Establishment Clause prohibits Congress (and, by incorporation,
the States) from making any law respecting an establishment of religion. It has been
held to prohibit not only the institution of an official church, but any government
act favoring religion, a particular religion, or for that matter irreligion. Thus
it bars the use of public funds for religious aid.
The establishment prohibition of government religious funding serves more than one
end. It is meant to guarantee the right of individual conscience against compulsion,
to protect the integrity of religion against the corrosion of secular support, and
to preserve the unity of political society against the implied exclusion of the less
favored and the antagonism of controversy over public support for religious causes.
These objectives are always in some jeopardy since the substantive principle of no
aid to religion is not the only limitation on government action toward religion. Because
the First Amendment also bars any prohibition of individual free exercise of religion,
and because religious organizations cannot be isolated from the basic government functions
that create the civil environment, it is as much necessary as it is difficult to draw
lines between forbidden aid and lawful benefit. For more than 50 years, this Court
has been attempting to draw these lines. Owing to the variety of factual circumstances
in which the lines must be drawn, not all of the points creating the boundary have
enjoyed self-evidence.
So far as the line drawn has addressed government aid to education, a few fundamental
generalizations are nonetheless possible. There may be no aid supporting a sectarian
school's religious exercise or the discharge of its religious mission, while aid of
a secular character with no discernible benefit to such a sectarian objective is allowable.
Because the religious and secular spheres largely overlap in the life of many such
schools, the Court has tried to identify some facts likely to reveal the relative
religious or secular intent or effect of the government benefits in particular circumstances.
We have asked whether the government is acting neutrally in distributing its money,
and about the form of the aid itself, its path from government to religious institution,
its divertibility to religious nurture, its potential for reducing traditional expenditures
of religious institutions, and its relative importance to the recipient, among other
things.
In all the years of its effort, the Court has isolated no single test of constitutional
sufficiency, and the question in every case addresses the substantive principle of
no aid: what reasons are there to characterize this benefit as aid to the sectarian
school in discharging its religious mission? Particular factual circumstances control,
and the answer is a matter of judgment.
In what follows I will flesh out this summary, for this case comes at a time when
our judgment requires perspective on how the Establishment Clause has come to be understood
and applied. It is not just that a majority today mistakes the significance of facts
that have led to conclusions of unconstitutionality in earlier cases, though I believe
the Court commits error in failing to recognize the divertibility of funds to the
service of religious objectives. What is more important is the view revealed in the
plurality opinion, which espouses a new conception of neutrality as a practically
sufficient test of constitutionality that would, if adopted by the Court, eliminate
enquiry into a law's effects. The plurality position breaks fundamentally with Establishment
Clause principle, and with the methodology painstakingly worked out in support of
it. I mean to revisit that principle and describe the methodology at some length,
lest there be any question about the rupture that the plurality view would cause.
From that new view of the law, and from a majority's mistaken application of the old,
I respectfully dissent.
I
The prohibition that "Congress shall make no law respecting an establishment of religion,"
U. S. Const., Amdt. 1, eludes elegant conceptualization simply because the prohibition
applies to such distinct phenomena as state churches and aid to religious schools,
and as applied to school aid has prompted challenges to programs ranging from construction
subsidies to hearing aids to textbook loans. Any criteria, moreover, must not only
define the margins of the establishment prohibition, but must respect the succeeding
Clause of the First Amendment guaranteeing religion's free exercise. U. S. Const.,
Amdt. 1. It is no wonder that the complementary constitutional provisions and the
inexhaustably various circumstances of their applicability have defied any simple
test and have instead produced a combination of general rules often in tension at
their edges. If coherence is to be had, the Court has to keep in mind the principal
objectives served by the Establishment Clause, and its application to school aid,
and their recollection may help to explain the misunderstandings that underlie the
majority's result in this case.
A
At least three concerns have been expressed since the founding and run throughout
our First Amendment jurisprudence. First, compelling an individual to support religion
violates the fundamental principle of freedom of conscience. Madison's and Jefferson's
now familiar words establish clearly that liberty of personal conviction requires
freedom from coercion to support religion,1 and this means that the government can
compel no aid to fund it. Madison put it simply: "[T]he same authority which can force
a citizen to contribute three pence only of his property for the support of any one
establishment, may force him to conform to any other establishment." Memorial and
Remonstrance ;3, reprinted in Everson v. Board
of Ed. of Ewing, 330 U. S. 1, 64, 65-66 (1947). Any tax to establish religion is
antithetical to the command "that
the minds of men always be wholly free." Id., at 12 (dis-
cussing Madison's Memorial and Remonstrance); id.,
at 13 (noting Jefferson's belief that "compel[ling] a man
to furnish contributions of money for the propagation
of opinions which he disbelieves, is sinful and tyran-
nical; ... even the forcing him to support this or that teacher of his own religious
persuasion, is depriving him of the comfortable liberty of giving his contributions
to the particular pastor, whose morals he would make his pattern" (internal quotation
marks omitted)); see also Rosenberger v. Rector and Visitors of Univ. of Va., 515
U. S. 819, 868-874 (1995) (Souter, J., dissenting).
Second, government aid corrupts religion. See Engel v. Vitale, 370 U. S. 421, 431
(1962) ("[The Establishment Clause's] first and most immediate purpose rested on the
belief that a union of government and religion tends to destroy government and to
degrade religion"); Everson, supra, at 53 (Rutledge, J., dissenting). Madison argued
that establishment of religion weakened the beliefs of adherents so favored, strengthened
their opponents, and generated "pride and indolence in the Clergy; ignorance and servility
in the laity; [and] in both, superstition, bigotry and persecution." Memorial and
Remonstrance ;7, quoted in Everson, 330 U. S., at 67. "[E]xperience witnesseth that
ecclesiastical establishments, instead of maintaining the purity and efficacy of religion,
have had a contrary operation." Ibid. In a variant of Madison's concern, we have repeatedly
noted that a government's favor to a particular religion or sect threatens to taint
it with "corrosive secularism." Lee v. Weisman, 505 U. S. 577, 608 (1992) (internal
quotation marks and citations omitted); see also Illinois ex rel. McCollum v. Board
of Ed. of School Dist. No. 71, Champaign Cty., 333 U. S. 203, 228 (1948).
"[G]overnment and religion have discrete interests which are mutually best served
when each avoids too close a proximity to the other. It is not only the nonbeliever
who fears the injection of sectarian doctrines and controversies into the civil polity,
but in as high degree it is the devout believer who fears the secularization of a
creed which becomes too deeply involved with and dependent upon the government." School
Dist. of Abington Township v. Schempp, 374 U. S. 203, 259 (1963) (Brennan, J., concurring).
See also Rosenberger, supra, at 890-891 (Souter, J., dissenting).
Third, government establishment of religion is inextricably linked with conflict.
Everson, supra, at 8-11 (relating colonists' understanding of recent history of religious
persecution in countries with established religion); Engel, supra, at 429 (discussing
struggle among religions for government approval); Lemon v. Kurtzman, 403 U. S. 602,
623 (1971). In our own history, the turmoil thus produced has led to a rejection of
the idea that government should subsidize religious education, id., at 645-649 (opinion
of Brennan, J.) (discussing history of rejection of support for religious schools);
McCollum, supra, at 214-217 (opinion of Frankfurter, J.), a position that illustrates
the Court's understanding that any implicit endorsement of religion is unconstitutional,
see County of Allegheny v. American Civil Liberties Union, Greater Pittsburgh Chapter,
492 U. S. 573, 592-594 (1989).2
B
These concerns are reflected in the Court's classic summation delivered in Everson
v. Board of Education, supra, its first opinion directly addressing standards governing
aid to religious schools:3
"The `establishment of religion' clause of the First Amendment means at least this:
Neither a state nor the Federal Government can set up a church. Neither can pass laws
which aid one religion, aid all religions, or prefer one religion over another. Neither
can force nor influence a person to go to or to remain away from church against his
will or force him to profess a belief or disbelief in any religion. No person can
be punished for entertaining or professing religious beliefs or disbeliefs, for church
attendance or non-attendance. No tax in any amount, large or small, can be levied
to support any religious activities or institutions, whatever they may be called,
or whatever form they may adopt to teach or practice religion. Neither a state nor
the Federal Government can, openly or secretly, participate in the affairs of any
religious organizations or groups and vice versa. In the words of Jefferson, the clause
against establishment of religion by law was intended to erect `a wall of separation
between Church and State.' " 330 U. S., at 15-16 (quoting Reynolds v. United States,
98 U. S. 145, 164 (1879)).
The most directly pertinent doctrinal statements here are these: no government "can
pass laws which aid one religion [or] all religions ... . No tax in any amount ...
can be levied to support any religious activities or institutions ... whatever form
they may adopt to teach ... religion." 330 U. S., at 16. Thus, the principle of "no
aid," with which no one in Everson disagreed.4
Immediately, however, there was the difficulty over what might amount to "aid" or
"support." The problem for the Everson Court was not merely the imprecision of the
words, but the "other language of the [First Amendment that] commands that [government]
cannot hamper its citizens in the free exercise of their own religion," ibid., with
the consequence that government must "be a neutral in its relations with groups of
religious believers and non-believers," id., at 18. Since withholding some public
benefits from religious groups could be said to "hamper" religious exercise indirectly,
and extending other benefits said to aid it, an argument-proof formulation of the
no-aid principle was impossible, and the Court wisely chose not to attempt any such
thing. Instead it gave definitive examples of public benefits provided pervasively
throughout society that would be of some value to organized religion but not in a
way or to a degree that could sensibly be described as giving it aid or violating
the neutrality requirement: there was no Establishment Clause concern with "such general
government services as ordinary police and fire protection, connections for sewage
disposal, public highways and sidewalks." Id., at 17-18. These "benefits of public
welfare legislation," id., at 16, extended in modern times to virtually every member
of the population and valuable to every person and association, were the paradigms
of advantages that religious organizations could enjoy consistently with the prohibition
against aid, and that governments could extend without deserting their required position
of neutrality.
But paradigms are not perfect fits very often, and government spending resists easy
classification as between universal general service or subsidy of favoritism. The
5-to-4 division of the Everson Court turned on the inevitable question whether reimbursing
all parents for the cost of transporting their children to school was close enough
to police protection to tolerate its indirect benefit in some degree to religious
schools, with the majority in Everson thinking the reimbursement statute fell on the
lawful side of the line. Although the state scheme reimbursed parents for transporting
children to sectarian schools, among others, it gave "no money to the schools. It
[did] not support them. Its legislation [did] no more than provide a general program
to help parents get their children, regardless of their religion, safely and expeditiously
to and from accredited schools." Id., at 18. The dissenters countered with factual
analyses showing the limitation of
the law's benefits in fact to private school pupils who
were Roman Catholics, id., at 20 (Jackson, J., dissent-
ing), and indicating the inseparability of transporting pupils to school from support
for the religious instruction that was the school's raison d'ê ;tre, id., at 45-46
(Rutledge, J., dissenting).
Everson is usefully understood in the light of a successor case two decades later,
Board of Ed. of Central School Dist. No. 1 v. Allen, 392 U. S. 236 (1968), in which
the challenged government practice was lending textbooks to pupils of schools both
public and private, including religious ones (as to which there was no evidence that
they had previously supplied books to their classes and some evidence that they had
not, id., at 244, n. 6). By the time of Allen, the problem of classifying the state
benefit, as between aid to religion and general public service consistent with government
neutrality, had led to the formulation of a "test" that required secular, primary
intent and effect as necessary conditions of any permissible scheme. Id., at 243.
Again the Court split, upholding the state law in issue, but with Everson's majority
author, Justice Black, now in dissent. What is remarkable about Allen today, however,
is not so much its division as its methodology, for the consistency in the way the
Justices went about deciding the case transcended their different conclusions. Neither
side rested on any facile application of the "test" or any simplistic reliance on
the generality or evenhandedness of the state law. Disagreement concentrated on the
true intent inferrable behind the law, the feasibility of distinguishing in fact between
religious and secular teaching in church schools, and the reality or sham of lending
books to pupils instead of supplying books to schools. The majority, to be sure, cited
the provision for books to all schoolchildren, regardless of religion, 392 U. S.,
at 243, just as the Everson majority had spoken of the transportation reimbursement
as going to all, 330 U. S., at 16, in each case for the sake of analogy to the provision
of police and fire services.5 But the stress was on the practical significance of
the actual benefits received by the schools. As Everson had rested on the understanding
that no money and no support went to the school, id., at 18, Allen emphasized that
the savings to parents were devoid of any measurable effect in teaching religion,
392 U. S., at 243-244. Justice Harlan, concurring, summed up the approach with his
observations that the required government "[n]eutrality is ... a coat of many colors,"
and quoted Justice Goldberg's conclusion, that there was " `no simple and clear measure'
... by which this or any [religious school aid] case may readily be decided," id.,
at 249 (quoting Schempp, 374 U. S., at 306).
After Everson and Allen, the state of the law applying the Establishment Clause to
public expenditures producing some benefit to religious schools was this:
1. Government aid to religion is forbidden, and tax revenue may not be used to support
a religious school or religious teaching.
2. Government provision of such paradigms of universally general welfare benefits
as police and fire protection does not count as aid to religion.
3. Whether a law's benefit is sufficiently close to universally general welfare paradigms
to be classified with them, as distinct from religious aid, is a function of the purpose
and effect of the challenged law in all its particularity. The judgment is not reducible
to the application of any formula. Evenhandedness of distribution as between religious
and secular beneficiaries is a relevant factor, but not a sufficiency test of constitutionality.
There is no rule of religious equal protection to the effect that any expenditure
for the benefit of religious school students is necessarily constitutional so long
as public school pupils are favored on ostensibly identical terms.
4. Government must maintain neutrality as to religion, "neutrality" being a conclusory
label for the required position of government as neither aiding religion nor impeding
religious exercise by believers. "Neutrality" was not the name of any test to identify
permissible action, and in particular, was not synonymous with evenhandedness in conferring
benefit on the secular as well as the religious.
Today, the substantive principle of no aid to religious mission remains the governing
understanding of the Establishment Clause as applied to public benefits inuring to
religious schools. The governing opinions on the subject in the 35 years since Allen
have never challenged this principle. The cases have, however, recognized that in
actual Establishment Clause litigation over school aid legislation, there is no pure
aid to religion and no purely secular welfare benefit; the effects of the laws fall
somewhere in between, with the judicial task being to make a realistic allocation
between the two possibilities. The Court's decisions demonstrate its repeated attempts
to isolate considerations relevant in classifying particular benefits as between those
that do not discernibly support or threaten support of a school's religious mission,
and those that cross or threaten to cross the line into support for religion.
II
A
The most deceptively familiar of those considerations is "neutrality," the presence
or absence of which, in some sense, we have addressed from the moment of Everson itself.
I say "some sense," for we have used the term in at least three ways in our cases,
and an understanding of the term's evolution will help to explain the concept as it
is understood today, as well as the limits of its significance in Establishment Clause
analysis. "Neutrality" has been employed as a term to describe the requisite state
of government equipoise between the forbidden encouragement and discouragement of
religion; to characterize a benefit or aid as secular; and to indicate evenhandedness
in distributing it.
As already mentioned, the Court first referred to neutrality in Everson, simply stating
that government is required "to be a neutral" among religions and between religion
and nonreligion. 330 U. S., at 18. Although "neutral" may have carried a hint of inaction
when we indicated that the First Amendment "does not require the state to be [the]
adversary" of religious believers, ibid., or to cut off general government services
from religious organizations, Everson provided no explicit definition of the term
or further indication of what the government was required to do or not do to be a
"neutral" toward religion. In practical terms, "neutral" in Everson was simply a term
for government in its required median position between aiding and handicapping religion.
The second major case on aid to religious schools, Allen, used "neutrality" to describe
an adequate state of balance between government as ally and as adversary to religion,
see 392 U. S., at 242 (discussing line between "state neutrality to religion and state
support of religion"). The term was not further defined, and a few subsequent school
cases used "neutrality" simply to designate the required relationship to religion,
without explaining how to attain it. See, e.g., Tilton v. Richardson, 403 U. S. 672,
677 (1971) (describing cases that "see[k] to define the boundaries of the neutral
area between [the Religion Clauses] within which the legislature may legitimately
act"); Roemer v. Board of Public Works of Md., 426 U. S. 736, 747 (1976) (plurality
opinion of Blackmun, J.) ("Neutrality is what is required. The State must confine
itself to secular objectives, and neither advance nor impede religious activity. Of
course, that principle is more easily stated than applied"); see also Committee for
Public Ed. & Religious Liberty v. Nyquist, 413 U. S. 756, 782 (1973) (describing "neutral
posture" toward religion); Roemer, supra, at 745-746 (opinion of Blackmun, J.) ("The
Court has enforced a scrupulous neutrality by the State, as among religions, and also
as between religious and other activities"); cf. Wolman v. Walter, 433 U. S. 229,
254 (1977) (quoting Lemon and noting difficulty of religious teachers' remaining "
`religiously neutral' ").
The Court began to employ "neutrality" in a sense different from equipoise, however,
as it explicated the distinction between "religious" and "secular" benefits to religious
schools, the latter being in some circumstances permissible. See infra, at 18-34 (discussing
considerations). Even though both Everson and Allen had anticipated some such distinction,
neither case had used the term "neutral" in this way. In Everson, Justice Black indicated
that providing police, fire, and similar government services to religious institutions
was permissible, in part because they were "so separate and so indisputably marked
off from the religious function." 330 U. S., at 18. Allen similarly focused on the
fact that the textbooks lent out were "secular" and approved by secular authorities,
392 U. S., at 245, and assumed that the secular textbooks and the secular elements
of education they supported were not so intertwined with religious instruction as
"in fact [to be] instrumental in the teaching of religion," id., at 248. Such was
the Court's premise in Lemon for shifting the use of the word "neutral" from labeling
the required position of the government to describing a benefit that was nonreligious.
We spoke of "[o]ur decisions from Everson to Allen [as] permitt[ing] the States to
provide church-related schools with secular, neutral, or nonideological services,
facilities, or materials," 403 U. S., at 616, and thereafter, we regularly used "neutral"
in this second sense of "secular" or "nonreligious." See, e.g., Tilton, supra, at
687-688 (characterizing subsidized teachers in Lemon as "not necessarily religiously
neutral," but buildings as "religiously neutral"); Meek v. Pittenger, 421 U. S. 349,
365-366 (1975) (describing instructional materials as " `secular, nonideological and
neutral' " and "wholly neutral"); id., at 372 (describing auxiliary services as "religiously
neutral"); Roemer, supra, at 751 (opinion of Blackmun, J.) (describing Tilton's approved
buildings as "neutral or nonideological in nature"); 426 U. S., at 754 (describing
Meek's speech and hearing services as "neutral and nonideological"); Zobrest v. Catalina
Foothills School Dist., 509 U. S. 1, 10 (1993) (discussing translator as "neutral
service"); Agostini v. Felton, 521 U. S. 203, 232 (1997) (discussing need to assess
whether nature of aid was "neutral and nonideological"); cf. Levitt v. Committee for
Public Ed. & Religious Liberty, 413 U. S. 472, 478 (1973) (noting that District Court
approved testing cost reimbursement as payment for services that were " `secular,
neutral, or nonideological' " in character, citing Lemon, 403 U. S., at 616); Wolman,
supra, at 242 (quoting Lemon, supra, at 616 (describing permitted services aid as
secular, neutral, or nonideological)).
The shift from equipoise to secular was not, however, our last redefinition, for
the Court again transformed the sense of "neutrality" in the 1980's. Reexamining and
reinterpreting Everson and Allen, we began to use the word "neutral" to mean "evenhanded,"
in the sense of allocating aid on some common basis to religious and secular recipients.
Again, neither Everson nor Allen explicitly used "neutral" in this manner, but just
as the label for equipoise had lent itself to referring to the secular characteristic
of what a government might provide, it was readily adaptable to referring to the generality
of government services, as in Everson's paradigms, to which permissible benefits were
compared.
The increased attention to a notion of evenhanded distribution was evident in Nyquist,
where the Court distinguished the program under consideration from the government
services approved in Allen and Everson, in part because "the class of beneficiaries
[in Everson and Allen] included all schoolchildren, those in public as well as those
in private schools." 413 U. S., at 782, n. 38. Nyquist then reserved the question
whether "some form of public assistance ... made available generally without regard
to the sectarian-nonsectarian, or public-nonpublic nature of the institution benefitted"
would be permissible. Id., at 783, n. 38 (citations omitted). Subsequent cases continued
the focus on the "generality" of the approved government services as an important
characteristic. Meek, for example, characterized Everson and Allen as approving "a
general program" to pay bus fares and to lend school books, respectively, 421 U. S.,
at 360; id., at 360, n. 8 (approving two similar "general program[s]" in New York
and Pennsylvania), and Wolman upheld diagnostic services described as " `general welfare
services for children,' " 433 U. S., at 243 (quoting Meek, supra, at 371, n. 21).
Justice Blackmun, writing in Roemer, first called such a "general" or evenhanded
program "neutral," in speaking of "facial neutrality" as a relevant consideration
in determining whether there was an Establishment Clause violation. "[R]eligious institutions
need not be quarantined from public benefits that are neutrally available to all."
426 U. S., at 746-747; see also id., at 746 (discussing buses in Everson and school
books in Allen as examples of "neutrally available" aid). In Mueller v. Allen, 463
U. S. 388 (1983), the Court adopted the redefinition of neutrality as evenhandedness,
citing Nyquist, 413 U. S., at 782, n. 38, and alluding to our discussion of equal
access in Widmar v. Vincent, 454 U. S. 263 (1981). The Court upheld a system of tax
deductions for sectarian educational expenses, in part because such a "facially neutral
law," 463 U. S., at 401, made the deduction available for "all parents, including
those whose children attend public schools and those whose children attend nonsectarian
private schools or sectarian private schools," id., at 397. Subsequent cases carried
the point forward. See, e.g., Witters v. Washington Dept. of Servs. for Blind, 474
U. S. 481, 487 (1986) (quoting Nyquist and characterizing program as making aid "available
generally"); Zobrest, supra, 8-9 (discussing "government programs that neutrally provide
benefits to a broad class of citizens defined without reference to religion" and citing
Mueller and Witters); Agostini, supra, at 231 (discussing aid allocated on the basis
of "neutral, secular criteria that neither favor nor disfavor religion, ... made available
to both religious and secular beneficiaries on a nondiscriminatory basis"); see also
Rosenberger, 515 U. S., at 839 ("[T]he guarantee of neutrality is respected, not offended,
when the government, following neutral criteria and evenhanded policies, extends benefits
to recipients whose ideologies and viewpoints, including religious ones, are broad
and diverse").
In sum, "neutrality" originally entered this field of jurisprudence as a conclusory
term, a label for the required relationship between the government and religion as
a state of equipoise between government as ally and government as adversary. Reexamining
Everson's paradigm cases to derive a prescriptive guideline, we first determined that
"neutral" aid was secular, nonideological, or unrelated to religious education. Our
subsequent reexamination of Everson and Allen, beginning in Nyquist and culminating
in Mueller and most recently in Agostini, recast neutrality as a concept of "evenhandedness."
There is, of course, good reason for considering the generality of aid and the evenhandedness
of its distribution in making close calls between benefits that in purpose or effect
support a school's religious mission and those that do not. This is just what Everson
did. Even when the disputed practice falls short of Everson's paradigms, the breadth
of evenhanded distribution is one pointer toward the law's purpose, since on the face
of it aid distributed generally and without a religious criterion is less likely to
be meant to aid religion than a benefit going only to religious institutions or people.
And, depending on the breadth of distribution, looking to evenhandedness is a way
of asking whether a benefit can reasonably be seen to aid religion in fact; we do
not regard the postal system as aiding religion, even though parochial schools get
mail. Given the legitimacy of considering evenhandedness, then, there is no reason
to avoid the term "neutrality" to refer to it. But one crucial point must be borne
in mind.
In the days when "neutral" was used in Everson's sense of equipoise, neutrality was
tantamount to constitutionality; the term was conclusory, but when it applied it meant
that the government's position was constitutional under the Establishment Clause.
This is not so at all, however, under the most recent use of "neutrality" to refer
to generality or evenhandedness of distribution. This kind of neutrality is relevant
in judging whether a benefit scheme so characterized should be seen as aiding a sectarian
school's religious mission, but this neutrality is not alone sufficient to qualify
the aid as constitutional. It is to be considered only along with other characteristics
of aid, its administration, its recipients, or its potential that have been emphasized
over the years as indicators of just how religious the intent and effect of a given
aid scheme really is. See, e.g., Tilton, 403 U. S., at 677-678 (opinion of Burger,
C. J.) (acknowledging "no single constitutional caliper"); Meek, 421 U. S., at 358-359
(noting considerations as guidelines only and discussing them as a matter of degree);
School Dist. of Grand Rapids v. Ball, 473 U. S. 373, 383 (1985) (quoting Meek), overruled
in part by Agostini, 521 U. S., at 203; Board of Ed. of Kiryas Joel Village School
Dist. v. Grumet, 512 U. S. 687, 720 (1994) (opinion of O'Connor, J.) ("Experience
proves that the Establishment Clause, like the Free Speech Clause, cannot easily be
reduced to a single test"); Rosenberger, 515 U. S., at 847-849 (O'Connor, J., concurring)
(discussing need for line drawing); id., at 852 (noting lack of a single "Grand Unified
Theory" for Establishment Clause and citing Kiryas Joel); cf. Agostini, supra, at
232-233 (examining a variety of factors). Thus, the basic principle of establishment
scrutiny of aid remains the principle as stated in Everson, that there may be no public
aid to religion or support for the religious mission of any institution.
B
The insufficiency of evenhandedness neutrality as a stand-alone criterion of constitutional
intent or effect has been clear from the beginning of our interpretative efforts,
for an obvious reason. Evenhandedness in distributing a benefit approaches the equivalence
of constitutionality in this area only when the term refers to such universality of
distribution that it makes no sense to think of the benefit as going to any discrete
group. Conversely, when evenhandedness refers to distribution to limited groups within
society, like groups of schools or schoolchildren, it does make sense to regard the
benefit as aid to the recipients. See, e.g., Everson, 330 U. S., at 16 (discussing
aid that approaches the "verge" of forbidden territory); Lemon, 403 U. S., at 612
("[W]e can only dimly perceive the lines of demarcation in this extraordinarily sensitive
area of constitutional law"); Nyquist, 413 U. S., at 760-761 (noting the "most perplexing
questions" presented in this area and acknowledging " `entangl[ing] precedents' ");
Mueller, 463 U. S., at 393 (quoting Lemon); Witters, 474 U. S., at 485 (quoting Lemon).
Hence, if we looked no further than evenhandedness, and failed to ask what activities
the aid might support, or in fact did support, religious schools could be blessed
with government funding as massive as expenditures made for the benefit of their public
school counterparts, and religious missions would thrive on public money. This is
why the consideration of less than universal neutrality has never been recognized
as dispositive and has always been teamed with attention to other facts bearing on
the substantive prohibition of support for a school's religious objective.
At least three main lines of enquiry addressed particularly to school aid have emerged
to complement evenhandedness neutrality. First, we have noted that two types of aid
recipients heighten Establishment Clause concern: pervasively religious schools and
primary and secondary religious schools. Second, we have identified two important
characteristics of the method of distributing aid: directness or indirectness of distribution
and distribution by genuinely independent choice. Third, we have found relevance in
at least five characteristics of the aid itself: its religious content; its cash form;
its divertibility or actually diversion to religious support; its supplantation
of traditional items of religious school expense; and its substantiality.
1
Two types of school aid recipients have raised special concern. First, we have recognized
the fact that the overriding religious mission of certain schools, those sometimes
called "pervasively sectarian," is not confined to a discrete element of the curriculum,
Everson, 330 U. S., at 22-24 (Jackson, J., dissenting); id., at 45-47 (Rutledge, J.,
dissenting), but permeates their teaching.6 Walz v. Tax Comm'n of City of New York,
397 U. S. 664, 671 (1970); Lemon, supra, at 636-637 ("A school which operates to commingle
religion with other instruction plainly cannot completely secularize its instruction.
Parochial schools, in large measure, do not accept the assumption that secular subjects
should be unrelated to religious teaching"); see also Bowen v. Kendrick, 487 U. S.
589, 621-622 (1988) (discussing pervasively sectarian private schools). Based on record
evidence and long experience, we have concluded that religious teaching in such schools
is at the core of the instructors' individual and personal obligations, cf. Canon
803, §2, Text & Commentary 568 ("It is necessary that the formation and education
given in a Catholic school be based upon the principles of Catholic doctrine; teachers
are to be outstanding for their correct doctrine and integrity of life"), and that
individual religious teachers will teach religiously.7 Lemon, 403 U. S., at 615-620;
id., at 635-641 (Douglas, J., concurring); Levitt, 413 U. S., at 480; Meek, 421 U.
S., at 369-371; Wolman, 433 U. S., at 249-250 (discussing nonseverability of religious
and secular education); Ball, 473 U. S., at 399-400 (O'Connor, J., concurring in judgment
in part and dissenting in part), overruled in part by Agostini, 521 U. S., at 236.
As religious teaching cannot be separated from secular education in such schools or
by such teachers, we have concluded that direct government subsidies to such schools
are prohibited because they will inevitably and impermissibly support religious indoctrination.
Zobrest, 509 U. S., at 12 (discussing Meek and Ball).
Second, we have expressed special concern about aid
to primary and secondary religious schools. Tilton, 403 U. S., at 685-686. On the
one hand, we have understood how the youth of the students in such schools makes them
highly susceptible to religious indoctrination. Lemon, supra, at 616 ("This process
of inculcating religious doctrine is, of course, enhanced by the impressionable age
of the pupils, in primary schools particularly"). On the other, we have recognized
that the religious element in the education offered in most sectarian primary and
secondary schools is far more intertwined with the secular than in university teaching,
where the natural and academic skepticism of most older students may separate the
two, see Tilton, supra, at 686-689; Roemer, 426 U. S., at 750. Thus, government benefits
accruing to these pervasively religious primary and secondary schools raise special
dangers of diversion into support for the religious indoctrination of children and
the involvement of government in religious training and practice.
2
We have also evaluated the portent of support to an organization's religious mission
that may be inherent in the method by which aid is granted, finding pertinence in
at least two characteristics of distribution. First, we have asked whether aid is
direct or indirect, observing distinctions between government schemes with individual
beneficiaries and those whose beneficiaries in the first instance might be religious
schools. Everson, supra, at 18 (bus fare supports parents and not schools); Allen,
392 U. S., 243-244, and n. 6 (textbooks go to benefit children and parents, not schools);
Lemon, supra, at 621 (invalidating direct aid to schools); Levitt, supra, at 480,
482 (invalidating direct testing aid to schools); Witters, 474 U. S., at 487-488 (evaluating
whether aid was a direct subsidy to schools). Direct aid obviously raises greater
risks, although recent cases have discounted this risk factor, looking to other features
of the distribution mechanism. Agostini, supra, at 225-226.8
Second, we have distinguished between indirect aid that reaches religious schools
only incidentally as a result of numerous individual choices and aid that is in reality
directed to religious schools by the government or in practical terms selected by
religious schools themselves. Mueller, 463 U. S., at 399; Witters, supra, at 488;
Zobrest, supra, at 10. In these cases, we have declared the constitutionality of programs
providing aid directly to parents or students as tax deductions or scholarship money,
where such aid may pay for education at some sectarian institutions, Mueller, supra,
at 399; Witters, 474 U. S., at 488, but only as the result of "genuinely independent
and private choices of aid recipients," id., at 487. We distinguished this path of
aid from the route in Ball and Wolman, where the opinions indicated that "[w]here
... no meaningful distinction can be made between aid to the student and aid to the
school, the concept of a loan to individuals is a transparent fiction." 474 U. S.,
at 487, n. 4 (citations and internal quotation marks omitted).9
3
In addition to the character of the school to which the benefit accrues, and its
path from government to school, a number of features of the aid itself have figured
in the classifications we have made. First, we have barred aid with actual religious
content, which would obviously run afoul of the ban on the government's participation
in religion, Everson, 330 U. S., at 16; Walz, 397 U. S., at 668; cf. Lemon, 403 U.
S., at 617 (discussing variable ideological and religious character of religious teachers
compared to fixed content of books). In cases where we have permitted aid, we have
regularly characterized it as "neutral" in the sense (noted supra, at 13-15) of being
without religious content. See, e.g., Tilton, 403 U. S., at 688 (characterizing buildings
as "religiously neutral"); Zobrest, 509 U. S., at 10 (describing translator as "neutral
service"); Agostini, 521 U. S., at 232 (discussing need to assess whether nature of
aid was "neutral and nonideological"). See also ante, at 21 (barring aid with religious
content).10
Second, we have long held government aid invalid when circumstances would allow its
diversion to religious education. The risk of diversion is obviously high when aid
in the form of government funds makes its way into the coffers of religious organizations,
and so from the start we have understood the Constitution to bar outright money grants
of aid to religion.11 See Everson, 330 U. S., at 16 ("[The State] cannot consistently
with the `establishment of religion' clause of the First Amendment contribute tax-raised
funds to the support of an institution which teaches the tenets and faith of any church");
id., at 18 ("The State contributes no money to the schools. It does not support them");
Allen, 392 U. S., at 243-244 ("[N]o funds or books are furnished to parochial schools,
and the financial benefit is to parents and children, not schools"); Walz, supra,
at 675 ("Obviously a direct money subsidy would be a relationship pregnant with involvement
and, as with most governmental grant programs, could encompass sustained and detailed
administrative relationships for enforcement of statutory or administrative standards");
Lemon, supra, at 612 (identifying "three main evils" against which Establishment Clause
was to protect as "sponsorship, financial support, and active involvement of the sovereign
in religious activity," citing Walz); 403 U. S., at 621 (distinguishing direct financial
aid program from Everson and Allen and noting problems with required future surveillance);
Nyquist, 413 U. S., at 762, 774 (striking down "direct money grants" for maintaining
buildings because there was no attempt to restrict payments to those expenditures
related exclusively to secular purposes); Levitt, 413 U. S., at 480, 482 (striking
down "direct money grant" for testing expenses)12 ; Hunt v. McNair, 413 U. S. 734,
745, n. 7 (1973) (noting approved aid is "no expenditure of public funds, either by
grant or loan"); Wolman, 433 U. S., at 239, and n. 7 (noting that "statute does not
authorize any payment to nonpublic school personnel for the costs of administering
the tests"); Agostini, 521 U. S., at 228-229 (emphasizing that approved services are
not "distributed `directly to the religious schools.' ... No Title I funds ever reach
the coffers of religious schools, and Title I services may not be provided to religious
schools on a schoolwide basis" (citations omitted)); Bowen, 487 U. S., at 614-615;
Rosenberger, 515 U. S., at 842 (noting that "we have recognized special Establishment
Clause dangers where the government makes direct money payments to sectarian institutions");
cf. Lemon, 403 U. S., at 619-620 (noting that safeguards and accounting inspections
required to prevent government funds from supporting religious education will cause
impermissible entanglement); Roemer, 426 U. S., at 753-757 (approving segregated funds
after finding recipients not pervasively religious); Ball, 473 U. S., at 392-393 (noting
that "[w]ith but one exception, our subsequent cases have struck down attempts by
States to make payments out of public tax dollars directly to primary or secondary
religious educational institutions"), overruled in part by Agostini, supra, at 236;
Witters, 474 U. S., at 487 ("It is equally well-settled ... that the State may not
grant aid to a religious school, whether cash or in kind, where the effect of the
aid is that of a direct subsidy to the religious school" (internal quotation marks
and citations omitted)); Rosenberger, supra, at 851-852 (O'Connor, J., concurring)
(noting that student fee was not a tax).
Divertibility is not, of course, a characteristic of cash alone, and when examining
provisions for ostensibly secular supplies we have considered their susceptibility
to the service of religious ends.13 In upholding a scheme to provide students with
secular textbooks, we emphasized that "each book loaned must be approved by the public
school authorities; only secular books may receive approval." Allen, 392 U. S., at
244-245; see also Meek, 421 U. S., at 361-362 (opinion of Stewart, J.); Wolman, supra,
at 237-238. By the same token, we could not sustain provisions for instructional materials
adaptable to teaching a variety of subjects.14 Meek, supra, at 363; Wolman, supra,
at 249-250. While the textbooks had a known and fixed secular content not readily
divertible to religious teaching purposes, the adaptable materials did not.15 So,
too, we explained the permissibility of busing on public routes to schools but not
busing for field trips designed by religious authorities specifically because the
latter trips were components of teaching in a pervasively religious school. Compare
Everson, 330 U. S., at 17 (noting wholly separate and secular nature of public bus
fare to schools), with Wolman, 433 U. S., at 254 ("The field trips are an integral
part of the educational experience, and where the teacher works within and for a sectarian
institution, an unacceptable risk of fostering of religion is an inevitable byproduct"
(citation omitted)). We likewise were able to uphold underwriting the expenses of
standard state testing in religious schools while being forced to strike down aid
for testing designed by the school officials, because the latter tests could be used
to reinforce religious teaching. Compare id., at 240 ("[T]he State provides both the
schools and the school district with the means of ensuring that the minimum standards
are met. The nonpublic school does not control the content of the test or its result.
This serves to prevent the use of the test as part of religious teaching, and thus
avoids that kind of direct aid to religion found present in Levitt"); Committee for
Public Ed. and Religious Liberty v. Regan, 444 U. S. 646, 661-662 (1980) (same), with
Levitt, 413 U. S., at 480 ("We cannot ignore the substantial risk that these examinations,
prepared by teachers under the authority of religious institutions, will be drafted
with an eye, unconsciously or otherwise, to inculcate students in the religious precepts
of the sponsoring church").
With the same point in mind, we held that buildings constructed with government grants
to universities with religious affiliation must be barred from religious use indefinitely
to prevent the diversion of government funds to religious objectives. Tilton, 403
U. S., at 683 (plurality opinion) ("If, at the end of 20 years, the building is, for
example, converted into a chapel or otherwise used to promote religious interests,
the original federal grant will in part have the effect of advancing religion. To
this extent the Act therefore trespasses on the Religion Clauses"); see also Hunt,
413 U. S., at 743-744. We were accordingly constrained to strike down aid for repairing
buildings of nonpublic schools because they could be used for religious education.
Nyquist, 413 U. S., at 776-777.
Divertibility was, again, the issue in an order remanding an as-applied challenge
to a grant supporting counseling on teenage sexuality for findings that the aid had
not been used to support religious education. Bowen, 487 U. S., at 621; see also id.,
at 623 (O'Connor, J., concurring). And the most recent example of attention to the
significance of divertibility occurred in our explanation that public school teachers
could be assigned to provide limited instruction in religious schools in Agostini,
521 U. S., at 223-227, a majority of the Court rejecting the factual assumption that
public school teachers could be readily lured into providing religious instruction.16
Third, our cases have recognized the distinction, adopted by statute in the Chapter
2 legislation, between aid that merely supplements and aid that supplants expenditures
for offerings at religious schools, the latter being barred. Although we have never
adopted the position that any benefit that flows to a religious school is impermissible
because it frees up resources for the school to engage in religious indoctrination,
Hunt, supra, at 743, from our first decision holding it permissible to provide textbooks
for religious schools we have repeatedly explained the unconstitutionality of aid
that supplants an item of the school's traditional expense. See, e.g., Cochran v.
Louisiana Bd. of Ed., 281 U. S. 370, 375 (1930) (noting that religious schools "are
not the beneficiaries of these appropriations. They obtain nothing from them, nor
are they relieved of a single obligation because of them" (internal quotation marks
omitted)); Everson, 330 U. S., at 18, (specifically noting that bus fare program did
not support or fund religious schools); Allen, 392 U. S., at 244 (stating that "the
financial benefit [of providing the textbooks] is to parents and children, not to
schools" (footnote omitted)); id., at 244, n. 6 (explicitly recognizing that "the
record contains no evidence that any of the private schools in appellants' districts
previously provided textbooks for their students"); Lemon, 403 U. S., at 656 (opinion
of Brennan, J.) (noting no aid to schools was involved in Allen). We ignored this
prohibition only once, in Regan, supra, at 646; see also ante, at 16, n. 7, where
reimbursement for budgeted expenses of required testing was not struck down, but we
then quickly returned to the rule as a guideline for permissible aid.17 In Zobrest,
509 U. S., at 12, the Court specifically distinguished Meek and Ball by explaining
that the invalid programs in those cases "relieved sectarian schools of costs they
otherwise would have borne in educating their students." In Agostini, the Court made
a point of noting that the objects of the aid were "by law supplemental to the regular
curricula" and, citing Zobrest, explained that the remedial education services did
not relieve the religious schools of costs they would otherwise have borne. 521 U.
S., at 228 (citing Zobrest, supra, at 12). The Court explicitly stated that the services
in question did not "supplant the remedial instruction and guidance counseling already
provided in New York City's sectarian schools." 521 U. S., at 229.
Finally, we have recognized what is obvious (however imprecise), in holding "substantial"
amounts of aid to be unconstitutional whether or not a plaintiff can show that it
supplants a specific item of expense a religious school would have borne.18 In Meek,
421 U. S., at 366, we invalidated the loan of instructional materials to religious
schools because "faced with the substantial amounts of direct support authorized by
[the program], it would simply ignore reality to attempt to separate secular educational
functions from the predominantly religious role performed by many of Pennsylvania's
church-related elementary and secondary schools and then characterize [the program]
as channeling aid to the secular without providing direct aid to the sectarian." Id.,
at 365. See id., at 366 ("Substantial aid to the educational function of such schools
... necessarily results in aid to the sectarian school enterprise as a whole"); see
also Nyquist, 413 U. S., at 783; Wolman, 433 U. S., at 250-251. In Witters, 474 U.
S., at 488, the Court asked whether the aid in question was a direct subsidy to religious
schools and addressed the substantiality of the aid obliquely in noting that "nothing
in the record indicates that ... any significant portion of the aid expended under
the Washington program as a whole will end up flowing to religious education." In
Zobrest, supra, at 12, the Court spoke of the substantiality test in Meek, noting
that "[d]isabled children, not sectarian schools, are the primary beneficiaries of
the [Individuals with Disabilities Act (IDEA)]; to the extent sectarian schools benefit
at all from the IDEA, they are only incidental beneficiaries."
C
This stretch of doctrinal history leaves one point clear beyond peradventure: together
with James Madison we have consistently understood the Establishment Clause to impose
a substantive prohibition against public aid to religion and, hence, to the religious
mission of sectarian schools. Evenhandedness neutrality is one, nondispositive pointer
toward an intent and (to a lesser degree) probable effect on the permissible side
of the line between forbidden aid and general public welfare benefit. Other pointers
are facts about the religious mission and education level of benefited schools and
their pupils, the pathway by which a benefit travels from public treasury to educational
effect, the form and content of the aid, its adaptability to religious ends, and its
effects on school budgets. The object of all enquiries into such matters is the same
whatever the particular circumstances: is the benefit intended to aid in providing
the religious element of the education and is it likely to do so?
The substance of the law has thus not changed since Everson. Emphasis on one sort
of fact or another has varied depending on the perceived utility of the enquiry, but
all that has been added is repeated explanation of relevant considerations, confirming
that our predecessors were right in their prophecies that no simple test would emerge
to allow easy application of the establishment principle.
The plurality, however, would reject that lesson. The majority misapplies it.
III
A
The nub of the plurality's new position is this:
"[I]f the government, seeking to further some legitimate secular purpose, offers
aid on the same terms, without regard to religion, to all who adequately further that
purpose, then it is fair to say that any aid going to a religious recipient only has
the effect of furthering that secular purpose. The government, in crafting such an
aid program, has had to conclude that a given level of aid is necessary to further
that purpose among secular recipients and has provided no more than that same level
to religious recipients." Ante, at 10-11 (citation omitted).
As a break with consistent doctrine the plurality's new criterion is unequaled in
the history of Establishment Clause interpretation. Simple on its face, it appears
to take evenhandedness neutrality and in practical terms promote it to a single and
sufficient test for the establishment constitutionality of school aid. Even on its
own terms, its errors are manifold, and attention to at least three of its mistaken
assumptions will show the degree to which the plurality's proposal would replace the
principle of no aid with a formula for generous religious support.
First, the plurality treats an external observer's attribution of religious support
to the government as the sole impermissible effect of a government aid scheme. See,
e.g., ante, at 10 ("[N]o one would conclude that any indoctrination that any particular
recipient conducts has been done at the behest of the government"). While perceived
state endorsement of religion is undoubtedly a relevant concern under the Establishment
Clause, see, e.g., Allegheny County, 492 U. S., at 592-594; see also Capitol Square
Review and Advisory Bd. v. Pinette, 515 U. S. 753, 772-774 (1995) (O'Connor, J., concurring
in part and concurring in judgment); id., at 786-787 (Souter, J., concurring in part
and concurring in judgment), it is certainly not the only one. Everson made this clear
from the start: secret aid to religion by the government is also barred. 330 U. S.,
at 16. State aid not attributed to the government would still violate a taxpayer's
liberty of conscience, threaten to corrupt religion, and generate disputes over aid.
In any event, since the same-terms feature of the scheme would, on the plurality's
view, rule out the attribution or perception of endorsement, adopting the plurality's
rule of facial evenhandedness would convert neutrality into a dispositive criterion
of establishment constitutionality and eliminate the effects enquiry directed by Allen,
Lemon, and other cases. Under the plurality's rule of neutrality, if a program met
the first part of the Lemon enquiry, by declining to define a program's recipients
by religion, it would automatically satisfy the second, in supposedly having no impermissible
effect of aiding religion.19
Second, the plurality apparently assumes as a fact that equal amounts of aid to religious
and nonreligious schools will have exclusively secular and equal effects, on both
external perception and on incentives to attend different schools. See ante, at 10-11,
14-15. But there is no reason to believe that this will be the case; the effects of
same-terms aid may not be confined to the secular sphere at all. This is the reason
that we have long recognized that unrestricted aid to religious schools will support
religious teaching in addition to secular education, a fact that would be true no
matter what the supposedly secular purpose of the law might be.
Third, the plurality assumes that per capita distribution rules safeguard the same
principles as independent, private choices. But that is clearly not so. We approved
university scholarships in Witters because we found them close to giving a government
employee a paycheck and allowing him to spend it as he chose, but a per capita aid
program is a far cry from awarding scholarships to individuals, one of whom makes
an independent private choice. Not the least of the significant differences between
per capita aid and aid individually determined and directed is the right and genuine
opportunity of the recipient to choose not to give the aid.20 To hold otherwise would
be to license the government to donate funds to churches based on the number of their
members, on the patent fiction of independent private choice.
The plurality's mistaken assumptions explain and underscore its sharp break with
the Framers' understanding of establishment and this Court's consistent interpretative
course. Under the plurality's regime, little would be left of the right of conscience
against compelled support for religion; the more massive the aid the more potent would
be the influence of the government on the teaching mission; the more generous the
support, the more divisive would be the resentments of those resisting religious support,
and those religions without school systems ready to claim their fair share.
B
The plurality's conception of evenhandedness does not, however, control the case,
whose disposition turns on the misapplication of accepted categories of school aid
analysis. The facts most obviously relevant to the Chapter 2 scheme in Jefferson Parish
are those showing divertibility and actual diversion in the circumstance of pervasively
sectarian religious schools. The type of aid, the structure of the program, and the
lack of effective safeguards clearly demonstrate the divertibility of the aid. While
little is known about its use, owing to the anemic enforcement system in the parish,
even the thin record before us reveals that actual diversion occurred.
The aid that the government provided was highly susceptible to unconstitutional use.
Much of the equipment provided under Chapter 2 was not of the type provided for individual
students, App. to Pet. for Cert. 140a; App. 262a-278a, but included "slide projectors,
movie projectors, overhead projectors, television sets, tape recorders, projection
screens, maps, globes, filmstrips, cassettes, computers," and computer software and
peripherals, Helms v. Cody, No. 85-5533, 1990 WL 36124 (ED La., Mar. 27, 1990); App.
to Pet. for Cert. 140a; App. 90a, 262a-278a, as well as library books and materials,
id., at 56a, 126a, 280a-284a. The videocassette players, overhead projectors, and
other instructional aids were of the sort that we have found can easily be used by
religious teachers for religious purposes. Meek, 421 U. S., at 363; Wolman, 433 U.
S., at 249-250. The same was true of the computers, which were as readily employable
for religious teaching as the other equipment, and presumably as immune to any countervailing
safeguard, App. 90a, 118a, 164a-165a. Although library books, like textbooks, have
fixed content, religious teachers can assign secular library books for religious critique,
and books for libraries may be religious, as any divinity school library would demonstrate.
The sheer number and variety of books that could be and were ordered gave ample opportunity
for such diversion.
The divertibility thus inherent in the forms of Chapter 2 aid was enhanced by the
structure of the program in Jefferson Parish. Requests for specific items under Chapter
2 came not from secular officials, cf. Allen, 392 U. S., at 244-245, but from officials
of the religious schools (and even parents of religious school pupils), see ante,
at 3 (noting that private religious schools submitted their orders to the government
for specific requested items); App. 156a-158a. The sectarian schools decided what
they wanted and often ordered the supplies, id., at 156a-159a, 171a-172a, to be forwarded
directly to themselves, id., at 156a-159a. It was easy to select whatever instructional
materials and library books the schools wanted, just as it was easy to employ computers
for the support of the religious content of the curriculum infused with religious
instruction.
The concern with divertibility thus predicated is underscored by the fact that the
religious schools in question here covered the primary and secondary grades, the grades
in which the sectarian nature of instruction is characteristically the most pervasive,
see Lemon, 403 U. S., at 616; cf. Tilton, 403 U. S., at 686-689, and in which pupils
are the least critical of the schools' religious objectives, see Lemon, supra, at
616. No one, indeed, disputes the trial judge's findings, based on a detailed record,
that the Roman Catholic schools,21 which made up the majority of the private schools
participating,22 were pervasively sectarian,23 that their common objective and mission
was to engage in religious education,24 and that their teachers taught religiously,25
making them precisely the kind of primary and secondary religious schools that raise
the most serious Establishment Clause concerns. See Walz, 397 U. S., at 671; Hunt,
413 U. S., at 743; Lemon, supra, at 636-637. The threat to Establishment Clause values
was accordingly at its highest in the circumstances of this case. Such precautionary
features as there were in the Jefferson Parish scheme were grossly inadequate to counter
the threat. To be sure, the disbursement of the aid was subject to statutory admonitions
against diversion, see, e.g., 20 U. S. C. §§7332, 8897, and was supposedly subject
to a variety of safeguards, see ante, at 2-3, 34-36. But the provisions for onsite
monitoring visits, labeling of government property, and government oversight cannot
be accepted as sufficient in the face of record evidence that the safeguard provisions
proved to
be empty phrases in Jefferson Parish. Cf. Agostini, 521 U. S., at 228-229; Zobrest,
509 U. S., at 13 (accepting precautionary provisions in absence of evidence of their
uselessness).
The plurality has already noted at length the ineffectiveness of the government's
monitoring program. Ante, at 34-36; see also App. 111a ("A system to monitor nonpublic
schools was often not in operation and therefore the [local educational agency] did
not always know: (a) what was purchased or (b) how it was utilized"). Monitors visited
a nonpublic school only sporadically, discussed the program with a single contact
person, observed nothing more than attempts at recordkeeping, and failed to inform
the teachers of the restrictions involved. Id., at 154a-155a. Although Chapter 2 required
labeling of government property, it occurred haphazardly at best, id., at 113a, and
the government's sole monitoring system for computer use amounted to nothing more
than questioning school officials and examining the location of computers at the schools,
id., at 118a. No records of software and computer use were kept, and no such recordkeeping
was even planned. Id., at 118a, 164a-166a. State and local officials in Jefferson
Parish admitted that nothing prevented the Chapter 2 computers from being used for
religious instruction, id., at 102a, 118a, 164a-166a, and although they knew of methods
of monitoring computer usage, such as locking the computer functions, id., at 165a-166a,
they implemented no particular policies, instituted no systems, and employed no technologies
to minimize the likelihood of diversion to religious uses,26 id., at 118a, 165a-166a.
The watchdogs did require the religious schools to give not so much as an assurance
that they would use Chapter 2 computers solely for secular purposes, Helms v. Picard,
151 F. 3d 347, 368 (1998), amended, 165 F. 3d 311 (CA5 1999); App. 94a-95a. Government
officials themselves admitted that there was no way to tell whether instructional
materials had been diverted, id., at 118a, 139a, 144a-145a, and, as the plurality
notes, the only screening mechanism in the library book scheme was a review of titles
by a single government official, ante, at 35, n. 15; see App. at 137a. The government
did not even have a policy on the consequences of noncompliance. Id., at 145a.
The risk of immediate diversion of Chapter 2 benefits had its complement in the risk
of future diversion, against which the Jefferson Parish program had absolutely no
protection. By statute all purchases with Chapter 2 aid were to remain the property
of the United States, 20 U. S. C. §7372(c)(1), merely being "lent" to the recipient
nonpublic schools. In actuality, however, the record indicates that nothing in the
Jefferson Parish program stood in the way of giving the Chapter 2 property outright
to the religious schools when it became older. Although old equipment remained the
property of the local education agency, a local government administrative body, one
agency employee testified that there was no set policy for dealing with old computers,
which were probably given outright to the religious schools. App. 161a-162a. The witness
said that government-funded instructional materials, too, were probably left with
the religious schools when they were old, and that it was unclear whether library
books were ever to be returned to the government. Ibid.
Providing such governmental aid without effective safeguards against future diversion
itself offends the Establishment Clause, Tilton, 403 U. S., at 682-684; Nyquist, 413
U. S., at 776-777, and even without evidence of actual diversion, our cases have repeatedly
held that a "substantial risk" of it suffices to invalidate a government aid program
on establishment grounds. See, e.g., Wolman, 433 U. S., at 254 (invalidating aid for
transportation on teacher-accompanied field trips because an "unacceptable risk of
fostering of religion" was "an inevitable byproduct"); Meek, 421 U. S., at 372 (striking
down program because of a "potential for impermissible fostering of religion"); Levitt,
413 U. S., at 480 (invalidating aid for tests designed by religious teachers because
of "the substantial risk that ... examinations, prepared by teachers under the authority
of religious institutions, will be drafted with an eye, unconsciously or otherwise,
to inculcate students in the religious precepts of the sponsoring church"); Lemon,
403 U. S., at 619 (finding invalid aid with a "potential for impermissible fostering
of religion"); cf. Bowen, 487 U. S., at 621 (noting that where diversion risk is less
clearly made out, a case may be remanded for findings on actual diversion of aid to
religious indoctrination); Regan, 444 U. S., at 656 (characterizing as "minimal" the
chance that state-drafted tests with "complete" safeguards would be adopted to religious
testing). A substantial risk of diversion in this case was more than clear, as the
plurality has conceded. The First Amendment was violated.
But the record here goes beyond risk, to instances of actual diversion. What one
would expect from such paltry efforts at monitoring and enforcement naturally resulted,
and the record strongly suggests that other, undocumented diversions probably occurred
as well. First, the record shows actual diversion in the library book program. App.
132a-133a. Although only limited evidence exists, it contrasts starkly with the records
of the numerous textbook programs that we have repeatedly upheld, where there was
no evidence of any actual diversion. See Allen, 392 U. S., at 244-245; Meek, supra,
at 361-362; Wolman, supra, at 237-238. Here, discovery revealed that under Chapter
2, nonpublic schools requested and the government purchased at least 191 religious
books with taxpayer funds by December 1985.27 App. 133a. Books such as A Child's Book
of Prayers, id., at 84a, and The Illustrated Life of Jesus, id., at 132a, were discovered
among others that had been ordered under the program. See also id., at 59a-62a.
The evidence persuasively suggests that other aid was actually diverted as well.
The principal of one religious school testified, for example, that computers lent
with Chapter 2 funds were joined in a network with other non-Chapter 2 computers in
some schools, and that religious officials and teachers were allowed to develop their
own unregulated software for use on this network. Id., at 77a. She admitted that the
Chapter 2 computer took over the support of the computing system whenever there was
a breakdown of the master computer purchased with the religious school's own funds.
Ibid. Moreover, as the plurality observes, ante, at 36, n. 17, comparing the records
of considerable federal funding of audiovisual equipment in religious schools with
records of the schools' use of unidentified audiovisual equipment in religion classes
strongly suggests that film projectors and videotape machines purchased with public
funds were used in religious indoctrination over a period of at least seven years.
App. 205a, 210a, 206a-207a; see also id., at 108a (statement of second-grade teacher
indicating that she used audiovisual materials in all classes).
Indeed, the plurality readily recognizes that the aid in question here was divertible
and that substantial evidence of actual diversion exists. Ante, at 34-36, and nn.
14-17. Although Justice O'Connor attributes limited significance to the evidence of
divertibility and actual diversion, she also recognizes that it exists. Ante, at 28-32
(opinion concurring in judgment). The Court has no choice but to hold that the program
as applied violated the Establishment Clause.28
IV
The plurality would break with the law. The majority misapplies it. That misapplication
is, however, the only consolation in the case, which reaches an erroneous result but
does not stage a doctrinal coup. But there is no mistaking the abandonment of doctrine
that would occur if the plurality were to become a majority. It is beyond question
that the plurality's notion of evenhandedness neutrality as a practical guarantee
of the validity of aid to sectarian schools would be the end of the principle of no
aid to the schools' religious mission. And if that were not so obvious it would become
so after reflecting on the plurality's thoughts about diversion and about giving attention
to the pervasiveness of a school's sectarian teaching.
The plurality is candid in pointing out the extent of actual diversion of Chapter
2 aid to religious use in the case before us, ante, at 34-36, and n. 17, and equally
candid in saying it does not matter, ante, at 21-27, 36. To the plurality there is
nothing wrong with aiding a school's religious mission; the only question is whether
religious teaching obtains its tax support under a formally evenhanded criterion of
distribution. The principle of no aid to religious teaching has no independent significance.
And if this were not enough to prove that no aid in religious school aid is dead
under the plurality's First Amendment, the point is nailed down in the plurality's
attack on the legitimacy of considering a school's pervasively sectarian character
when judging whether aid to the school is likely to aid its religious mission. Ante,
at 27-31. The relevance of this consideration is simply a matter of common sense:
where religious indoctrination pervades school activities of children and adolescents,
it takes great care to be able to aid the school without supporting the doctrinal
effort. This is obvious. The plurality nonetheless condemns any enquiry into the pervasiveness
of doctrinal content as a remnant of anti-Catholic bigotry (as if evangelical Protestant
schools and Orthodox Jewish yeshivas were never pervasively sectarian29 ), and it
equates a refusal to aid religious schools with hostility to religion (as if aid to
religious teaching were not opposed in this very case by at least one religious respondent30
and numerous religious amici curiae31 in a tradition claiming descent from Roger Williams).
My concern with these arguments goes not so much to their details32 as it does to
the fact that the plurality's choice to employ imputations of bigotry and irreligion
as terms in the Court's debate makes one point clear: that in rejecting the principle
of no aid to a school's religious mission the plurality is attacking the most fundamental
assumption underlying the Establishment Clause, that government can in fact operate
with neutrality in its relation to religion. I believe that it can, and so respectfully
dissent.
FOOTNOTES
Footnote 1
Chapter 2 is now technically Subchapter VI of Chapter 70 of 20 U. S. C., where it
was codified by the Improving America's Schools Act of 1994, Pub. L. 103-382, 108
Stat. 3707. For convenience, we will use the term "Chapter 2," as the lower courts
did. Prior to 1994, Chapter 2 was codified at 20 U. S. C. §§2911-2976 (1988 ed.).
Footnote 2
Congress in 1988 amended the section governing the sorts of materials and equipment
available under Chapter 2. Compare 20 U. S. C. §3832(1)(B) (1982 ed.) with §7351(b)(2)
(1994 ed.). The record in this case closed in 1989, and the effect of the amendment
is not at issue.
Footnote 3
Everson v. Board of Ed. of Ewing, 330 U. S. 1 (1947) (upholding reimbursement to
parents for costs of busing their children to public or private school).
Footnote 4
Cases prior to Everson discussed the issue only indirectly, see e.g., Vidal v. Philadelphia,
2 How. 127, 198-200 (1844); Quick Bear v. Leupp, 210 U. S. 50, 81 (1908), or evaluated
aid to schools under other provisions of the Constitution, see Cochran v. Louisiana
Bd. of Ed., 281 U. S. 370, 374-375 (1930).
Footnote 5
Justice O'Connor acknowledges that "neutrality is an important reason for upholding
government-aid programs," one that our recent cases have "emphasized ... repeatedly."
Post, at 3 (opinion concurring in judgment).
Footnote 6
The majority opinion also noted that only a small portion of the overall aid under
the State's program would go to religious education, see Witters, 474 U. S., at 488,
but it appears that five Members of the Court thought this point irrelevant. See id.,
at 491, n. 3 (Powell, J., joined by Burger, C. J., and Rehnquist, J., concurring)
(citing Mueller v. Allen, 463 U. S. 388, 401 (1983), to assert that validity of program
"does not depend on the fact that petitioner appears to be the only handicapped student
who has sought to use his assistance to pursue religious training"); 474 U. S., at
490 (White, J., concurring) (agreeing with "most of Justice Powell's concurring opinion
with respect to the relevance of Mueller," but not specifying further); id., at 493
(O'Connor, J., concurring in part and concurring in judgment) (agreeing with Justice
Powell's reliance on Mueller and explaining that the program did not have an impermissible
effect, because it was neutral and involved private choice, and thus "[n]o reasonable
observer is likely to draw from the facts before us an inference that the State itself
is endorsing a religious practice or belief"). More recently, in Agostini v. Felton,
521 U. S. 203 (1997), we held that the proportion of aid benefiting students at religious
schools pursuant to a neutral program involving private choices was irrelevant to
the constitutional inquiry. Id., at 229 (refusing "to conclude that the constitutionality
of an aid program depends on the number of sectarian school students who happen to
receive the otherwise neutral aid"); see also post, at 13 (O'Connor, J., concurring
in judgment) (quoting this passage).
Footnote 7
Respondents also contend that Chapter 2 aid supplants, rather than supplements, the
core educational function of parochial schools and therefore has the effect of furthering
religion. Our case law does provide some indication that this distinction may be relevant
to determining whether aid results in governmental indoctrination, see Agostini, 521
U. S., at 228-229; Zobrest v. Catalina Foothills School Dist., 509 U. S. 1, 12 (1993);
but see School Dist. of Grand Rapids v. Ball, 473 U. S. 373, 396 (1985), but we have
never delineated the distinction's contours or held that it is constitutionally required.
Nor, to the extent that the supplement/supplant line is separable from respondents'
direct/indirect and "no divertibility" arguments, do we need to resolve the distinction's
constitutional status today, for, as we have already noted, Chapter 2 itself requires
that aid may only be supplemental. 20 U. S. C. §7371(b). See also post, at 33 (O'Connor,
J., concurring in judgment) (declining to decide whether supplement/supplant distinction
is a constitutional requirement); but see post, at 17 (explaining that computers are
"necessary" to "the educational process"). We presume that whether a parish has complied
with that statutory requirement would be, at the very least, relevant to whether a
violation of any constitutional supplement/supplant requirement has occurred, yet
we have no reason to believe that there has been any material statutory violation.
A statewide review by the Louisiana SEA indicated that §7371(b) receives nearly universal
compliance. App. 112a. More importantly, neither the District Court nor the Fifth
Circuit even hinted that Jefferson Parish had violated §7371(b), and respondents barely
mention the statute in their brief to this Court, offering only the slimmest evidence
of any possible violation, see id., at 63a. Respondents argue that any Chapter 2 aid
that a school uses to comply with state requirements (such as those relating to computers
and libraries) necessarily violates whatever supplement/supplant line may exist in
the Constitution, but our decision in Committee for Public Ed. and Religious Liberty
v. Regan, 444 U. S. 646 (1980), upholding reimbursement to parochial schools of costs
relating to state-mandated testing, rejects any such blanket rule.
Footnote 8
The reason for such concern is not that the form per se is bad, but that such a form
creates special risks that governmental aid will have the effect of advancing religion
(or, even more, a purpose of doing so). An indirect form of payment reduces these
risks. See Mueller, 463 U. S., at 399 (neutral tax deduction, because of its indirect
form, allowed economic benefit to religious schools only as result of private choice
and thus did not suggest state sanction of schools' religious messages). It is arguable,
however, at least after Witters, that the principles of neutrality and private choice
would be adequate to address those special risks, for it is hard to see the basis
for deciding Witters differently simply if the State had sent the tuition check directly
to whichever school Witters chose to attend. See Rosenberger v. Rector and Visitors
of Univ. of Va., 515 U. S. 819, 848 (1995) (O'Connor, J., concurring) (explaining
Witters as reconciling principle of neutrality with principle against public funding
of religious messages by relying on principle of private choice). Similarly, we doubt
it would be unconstitutional if, to modify Witters's hypothetical, see 474 U. S.,
at 486-487; supra, at 17, a government employer directly sent a portion of an employee's
paycheck to a religious institution designated by that employee pursuant to a neutral
charitable program. We approved a similar arrangement in Quick Bear, 210 U. S., at
77-82, and the Federal Government appears to have long had such a program, see 1999
Catalog of Caring: Combined Federal Campaign of the National Capital Area 44, 45,
59, 74-75 (listing numerous religious organizations, many of which engage in religious
education or in proselytizing, to which federal employees may contribute via payroll
deductions); see generally Cornelius v. NAACP Legal Defense & Ed. Fund, Inc., 473
U. S. 788 (1985) (discussing Combined Federal Campaign). Finally, at least some of
our prior cases striking down direct payments involved serious concerns about whether
the payments were truly neutral. See, e.g., Committee for Public Ed. & Religious Liberty
v. Nyquist, 413 U. S. 756, 762-764, 768, 774-780 (1973) (striking down, by 8-to-1
vote, program providing direct grants for maintenance and repair of school facilities,
where payments were allocated per-pupil but were only available to private, nonprofit
schools in low-income areas, " `all or practically all' " of which were Catholic).
Id., at 768.
Footnote 9
The dissent would find an establishment of religion if a government-provided projector
were used in a religious school to show a privately purchased religious film, even
though a public school that possessed the same kind of projector would likely be constitutionally
barred from refusing to allow a student bible club to use that projector in a classroom
to show the very same film, where the classrooms and projectors were generally available
to student groups. See Lamb's Chapel v. Center Moriches Union Free School Dist., 508
U. S. 384 (1993).
Footnote 10
Although we did, elsewhere in Board of Ed. of Central School Dist. No. 1 v. Allen,
392 U. S. 236 (1968), observe, in response to a party's argument, that there was no
evidence that the schools were using secular textbooks to somehow further religious
instruction, see id., at 248, we had no occasion to say what the consequence would
be were such use occurring and, more importantly, we think that this brief concluding
comment cannot be read, especially after Zobrest (not to mention Witters, Mueller,
and Agostini) as essential to the reasoning of Allen.
Footnote 11
Justice O'Connor agrees that the Constitution does not bar divertible aid. See post,
at 22-23 (opinion concurring in judgment). She also finds actual diversion unproblematic
if "true private-choice" directs the aid. See post, at 6. And even when there is not
such private choice, she thinks that some amount of actual diversion is tolerable
and that safeguards for preventing and detecting actual diversion may be minimal,
as we explain further, infra, at 34-36.
Footnote 12
It is thus surprising for the dissent to accuse us of following a rule of "breathtaking
... manipulability." Post, at 36, n. 19.
Footnote 13
Nor does Justice O'Connor do so today in her analysis of Jefferson Parish's Chapter
2 program.
Footnote 14
Many of the other safeguards on which Justice O'Connor relies are safeguards against
improper content, not against diversion. See post, at 27, 28-29 (opinion concurring
in judgment). Content is a different matter from diversion and is much easier to police
than is the mutable use of materials and equipment (which is one reason that we find
the safeguards against improper content adequate, infra, at 36-37). Similarly, the
statutory provisions against supplanting nonfederal funds and against paying federal
funds for religious worship or instruction, on which Justice O'Connor also relies,
post, at 27, are of little, if any, relevance to diversion--the former because diversion
need not supplant, and the latter because religious schools receive no funds, 20 U.
S. C. §7372(c)(1).
Footnote 15
The SEA director acknowledged as much when he said that the SEA enforces the rule
against diversion "as best we can," only visits "[o]ne or two" of the private schools
whenever it reviews an LEA, and reviews each LEA only once every three years. App.
94a-95a. When asked whether there was "any way" for SEA officials to know of diversion
of a Chapter 2 computer, he responded, "No, there is no way." Id., at 118a.
Monitoring by the Jefferson Parish LEA is similarly ineffective. The LEA visits each
private school only once a year, for less than an hour and a half, and alerts the
school to the visit in advance. Id., at 142a, 151a-152a, 182a-183a. The monitoring
visits consist of reviewing records of equipment use and of speaking to a single contact
person. Self-reporting is the sole source for the records of use. Id., at 140a. In
the case of overhead projectors, the record appears to be just a sign-out sheet, and
the LEA official simply checks whether "the recordation of use is attempted." Id.,
at 143a. The contact person is not a teacher; monitoring does not include speaking
with teachers; and the LEA makes no effort to inform teachers of the restrictions
on use of Chapter 2 equipment. Id., at 154a-155a. The contact person also is usually
not involved with the computers. Id., at 163a. Thus, the contact person is uninvolved
in the actual use of the divertible equipment and, therefore, in no position to know
whether diversion has occurred. See id., at 154a. Unsurprisingly, then, no contact
person has ever reported diversion. Id., at 147a. (In Agostini, by contrast, monitors
visited each classroom--unannounced--once a month, and the teachers received specific
training in what activities were permitted. 521 U. S., at 211-212, 234.) The head
of the Jefferson Parish LEA admitted that she had, and could have, no idea whether
Chapter 2 equipment was being diverted:
"Q: Would there be any way to ascertain, from this on-site visit, whether the material
or equipment purchased are used not only in accordance with Chapter 2 plan submitted,
but for other purposes, also?
"A: No.
"Q: Now, would it be your view that a church-affiliated school that would teach the
creation concept of the origin of man, that if they used [a Chapter 2] overhead projector,
that would be a violation ... ?
"A: Yes.
"Q: Now, is there any way, do you ever ask that question of a church-affiliated school,
as to whether they use it for that purpose?
"A: No." App. 144a, 150a-151a.
See id., at 139a, 145a, 146a-147a (similar).
Footnote 16
In fact, a label, by associating the government with any religious use of the equipment,
exacerbates any Establishment Clause problem that might exist when diversion occurs.
Footnote 17
Justice O'Connor dismisses as de minimis the evidence of actual diversion. Post,
at 29-31 (opinion concurring in judgment). That may be, but it is good to realize
just what she considers de minimis. There is persuasive evidence that Chapter 2 audiovisual
equipment was used in a Catholic school's theology department. "[M]uch" of the equipment
at issue "was purchased with Federal funds," App. 205a, and those federal funds were,
from the 1982-1983 school year on, almost certainly Chapter 2 funds, see id., at 210a;
cf. id., at 187a, 189a. The diversion occurred over seven consecutive school years,
id., at 206a-207a, and the use of the equipment in the theology department was massive
in each of those years, outstripping in every year use in other departments such as
science, math, and foreign language, ibid. In addition, the dissent has documented
likely diversion of computers. Post, at 45.
Footnote 18
The coordinator of the Jefferson Parish LEA ordered the books recalled sometime in
the summer or early fall of 1985, and it appears that the schools had complied with
the recall order by the second week of December 1985. App. 162a, 80a-81a. Respondents
filed suit in early December. This self-correction is a key distinction between this
instance of providing improper content and the evidence of actual diversion. See n.
17, supra.
Footnote 19
Indeed, as petitioners observe, to require exclusion of religious schools from such
a program would raise serious questions under the Free Exercise Clause. See, e.g.,
Church of Lukumi Babalu Aye, Inc. v. Hialeah, 508 U. S. 520, 532 (1993) ("At a minimum,
the protections of the Free Exercise Clause pertain if the law at issue discriminates
against some or all religious beliefs"); Everson, 330 U. S., at 16; cf. Rosenberger,
515 U. S. 819 (holding that Free Speech Clause bars exclusion of religious viewpoints
from limited public forum).
FOOTNOTES
Footnote 1
Jefferson's Virginia Bill for Establishing Religious Freedom provided "[t]hat no
man shall be compelled to frequent or support any religious worship, place, or ministry
whatsoever ... ." Jefferson, A Bill for Establishing Religious Freedom, in 5 The Founder's
Constitution 84 (P. Kurland & R. Lerner eds. 1987); see also Rosenberger v. Rector
and Visitors of Univ. of Va., 515 U. S. 819, 870-872 (1995) (Souter, J., dissenting).
We have "previously recognized that the provisions of the First Amendment, in the
drafting and adoption of which Madison and Jefferson played such leading roles, had
the same objective and were intended to provide the same protection against governmental
intrusion on religious liberty as the Virginia statute." Everson v. Board of Ed. of
Ewing, 330 U. S. 1, 13 (1947).
Footnote 2
The plurality mistakes my recognition of this fundamental concern. Ante, at 27. The
Court may well have moved away from considering the political divisiveness threatened
by particular instances of aid as a practical criterion for applying the Establishment
Clause case by case, but we have never questioned its importance as a motivating concern
behind the Establishment Clause, nor could we change history to find that sectarian
conflict did not influence the Framers who wrote it.
Footnote 3
The Court upheld payments by Indian tribes to apparently Roman Catholic schools in
Quick Bear v. Leupp, 210 U. S. 50 (1908), suggesting in dicta that there was no Establishment
Clause problem, but it did not squarely face the question. Nor did the Court address
a First Amendment challenge to a state program providing textbooks to children in
Cochran v. Louisiana Bd. of Ed., 281 U. S. 370 (1930); it simply concluded that the
program had an adequate public purpose. The Court first squarely faced the issue in
Everson.
Footnote 4
While Everson's dissenters parted company with the majority over the specific question
of school buses, the Court stood as one behind
the principle of no aid for religious teaching. 330 U. S., at 15-16; id., at 25-26
(Jackson, J., dissenting); id., at 28-29, 31-32 (Rutledge, J., dissenting).
Footnote 5
Indeed, two of the dissenters in Allen agreed with the majority on this method of
analysis, asking whether the books at issue were similar enough to fire and police
protection. See 392 U. S., at 252 (Black, J., dissenting); id., at 272 (Fortas, J.,
dissenting).
Footnote 6
In fact, religious education in Roman Catholic schools is defined as part of required
religious practice; aiding it is thus akin to aiding a church service. See 1983 Code
of Canon Law, Canon 798, reprinted in The Code of Canon Law: A Text and Commentary
566 (1985) (hereinafter Text & Commentary) (directing parents to entrust children
to Roman Catholic schools or otherwise provide for Roman Catholic education); Canon
800, §2, Text & Commentary 567 (requiring the faithful to support establishment and
maintenance of Roman Catholic schools); Canons 802, 804, Text & Commentary 567, 568
(requiring diocesan bishop to establish and regulate schools "imparting an education
imbued with the Christian spirit").
Footnote 7
Although the Court no longer assumes that public school teachers assigned to religious
schools for limited purposes will teach religiously, see Agostini v. Felton, 521 U.
S. 203, 223-228 (1997), we have never abandoned the presumption that religious teachers
will teach just that way. Lemon v. Kurtzman, 403 U. S. 602, 615-620 (1971); id., at
635-641 (Douglas, J., concurring); Levitt v. Committee for Public Ed. & Religious
Liberty, 413 U. S. 472, 480 (1973); Meek v. Pittenger, 421 U. S. 349, 369-371 (1975);
Wolman v. Walter, 433 U. S. 229, 249-250 (1977); School Dist. of Grand Rapids v. Ball,
473 U. S. 373, 399-400 (1985) (O'Connor, J., concurring in judgment in part and dissenting
in part), overruled in part by Agostini, supra, at 236. Cf. NLRB v. Catholic Bishop
of Chicago, 440 U. S. 490, 504 (1979) ("The church-teacher relationship in a church-operated
school differs from the employment relationship in a public or other nonreligious
school").
Footnote 8
In Agostini, the Court indicated that "we have departed from the rule relied on in
Ball that all government aid that directly assists the educational function of religious
schools is invalid," 521 U. S., at 225, and cited Witters v. Washington Dept. of Servs.
for Blind, 474 U. S. 481 (1986), and Zobrest v. Catalina Foothills School Dist., 509
U. S. 1 (1993). However, Agostini did not rely on this dictum, instead clearly stating
that "[w]hile it is true that individual students may not directly apply for Title
I services, it does not follow from this premise that those services are distributed
`directly to the religious schools.' In fact, they are not. No Title I funds ever
reach the coffers of religious schools, and Title I services may not be provided to
religious schools on a school-wide basis." 521 U. S., at 228-229 (citations omitted).
Until today, this Court has never permitted aid to go directly to schools on a school-wide
basis.
The plurality misreads our precedent in suggesting that we have abandoned directness
of distribution as a relevant consideration. See ante, at 17, 19. In Wolman, we stated
that nominally describing aid as to students would not bar a court from finding that
it actually provided a subsidy to a school, 433 U. S., at 250, but we did not establish
that a program giving "direct" aid to schools was therefore permissible. In Witters,
we made the focus of Wolman clear, continuing to examine aid to determine if it was
a "direct subsidy" to a school, 474 U. S., at 487, and distinguishing the aid at issue
from impermissible aid in Ball and Wolman precisely because the designation of the
student as recipient in those cases was only nominal. 474 U. S., at 487, n. 4. Our
subsequent cases have continued to ask whether government aid programs constituted
impermissible "direct subsidies" to religious schools even where they are directed
by individual choice. Zobrest, supra, at 11-13; Mueller v. Allen, 463 U. S. 388, 399
(1983); Agostini, supra, at 226.
Footnote 9
We have also permitted the government to supply students with public-employee translators,
Zobrest, supra, at 10, and public-employee special education teachers, Agostini, 521
U. S., at 226, 228, who directly provided them with government services in whatever
schools those specific students attended, public or nonpublic. I have already noted
Agostini's limitations. See n. 8, supra.
Footnote 10
I agree with the plurality that the Establishment Clause absolutely prohibits the
government from providing aid with clear religious content to religious, or for that
matter nonreligious, schools. Ante, at 23-26. The plurality, however, misreads our
precedent as focusing only on affirmatively religious content. At the very least,
a building, for example, has no such content, but we have squarely required the government
to ensure that no publicly financed building be diverted to religious use. Tilton
v. Richardson, 403 U. S. 672, 681-684 (1971). See also Bowen v. Kendrick, 487 U. S.
589, 623 (1988) (O'Connor, J., concurring) ("[A]ny use of public funds to promote
religious doctrines violates the Establishment Clause").
Footnote 11
We have similarly noted that paying salaries of parochial school teachers creates
too much of a risk that such support will aid the teaching of religion, striking down
such programs because of the need for pervasive monitoring that would be required.
See Lemon, 403 U. S., at 619 ("We do not assume, however, that parochial school teachers
will be unsuccessful in their attempts to segregate their religious beliefs from their
secular educational responsibilities. But the potential for impermissible fostering
of religion is present. The [state legislature] has not, and could not, provide state
aid on the basis of a mere assumption that secular teachers under religious discipline
can avoid conflicts. The State must be certain, given the Religion Clauses, that subsidized
teachers do not inculcate religion ... . A comprehensive, discriminating, and continuing
state surveillance will inevitably be required to ensure that these restrictions are
obeyed and the First Amendment otherwise respected").
Footnote 12
It is true that we called the importance of the cash payment consideration into question
in Committee for Public Ed. and Religious Liberty v. Regan, 444 U. S. 646, 657-659
(1980) (approving program providing religious school with "direct cash reimbursement"
for expenses of standardized testing). In that case, we found the other safeguards
against the diversion of such funds to religious uses sufficient to allow such aid:
"A contrary view would insist on drawing a constitutional distinction between paying
the nonpublic school to do the grading and paying state employees or some independent
service to perform that task, even though the grading function is the same regardless
of who performs it and would not have the primary effect of aiding religion whether
or not performed by nonpublic school personnel." Id., at 658. Aside from this isolated
circumstance, where we found ironclad guarantees of nondiversion, we have never relaxed
our prohibition on direct cash aid to pervasively religious schools, and have in fact
continued to acknowledge the concern. See Agostini, 521 U. S., at 228-229; cf. Rosenberger,
515 U. S., at 842.
The plurality concedes this basic point. See ante, at 20. Given this, I find any
suggestion that this prohibition has been undermined by Mueller or Witters without
foundation. See ante, at 20-21, n. 8. Those cases involved entirely different types
of aid, namely, tax deductions and individual scholarship aid for university education,
see also n. 16, infra, and were followed by Rosenberger and Agostini, which continued
to support this absolute restriction.
Footnote 13
I reject the plurality's argument that divertibility is a boundless principle. Ante,
at 26-27. Our long experience of evaluating this consideration demonstrates its practical
limits. See infra, at 28-30. Moreover, the Establishment Clause charges us with making
such enquiries, regardless of their difficulty. See supra, at 10-12, 18-20. Finally,
the First Amendment's rule permitting only aid with fixed secular content seems no
more difficult to apply than the plurality's rule prohibiting only aid with fixed
religious content.
Footnote 14
Contrary to the plurality's apparent belief, Lamb's Chapel v. Center Moriches Union
Free School Dist., 508 U. S. 384 (1993), sheds no light on the question of divertibility
and school aid. Ante, at 24, n. 9. The Court in that case clearly distinguished the
question of after-school access to public facilities from anything resembling the
school aid cases: "The showing of this film series would not have been during school
hours, would not have been sponsored by the school, and would have been open to the
public, not just to church members." 508 U. S., at 395.
Footnote 15
In Lemon, we also specifically examined the risk that a government program that paid
religious teachers would support religious education; the teachers posed the risk
of being unable to separate secular from religious education. Although we invalidated
the program on entanglement grounds, we suggested that the monitoring the State had
established in that case was actually required to eliminate the risk of diversion.
See 403 U. S., at 619; see also n. 11, supra.
Footnote 16
The plurality is mistaken in its reading of Zobrest. See ante, at 21-22. Zobrest
does not reject the principle of divertibility. There the government provided only
a translator who was not considered divertible because he did not add to or subtract
from the religious message. The Court approved the translator as it would approve
a hearing aid, health services, diagnostics, and tests. See Zobrest, 509 U. S., at
13, and n. 10. Cf. Bradfield v. Roberts, 175 U. S. 291, 299-300 (1899); Wolman, 433
U. S., at 244. Zobrest thus can be thought of as akin to our approval of diagnostic
services in Wolman, supra, at 244, which we considered to have "little or no educational
content[,] not [to be] closely associated with the educational mission of the nonpublic
school," and not to pose "an impermissible risk of the fostering of ideological views."
The fact that the dissent saw things otherwise (as the plurality points out, ante,
at 23) is beside the point here.
Similarly, the plurality is mistaken in reading our holdings in Mueller and Witters,
see ante, at 22-23, to undermine divertibility as a relevant principle. First, these
cases approved quite factually distinct types of aid; Mueller involving tax deductions,
which have a quite separate history of approval, see 463 U. S., at 396, and nn. 5,
6 (citing Walz v. Tax Comm'n of City of New York, 397 U. S. 664 (1970)), and Witters
involving scholarship money distributed to a university, not a primary or secondary
school, see Tilton, 403 U. S., at 685-686, that was not significant enough as a whole
to support that institution, Witters, 474 U. S., at 488. Second, in neither case did
the program at issue provide direct aid on a schoolwide basis (as Chapter 2 does here);
in both we found a distinction based on the genuinely independent, private choices
which allocated such very different types of aid (tax deductions and university scholarship
money that did not amount to substantial support of the university). See Mueller,
supra, at 399; Witters, supra, at 488.
Footnote 17
Our departure from this principle in Regan is not easily explained, but it is an
isolated holding surrounded by otherwise unbroken adherence to the no-supplanting
principle. Long after Regan we have continued to find the supplement/supplant distinction,
like the bar to substantial aid, to be an important consideration. See Zobrest, supra,
at 12; Agostini, 521 U. S., at 228; cf. Witters, supra, at 487-488 (discussing rule
against "direct subsidy"). The weight that the plurality places on Regan is thus too
much for it to bear. See ante, at 16, n. 7. Moreover, the apparent object of the Regan
Court's concern was vindicating the principle that aid with fixed secular content
was permissible, distinguishing it from the divertible testing aid in Levitt. Regan,
444 U. S., at 661-662 (citing Wolman, supra, at 263); cf. Levitt, 413 U. S., at 480.
The plurality provides no explanation for our continued reference to the principle
of no-supplanting aid in subsequent cases, such as Zobrest and Agostini, which it
finds trustworthy guides elsewhere in its discussion of the First Amendment. See ante,
at 24-25, 26-27, 28-29, 31-34. Nor does the plurality explain why it places so much
weight on Regan's apparent departure from the no-supplanting rule while it ignores
Regan's core reasoning that the testing aid there was permissible because, in direct
contrast to Levitt, the aid was not divertible.
Footnote 18
I do not read the plurality to question the prohibition on substantial aid. The plurality
challenges any rule based on the proportion of aid that a program provides to religious
recipients, citing Witters and Agostini. See ante, at 13, n. 6. I reject the plurality's
reasoning. The plurality misreads Witters; Justice Marshall, writing for the Court
in Witters, emphasized that only a small amount of aid was provided to religious institutions,
474 U. S., at 488, and no controlling majority rejected the importance of this fact.
The plurality also overreads Agostini, supra, at 229, which simply declined to adopt
a rule based on proportionality. Moreover, regardless of whether the proportion of
aid actually provided to religious schools is relevant, we have never questioned our
holding in Meek that substantial aid to religious schools is prohibited.
Footnote 19
Adopting the plurality's rule would permit practically any government aid to religion
so long as it could be supplied on terms ostensibly comparable to the terms under
which aid was provided to nonreligious recipients. As a principle of constitutional
sufficiency, the manipulability of this rule is breathtaking. A legislature would
merely need to state a secular objective in order to legalize massive aid to all religions,
one religion, or even one sect, to which its largess could be directed through the
easy exercise of crafting facially neutral terms under which to offer aid favoring
that religious group. Short of formally replacing the Establishment Clause, a more
dependable key to the public fisc or a cleaner break with prior law would be difficult
to imagine.
Footnote 20
Indeed, the opportunity for an individual to choose not to have her religious school
receive government aid is just what at least one of the respondents seeks here. See
Brief for Respondents 1, and n. 1.
Footnote 21
Litigation, discovery, and the opinions below focused almost exclusively on the aid
to the 34 Roman Catholic schools. Consequently, I will confine my discussion to that
information. Of course, the same concerns would be raised by government aid to religious
schools of other faiths that a court found had similar missions of religious education
and religious teachers teaching religiously.
Footnote 22
The Jefferson Parish Chapter 2 program included 46 nonpublic schools, of which 41
were religiously affiliated. Thirty-four of these were Roman Catholic, seven others
were religiously affiliated, and five were not religiously affiliated. App. to Pet.
for Cert. 143a-144a.
Footnote 23
The trial judge found that the Roman Catholic schools in question operate under the
general supervision and authority of the Archbishop of New Orleans and their parish
pastors, and are located next to parish churches and sometimes a rectory or convent.
Id., at 144a. The schools include religious symbols in their classrooms, App. 75a,
require attendance at daily religion classes, id., at 76a, conduct sacramental preparation
classes during the schoolday, require attendance at mass, and provide extracurricular
religious activities. At least some exercise a religious preference in accepting students
and in charging tuition. App. to Pet. for Cert. 145a.
Footnote 24
The District Court found that the mission of the Roman Catholic schools is religious
education based on the Archdiocese's and the individual schools' published statements
of philosophy. For example, the St. Anthony School Handbook, cited by the District
Court, reads:
"Catholic education is intended to make men's faith become living, conscious and
active through the light of instruction. The Catholic school is the unique setting
within which this ideal can be realized in the lives of the Catholic children and
young people.
"Only in such a school can they experience learning and living fully integrated in
the light of faith... . Here, too, instruction in religious truth and values is an
integral part of the school program. It is not one more subject along side the rest,
but instead it is perceived and functions as the underlying reality in which the student's
experiences of learning and living achieve their coherence and their deepest meaning."
Ibid.
The Handbook of Policies and Regulations for Elementary Schools of the Archdiocese
of New Orleans indicates that the operation of the Roman Catholic schools is governed
by canon law. It also lists the major objectives of those schools as follows:
"To work closely with the home in educating children towards the fullness of Christian
life.
"To specifically teach Catholic principles and Christian values." Id., at 146a.
The mission statements and objectives outlined by the other Roman Catholic schools
also support the conclusion that these institutions' primary objective is religious
instruction. See also App. 65a, 71a.
Footnote 25
The Archdiocese's official policy calls for religious preferences in hiring and the
contracts of principals and teachers in its schools contain a provision allowing for
termination for lifestyle contrary to the teachings of the Roman Catholic church.
App. to Pet. for Cert. 145a. One of the objectives of the handbook is "[t]o encourage
teachers to become committed Christians and to develop professional competence." Id.,
at 146a. Other record evidence supports the conclusion that these religious schoolteachers
teach religiously. See, e.g., App. 125a (deposition of president of sectarian high
school) ("Our teachers, whether they are religion teachers or not, are certainly instructed
that when issues come up in the classroom that have a religious, moral, or value concept,
that their answers be consistent with the teachings of the Catholic Church and that
they respond in that way to the students, so that there can be opportunities in other
classes other than religion where discussion of religio[n] could take place, yes,
sir"); id., at 73a, 74a.
Footnote 26
The Government's reliance on U. S. Department of Education Guidance for Title VI
of the Elementary and Secondary Education Act (Feb. 1999) is misplaced. See App. to
Brief for Secretary of Education 1a. It was not in place when discovery closed in
this matter, and merely highlights the reasons for a lack of evidence on diversion
or compliance.
Footnote 27
The plurality applies inconsistent standards to the evidence. Although the plurality
finds more limited evidence of actual diversion sufficient to support a general finding
of diversion in the computer and instructional materials context, even in the face
of Justice O'Connor's objections, it fails to find a violation of the prohibition
against providing aid with religious content based on the more stark, undisputed evidence
of religious books. Compare ante, at 34-36, and nn. 14-17, with ante, at 36-37. As
a matter of precedent, the correct evidentiary standard is clearly the former: "[A]ny
use of public funds to promote religious doctrines violates the Establishment Clause."
Bowen, 487 U. S., at 623 (O'Connor, J., concurring). We have never before found any
actual diversion or allowed a risk of it; we have struck down policies that might
permit it, e.g., Tilton, 403 U. S., at 682-684, or have remanded for specific factual
findings about whether diversion occurred, Bowen, supra, at 621. See supra, at 25-30.
As a matter of principle, this low threshold is required to safeguard the values of
the First Amendment. Madison's words make clear that even a small infringement of
the prohibition on compelled aid to religion is odious to the freedom of conscience.
No less does it open the door to the threat of corruption or to a return to religious
conflict.
Footnote 28
Since the divertibility and diversion require a finding of unconstitutionality, I
will not explore other grounds, beyond noting the likelihood that unconstitutional
supplantation occurred as well. The record demonstrates that Chapter 2 aid impermissibly
relieved religious schools of some costs that they otherwise would have borne, and
so unconstitutionally supplanted support in some budgetary categories. The record
of affidavits and evaluation forms by religious school teachers and officials indicates
that Chapter 2 aid was significant in the development of teaching curriculums, the
introduction of new programs, and the support of old ones. App. 105a-108a, 184a-185a.
The evidence shows that the concept of supplementing instead of supplanting was poorly
understood by the sole government official administering the program, who apparently
believed that the bar on supplanting was nothing more than a prohibition on paying
for replacements of equipment that religious schools had previously purchased. Id.,
at 167a. Government officials admitted that there was no way to determine whether
payments for materials, equipment, books, or other assistance provided under the program
reduced the amount of money budgeted for library and educational equipment, id., at
145a-146a, and the 1985 Monitoring Report shows that the officials of at least one
religious school admitted that the government aid was used to create the library,
with the school's regular funds, when occasionally available, used merely to supplement
the government money, Fine Deposition, id., at 63a. The use records for audiovisual
materials at one religious high school revealed that Chapter 2 funds were essential
to the school's educational process, id., at 187a, and a different school, as already
noted, used a Chapter 2 computer to support its computer network when its own computers
failed, id., at 77a. The record is sparse, but these incidents suggest that the constitutional
and statutory prohibition on supplanting expenses may have been largely aspirational.
It seems that the program in Jefferson Parish violated the statute and ran afoul of
the Constitution. Cf. Nyquist, 413 U. S., at 783; Zobrest, 509 U. S., at 12.
Footnote 29
Indeed, one group of amici curiae, which consists of "religious and educational leaders
from a broad range of both Eastern and Western religious traditions, and Methodist,
Jewish and Seventh-day Adventist individuals" including "church administrators, administrators
of religious elementary and secondary school systems; elementary and secondary school
teachers at religious schools; and pastors and laity who serve on church school boards,"
identifies its members as having "broad experience teaching in and administering pervasively
sectarian schools." Brief for Interfaith Religious Liberty Foundation et al. as Amici
Curiae 1.
Footnote 30
One of the respondents describes herself as a "life-long, committed member of the
Roman Catholic Church" who "objects to the government providing benefits to her parish
school" because "[s]he has seen the chilling effect such entangling government aid
has on the religious mission of schools run by her church." Brief for Respondents
1. She has been a member of the church for about 36 years, and six of her children
attended different Jefferson Parish Catholic run schools. Id., at 1, n. 1.
Footnote 31
E.g., Brief for Baptist Joint Committee on Public Affairs as Amicus Curiae; Brief
for Interfaith Religious Liberty Foundation et al. as Amici Curiae; Brief for National
Committee for Public Education et al. as Amici Curiae.
Footnote 32
I do not think it worthwhile to comment at length, for example, on the plurality's
clear misunderstanding of our access-to-public-forum cases, such as Lamb's Chapel
and Widmar v. Vincent, 454 U. S. 263 (1981), as "decisions that have prohibited governments
from discriminating in the distribution of public benefits based on religious status
or sincerity," ante, at 30, when they were decided on completely different and narrowly
limited free-speech grounds. Nor would it be worthwhile here to engage in extended
discussion of why the goal of preventing courts from having to "trol[l] through a
person's or institution's religious beliefs," ante, at 30, calls for less aid and
commingling of government with religion, not for tolerance of their effects.