Constitutional Law Cases: Rehnquist Court 1990-1999
1990 - 1999
US Supreme Court
Syllabus
v.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 96-1060.
Argued November 4, 1997 -
Decided April 22, 1998
Petitioner was born out of wedlock in 1970 in the Philippines. Her mother is a Filipino
national. Her father, Charlie Miller, is an American citizen residing in Texas who
served in the United States military in the Philippines at the time of petitioner's
conception. He never married petitioner's mother, and there is no evidence that he
was in the Philippines at the time of her birth or that he ever returned there after
completing his tour of duty. In 1992, the State Department denied petitioner's application
for registration as a United States citizen. After a Texas court granted Mr. Miller's
petition for a paternity decree finding him to be her father, petitioner reapplied
for citizenship status, which was again denied on the ground that the Texas decree
did not satisfy 8 U.S.C. § 1409(a)(4)'s requirement that a child born out of wedlock
and outside the United States to an alien mother and an American father be legitimated
before age 18 in order to acquire citizenship. Petitioner and Mr. Miller then sued
the Secretary of State in Federal District Court in Texas, seeking a judgment declaring
her to be a United States citizen. They emphasized that the citizenship of an out-of-wedlock,
foreign-born child of an alien father and an American mother is established at birth
under §1409(c), and alleged that §1409's different treatment of citizen fathers and
citizen mothers violated Mr. Miller's Fifth Amendment equal protection right by utilizing
the suspect classification of gender without justification. Concluding that Mr. Miller
did not have standing, the court dismissed him as a party and transferred venue to
the District Court for the District of Columbia. That court dismissed the suit on
the ground that federal courts do not have power to grant citizenship. The Court of
Appeals affirmed, holding that petitioner had standing to sue, but concluding that
the §1409 require ments imposed on a child like her, but not on the foreign-born,
out-ofwedlock child of an American mother, were justified by governmental interests
in fostering the child's ties with this country and with her citizen parent.
Held: The judgment is affirmed.
96 F. 3d 1467, affirmed.
JUSTICE STEVENS , joined by THE CHIEF JUSTICE , concluded that §1409(a)(4)'s requirement
that children born abroad and out of wedlock to citizen fathers, but not to citizen
mothers, obtain formal proof of paternity by age 18 does not violate the Fifth Amendment.
Pp. 6-24. (a) The foregoing is the only issue presented by this case's facts. Certain
other issues need not be resolved: Whether Fiallo v. Bell, 430 U.S. 787 , dictates
the outcome here; the validity of the distinction drawn by §§1401(g) and 1409(c) between
residency requirements for unmarried citizen fathers and unmarried citizen mothers
wishing to transmit citizenship at birth to their foreign-born, out-of-wedlock children;
and the validity of §§1409(a)(1) and (a)(3), which impose additional requirements
on citizen fathers wishing to transmit such citizenship. Because petitioner is contesting
the Government's refusal to register and treat her as a citizen, a judgment in her
favor would confirm her pre-existing citizenship rather than grant her rights that
she does not now possess. The Court of Appeals was therefore correct that she has
standing to invoke the federal courts' jurisdiction. Moreover, because her claim relies
heavily on the proposition that her citizen father should have the same right to transmit
citizenship as would a citizen mother, the Court should evaluate the alleged discrimination
against him, as well as its impact on her. See, e.g., Craig v. Boren, 429 U.S. 190,
193 -197. Pp. 6-11. (b) The §1409(a)(4) rule applicable to each class of out-of-wedlock
children born abroad is eminently reasonable and justified by important Government
interests: ensuring reliable proof that a person born out of wedlock who claims citizenship
by birth actually shares a blood relationship with an American citizen; encouraging
the development of a healthy relationship between the citizen parent and the child
while the child is a minor; and fostering ties between the child and the United States.
Male and female parents of foreign-born, out-ofwedlock children are differently situated
in several pertinent respects. The child's blood relationship to its birth mother
is immediately obvious and is typically established by hospital records and birth
certificates, but the relationship to the unmarried father may often be undisclosed
and unrecorded in any contemporary public record. Similarly, the child's birth mother
certainly knows of the child's existence and typically will have immediate custody,
whereas, due to the normal interCite as: ____ U. S. ____ (1998)3 Syllabus val of nine
months between conception and birth, an unmarried father may not even know that his
child exists, and the child may not know the father's identity. Section 1409(a)(4)'s
requirement-that children born out of wedlock to citizen fathers obtain formal proof
of paternity by age 18, either through legitimation, written acknowledgment by the
father under oath, or adjudication by a competent court-is well tailored to address
these concerns. The conclusion that Congress may require an affirmative act by unmarried
fathers and their children, but not mothers and their children, is directly supported
by Lehr v. Robertson, 463 U.S. 248 . Pp. 11-20. (c) The argument that §1409(a)(4)
is unconstitutional because it is a stereotypical "gender-based classification" must
be rejected. None of the governmental interests underlying §1409(a)(4) can be fairly
characterized as an accidental byproduct of a traditional way of thinking about the
members of either sex. The biological differences between single men and single women
provide a relevant basis for differing rules governing their ability to confer citizenship
on children born out of wedlock in foreign lands, and an impartial analysis of those
differences rebuts the strong presumption that gender-based legal distinctions are
suspect. Pp. 20-24. JUSTICE O'CONNOR , joined by JUSTICE KENNEDY , concluded that
petitioner should not be accorded standing to raise her father's gender discrimination
claim. This Court applies a presumption against third-party standing as a prudential
limitation on the exercise of federal jurisdiction, see, e.g., Singleton v. Wulff
, 428 U.S. 106, 113 , and that presumption may only be rebutted in particular circumstances:
where a litigant has suffered injury in fact and has a close relation to a third party,
and where some hindrance to the third party's ability to protect his or her own interests
exists, see Powers v. Ohio , 499 U.S. 400, 411 . Petitioner has not demonstrated a
genuine obstacle to her father's ability to assert his own rights that rises to the
level of a hindrance. Accordingly, she is precluded from raising his equal protection
claims in this case. Although petitioner may still assert her own rights, she cannot
invoke a gender discrimination claim that would trigger heightened scrutiny. Section
1409 draws a distinction based on the gender of the parent, not the child, and any
claim of discrimination based on differential treatment of illegitimate versus legitimate
children is not presented in the question on which certiorari was granted. Thus, petitioner's
own constitutional challenge is subject only to rational basis scrutiny. Even though
§1409 could not withstand heightened scrutiny, it is sustainable under the lower standard.
Pp. 1-8. JUSTICE SCALIA , joined by JUSTICE THOMAS , agreed with the outcome of this
case on the ground that the complaint must be dismissed be4MILLER v. ALBRIGHT Syllabus
cause the Court has no power to provide the relief requested: conferral of citizenship
on a basis other than that prescribed by Congress. Petitioner, having been born outside
United States territory, can only become a citizen by naturalization under congressional
authority. See, e.g., United States v. Wong Kim Ark, 169 U.S. 649, 702 -703. If there
is no congressional enactment granting her citizenship, she remains an alien. By its
plain language, 8 U.S.C. § 1409 sets forth a precondition to the acquisition of citizenship
that petitioner admittedly has not met. Thus, even if the Court were to agree that
the difference in treatment between the illegitimate children of citizenfathers and
citizen-mothers is unconstitutional, it could not, consistent with the extremely limited
judicial power in this area, see, e.g., Fiallo v. Bell, 430 U.S. 787, 792 , remedy
that constitutional infirmity by declaring petitioner to be a citizen or ordering
the State Department to approve her application for citizenship, see INS v. Pangilinan,
486 U.S. 875, 884 . This is not a case in which the Court may remedy an alleged equal-protection
violation by either expanding or limiting the benefits conferred so as to deny or
grant them equally to all. Pp. 1-8. STEVENS , J., announced the judgment of the Court
and delivered an opinion, in which REHNQUIST , C. J., joined. O'CONNOR , J., filed
an opinion concurring in the judgment, in which KENNEDY , J., joined. SCALIA , J.,
filed an opinion concurring in the judgment, in which THOMAS , J., joined. GINSBURG
, J., filed a dissenting opinion, in which SOUTER and BREYER , JJ., joined. BREYER
, J., filed a dissenting opinion, in which SOUTER and GINSBURG , JJ., joined.
by children born out of wedlock and outside of the united states. the specific challenge
is to the distinction drawn by §309 of the immigration and nationality act (ina),
66 stat. 238, as amended, 8 u. s. c. p">
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Opinion of STEVENS , J.
NOTICE: This opinion is subject to formal revision before publication in the preliminary
print of the United States Reports. Readers are requested to notify the Reporter of
Decisions, Supreme Court of the United States, Wash- ington, D. C. 20543, of any typographical
or other formal errors, in order that corrections may be made before the preliminary
print goes to press.
U.S. Supreme Court
No. 96-1060 _________________
v.
2MILLER v. ALBRIGHT Opinion of STEVENS , J. §1409, between the child of an alien
father and a citizen mother, on the one hand, and the child of an alien mother and
a citizen father, on the other. Subject to residence requirements for the citizen
parent, the citizenship of the former is established at birth; the citizenship of
the latter is not established unless and until either the father or his child takes
certain affirmative steps to create or confirm their relationship. Petitioner contends
that the statutory requirement that those steps be taken while the child is a minor
violates the Fifth Amendment because the statute contains no limitation on the time
within which the child of a citizen mother may prove that she became a citizen at
birth. We find no merit in the challenge because the statute does not impose any limitation
on the time within which the members of either class of children may prove that they
qualify for citizenship. It does establish different qualifications for citizenship
for the two classes of chil- dren, but we are persuaded that the qualifications for
the members of each of those classes, so far as they are impli- cated by the facts
of this case, are well supported by valid governmental interests. We therefore conclude
that the statutory distinction is neither arbitrary nor invidious. I Petitioner was
born on June 20, 1970, in Angeles City, Republic of the Philippines. The records of
the Local Civil Registrar disclose that her birth was registered 10 days later, that
she was named Lorena Peñero, that her mother was Luz Peñero, a Filipino national,
and that her birth was "illegitimate." Spaces on the form referring to the name and
the nationality of the father are blank. Petitioner grew up and received her high
school and college education in the Philippines. At least until after her 21st birthday,
she never lived in the United States. App. 19. There is no evidence that either she
or her Cite as: ____ U. S. ____ (1998)3 Opinion of STEVENS , J. mother ever resided
outside of the Philippines. 1 Petitioner's father, Charlie Miller, is an American
citi- zen residing in Texas. 2 He apparently served in the United States Air Force
and was stationed in the Philip- pines at the time of petitioner's conception. Id.,
at 21. He never married petitioner's mother, and there is no evi- dence that he was
in the Philippines at the time of peti- tioner's birth or that he ever returned there
after com- pleting his tour of duty. In 1992, Miller filed a petition in a Texas court
to establish his relationship with petitioner. The petition was unopposed and the
court entered a "Vol- untary Paternity Decree" finding him "to be the biological and
legal father of Lorelyn Penero Miller." The decree
[t]
between the father and the child as if the child were born to the father and mother
during marriage." App. to Pet. for Cert. 38. In November 1991, petitioner filed an
application for registration as a United States citizen with the State De- partment.
The application was denied in March 1992, and petitioner reapplied after her father
obtained the pater- nity decree in Texas in July 1992. The reapplication was also
denied on the ground that the Texas decree did not satisfy "the requirements of Section
309(a)(4) INA, which requires that a child born out of wedlock be legitimated -----
1
Her mother was born in Leyte. Several years after petitioner's birth, her mother
married a man named Frank Raspotnik and raised a family in Angeles City. App. 22.
2
Although there is no formal finding that his paternity has been established by clear
and convincing evidence, it is undisputed. In a letter to petitioner's attorney, the
State Department acknowledged that it was "satisfied that Mr. Charlie R. Miller, the
putative father, is a U. S. citizen, that he possesses sufficient physical presence
in the United States to transmit citizenship, and that there is sufficient evidence
that he had access to the applicant's mother at the probable time of conception."
App. to Pet. for Cert. 32-33. before age eighteen in order to acquire U. S. citizenship
under Section 301(g) INA (formerly Section 301(a)(7) INA)." Id., at 33. In further
explanation of its reliance on §309(a)(4), the denial letter added: "Without such
legitimation before age eighteen, there is no legally recognized relationship under
the INA and the child acquires no rights of citizenship through an American citizen
parent." 3 Ibid.
II
In 1993, petitioner and her father filed an amended complaint against the Secretary
of State in the United States District Court for the Eastern District of Texas, seeking
a judgment declaring that petitioner is a citizen of the United States and that she
therefore has the right to possess an American passport. They alleged that the INA's
different treatment of citizen mothers and citizen fathers violated Mr. Miller's "right
to equal protection under the laws by utilizing the suspect classification of gender
without justification." App. 11. In response to a motion to dismiss filed by the Government,
the District Court concluded that Mr. Miller did not have standing and dismissed him
as a party. Because venue in Texas was therefore improper, see 28 U.S.C. § 1391(e),
the court transferred the case to the District Court for the District of Columbia,
the site of the Secretary's residence. The Government renewed its motion in that forum,
and that court concluded that even though petitioner had suffered an injury caused
by the Secretary's refusal to register her as a citizen, the injury was not "redressable"
because federal courts do not have the power to "grant citizenship." 870 F. Supp.
1, 3 (1994) (citing INS v. Pangilinan, 486 U.S. 875, 884 (1988)).
The Court of Appeals for the District of Columbia Circuit affirmed, but on different
grounds. It first held that petitioner does have standing to challenge the constitutionality
of 8 U.S.C. § 1409(a). If her challenge should succeed, the court could enter a judgment
declaring that she was already a citizen pursuant to other provisions of the INA.
96 F. 3d 1467, 1470 (CADC 1996). On the merits, however, the court concluded that
the requirements imposed on the "illegitimate" child of an American citizen father,
but not on the child of a citizen mother, were justified by the interest in fostering
the child's ties with this country. It explained:
"[W]e conclude, as did the Ninth Circuit, that 'a desire to promote early ties to
this country and to those relatives who are citizens of this country is not a[n ir]rational
basis for the requirements made by' sections 1409(a)(3) and (4). Ablang [v. Reno ],
52 F. 3d at 806. Furthermore, we find it entirely reasonable for Congress to require
special evidence of such ties between an illegitimate child and its father. A mother
is far less likely to ignore the child she has carried in her womb than is the natural
father, who may not even be aware of its existence. As the Court has recognized, 'mothers
and fathers of illegitimate children are not similarly situated.' Parham v. Hughes
, 441 U.S. 347, 355 (1979). 'The putative father often goes his way unconscious of
the birth of the child. Even if conscious, he is very often totally unconcerned because
of the absence of any ties to the mother.' Id. at 355 n. 7 (internal quotation marks
and citation omitted). This sex-based distinction seems especially warranted where,
as here, the applicant for citizenship was fathered by a U. S. serviceman while serving
a tour of duty overseas."
Id., at 1472.
Judge Wald concurred in the judgment despite her opinion that there is "no rational
basis for a law that requires a U. S. citizen father, but not a U. S. citizen mother,
to formally legitimate a child before she reaches majority as well as agree in writing
to provide financial support until that date or forever forfeit the right to transmit
citizenship." Id ., at 1473. While she agreed that "requiring some sort of minimal
'family ties' between parent and child, as well as fostering an early connection between
child and country, is rational government policy," she did not agree that those goals
justify "a set of procedural hurdles for men-and only men-who wish to confer citizenship
on their children." Id. , at 1474. She nevertheless regretfully concurred in the judgment
because she believed that our decision in Fiallo v. Bell, 430 U.S. 787 (1977), required
the court to uphold the constitutionality of §1409. 96 F. 3d, at 1473.
We granted certiorari to address the following question:
"Is the distinction in 8 U.S.C. § 1409 between 'illegitimate' children of United
States citizen mothers and 'illegitimate' children of United States citizen fathers
a violation of the Fifth Amendment to the United States Constitution?"
520 U. S. ___ (1997).
III
Before explaining our answer to the single question that we agreed to address, it
is useful to put to one side certain issues that need not be resolved. First, we need
not decide whether Fiallo v. Bell dictates the outcome of this case, because that
case involved the claims of several aliens to a special immigration preference, whereas
here the peti tioner claims that she is, and for years has been, an American citizen.
4
Additionally, Fiallo involved challenges to the statutory distinctions between "illegitimate"
and "legitimate" children, which are not encompassed in the question presented in
this case and which we therefore do not consider.
The statutory provision at issue in this case, 8 U.S.C. § 1409 draws two types of
distinctions between citizen fathers and citizen mothers of children born out of wedlock.
The first relates to the class of unmarried persons who may transmit citizenship at
birth to their offspring, and the second defines the affirmative steps that are required
to transmit such citizenship.
With respect to the eligible class of parents, an unmarried father may not transmit
his citizenship to a child born abroad to an alien mother unless he satisfies the
residency requirement in §1401(g) that applies to a citizen parent who is married
to an alien. 5
Under that provision, the citizen parent must have resided in the United States for
a total of at least five years, at least two of which were after attaining the age
of 14 years. 6
If the citizen parent is an unmarried mother, however, §1409(c) rather than §1401(g)
applies; under that subsection she need only have had one year of continuous residence
in the United States in order to confer citizenship on her offspring. 7
Since petitioner's father satisfied the residency requirement in §1401(g), the validity
of the distinction between that requirement and the unusually generous provision in
§1409(c) is not at issue. 8 As for affirmative steps, §1409(a), as amended in 1986,
imposes four requirements concerning unmarried citizen fathers that must be satisfied
to confer citizenship "as of the date of birth" on a person born out of wedlock to
an alien mother in another country. Citizenship for such persons is established if:
"(1) a blood relationship between the person and the father is established by clear
and convincing evidence, "(2) the father had the nationality of the United States
at the time of the person's birth, "(3) the father (unless deceased) has agreed in
writing to provide financial support for the person until the person reaches the age
of 18 years, and "(4) while the person is under the age of 18 years"(A) the person
is legitimated under the law of the person's residence or domicile, "(B) the father
acknowledges paternity of the person in writing under oath, or "(C) the paternity
of the person is established by adjudication of a competent court."
8 U.S.C. § 1409(a).
Only the second of these four requirements is expressly included in §1409(c), the
provision applicable to unwed citizen mothers. See n. 7, supra . Petitioner, relying
heavily on Judge Wald's separate opinion below, argues that there is no rational basis
for imposing the other three requirements on children of citizen fathers but not citizen
mothers. The first requirement is not at issue here, however, because the Government
does not question Mr. Miller's blood relationship with petitioner.
Moreover, even though the parties have disputed the validity of the third condition
9
-and even though that condition is repeatedly targeted in JUSTICE BREYER 's dissent-we
need not resolve that debate because it is unclear whether the requirement even applies
in petitioner's case; it was added in 1986, after her birth, and she falls within
a special interim provision that allows her to elect application of the pre-amendment
§1409(a), which required only legitimation before age 21. See n. 3, supra . And even
if the condition did apply to her claim of citizenship, the State Department's refusal
to register petitioner as a citizen was expressly based on §1409(a)(4). Indeed, since
that subsection is written in the disjunctive, it is only necessary to uphold the
least onerous of the three alternative methods of compliance to sustain the Government's
position. Thus, the only issue presented by the facts of this case is whether the
requirement in §1409(a)(4)-that children born out of wedlock to citizen fathers, but
not citizen mothers, obtain formal proof of paternity by age 18, either through legitimation,
written acknowledgment by the father under oath, or adjudication by a competent court-violates
the Fifth Amendment.
It is of significance that the petitioner in this case, unlike the petitioners in
Fiallo, see 430 U.S., at 790 , and n. 3, is not challenging the denial of an application
for special status. She is contesting the Government's refusal to register and treat
her as a citizen. If she were to prevail, the judgment in her favor would confirm
her preexisting citizenship rather than grant her rights that she does not now possess.
We therefore agree with the Court of Appeals that she has standing to invoke the jurisdiction
of the federal courts. See 96 F. 3d, at 1469-1470 (distinguishing INS v. Pangilinan,
486 U.S. 875 (1988)). Moreover, because her claim relies heavily on the proposition
that her citizen father should have the same right to transmit citizenship as would
a citizen mother, we shall evaluate the alleged discrimination against him as well
as its impact on her. See, e.g., Craig v. Boren, 429 U.S. 190, 193 -197 (1976). 10
IV
Under the terms of the INA, the joint conduct of a citizen and an alien that results
in conception is not sufficient to produce an American citizen, regardless of whether
the citizen parent is the male or the female partner. If the two parties engage in
a second joint act-if they agree to marry one another-citizenship will follow. The
provision at issue in this case, however, deals only with cases in which no relevant
joint conduct occurs after conception; it determines the ability of each of those
parties, acting separately, to confer citizenship on a child born outside of the United
States.
If the citizen is the unmarried female, she must first choose to carry the pregnancy
to term and reject the alter- native of abortion-an alternative that is available
by law to many, and in reality to most, women around the world. She must then actually
give birth to the child. Section 1409(c) rewards that choice and that labor by conferring
citizenship on her child.
If the citizen is the unmarried male, he need not participate in the decision to
give birth rather than to choose an abortion; he need not be present at the birth;
and for at least 17 years thereafter he need not provide any parental support, either
moral or financial, to either the mother or the child, in order to preserve his right
to confer citizenship on the child pursuant to §1409(a). In order retroactively to
transmit his citizenship to the child as of the date of the child's birth, all that
§1409(a)(4) requires is that he be willing and able to acknowledge his paternity in
writing under oath while the child is still a minor. 8 U.S.C. § 1409(a)(4)(B). In
fact, §1409(a)(4) requires even less of the unmarried father-that provision is alternatively
satisfied if, before the child turns 18, its paternity "is established by adjudication
of a competent court." §1409(a)(4)(C). It would appear that the child could obtain
such an adjudication absent any affirmative act by the father, and perhaps even over
his express objection.
There is thus a vast difference between the burdens imposed on the respective parents
of potential citizens born out of wedlock in a foreign land. It seems obvious that
the burdens imposed on the female citizen are more severe than those imposed on the
male citizen by §1409(a)(4), the only provision at issue in this case. It is nevertheless
argued that the male citizen and his offspring are the victims of irrational discrimination
because §1409(a)(4) is the product of " 'overbroad stereotypes about the relative
abilities of men and women.' " Brief for Peti tioner 8. We find the argument singularly
unpersuasive. 11
Insofar as the argument rests on the fact that the male citizen parent will "forever
forfeit the right to transmit citizenship" if he does not come forward while the child
is a minor, whereas there is no limit on the time within which the citizen mother
may prove her blood relationship, the argument overlooks the difference between a
substantive condition and a procedural limitation. The substantive conduct of the
unmarried citizen mother that qualifies her child for citizenship is completed at
the moment of birth; the relevant conduct of the unmarried citizen father or his child
may occur at any time within 18 years thereafter. There is, however, no procedural
hurdle that limits the time or the method by which either parent (or the child) may
provide the State Department with evidence that the necessary steps were taken to
transmit citizenship to the child.
The substantive requirement embodied in §1409(a)(4) serves, at least in part, to
ensure that a person born out of wedlock who claims citizenship by birth actually
shares a blood relationship with an American citizen. As originally enacted in 1952,
§1409(a) required simply that "the paternity of such child [born out of wedlock] is
established while such child is under the age of twenty-one years by legitimation."
66 Stat. 238. The section offered no other means of proving a biological relationship.
In 1986, at the same time that it modified the INA provisions at issue in Fiallo in
favor of unmarried fathers and their out-of-wedlock children, see n. 4, supra , Congress
expanded §1409(a) to allow the two other alternatives now found in subsections (4)(B)
and (4)(C). Pub. L. 99-653, §13, 100 Stat. 3657. The purpose of the amendment was
to "simplify and facilitate determinations of acquisition of citizenship by children
born out of wedlock to an American citizen father, by eliminating the necessity of
determining the father's residence or domicile and establishing satisfaction of the
legitimation provisions of the jurisdiction." Hearings, at 150. The 1986 amendment
also added §1409(a)(1), which requires paternity to be established by clear and convincing
evidence, in order to deter fraudulent claims; but that standard of proof was viewed
as an ancillary measure, not a replacement for proof of paternity by legitimation
or a formal alternative. See id. , at 150, 155.
There is no doubt that ensuring reliable proof of a biological relationship between
the potential citizen and its citizen parent is an important governmental objective.
See Trimble v. Gordon, 430 U.S. 762, 770 -771 (1977); Fiallo , 430 U.S., at 799 ,
n. 8. Nor can it be denied that the male and female parents are differently situated
in this respect. The blood relationship to the birth mother is immediately obvious
and is typically established by hospital records and birth certificates; the relationship
to the unmarried father may often be undisclosed and unrecorded in any contemporary
public record. Thus, the requirement that the father make a timely written acknowledgment
under oath, or that the child obtain a court adjudication of paternity, produces the
rough equivalent of the documentation that is already available to evidence the blood
relationship between the mother and the child. If the statute had required the citizen
parent, whether male or female, to obtain appropriate formal documentation within
30 days after birth, it would have been "gender-neutral" on its face, even though
in practical operation it would disfavor unmarried males because in virtually every
case such a requirement would be superfluous for the mother. Surely the fact that
the statute allows 18 years in which to provide evidence that is comparable to what
the mother provides immediately after birth cannot be viewed as discriminating against
the father or his child.
Nevertheless, petitioner reiterates the suggestion that it is irrational to require
a formal act such as a written acknowledgment or a court adjudication because the
advent of reliable genetic testing fully addresses the problem of proving paternity,
and subsection (a)(1) already requires proof of paternity by clear and convincing
evidence. See 96 F. 3d, at 1474. We respectfully disagree. Nothing in subsection (a)(1)
requires the citizen father or his child to obtain a genetic paternity test. It is
difficult, moreover, to understand why signing a paternity acknowledgment under oath
prior to the child's 18th birthday is more burdensome than obtaining a genetic test,
which is relatively expensive, 12
normally requires physical intrusion for both the putative father and child, 13
and often is not available in foreign countries. 14
Congress could fairly conclude that despite recent scientific advances, it still
remains preferable to require some formal legal act to establish paternity, coupled
with a clear-and-convincing evidence standard to deter fraud. The time limitation,
in turn, provides assurance that the formal act is based upon reliable evidence, and
also deters fraud. 15
Congress is of course free to revise its collective judgment and permit genetic proof
of paternity rather than requiring some formal legal act by the father or a court,
16
but the Constitution does not now require any such change.
Section 1409 also serves two other important purposes that are unrelated to the determination
of paternity: the interest in encouraging the development of a healthy relationship
between the citizen parent and the child while the child is a minor; and the related
interest in fostering ties between the foreign-born child and the United States. When
a child is born out of wedlock outside of the United States, the citizen mother, unlike
the citizen father, certainly knows of her child's existence and typically will have
custody of the child immediately after the birth. Such a child thus has the opportunity
to develop ties with its citizen mother at an early age, and may even grow up in the
United States if the mother returns. By contrast, due to the normal interval of nine
months between conception and birth, the unmarried father may not even know that his
child exists, and the child may not know the father's identity. Section 1409(a)(4)
requires a relatively easy, formal step by either the citizen father or his child
that shows beyond doubt that at least one of the two knows of their blood relationship,
thus assuring at least the opportunity for them to develop a personal relationship.
The facts of this very case provide a ready example of the concern. Mr. Miller and
petitioner both failed to take any steps to establish a legal relationship with each
other before petitioner's 21st birthday, and there is no indication in the record
that they had any contact whatsoever before she applied for a United States passport.
Given the size of the American military establishment that has been stationed in various
parts of the world for the past half century, it is reasonable to assume that this
case is not unusual. In 1970, when petitioner was born, about 683,000 service personnel
were stationed in the Far East, 24,000 of whom were in the Philippines. U. S. Dept.
of Commerce, Statistical Abstract of the United States 381 (99th ed. 1978). Of all
Americans in the military at that time, only one percent were female. 17
These figures, coupled with the interval between conception and birth and the fact
that military personnel regularly return to the United States when a tour of duty
ends, suggest that Congress had legitimate concerns about a class of children born
abroad out of wedlock to alien mothers and to American service- men who would not
necessarily know about, or be known by, their children. It was surely reasonable when
the INA was enacted in 1952, and remains equally reasonable today, for Congress to
condition the award of citizenship to such children on an act that demonstrates, at
a minimum, the possibility that those who become citizens will develop ties with this
country-a requirement that performs a meaningful purpose for citizen fathers but normally
would be superfluous for citizen mothers.
It is of course possible that any child born in a foreign country may ultimately
fail to establish ties with its citizen parent and with this country, even though
the child's citizen parent has engaged in the conduct that qualifies the child for
citizenship. A citizen mother may abandon her child before returning to the States,
and a citizen father, even after acknowledging paternity, may die or abscond before
his child has an opportunity to bond with him or visit this country. The fact that
the interest in fostering ties with this country may not be fully achieved for either
class of children does not qualify the legitimacy or the importance of that interest.
If, as Congress reasonably may have assumed, the formal requirements in §1409(a)(4)
tend to make it just as likely that fathers will have the opportunity to develop a
meaningful relationship with their children as does the fact that the mother knows
of her baby's existence and often has custody at birth, the statute's effect will
reduce, rather than aggravate, the disparity between the two classes of children.
We are convinced not only that strong governmental interests justify the additional
requirement imposed on children of citizen fathers, but also that the particular means
used in §1409(a)(4) are well tailored to serve those interests. It is perfectly appropriate
to require some formal act, not just any evidence that the father or his child know
of the other's existence. Such a formal act, whether legitimation, written acknowledgment
by the father, or a court adjudication, lessens the risk of fraudulent claims made
years after the relevant conduct was required. As for the requirement that the formal
act take place while the child is a minor, Congress obviously has a powerful interest
in fostering ties with the child's citizen parent and the United States during his
or her formative years. If there is no reliable, contemporaneous proof that the child
and the citizen father had the opportunity to form familial bonds before the child
turned 18, Congress reasonably may demand that the child show sufficient ties to this
country on its own rather than through its citizen parent in order to be a citizen.
18
Our conclusion that Congress may require an affirmative act by unmarried fathers
and their children, but not mothers and their children, is directly supported by our
decision in Lehr v. Robertson, 463 U.S. 248 (1983). That case involved a New York
law that automatically provided mothers of "illegitimate" children with prior notice
of an adoption proceeding and the right to veto an adoption, but only extended those
rights to unmarried fathers whose claim of paternity was supported by some formal
public act, such as a court adjudication, the filing of a notice of intent to claim
paternity, or written acknowledgment by the mother. Id. , at 251-252, n. 5, 266. The
petitioner in Lehr , an unmarried putative father, need only have mailed a postcard
to the State's "putative father registry" to enjoy the same rights as the child's
undisputed mother, id. , at 264, yet he argued that this gender-based requirement
violated the Equal Protection Clause. We rejected that argument, and we find the comparable
claim in this case, if anything, even less persuasive. Whereas the putative father
in Lehr was deprived of certain rights because he failed to take some affirmative
step within about two years of the child's birth (when the adoption proceeding took
place), here the unfavorable gender-based treatment was attributable to Mr. Miller's
failure to take appropriate action within 21 years of petitioner's birth and petitioner's
own failure to obtain a paternity adjudication by a "competent court" before she turned
18. 19
Even though the rule applicable to each class of children born abroad is eminently
reasonable and justified by important Government policies, petitioner and her amici
argue that §1409 is unconstitutional because it is a "gender-based classification."
We shall comment briefly on that argument.
V
The words "stereotype," "stereotyping," and "stereotypical" are used repeatedly in
petitioner's and her amici ' s briefs. They note that we have condemned statutory
classifications that rest on the assumption that gender may serve as a proxy for relevant
qualifications to serve as the administrator of an estate, Reed v. Reed, 404 U.S.
71 (1971), to engage in professional nursing, Mississippi Univ. for Women v. Hogan,
458 U.S. 718 (1982), or to train for military service, United States v. Virginia,
518 U. S. ___ (1996), to name a few examples. Moreover, we have expressly repudiated
cases that rested on the assumption that only the members of one sex could suitably
practice law or tend bar. See Hogan, 458 U.S., at 725 , n. 10 (commenting on Bradwell
v. State, 16 Wall. 130 (1873) and Goesaert v. Cleary, 335 U.S. 464 (1948)). Discrimination
that "is merely the accidental byproduct of a traditional way of thinking about females"
is unacceptable. Califano v. Goldfarb, 430 U.S. 199, 223 (1977) (STEVENS , J., concurring
in judgment).
The gender equality principle that was implicated in those cases is only indirectly
involved in this case for two reasons. 20
First, the conclusion that petitioner is not a citizen rests on several coinciding
factors, not just the gender of her citizen parent. On the facts of this case, even
if petitioner's mother had been a citizen 21
and her father had been the alien, petitioner would not qualify for citizenship because
her mother has never been to the United States. Alternatively, if her citizen parent
had been a female member of the Air Force and, like Mr. Miller, had returned to the
States at the end of her tour of duty, §1409 quite probably would have been irrelevant
and petitioner would have become a citizen at birth by force of the Constitution itself.
22
Second, it is not merely the sex of the citizen parent that determines whether the
child is a citizen under the terms of the statute; rather, it is an event creating
a legal relationship between parent and child-the birth itself for citizen mothers,
but postbirth conduct for citizen fathers and their offspring. Nevertheless, we may
assume that if the classification in §1409 were merely the product of an outmoded
stereotype, it would be invalid. The "gender stereotypes" on which §1409 is supposedly
premised are (1) "that the American father is never anything more than the proverbial
breadwinner who remains aloof from day-to-day child rearing duties," 23
and (2) "that a mother will be closer to her child born out of wedlock than a father
will be to his." 24
Even disregarding the statute's separate, non-stereotypical purpose of ensuring reliable
proof of a blood relationship, neither of those propositions fairly reflects the justifications
for the classification actually at issue.
Section 1409(a)(4) is not concerned with either the average father or even the average
father of a child born out of wedlock. It is concerned with a father (a) whose child
was born in a foreign country, and (b) who is unwilling or unable to acknowledge his
paternity, and whose child is unable or unwilling to obtain a court paternity adjudication.
A congressional assumption that such a father and his child are especially unlikely
to develop a relationship, and thus to foster the child's ties with this country,
has a solid basis even if we assume that all fathers who have made some effort to
become acquainted with their children are as good, if not better, parents than members
of the opposite sex.
Nor does the statute assume that all mothers of illegitimate children will necessarily
have a closer relationship with their children than will fathers. It does assume that
all of them will be present at the event that transmits their citizenship to the child,
that hospital records and birth certificates will normally make a further acknowledgment
and formal proof of parentage unnecessary, and that their initial custody will at
least give them the opportunity to develop a caring relationship with the child. Section
1409(a)(4)-the only provision that we need con- sider-is therefore supported by the
undisputed assumption that fathers are less likely than mothers to have the opportunity
to develop relationships, not simply, as JUSTICE BREYER contends, post , at 13, that
they are less likely to take advantage of that opportunity when it exists. 25
These assumptions are firmly grounded and adequately explain why Congress found it
unnecessary to impose requirements on the mother that were entirely appropriate for
the father.
None of the premises on which the statutory classification is grounded can be fairly
characterized as an accidental byproduct of a traditional way of thinking about the
members of either sex. The biological differences between single men and single women
provide a relevant basis for differing rules governing their ability to confer citizenship
on children born in foreign lands. Indeed, it is the suggestion that simply because
Congress has authorized citizenship at birth for children born abroad to unmarried
mothers, it cannot impose any post-birth conditions upon the granting of citizenship
to the foreign-born children of citi- zen fathers, that might be characterized as
merely a byproduct of the strong presumption that gender-based legal distinctions
are suspect. An impartial analysis of the relevant differences between citizen mothers
and citizen fathers plainly rebuts that presumption. 26
The judgment of the Court of Appeals is affirmed.
It is so ordered. ----- 26 See Michael M. v. Superior Court, Sonoma Cty., 450 U.S.
464, 497 -498, n. 4 (1981) (STEVENS , J., dissenting). JUSTICE SCALIA argues that
petitioner's suit must be dismissed because the courts have "no power to provide the
relief requested." Post , at 1. Because we conclude that there is no constitutional
violation to remedy, we express no opin- ion on this question.
U.S. Supreme Court
No. 96-1060
v.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA
CIRCUIT
[April 22, 1998]
JUSTICE O'CONNOR , with whom JUSTICE KENNEDY joins, concurring in the judgment.
This Court has long applied a presumption against third-party standing as a prudential
limitation on the exercise of federal jurisdiction. Federal courts, we have held,
"must hesitate before resolving a controversy, even one within their constitutional
power to resolve, on the basis of the rights of third persons not parties to the litigation."
Singleton v. Wulff , 428 U.S. 106, 113 (1976); see also Warth v. Seldin, 422 U.S.
490, 499 (1975). Contrary to this prudential rule, the Court recognizes that petitioner
has standing to raise an equal protection challenge to 8 U.S.C. § 1409. The statute,
however, accords differential treatment to fathers and mothers, not to sons and daughters.
Thus, although petitioner is clearly injured by the fact that she has been denied
citizenship, the discriminatory impact of the provision falls on petitioner's father,
Charlie Miller, who is no longer a party to this suit. Consequently, I do not believe
that we should consider petitioner's gender discrimination claim.
The Court recognizes that petitioner's claim turns on "the proposition that her citizen
father should have the same right to transmit citizenship as would a citizen mother"
and resolves to "evaluate the alleged discrimination against [petitioner's father]
as well as its impact on [petitioner]." Ante , at 11. But even when "the very same
allegedly illegal act that affects the litigant also affects a third party," a plaintiff
"cannot rest his claim to relief on the legal rights or interests of [the] third part[y]."
Department of Labor v. Triplett, 494 U.S. 715, 720 (1990) (internal quotation marks
omitted). A party raising a constitutional challenge to a statute must demonstrate
not only "that the alleged unconstitutional feature [of the statute] injures him"
but also that "he is within the class of persons with respect to whom the act is unconstitutional."
Heald v. District of Columbia, 259 U.S. 114, 123 (1922). This requirement arises from
the understanding that the thirdparty rightholder may not, in fact, wish to assert
the claim in question, as well as from the belief that "third parties themselves usually
will be the best proponents of their rights." Singleton , supra , at 113-114; see
also Holden v. Hardy, 169 U.S. 366, 397 (1898).
In support of the decision to consider Charlie Miller's claim, both JUSTICE STEVENS
, writing for the Court, and JUSTICE BREYER , in dissent, cite Craig v. Boren, 429
U.S. 190 (1976). In that case, we allowed a vendor to challenge a state law that permitted
sales of 3.2% beer to females who had reached the age of 18 but prohibited such sales
to males until they turned 21. Because the law proscribed the sale rather than the
consumption of beer, the Court determined that a vendor was the "least awkward challenger"
to the gender-based distinction. Id. , at 197. We reasoned that prudential objectives
would not be served by rejecting third-party standing because "the lower court already
ha[d] entertained the relevant constitutional challenge." Id. , at 193. Here, however,
the court below expressly did not take account of Charlie Miller's equal protection
rights, instead reviewing petitioner's challenge as a first-party claim of gender
discrimination against the children of citizen fathers as opposed to the children
of citizen mothers. See 96 F. 3d 1467, 1470 (CADC 1996).
More importantly, since this Court decided Craig , we have articulated the contours
of the third-party standing inquiry in greater detail. In Powers v. Ohio , 499 U.S.
400 (1991), we stated that a litigant seeking to assert the rights of another party
must satisfy three interrelated criteria: "The litigant must have suffered an injury
in fact, thus giving him or her a sufficiently concrete interest in the outcome of
the issue in dispute; the litigant must have a close relation to the third party;
and there must exist some hindrance to the third party's ability to protect his or
her own interests." Id. , at 411 (internal quotation marks and citations omitted);
see also Campbell v. Louisiana , __ U. S __ (1998) (slip op., at 4). While it seems
clear that petitioner has a significant stake in challenging the statute and a close
relationship with her father, she has not demonstrated a substantial hindrance to
her father's ability to assert his own rights. Powers and our earlier precedents suggest
that the absence of such an obstacle precludes third-party standing. See 499 U.S.,
at 411 (explaining that "[all] three important criteria [must be] satisfied," i.e.
, that there "must exist some hindrance to the third party's ability to protect his
or her own interests" before the presumption is rebutted); see also Singleton , supra
, at 116 ("Even where the relationship is close, the reasons for requiring persons
to assert their own rights will generally still apply").
Petitioner has not demonstrated that Charlie Miller confronted a "genuine obstacle"
to the assertion of his own rights that rises to the level of a hindrance. 428 U.S.,
at 116 ; see also Barrows v. Jackson, 346 U.S. 249, 257 (1953) (third-party standing
accorded because it "would be difficult if not impossible for the persons whose rights
are asserted to present their grievance before any court"). In fact, Charlie Miller
originally filed suit and asserted his own rights but then opted not to pursue his
claim throughout this litigation. It is true that he was wrongly dismissed from the
action by the Eastern District of Texas, and that the Government made the misguided
argument before that court that "[t]he rights, if any, which have been injured are
those of Lorelyn Penero Miller, the true plaintiff in this action." See Motion to
Dismiss Plaintiff's First Amended Complaint or, in the Alternative, Transfer Venue
4. But because he failed to appeal the erroneous dismissal of his claim, any hindrance
to the vindication of Charlie Miller's constitutional rights is ultimately self imposed.
I am reluctant to accept that the Government's litigation strategy, or an unfavorable
ruling in the lower courts, could be a sufficiently severe obstacle to the assertion
of a litigant's own rights to warrant an exception to our prudential standing requirements.
Those requirements were adopted to serve the institutional interests of the federal
courts, not the convenience of the litigants. See FW/PBS, Inc. v. Dallas, 493 U.S.
215, 231 (1990); Bender v. Williamsport Area School Dist., 475 U.S. 534, 541 (1986).
JUSTICE BREYER asserts that appeals take time and money, and that a change of venue
left Charlie Miller uncertain where to appeal. See post , at 4. But the only obstacle
was the inconvenience caused by the normal course of litigation, which often involves
a transfer of venue. Charlie Miller never indicated any intent to challenge his dismissal
from the suit, and there is no suggestion that he faced any unusual practical or legal
barriers to filing a notice of appeal. Instituting a suit is itself burdensomearguably
as burdensome as filing an appeal from the denial of a claim-and to conclude that
the course of events that transpired in this case constituted a hindrance to Charlie
Miller's ability to assert his rights would be a step toward eliminating the hindrance
prong altogether.
Thus far, we have permitted third-party standing only where more "daunting" barriers
deterred the rightholder. Powers , supra , at 414. To take an extreme example, in
Hodel v. Irving, 481 U.S. 704 (1987), we concluded that plaintiffs had third-party
standing to assert the rights of their deceased parents. Id. , at 711-712. And in
Powers , we noted that potential jurors are not parties to the proceeding, cannot
easily obtain declaratory or injunctive relief from a prosecutor's exercise of peremptory
challenges, would find it difficult to demonstrate a likelihood that discrimination
against them would recur, and have economic disincentives to filing suit. 499 U.S.,
at 414 -415. Privacy concerns may also provide a compelling explanation for a third
party's absence from the litigation. In Carey v. Population Services Int'l, 431 U.S.
678 (1977), we determined that a vendor could challenge the law prohibiting the distribution
of contraceptives to minors because the desire to avoid publicity would deter potential
purchasers from defending their own rights. Id. , at 684, n. 4; see also Eisenstadt
v. Baird, 405 U.S. 438, 446 (1972). Likewise, inNAACP v. Alabama ex rel. Patterson,
357 U.S. 449 (1958), the Court held that an organization could raise the privacy rights
of its members because litigation initiated by those members would disclose their
identity and destroy the very privacy they sought to protect. Id. , at 459. Where
insurmountable procedural obstacles preclude a rightholder's own suit, the Court has
also accorded third-party standing. In Singleton , we concluded that physicians could
assert the rights of indigent women denied funding for abortion because imminent mootness
prevented the women from bringing their claims. See 428 U.S., at 108 . Similarly,
Barrows involved the constitutional rights of the prospective victims of a racially
restrictive real estate covenant, who were unidentified and thus not before the Court.
See 346 U.S., at 254 . And in Craig , the case from which the Court garners its sole
support for according third-party standing here, the named plaintiff turned 21 during
the course of the litigation, which mooted his challenge to the beer-sale re striction.
See 429 U.S., at 192 .
Where legitimate obstacles such as these exist, which lie beyond the control of the
rightholder, that party's absence from a suit more likely stems from disability than
from disinterest. A hindrance signals that the rightholder did not simply decline
to bring the claim on his own behalf, but could not in fact do so. See Singleton ,
supra , at 116 ("If there is some genuine obstacle . . . the third party's absence
from court loses its tendency to suggest that his right is not truly at stake, or
truly important to him, and the party who is in court becomes by default the right's
best available proponent"). Furthermore, where a hindrance impedes the assertion of
a claim, the right likely will not be asserted-and thus the relevant law will not
be enforced-unless the Court recognizes third-party standing. In Barrows , for example,
the Court permitted thirdparty standing because "the reasons which underlie [the]
rule denying standing to raise another's rights" were "outweighed by the need to protect
the fundamental rights" which would otherwise have been denied. 346 U.S., at 257 .
Moreover, in contrast to this case, the white property owner contesting the racially
restrictive covenant in Barrows was its "only effective adversary" because she was
"the one in whose charge and keeping repose[d] the power to continue to use her property
to discriminate or to discontinue such use." Id. , at 259. Here, although we have
an injured party before us, the party actually discriminated against is both best
suited to challenging the statute and available to undertake that task. See Gladstone,
Realtors v. Village of Bellwood, 441 U.S. 91, 100 (1979) (prudential barriers seek
"to limit access to the federal courts to those litigants best suited to assert a
particular claim"). In light of petitioner's uncertain constitutional status and the
potential problems with fashioning a remedy for her injury, see post , at 1-5 (SCALIA
, J., concurring in judg ment), allowing her to assert Charlie Miller's claim will
likely dilute rather than protect his constitutional rights.
Although petitioner cannot raise her father's rights, she may raise her own. While
it is unclear whether an alien may assert constitutional objections when he or she
is outside the territory of the United States, see Johnson v. Eisentrager, 339 U.S.
763 (1950), and United States v. Verdugo-Urquidez, 494 U.S. 259 (1990), I will assume
that petitioner may challenge the constitutionality of §1409. Her challenge, however,
triggers only rational basis scrutiny. As pointed out above, see supra , at 1, §1409
does not draw a distinction based on the gender of the child, so petitioner cannot
claim that she has been injured by gender discrimination. See Allen v. Wright , 468
U.S. 737, 755 (1984) (an injury arising from discrimination "accords a basis for standing
only to those persons who are personally denied equal treatment by the challenged
discriminatory conduct") (internal quotation marks omitted). Moreover, the grant of
certiorari was limited to the question whether §1409 discriminates "between 'illegitimate'
children of United States citizen mothers and 'illegitimate' children of United States
citizen fathers," so any claim of discrimination based on differential treatment of
illegitimate versus legitimate children is not presented. See 520 U. S. __ (1997).
Given that petitioner cannot raise a claim of discrimination triggering heightened
scrutiny, she can argue only that §1409 irrationally discriminates between illegitimate
children of citizen fathers and citizen mothers. Although I do not share JUSTICE STEVENS
' assessment that the provision withstands heightened scrutiny, ante , at 11-23, I
believe it passes rational scrutiny for the reasons he gives for sustaining it under
the higher standard. It is unlikely, in my opinion, that any gender classifications
based on stereotypes can survive heightened scrutiny, but under rational scrutiny,
a statute may be defended based on generalized classifications unsupported by empirical
evidence. See Heller v. Doe , 509 U.S. 312, 320 (1993) ("[A] classification must be
upheld against equal protection challenge if there is any reasonably conceivable state
of facts that could provide a rational basis for the classification. A State, moreover,
has no obligation to produce evidence to sustain the rationality of a statutory classification")
(internal quotation marks and citations omitted). This is particularly true when the
classification is adopted with reference to immigration, an area where Congress frequently
must base its decisions on generalizations about groups of people.
* * *
We adopted the presumption against third-party standing to preserve the court's "properly
limited" role, Warth , 422 U.S., at 498 , and we have identified a particular set
of circumstances that will rebut that presumption. I believe that we should treat
those considerations, in particular the hindrance prong, as meaningful criteria. Consequently,
I would not accord petitioner standing to raise her father's claim of gender discrimination.
Petitioner's own constitutional challenge triggers only rational basis scrutiny, and
§1409 is sustainable under that standard. Accordingly, I concur in the judgment affirming
the Court of Appeals' decision.
U.S. Supreme Court
No. 96-1060
v.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA
CIRCUIT
[April 22, 1998]
JUSTICE SCALIA , with whom JUSTICE THOMAS joins, con- curring in the judgment.
I agree with the outcome in this case, but for a reason more fundamental than the
one relied upon by JUSTICE STEVENS . In my view it makes no difference whether or
not §1409(a) passes "heightened scrutiny" or any other test members of the Court might
choose to apply. The complaint must be dismissed because the Court has no power to
provide the relief requested: conferral of citizenship on a basis other than that
prescribed by Congress.
The Constitution "contemplates two sources of citizenship, and two only: birth and
naturalization." United States v. Wong Kim Ark, 169 U.S. 649, 702 (1898). Under the
Fourteenth Amendment, "[e]very person born in the United States, and subject to the
jurisdiction thereof, becomes at once a citizen of the United States, and needs no
naturalization." Ibid. Petitioner, having been born outside the territory of the United
States, is an alien as far as the Constitution is concerned, and "can only become
a citizen by being naturalized, either by treaty, as in the case of the annexation
of foreign territory; or by authority of Congress." Id. , at 702-703; see also Rogers
v. Bellei, 401 U.S. 815, 827 (1971). Here it is the "authority of Congress" that is
appealed to-its power under Art. I, §8, cl. 4, to "establish an uniform Rule of Naturalization."
If there is no congressional enactment granting petitioner citizenship, she remains
an alien.
The enactment on which petitioner relies is §309 of the Immigration and Nationality
Act (INA), 66 Stat. 238, as amended, 8 U.S.C. § 1409 which establishes the requirements
for the acquisition of citizenship by a child born out of wedlock when the child's
father is a United States citizen. Section 1409(a) provides, in relevant part, that
§1401(g), which confers citizenship on foreign-born children when one parent is an
alien and the other a citizen of the United States, shall apply:
"(a) . . . as of the date of birth to a person born out of wedlock if"(1) a blood
relationship between the person and the father is established by clear and convincing
evidence, "(2) the father had the nationality of the United States at the time of
the person's birth, "(3) the father (unless deceased) has agreed in writing to provide
financial support for the person until the person reaches the age of 18 years, and
"(4) while the person is under the age of 18 years"(A) the person is legitimated under
the law of the person's residence or domicile, "(B) the father acknowledges paternity
of the person in writing under oath, or "(C) the paternity of the person is established
by adjudication of a competent court."
By its plain language, §1409(a) sets forth a precondition to the acquisition of citizenship
under §1401(g) by the illegitimate child of a citizen-father. Petitioner does not
come into federal court claiming that she met that precondition, and that the State
Department's conclusion to the contrary was factually in error. Rather, she acknowledges
that she did not meet the last two requirements of that precondition, §§1409(a)(3)
and (4). She nonetheless asks for a "declaratory judgment that [she] is a citizen
of the United States" and an order to the Secretary of State requiring the State Department
to grant her application for citizenship, App. 11-12, because the requirements she
did not meet are not also imposed upon illegitimate children of citizen-mothers, and
therefore violate the Equal Protection Clause. 1
Even if we were to agree that the difference in treatment between illegitimate children
of citizen-fathers and citizen-mothers is unconstitutional, we could not, consistent
with the limited judicial power in this area, remedy that constitutional infirmity
by declaring petitioner to be a citizen or ordering the State Department to approve
her application for citizenship. "Once it has been determined that a person does not
qualify for citizenship, . . . the district court has no discretion to ignore the
defect and grant citizenship." INS v. Pangilinan, 486 U.S. 875, 884 (1988) (internal
quotation marks and citation omitted).
Judicial power over immigration and naturalization is extremely limited. "Our cases
'have long recognized the power to expel or exclude aliens as a fundamental sovereign
attribute exercised by the Government's political departments largely immune from
judicial control.' " Fiallo v. Bell, 430 U.S. 787, 792 (1977) (quoting Shaughnessy
v. United States ex rel. Mezei, 345 U.S. 206, 210 (1953)). See also Landon v. Plasencia,
459 U.S. 21, 32 (1982) ("[T]he power to admit or exclude aliens is a sovereign prerogative");
Mathews v. Diaz, 426 U.S. 67, 79 -80 (1976) ("In the exercise of its broad power over
naturalization and immigration, Congress regularly makes rules that would be unacceptable
if applied to citizens"); Kleindienst v. Mandel, 408 U.S. 753, 769 -770 (1972) ("[P]lenary
congressional power to make policies and rules for exclusion of aliens has long been
firmly established"); Galvan v. Press, 347 U.S. 522, 531 (1954) ("That the formulation
of [policies pertaining to the entry of aliens and their right to remain here] is
entrusted exclusively to Congress has become about as firmly imbedded in the legislative
and judicial tissues of our body politic as any aspect of our government"). Because
only Congress has the power to set the requirements for acquisition of citizenship
by persons not born within the territory of the United States, federal courts cannot
exercise that power under the guise of their remedial authority. "Neither by application
of the doctrine of estoppel, nor by invocation of equitable powers, nor by any other
means does a court have the power to confer citizenship in violation of [statutory]
limitations." Pangilinan , supra, at 885. "An alien who seeks political rights as
a member of this Nation can rightfully obtain them only upon terms and conditions
specified by Congress. Courts are without authority to sanction changes or modifications.
" United States v. Ginsberg, 243 U.S. 472, 474 (1917) (emphasis added).
Petitioner argues, and JUSTICE BREYER 's dissent seems to agree, see post , at 19-20
(BREYER , J., dissenting), that because she meets the requirements of §1401(g), the
Court may declare her a citizen "at birth" under that provision and ignore §1409(a)
entirely, which allegedly unconstitutionally takes away that citizenship. Brief for
Petitioner 14-15. This argument adopts a fanciful view of the statute, whereby §1409(a)
takes away what §1401(g) has unconditionally conferred-as though §1409(a) were some
sort of a condition subsequent to the conveyance of real estate in a will. If anything,
of course, it would be a condition precedent , since it says that §1401(g) "shall
apply as of the date of birth to a person born out of wedlock if " the person meets
the requirements there set forth. 8 U.S.C. § 1409(a) (emphasis added). But a unitary
statute is not to be picked apart in this fashion. To be sure, §1401(g), read in isolation,
might refer to both married and unmarried parents. We do not, however, read statutory
provisions in isolation, as if other provisions in the same Act do not exist, see
King v. St. Vincent's Hospital, 502 U.S. 215, 221 (1991). Section 1401(g) does not
confer citizenship upon children born out of wedlock unless the requirements in §1409
are satisfied.
It can be argued that in exempting an applicant from an unconstitutional requirement
(either part or all of §1409(a)) a court is not rewriting the law, but simply ignoring
that portion of the law which is a nullity. See post, at 19-20 (BREYER , J., dissenting).
That assumes, however, a judicial power to sever the unconstitutional portion from
the remainder, and to apply the remainder unencumbered. Such a power exists in other
cases-and is exercised on the basis of the Court's assessment as to whether Congress
would have enacted the remainder of the law without the invalidated provision. See
New York v. United States, 505 U.S. 144, 186 (1992). I know of no instance, however,
in which this Court has severed an unconstitutional restriction upon the grant of
immigration or citizenship. It is in my view incompatible with the plenary power of
Congress over those fields for judges to speculate as to what Congress would have
enacted if it had not enacted what it did-whether it would, for example, have preferred
to extend the requirements of §§1409(a)(3) and (4) to mothers instead of eliminating
them for fathers, or even to deny citizenship to illegitimate children entirely. ("[T]he
Court has specifically recognized the power of Congress not to grant a United States
citizen the right to transmit citizenship by descent." Rogers , 401 U.S., at 830 .)
Moreover, if the mere character of the naturalization power were not enough to render
the severing of a limitation upon citizenship improper, the INA itself contains a
clear statement of congressional intent: "A person may only be naturalized as a citizen
of the United States in the manner and under the conditions prescribed in this subchapter
and not otherwise ." 8 U.S.C. § 1421(d) (emphasis added). JUSTICE BREYER 's reliance
upon the INA's general severability clause, 66 Stat. 281, §406, is misplaced because
the specific governs the general, see Morales v. Trans World Airlines, Inc., 504 U.S.
374, 384385 (1992). The question of severance ultimately turns on "whether the provisions
are inseparable by virtue of inherent character," Carter v. Carter Coal Co., 298 U.S.
238, 322 (1936), which must be gleaned from the structure and nature of the Act.
Another obstacle to judicial deletion of the challenged requirements is the fact
that when a statutory violation of equal protection has occurred, it is not foreordained
which particular statutory provision is invalid. The constitutional vice consists
of unequal treatment, which may as logically be attributed to the disparately generous
provi sion (here, supposedly, the provision governing citizenship of illegitimate
children of citizen mothers) as to the disparately parsimonious one (the provision
governing citizenship of illegitimate children of citizen fathers). "[W]e have noted
that a court sustaining [an equal protection] claim faces 'two remedial alternatives:
[it] may either declare [the statute] a nullity and order that its benefits not extend
to the class that the legislature intended to benefit, or it may extend the coverage
of the statute to include those who are aggrieved by the exclusion.' " Heckler v.
Mathews , 465 U.S. 728, 738 (1984), quoting Welsh v. United States , 398 U.S. 333,
361 (1970) (Harlan, J., concurring in result). Given the nature of the law at issue
here, and given the clear command of 8 U.S.C. § 1421(d) ("under the conditions prescribed
in this subchapter and not otherwise") there is no doubt which of those alternatives
the court must employ. It cannot confer citizenship where Congress has not done so.
In any event, this is not like the ordinary equal protection case, in which one class
is subjected to a restriction from which the other class is exempt. See, e. g. , Craig
v. Boren, 429 U.S. 190, 191 -192 (1976) (men can be served alcoholic beverages only
if over 21 years of age, whereas women need be only 18). Here each class is subjected
to restrictions from which the other is exempt. While illegitimate children of citizen
fathers must meet the requirements of §1409(a) from which illegitimate children of
citizen mothers are exempt, illegitimate children of citizen mothers must meet the
quite different requirements of §1409(c), from which illegitimate children of citizen
fathers are exempt. 2
In this situation, eliminating the re strictions on fathers does not produce a law
that complies with the Equal Protection Clause (assuming it is initially in violation),
but rather produces a law that treats fathers more favorably than mothers. There is
no way a court can "fix" the law by merely disregarding one provision or the other
as unconstitutional. It would have to disregard them both , either leaving no restrictions
whatever upon citizenship of illegitimate children or (what I think the more proper
course) denying naturalization of illegitimate children entirely (since §1401(g) was
not meant to apply by its unqualified terms to illegitimate children). Even outside
the particularly sensitive area of immigration and naturalization, I am aware of no
case that has engaged in such radical statutory surgery, and it certainly cannot be
engaged in here.
In sum, this is not a case in which we have the power to remedy the alleged equal
protection violation by either expanding or limiting the benefits conferred so as
to deny or grant them equally to all. "We are dealing here with an exercise of the
Nation's sovereign power to admit or exclude foreigners in accordance with perceived
national interests." Fiallo , 430 U.S., at 795 , n. 6. Federal judges may not decide
what those national interests are, and what requirements for citizenship best serve
them.
Because petitioner is not a citizen under any Act of Congress, we cannot give her
the declaratory judgment or affirmative relief she requests. I therefore concur in
the judgment.
U.S. Supreme Court
No. 96-1060
v.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA
CIRCUIT
[April 22, 1998]
JUSTICE GINSBURG , with whom JUSTICE SOUTER and JUSTICE BREYER join, dissenting.
As JUSTICE BREYER convincingly demonstrates, 8 U.S.C. § 1409 classifies unconstitutionally
on the basis of gender in determining the capacity of a parent to qualify a child
for citizenship. The section rests on familiar generalizations: mothers, as a rule,
are responsible for a child born out of wedlock; fathers unmarried to the child's
mother, ordinarily, are not. The law at issue might have made custody or support the
relevant criterion. Instead, it treats mothers one way, fathers another, shaping government
policy to fit and reinforce the stereotype or historic pattern.
Characteristic of sex-based classifications, the stereotypes underlying this legislation
may hold true for many, even most, individuals. But in prior decisions the Court has
rejected official actions that classify unnecessarily and overbroadly by gender when
more accurate and impartial functional lines can be drawn. While the Court is divided
on Lorelyn Miller's standing to sue, a solid majority adheres to that vital understanding.
As JUSTICE O'CONNOR 's opinion makes plain, distinctions based on gender trigger heightened
scrutiny and "[i]t is unlikely . . . that any gender classifications based on stereotypes
can survive heightened scrutiny." Ante , at 7 (opinion concurring in judgment); post
, at 12-19 (BREYER , J., dissenting).
On the surface, §1409 treats females favorably. Indeed, it might be seen as a benign
preference, an affirmative action of sorts. Compare Mississippi Univ. for Women v.
Hogan, 458 U.S. 718, 731 , and n. 17 (1982) with id ., at 740744 (Powell, J., dissenting).
Two Justices today apparently take this view. JUSTICE STEVENS ' opinion, in which
THE CHIEF JUSTICE joins, portrays §1409 as helpfully recognizing the different situations
of unmarried mothers and fathers during the pre-natal period and at birth, and fairly
equalizing the "burdens" that each parent bears. See ante , at 11-12, 16-17. But pages
of history place the provision in real-world perspective. Section 1409 is one of the
few provisions remaining in the United States Code that uses sex as a criterion in
delineating citizens' rights. It is an innovation in this respect: During most of
our Nation's past, laws on the transmission of citizenship from parent to child discriminated
adversely against citizen mothers, not against citizen fathers.
I
The first statute on the citizenship of children born abroad, enacted in 1790, stated:
"[T]he children of citizens of the United States, that may be born beyond sea, or
out of the limits of the United States, shall be considered as natural born citizens:
Provided , That the right of citizenship shall not descend to persons whose fathers
have never been resident in the United States." Act of Mar. 26, 1790, ch. 3, 1 Stat.
104. Statutes passed in 1795 and 1802 similarly conditioned the citizenship of the
child born abroad on the father's at least one-time residence in the United States.
Act of Jan. 29, 1795, §3, 1 Stat. 415; Act of Apr. 14, 1802, §4, 2 Stat. 155. This
father's residence requirement suggests that Congress intended a child born abroad
to gain citizenship only when the father was a citizen. That, indeed, was the law
of England at the time. See 2 J. Kent, Commentaries on American Law *50-*51 (hereinafter
Kent's Commentaries); 4 Geo. 2, ch. 21 (1731). The statutory language Congress adopted,
however, was ambiguous. One could read the words "children of citizens" to mean that
the child of a United States citizen mother and a foreign father would qualify for
citizenship if the father had at some point resided in the country. See Binney, The
Alienigenae of the United States, 2 Am. L. Reg. 193, 203-205 (1854). Or, as Chancellor
Kent observed, the words might mean that both parents had to be United States citizens
for citizenship to pass. 2 Kent's Commentaries *53.
Under the 1802 legislation, children born abroad could not become citizens unless
their parents were citizens in 1802, which meant that as the years passed few foreignborn
persons could qualify. Daniel Webster, among others, proposed remedial legislation.
His bill would have granted citizenship to children born abroad to United States-born
citizen mothers as well as fathers. His effort was unsuccessful. See Cong. Globe,
30th Cong., 1st Sess., 827 (1848); F. Franklin, The Legislative History of Naturalization
in the United States 271-276 (reprint ed. 1971). Instead, in 1855, Congress clarified
that citizenship would pass to children born abroad only when the father was a United
States citizen. Act of Feb. 10, 1855, §2, 10 Stat. 604. Codified as §1993 of the Revised
Statutes, the provision originating in 1855 read: "All children heretofore born or
hereafter born out of the limits and jurisdiction of the United States, whose fathers
were or may be at the time of their birth citizens thereof, are declared to be citizens
of the United States; but the rights of citizenship shall not descend to children
whose fathers never resided in the United States." Rev. Stat. §1993.
In these early statutes, Congress did not differentiate between children born abroad
to married parents and those born out of wedlock. Section 1993, as applied, allowed
transmission of citizenship to children born out of wedlock if the father legitimated
the child. See, e.g. , 32 Op. Atty. Gen. 162, 164-165 (1920); see also Guyer v. Smith
, 22 Md. 239 (1864) (foreign born children who remain illegitimate do not qualify
for citizenship). In several reported instances, children legitimated by their fathers
gained citizenship even though the legitimation occurred, as it did in Lorelyn Miller's
case, after the child reached majority. See In re P , 4 I. & N. Dec. 354 (C. O. 1951);
7 C. Gordon, S. Mailman, & S. Yale-Loehr, Immigration Law and Procedure §93.04[2][d],
pp. 93-43 to 9344 (1992) (hereinafter Gordon). But see 3 G. Hackworth, Digest of International
Law 29 (1942) (noting a case in which legitimation post-majority was deemed sufficient,
but maintaining that "[n]ormally the legitimation must take place during the minority
of the child").
In the early part of this century, the State Department permitted the transmission
of citizenship from unwed mother to child reasoning that, for the child born out of
wedlock, the mother "stands in the place of the father." House Committee on Immigration
and Naturalization, A Report Proposing A Revision and Codification of the Nationality
Laws of the United States, Part One: Proposed Code with Explanatory Comments, 76th
Cong., 1st Sess., 18 (Comm. Print 1939) (hereinafter Proposed Code). Ultimately, however,
the Attorney General rejected the Department's reasoning, finding it incompatible
with §1993's exclusive reference to fathers. See 39 Op. Atty. Gen. 397, 398 (1939).
Women's inability to transmit their United States citizenship to children born abroad
was one among many gender-based distinctions drawn in our immigration and nationality
laws. The woman who married a foreign citizen risked losing her United States nationality.
In early days, "marriage with an alien, whether a friend or an enemy, produce[d] no
dissolution of the native allegiance of the wife." Shanks v. Dupont , 3 Pet. 242,
246 (1830) (Story, J.). By the end of the nineteenth century, however, a few courts
adopted the view that a woman's nationality followed her husband's, see, e.g. , Pequignot
v. Detroit , 16 F. 211, 216 (CC ED Mich. 1883), particularly when the woman resided
abroad in her husband's country, see, e.g. , Ruckgaber v. Moore , 104 F. 947, 948-949
(CC ED NY 1900). See generally C. Bredbenner, Toward Independent Citizenship: Married
Women's Nationality Rights in the United States: 1855-1937, 54-59 (Ph. D. dissertation,
University of Virginia, 1990) (hereinafter Bredbenner); Sapiro, Women, Citizenship,
and Nationality: Immigration and Naturalization Policies in the United States, 13
Politics & Soc. 1, 4-10 (1984). State Department officials inclined towards this view
as well. See L. Gettys, The Law of Citizenship in the United States 118 (1934). In
1907, Congress settled the matter: It provided by statute that a female United States
citizen automatically lost her citizenship upon marriage to an alien. Act of Mar.
2, 1907, §3, 34 Stat. 1228. This Court upheld the statute, noting that "[t]he identity
of husband and wife is an ancient principle of our jurisprudence." Mackenzie v. Hare
, 239 U.S. 299, 311 (1915).
The statutory rule that women relinquished their United States citizenship upon marriage
to an alien encountered increasing opposition, fueled in large part by the women's
suffrage movement and the enhanced importance of citizenship to women as they obtained
the right to vote. See Bredbenner 81, 95-105; Sapiro, supra , at 12-13. In response,
Congress provided a measure of relief. Under the 1922 Cable Act, marriage to an alien
no longer stripped a woman of her citizenship automatically. Act of Sept. 22, 1922
(Cable Act), ch. 411, §3, 42 Stat. 1022. But equal respect for a woman's nationality
remained only partially realized. A woman still lost her United States citizenship
if she married an alien ineligible for citizenship; she could not become a citizen
by naturalization if her husband did not qualify for citizenship; she was presumed
to have renounced her citizenship if she lived abroad in her husband's country for
two years, or if she lived abroad elsewhere for five years. Id ., §§3, 5; see also
Sapiro, supra , at 11-12. A woman who became a naturalized citizen was unable to transmit
her citizenship to her children if her noncitizen husband remained alive and they
were not separated. See In re Citizenship Status of Minor Children , 25 F. 2d 210,
210 (NJ 1928) ("the status of the wife was dependent upon that of her husband, and
therefore the children acquired their citizenship from the same source as had been
theretofore existent under the common law"); see also Gettys, supra , at 56-57. No
restrictions of like kind applied to male United States citizens.
Instead, Congress treated wives and children of male United States citizens or immigrants
benevolently. The 1855 legislation automatically granted citizenship to women who
married United States citizens. Act of Feb. 10, 1855, ch. 71, §2, 10 Stat. 604; see
also Kelly v. Owen , 7 Wall. 496, 498 (1869) (the 1855 Act "confers the privileges
of citizenship upon women married to citizens of the United States" without further
action). Under an 1804 statute, if a male alien died after completing the United States
residence requirement but before actual naturalization, his widow and children would
be "considered as citizens." Act of Mar. 26, 1804, §2, 2 Stat. 292, 293. That 1804
measure granted no corresponding dispensation to the husband and children of an alien
woman. In addition, Congress provided statutory exemptions to entry requirements for
the wives and children of men but not for the husbands and children of women. See,
e.g. , Act of Mar. 3, 1903, §37, 32 Stat. 1213, 1221 (wives and children enter ing
the country to join permanent resident aliens and found to have contracted contagious
diseases during transit shall not be deported if the diseases were easily curable
or did not present a danger to others); S. Rep. No. 1515, 81st Cong., 2d Sess., 415-417
(1950) (wives exempt from literacy and quota requirements).
In 1934, Congress moved in a new direction. It terminated the discrimination against
United States citizen mothers in regard to children born abroad. Specifically, Congress
amended §1993 to read:
"Any child hereafter born out of the limits and jurisdiction of the United States,
whose father or mother or both at the time of the birth of such child is a citizen
of the United States, is declared to be a citizen of the United States; but the rights
of citizenship shall not descend to any such child unless the citizen father or citizen
mother, as the case may be, has resided in the United States previous to the birth
of such child."
Act of May 24, 1934, §1, 48 Stat. 797. 1 Senate and House Reports on the Act stated
that the change was made "to establish complete equality between American men and
women in the matter of citizenship for themselves and for their children." S. Rep.
No. 865, 73d Cong., 2d Sess., 1 (1934); accord, H. R. Rep. No. 131, 73d Cong., 2d
Sess., 2 (1933); see generally Orfield, The Citi zenship Act of 1934, 2 U. Chi. L.
Rev. 99, 100-106 (1935). Congress again did not speak of children born out of wedlock,
but the 1934 Act "was construed as authorizing transmission of American citizenship
by descent by an American citizen mother to a child born abroad . . . out of wedlock
under the same conditions as a child born in wedlock." 7 Gordon §93.04[2][b], p. 93-42;
see also id ., §93.04[2][d][iii], p. 93-46.
The 1934 Act's equal respect for the citizenship stature of mothers and fathers of
children born abroad did not remain unmodified. Six years later, Congress passed the
Nationality Act of 1940, which replaced the Revised Statutes' single provision on
citizenship of children born abroad with an array of provisions that turned on whether
the child was born in an outlying possession of the United States, whether one or
both of the child's parents were United States citizens, and whether the child was
born in or out of wedlock. The 1940 Act preserved Congress' earlier recognition of
parental equality in regard to children born in wedlock, but established a different
regime for children born out of wedlock, one that disadvantaged United States citizen
fathers and their children.
Under the 1940 Act, if the mother of the child born abroad out of wedlock held United
States citizenship and previously had resided in the country or in a United States
possession, the child gained the mother's nationality from birth, provided the child's
paternity was not established by legitimation or a court order. 2
But if the father and not the mother held United States citizenship, then the child
would qualify for United States citizenship only upon legitimation or adjudication
of paternity during the child's minority. Furthermore, the child generally had to
live in the United States for five years before the age of 21. The same residency
requirement applied to children born abroad to married couples with only one United
States citizen parent, whether that parent was the mother or the father. Nationality
Act of 1940, §§201, 205, 54 Stat. 11381140. 3
Subsequent legislation retained the gender lines drawn in the 1940 Act. The Immigration
and Nationality Act of 1952 made only one significant change regarding the citizenship
of children born abroad out of wedlock. It removed the provision that a mother could
pass on her nationality to her child only if the paternity of the child had not been
established. 4
Immigration and Nationality Act, §309, 66 Stat. 238-239. In 1986, however, Congress
added further gender-based differentials. The Legislature that year permitted substitution
of a written acknowledgment under oath or adjudication of paternity prior to age 18
in place of formal legitimation. To that extent, Congress eased access to citizenship
by a child born abroad out of wedlock to a United States citizen father. At the same
time, however, Congress imposed on such a child two further requirements: production
of clear and convincing evidence of paternity, also a written statement from the father
promising support until the child turned 18. The requirements for a child of a United
States citizen mother remained the same; such a child obtained the mother's nationality
if the mother had resided in the United States or its territorial possessions for
at least a year before the child's birth. Act of Nov. 14, 1986, §13, 100 Stat. 3657,
codified as amended at 8 U.S.C. § 1409. No substantive change has been made since
1986 in the law governing citizenship of children born abroad out of wedlock.
II
The history of the treatment of children born abroad to United States citizen parents
counsels skeptical examination of the Government's prime explanation for the gender
line drawn by §1409-the close connection of mother to child, in contrast to the distant
or fleeting father-child link. Or, as JUSTICE STEVENS puts it, a mother's presence
at birth, identification on the birth certificate, and likely "initial custody" of
the child give her an "opportunity to develop a caring relationship with the child,"
ante , at 22, which Congress legitimately could assume a father lacks. For most of
our Nation's past, Congress demonstrated no high regard or respect for the mother-child
affiliation. It bears emphasis, too, that in 1934, when Congress allowed United States
citizen mothers to transmit their citizenship to their foreign-born children, Congress
simultaneously and for the first time required that such children (unless both parents
were citizens) fulfill a residence requirement: "[T]he right of citizenship shall
not descend unless the child comes to the United States and resides therein for at
least five years continuously immediately previous to his eighteenth birthday." Act
of May 24, 1934, §1, 48 Stat. 797. Commentary underscores what the text conveys. Congress
largely relied on a residence requirement, not the sex of the child's citizen parent,
to assure an abiding affiliation with the United States. See Proposed Code 1011, 14.
Even if one accepts at face value the Government's current rationale, it is surely
based on generalizations (stereotypes) about the way women (or men) are. These generalizations
pervade the opinion of JUSTICE STEVENS , which constantly relates and relies on what
"typically," or "normally," or "probably" happens "often." E.g. , ante , at 14, 15,
16, 18, 21, 22.
We have repeatedly cautioned, however, that when the Government controls "gates to
opportunity," it "may not exclude qualified individuals based on 'fixed notions concerning
the roles and abilities of males and females.' " United States v. Virginia , 518 U.
S. __ (1996) (slip op., at 24) (quoting Mississippi Univ. for Women v. Hogan , 458
U.S. 718, 725 (1982)); see also Orr v. Orr , 440 U.S. 268, 283 (1979) ("Where, as
here, the State's . . . purposes are as well served by a gender-neutral classification
as one that gender classifies and therefore carries with it the baggage of sexual
stereotypes, the State cannot be permitted to classify on the basis of sex."). Only
an " 'exceedingly persuasive justification,' " Kirchberg v. Feenstra , 450 U.S. 455,
461 (1981) (quoting Personnel Administrator of Mass. v. Feeney, 442 U.S. 256, 273
(1979)), one that does "not rely on overbroad generalizations about the different
talents, capacities, or preferences of males and females," United States v. Virginia
, 518 U. S., at __ (slip op., at 15), will support differential treatment of men and
women. See J. E. B. v. Alabama ex rel. T. B., 511 U.S. 127, 152 (1994) (Kennedy, J.,
concurring in judgment) (noting that prevail ing case law "reveal[s] a strong presumption
that gender classifications are invalid").
One can demur to the Government's observation that more United States citizen mothers
of children born abroad out of wedlock actually raise their children than do United
States citizen fathers of such children. As JUSTICE BREYER has elucidated, this observation
does not justify distinctions between male and female United States citizens who take
responsibility, or avoid responsibility, for raising their children. Nor does it justify
reliance on gender distinctions when the alleged purpose-assuring close ties to the
United States-can be achieved without reference to gender. As Judge Wald commented
in discussing an analogous claim when this case was before the Court of Appeals,
"Congress is free to promote close family ties by ensuring that citizenship is conferred
only on children who have at least minimal contact with citizen parents during their
early and formative years. . . . But this putative interest provides absolutely no
basis for requiring fathers, and only fathers, to formally declare parentage and agree
to provide financial support before a child reaches age 18."
Miller v. Christopher , 96 F. 3d 1467, 1476 (CADC 1996) (Wald, J., concurring in
judgment). * * *
In 1934, it was no doubt true that many female United States citizens who gave birth
abroad had married foreigners and moved to their husbands' country, and that the children
of such marriages were brought up as natives of a foreign land. And if a female United
States citizen were married to a United States citizen, her children born abroad could
obtain United States citizenship through their father. Thus, the historic restriction
of citizenship to children born abroad of United States citizen fathers may not have
affected many women. But, in the words of one woman who testified in favor of the
1934 Act (and later became the first woman to sit as a federal district court judge),
"[w]hether there are a lot of people who suffer or whether there are a few who suffer,
it seems to us that the principle of equal application of the law to men and women
ought to receive recognition." Hearings on H. R. 3673 and H. R. 77 before the House
Committee on Immigration and Naturalization, 73d Cong., 1st Sess., 36 (1933) (testimony
of Burnita Shelton Matthews). Congress recognized this equality principle in 1934,
and is positioned to restore that impartiality before the century is out.
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done
in connection with this case, at the time the opinion is issued. The syllabus constitutes
no part of the opinion of the Court but has been prepared by the Reporter of Decisions
for the convenience of the reader. See United States v. Detroit Timber & Lumber Co
., 200 U.S. 321, 337 .
U.S. Supreme Court
Syllabus
v.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 96-1060.
Argued November 4, 1997 -
Decided April 22, 1998
Petitioner was born out of wedlock in 1970 in the Philippines. Her mother is a Filipino
national. Her father, Charlie Miller, is an American citizen residing in Texas who
served in the United States military in the Philippines at the time of petitioner's
conception. He never married petitioner's mother, and there is no evidence that he
was in the Philippines at the time of her birth or that he ever returned there after
completing his tour of duty. In 1992, the State Department denied petitioner's application
for registration as a United States citizen. After a Texas court granted Mr. Miller's
petition for a paternity decree finding him to be her father, petitioner reapplied
for citizenship status, which was again denied on the ground that the Texas decree
did not satisfy 8 U.S.C. § 1409(a)(4)'s requirement that a child born out of wedlock
and outside the United States to an alien mother and an American father be legitimated
before age 18 in order to acquire citizenship. Petitioner and Mr. Miller then sued
the Secretary of State in Federal District Court in Texas, seeking a judgment declaring
her to be a United States citizen. They emphasized that the citizenship of an out-of-wedlock,
foreign-born child of an alien father and an American mother is established at birth
under §1409(c), and alleged that §1409's different treatment of citizen fathers and
citizen mothers violated Mr. Miller's Fifth Amendment equal protection right by utilizing
the suspect classification of gender without justification. Concluding that Mr. Miller
did not have standing, the court dismissed him as a party and transferred venue to
the District Court for the District of Columbia. That court dismissed the suit on
the ground that federal courts do not have power to grant citizenship. The Court of
Appeals affirmed, holding that petitioner had standing to sue, but concluding that
the §1409 require ments imposed on a child like her, but not on the foreign-born,
out-ofwedlock child of an American mother, were justified by governmental interests
in fostering the child's ties with this country and with her citizen parent.
Held: The judgment is affirmed.
96 F. 3d 1467, affirmed.
JUSTICE STEVENS , joined by THE CHIEF JUSTICE , concluded that §1409(a)(4)'s requirement
that children born abroad and out of wedlock to citizen fathers, but not to citizen
mothers, obtain formal proof of paternity by age 18 does not violate the Fifth Amendment.
Pp. 6-24. (a) The foregoing is the only issue presented by this case's facts. Certain
other issues need not be resolved: Whether Fiallo v. Bell, 430 U.S. 787 , dictates
the outcome here; the validity of the distinction drawn by §§1401(g) and 1409(c) between
residency requirements for unmarried citizen fathers and unmarried citizen mothers
wishing to transmit citizenship at birth to their foreign-born, out-of-wedlock children;
and the validity of §§1409(a)(1) and (a)(3), which impose additional requirements
on citizen fathers wishing to transmit such citizenship. Because petitioner is contesting
the Government's refusal to register and treat her as a citizen, a judgment in her
favor would confirm her pre-existing citizenship rather than grant her rights that
she does not now possess. The Court of Appeals was therefore correct that she has
standing to invoke the federal courts' jurisdiction. Moreover, because her claim relies
heavily on the proposition that her citizen father should have the same right to transmit
citizenship as would a citizen mother, the Court should evaluate the alleged discrimination
against him, as well as its impact on her. See, e.g., Craig v. Boren, 429 U.S. 190,
193 -197. Pp. 6-11. (b) The §1409(a)(4) rule applicable to each class of out-of-wedlock
children born abroad is eminently reasonable and justified by important Government
interests: ensuring reliable proof that a person born out of wedlock who claims citizenship
by birth actually shares a blood relationship with an American citizen; encouraging
the development of a healthy relationship between the citizen parent and the child
while the child is a minor; and fostering ties between the child and the United States.
Male and female parents of foreign-born, out-ofwedlock children are differently situated
in several pertinent respects. The child's blood relationship to its birth mother
is immediately obvious and is typically established by hospital records and birth
certificates, but the relationship to the unmarried father may often be undisclosed
and unrecorded in any contemporary public record. Similarly, the child's birth mother
certainly knows of the child's existence and typically will have immediate custody,
whereas, due to the normal interCite as: ____ U. S. ____ (1998)3 Syllabus val of nine
months between conception and birth, an unmarried father may not even know that his
child exists, and the child may not know the father's identity. Section 1409(a)(4)'s
requirement-that children born out of wedlock to citizen fathers obtain formal proof
of paternity by age 18, either through legitimation, written acknowledgment by the
father under oath, or adjudication by a competent court-is well tailored to address
these concerns. The conclusion that Congress may require an affirmative act by unmarried
fathers and their children, but not mothers and their children, is directly supported
by Lehr v. Robertson, 463 U.S. 248 . Pp. 11-20. (c) The argument that §1409(a)(4)
is unconstitutional because it is a stereotypical "gender-based classification" must
be rejected. None of the governmental interests underlying §1409(a)(4) can be fairly
characterized as an accidental byproduct of a traditional way of thinking about the
members of either sex. The biological differences between single men and single women
provide a relevant basis for differing rules governing their ability to confer citizenship
on children born out of wedlock in foreign lands, and an impartial analysis of those
differences rebuts the strong presumption that gender-based legal distinctions are
suspect. Pp. 20-24. JUSTICE O'CONNOR , joined by JUSTICE KENNEDY , concluded that
petitioner should not be accorded standing to raise her father's gender discrimination
claim. This Court applies a presumption against third-party standing as a prudential
limitation on the exercise of federal jurisdiction, see, e.g., Singleton v. Wulff
, 428 U.S. 106, 113 , and that presumption may only be rebutted in particular circumstances:
where a litigant has suffered injury in fact and has a close relation to a third party,
and where some hindrance to the third party's ability to protect his or her own interests
exists, see Powers v. Ohio , 499 U.S. 400, 411 . Petitioner has not demonstrated a
genuine obstacle to her father's ability to assert his own rights that rises to the
level of a hindrance. Accordingly, she is precluded from raising his equal protection
claims in this case. Although petitioner may still assert her own rights, she cannot
invoke a gender discrimination claim that would trigger heightened scrutiny. Section
1409 draws a distinction based on the gender of the parent, not the child, and any
claim of discrimination based on differential treatment of illegitimate versus legitimate
children is not presented in the question on which certiorari was granted. Thus, petitioner's
own constitutional challenge is subject only to rational basis scrutiny. Even though
§1409 could not withstand heightened scrutiny, it is sustainable under the lower standard.
Pp. 1-8. JUSTICE SCALIA , joined by JUSTICE THOMAS , agreed with the outcome of this
case on the ground that the complaint must be dismissed be4MILLER v. ALBRIGHT Syllabus
cause the Court has no power to provide the relief requested: conferral of citizenship
on a basis other than that prescribed by Congress. Petitioner, having been born outside
United States territory, can only become a citizen by naturalization under congressional
authority. See, e.g., United States v. Wong Kim Ark, 169 U.S. 649, 702 -703. If there
is no congressional enactment granting her citizenship, she remains an alien. By its
plain language, 8 U.S.C. § 1409 sets forth a precondition to the acquisition of citizenship
that petitioner admittedly has not met. Thus, even if the Court were to agree that
the difference in treatment between the illegitimate children of citizenfathers and
citizen-mothers is unconstitutional, it could not, consistent with the extremely limited
judicial power in this area, see, e.g., Fiallo v. Bell, 430 U.S. 787, 792 , remedy
that constitutional infirmity by declaring petitioner to be a citizen or ordering
the State Department to approve her application for citizenship, see INS v. Pangilinan,
486 U.S. 875, 884 . This is not a case in which the Court may remedy an alleged equal-protection
violation by either expanding or limiting the benefits conferred so as to deny or
grant them equally to all. Pp. 1-8. STEVENS , J., announced the judgment of the Court
and delivered an opinion, in which REHNQUIST , C. J., joined. O'CONNOR , J., filed
an opinion concurring in the judgment, in which KENNEDY , J., joined. SCALIA , J.,
filed an opinion concurring in the judgment, in which THOMAS , J., joined. GINSBURG
, J., filed a dissenting opinion, in which SOUTER and BREYER , JJ., joined. BREYER
, J., filed a dissenting opinion, in which SOUTER and GINSBURG , JJ., joined.
Footnotes
[ Footnote 3 ] The comment, of course, related only to cases in which the child born
out of wedlock claims citizenship through her father. Moreover, the reference to age
18 was inaccurate; petitioner was born prior to 1986, when §309(a) was amended to
change the relevant age from 21 to 18, see Pub. L. 99-653, §13, 100 Stat. 3657, and
she falls within a narrow age bracket whose members may elect to have the pre-amendment
law apply, see note following 8 U.S.C. § 1409 (Effective Date of 1986 Amendment) (quoting
§23(e), as added, Pub L. 100-525, §8(r), 102 Stat. 2619). This oversight does not
affect her case, however, because she was over 21 when the Texas decree was entered.
[ Footnote 4 ] The sections of the INA challenged in Fiallo defined the terms "child"
and "parent," which determine eligibility for the special preference immigration status
accorded to the "children" and "parents" of United States citizens and lawful permanent
residents. Fiallo v. Bell , 430 U.S. 787, 788 -789 (1977). "Child" was defined to
include "an illegitimate child, by, through whom, or on whose behalf a status, privilege,
or benefit is sought by virtue of the relationship of the child to its natural mother."
Id. , at 788-789, n. 1 (quoting 8 U.S.C. § 1101(b)(1)(D) (1976 ed.)). Thus, the statute
did not permit an illegitimate child to seek preference by virtue of relationship
with its citizen or resident father, nor could an alien father seek preference based
on his illegitimate child's citizenship or residence. 430 U.S., at 789 . Following
this Court's decision in Fiallo upholding those provisions, in 1986 Congress amended
the INA to recognize "child" and "parent" status where the preference is sought based
on the relationship of a child born out of wedlock to its natural father "if the father
has or had a bona fide parent-child relationship with the person." Pub. L. 99-603,
§315(a), 100 Stat. 3439, as amended, 8 U.S.C. § 1101(b)(1)(D) (1982 ed., Supp. IV).
[ Footnote 5 ] See 8 U.S.C. § 1409(a) (directing that §§1401(c), (d), (e), (g) and
1408(2) "shall apply" if the specified conditions of §1409(a) are met).
[ Footnote 6 ] Title 8 U.S.C. § 1401 provides: "The following shall be nationals
and citizens of the United States at birth: . . . . . "(g) a person born outside the
geographical limits of the United States and its outlying possessions of parents one
of whom is an alien, and the other a citizen of the United States who, prior to the
birth of such person, was physically present in the United States or its outlying
possessions for a period or periods totaling not less than five years, at least two
of which were after attaining the age of fourteen years . . . ." Prior to its amendment
in 1986, the section had required residence of 10 total years, at least 5 of which
were after attaining the age of 14. See §301(a)(7), 66 Stat. 236.
[ Footnote 7 ] Section 309(c) of the INA, codified in 8 U.S.C. § 1409(c), provides:
"(c) Notwithstanding the provision of subsection (a) of this section, a person born,
after December 23, 1952, outside the United States and out of wedlock shall be held
to have acquired at birth the nationality status of his mother, if the mother had
the nationality of the United States at the time of such person's birth, and if the
mother had previously been physically present in the United States or one of its outlying
possessions for a continuous period of one year."
[ Footnote 8 ] The Government has offered two explanations for the special rule applicable
to unmarried citizen mothers who give birth abroad: first, an assumption that the
citizen mother would probably have custody, and second, that in most foreign countries
the nationality of an illegitimate child is that of the mother unless paternity has
been established. The Government submits that the special rule would minimize the
risk that such a child might otherwise be stateless. See Brief for Respondent 3234.
[ Footnote 9 ] The Government asserts that the purpose of §1409(a)(3) is " 'to facilitate
the enforcement of a child support order and, thus, lessen the chance that the child
could become a financial burden to the states.' " Brief for Respondent 25-26, n. 13
(quoting Hearings on H. R. 4823 et al. before the Subcommittee on Immigration, Refugees,
and International Law of the House Committee on the Judiciary, 99th Cong., 2d Sess.,
150 (1986) (statement of Joan M. Clark, Assistant Secretary of State for Consular
Affairs) (hereinafter Hearings)).
[ Footnote 10 ] As a threshold matter, the Government now argues-though it never
asserted this position below or in opposition to certiorari-that an alien outside
the territory of the United States "has no substantive rights cognizable under the
Fifth Amendment." Brief for Respondent 11-12. Even if that is so, the question to
be decided is whether petitioner is such an alien or whether, as she claims, she is
a citizen. Thus, we must address the merits to determine whether the predicate for
this argument is accurate. In the cases on which the Government relies, Johnson v.
Eisentrager, 339 U.S. 763 (1950), and United States v. Verdugo-Urquidez, 494 U.S.
259 (1990), it was perfectly clear that the complaining aliens were not citizens or
nationals of the United States.
[ Footnote 11 ] Though petitioner claims to be a citizen from birth, rather than
claiming an immigration preference, citizenship does not pass by descent. Rogers v.
Bellei, 401 U.S. 815, 830 (1971). Thus she must still meet the statutory requirements
set by Congress for citizenship. Id. , at 828-830; United States v. Ginsberg, 243
U.S. 472, 474 (1917). Deference to the political branches dictates "a narrow standard
of review of decisions made by the Congress or the President in the area of immigration
and naturalization." Mathews v. Diaz, 426 U.S. 67, 82 (1976). Even if, as petitioner
and her amici argue, the heightened scrutiny that normally governs gender discrimination
claims applied in this context, see United States v. Virginia , 518 U. S. ___, ___
(1996) (slip op., at 15), we are persuaded that the requirement imposed by §1409(a)(4)
on children of unmarried male, but not female, citizens is substantially related to
important governmental objectives.
[ Footnote 12 ] See 7 U. S. Dept. of State, Foreign Affairs Manual §1131.5-4(c) (1996)
(hereinafter Foreign Affairs Manual). Commercially available testing in the United
States presently appears to cost between about $450 to $600 per test. See Hotaling,
Is He or Isn't He?, Los Angeles Times Magazine, Sept. 7, 1997, pp. 36, 54 (hereinafter
Hotaling); Mirabella, Lab's Tests Give Answers to Genetic Questions, Baltimore Sun,
Nov. 25, 1997, pp. 1C, 8C, cols. 2, 4 (hereinafter Mirabella).
[ Footnote 13 ] Laboratories that conduct genetic paternity testing typically use
either blood samples or cells scraped from the inside of the cheek of the putative
father, the child, and often the mother as well. See, e.g., 1 D. Faigman, D. Kaye,
M. Saks, & J. Sanders, Modern Scientific Evidence §§19-2.2, 19-2.7.1, pp. 761, 763,
775 (1997); Hotaling, pp. 36, 54; Mirabella, p. 8C, cols. 2, 4.
[ Footnote 14 ] The State Department has observed that "the competence, integrity,
and availability of blood testing physicians and facilities vary around the world."
7 Foreign Affairs Manual §1131.5-4(c). There are presently about 75 DNA testing laboratories
in the United States, 51 of which are accredited by the American Association of Blood
Banks. Hotaling, p. 36.
[ Footnote 15 ] Once a child reaches the legal age of majority, a male citizen could
make a fraudulent claim of paternity on the person's behalf without any risk of liability
for child support.
[ Footnote 16 ] In a different context Congress has already recognized the value
of genetic paternity testing. See 96 F. 3d 1467, 1474-1475 (CADC 1996) (discussing
Child Support Enforcement Amendments of 1984).
[ Footnote 17 ] Office of the Assistant Secretary of Defense, Background Study, Use
of Women in the Military 5 (2d ed. 1978). The proportion of military personnel who
were female in 1970 had dropped from a high of 2.2% in 1945. Id. , at 3. Since 1970,
the proportion has steadily increased to its present level of about 13 percent. See
Dept. of Defense, Selected Manpower Statistics 23 (1996).
[ Footnote 18 ] The same policy presently applies to foreign-born persons not eligible
for citizenship at birth: A child may obtain special immigration preference and the
immediate issuance of a visa based on a parent's citizenship or lawful residence,
but only until age 21. 8 U. S. C. §§1101(b)(1), 1153(d).
[ Footnote 19 ] JUSTICE BREYER questions the relevance of Lehr because it was decided
before advances in genetic testing, see post , at 18; there was, however, no question
about the paternity of the father in that case. As in this case, the father there
failed to act promptly to establish a relationship with his child.
[ Footnote 20 ] Of course, the sex of the person claiming citizenship is irrelevant;
if she were a male, petitioner's case would be no stronger.
[ Footnote 21 ] Theoretically she might have been the child of an American soldier
stationed in the Philippines during World War II. See Ablang v. Reno , 52 F. 3d 801,
802 (CA9 1995), cert. denied, 516 U.S. 1043 (1996).
[ Footnote 22 ] "All persons born or naturalized in the United States and subject
to the jurisdiction thereof, are citizens of the United States and of the State wherein
they reside." U. S. Const., Amdt. 14, §1.
[ Footnote 23 ] Brief for American Civil Liberties Union et al. as Amici Curiae 8.
[ Footnote 24 ] 96 F. 3d, at 1473 (Wald, J., concurring in judgment).
[ Footnote 25 ] JUSTICE BREYER does not dispute the fact that the unmarried father
of a child born abroad is less likely than the unmarried mother to have the opportunity
to develop a relationship with the child. He nevertheless would replace the gender-based
distinction with either a "knowledge-of-birth" requirement or a distinction between
"caretaker and non-caretaker parents." Post , at 17. Neither substitute seems a likely
candidate for serious congressional consideration. The former in practice would be
just as gender-based as the present requirement, for surely every mother has knowledge
of the birth when it occurs; nor would that option eliminate the need for formal steps
and time limits to ensure that the parent truly had knowledge during the child's youth.
The latter would be confusing at best, for JUSTICE BREYER does not tell us how he
would decide whether a father like Mr. Miller would qualify as a "caretaker" or a
"non-caretaker"; and it would also be far less protective of families than the present
statute, for it would deny citizenship to out-of-wedlock children who have relationships
with their citizen parents but are not in the primary care or custody of those parents.
[ Footnote 1 ] Petitioner makes the equal-protection claim on behalf of her father,
not on her own behalf. JUSTICE BREYER finds that she has third-party standing to make
the claim because "[s]he has a 'close' and relevant relationship" with her father,
and "there was 'some hindrance' to her father's asserting his own rights." Post ,
at 3 (quoting from Powers v. Ohio , 499 U.S. 400, 411 (1991)). As an original matter,
I would agree with JUSTICE O'CONNOR that this ground is inadequate, but I do not read
our cases as demanding so significant an impairment of the rightholder's ability to
sue as she does. For example, in Craig v. Boren, 429 U.S. 190, 197 (1976), although
the rightholder who was one of the named plaintiffs had indeed lost his ability to
sue because he had turned 21, there was "no barrier whatever" to assertion of the
constitutional claim by other Oklahoma males between 18 and 20. Id. , at 216 (Burger,
C. J., dissenting). Certainly here, as in Craig , petitioner is the "least awkward
challenger," id. , at 197, since it is her right to citizenship that is at stake.
Our law on this subject is in need of what may charitably be called clarification,
but I would leave it for another day. Since I accept petitioner's third-party standing,
there is no need for me to reach the Government's claim (which it asserts for the
first time in its brief on the merits in this Court) that petitioner cannot invoke
the Equal Protection Clause on her own behalf because she is not within the jurisdiction
of the United States. Brief for Respondent 11-12.
[ Footnote 2 ] Title 8 U.S.C. § 1409(c) provides that an illegitimate child born
to a citizen mother shall be a citizen "if the mother had previously been physically
present in the United States or one of its outlying possessions for a continuous period
of one year."
[ Footnote 1 ] A 1921 bill contained a similar provision allowing United States citizen
women to transmit citizenship to their children born abroad. The bill provided: "A
child born at any time without the United States, either parent being at the time
of such birth a citizen of the United States, may, if not a citizen under section
1993 of the Revised Statutes, derive United States citizenship under this section."
H. R. Rep. No. 15603, 66th Cong., 3d Sess., §33(2), p. 26 (1921). This 1921 bill,
a precursor to the Cable Act, passed the House Committee on Immigration and Naturalization
but proceeded no further. See H. R. Rep. No. 1185, 66th Cong., 3d Sess., 1 (1921);
Bredbenner 137.
[ Footnote 2 ] Nationality and citizenship are not entirely synonymous; one can be
a national of the United States and yet not a citizen. 8 U.S.C. § 1101(a)(22). The
distinction has little practical impact today, however, for the only remaining noncitizen
nationals are residents of American Samoa and Swains Island. See T. Aleinikoff, D.
Martin, & H. Motomura, Immigration: Process and Policy 974-975, n. 2 (3d ed. 1995).
The provision that a child born abroad out of wedlock to a United States citizen mother
gains her nationality has been interpreted to mean that the child gains her citizenship
as well; thus if the mother is not just a United States national but also a United
States citizen, the child is a United States citizen. See 7 Gordon §93.04[2][b], p.
93-42; id., §93.04[2][d][viii], p. 93-49.
[ Footnote 3 ] The provision granting citizenship to children born abroad out of
wedlock applied retroactively; the provision granting citizenship to children born
in wedlock did not. The 1934 Act, too, was nonretroactive. The net result was that
a child born abroad out of wedlock to a United States citizen mother in 1933 or earlier
had United States citizenship after the 1940 Act, but a child born in wedlock did
not until 1994 when Congress enacted legislation making the 1934 Act retroactive.
Pub. L. 103-416, Tit. I, §101(a)(2), 108 Stat. 4306, codified at 8 U.S.C. § 1401(h).
[ Footnote 4 ] The 1952 Act also provided that periods of service in the Armed Forces
abroad could count towards satisfying the parental residency requirement in regard
to a child born after January 13, 1941. Immigration and Nationality Act of 1952, §§301(a)(7),
309(b), 66 Stat. 236, 238, codified as amended at 8 U. S. C. §§1401(g), 1409(b).