Constitutional Law Cases: Rehnquist Court
1990 - 1999
U.S. Supreme Court
ARIZONA v. FULMINANTE, 499 U.S. 279 (1991)
499 U.S. 279
ARIZONA v. FULMINANTE
CERTIORARI TO THE SUPREME COURT OF ARIZONA
No. 89-839
Argued October 10, 1990
Decided March 26, 1991
After respondent Fulminante's 11-year-old stepdaughter was murdered in Arizona, he
left the State, was convicted of an unrelated federal crime, and was incarcerated
in a federal prison in New York. There he was befriended by Anthony Sarivola, a fellow
inmate who was a paid informant for the Federal Bureau of Investigation and was masquerading
as an organized crime figure. When Sarivola told Fulminante that he knew Fulminante
was getting tough treatment from other inmates because of a rumor that he was a child
murderer, and offered him protection in exchange for the truth, Fulminante admitted
that he had killed the girl and provided details about the crime. After Fulminante
was released from prison, he also confessed to Sarivola's wife, whom he had never
met before. Subsequently, he was indicted in Arizona for first-degree murder. The
trial court denied his motion to suppress, inter alia, the confession to Sarivola,
rejecting his contention that it was coerced, and thus barred by the Fifth and Fourteenth
Amendments. He was convicted and sentenced to death. The State Supreme Court held
that the confession was coerced and that this Court's precedent precluded the use
of harmless error analysis in such a case. It remanded the case for a new trial without
the use of the confession.
Held:
The judgment is affirmed.
161 Ariz. 237, 778 P.2d 602, (1988), affirmed.
JUSTICE WHITE delivered the opinion of the Court with respect to Parts I, II, and
IV, concluding that:
1. The State Supreme Court properly concluded that Fulminante's confession was coerced.
The court applied the appropriate test, totality of the circumstances, cf. Schneckloth
v. Bustamonte, 412 U.S. 218, 226 , to determine the confession's voluntariness, and
plainly found that Fulminante was motivated to confess by a fear of physical violence,
absent protection from his friend Sarivola. The court's finding, permissible on this
record, that there was a credible threat of physical violence is sufficient to support
a finding of coercion. Blackburn v. Alabama, 361 U.S. 199, 206 . Pp. 285-288.
2. Under harmless error analysis, which the Court has determined applies to the admission
of coerced confessions, post, at 306-312, the State has failed to meet its burden
of establishing, beyond a reasonable doubt, [499 U.S. 279, 280] that the admission
of Fulminante's confession to Sarivola was harmless. Pp. 295-302.
(a) A defendant's confession is like no other evidence. It is probably the most probative
and damaging evidence that can be admitted against him, and, if it is a full confession,
a jury may be tempted to rely on it alone in reaching its decision. The risk that
a coerced confession is unreliable, coupled with the profound impact that it has upon
the jury, requires a reviewing court to exercise extreme caution before determining
that the confession's admission was harmless. Pp. 295-296.
(b) The evidence shows that the State has failed to meet its burden. First, the transcript
reveals that both the trial court and the State recognized that a successful prosecution
depended on the jury's believing both confessions, since it is unlikely that the physical
and circumstantial evidence alone would have been sufficient to convict. Second, the
jury's assessment of the second confession could easily have depended on the presence
of the first. The jury might have believed that the two confessions reinforced and
corroborated each other, since the only evidence corroborating some aspects of the
second confession was in the first confession. Without that confession, the jurors
might have found the wife's story unbelievable because the second confession was given
under questionable circumstances, and they might have believed that she was motivated
to lie in order to receive favorable treatment from federal authorities for herself
and her husband. Third, the admission of the first confession led to the admission
of evidence about Sarivola's organized crime connections, which depicted Fulminante
as someone who willingly sought out the company of criminals and, thus, was prejudicial
to him. Finally, it is impossible to say beyond a reasonable doubt that the judge,
who, during the sentencing phase, relied on evidence that could only be found in the
two confessions, would have passed the same sentence without the confession. Pp. 296-302.
THE CHIEF JUSTICE delivered the opinion of the Court with respect to Part II, concluding
that the harmless error rule adopted in Chapman v. California, 386 U.S. 18 , is applicable
to the admission of involuntary confessions. The admission of such a confession is
a "trial error," which occurs during a case's presentation to the trier of fact, and
may therefore be quantitatively assessed in the context of other evidence presented
in order to determine whether its admission is harmless beyond a reasonable doubt.
See, e.g., Clemons v. Mississippi, 494 U.S. 738 . A trial error differs markedly from
violations that are structural defects in the constitution of the trial mechanism,
and thus defy analysis by harmless error standards. Gideon v. Wainwright, 372 U.S.
335 ; Tumey v. Ohio, [499 U.S. 279, 281] 273 U.S. 510 , distinguished. It is also
not the type of error that transcends the criminal process. In fact, it is impossible
to create a meaningful distinction between confessions elicited in violation of the
Sixth Amendment, whose admission is subject to harmless error analysis, see, e.g.,
Milton v. Wainwright, 407 U.S. 371 , and those elicited in violation of the Fourteenth
Amendment, since both confessions have the same evidentiary impact and may have been
elicited by equally egregious conduct. Pp. 306-312.
WHITE, J., delivered an opinion, Parts I, II, and IV of which are for the Court,
and filed a dissenting opinion in Part III. MARSHALL, BLACKMUN, and STEVENS, JJ.,
joined Parts I, II, III, and IV of that opinion; SCALIA, J., joined Parts I and II;
and KENNEDY, J., joined Parts I and IV. REHNQUIST, C.J., delivered an opinion, Part
II of which is for the Court, and filed a dissenting opinion in Parts I and III.,
post, p. 302. O'CONNOR, J., joined Parts I, II, and III of that opinion; KENNEDY and
SOUTER, JJ., joined Parts I and II; and SCALIA, J., joined Parts II and III. KENNEDY,
J., filed an opinion concurring in the judgment, post, p. 313.
Barbara M. Jarrett, Senior Assistant Attorney General of Arizona, argued the cause
for petitioner. With her on the briefs were Robert K. Corbin, Attorney General, and
Jessica Gifford Funkhouser.
Paul J. Larkin, Jr., argued the cause for the United States as amicus curiae urging
reversal. With him on the brief were Solicitor General Starr, Assistant Attorney General
Dennis, Deputy Solicitor General Bryson, and Joel M. Gershowitz.
Stephen R. Collins, by appointment of the Court, 495 U.S. 902 , argued the cause
and filed a brief for respondent. *
[ Footnote * ] Gregory U. Evans, Daniel B. Hales, Joseph A. Morris, George D. Webster,
Jack E. Yelverton, Fred E. Inbau, Wayne W. Schmidt, Bernard J. Farber, and James P.
Manak filed a brief for Americans for Effective Law Enforcement, Inc., et al. as amici
curiae urging reversal.
H. Gerald Beaver and Richard B. Glazier filed a brief for the National Association
of Criminal Defense Lawyers as amicus curiae urging affirmance. [499 U.S. 279, 282]
JUSTICE WHITE delivered the opinion an opinion, Parts I, II, and IV of which are
the opinion of the Court, and Part III of which is a dissenting opinion.Fn
The Arizona Supreme Court ruled in this case that respondent Oreste Fulminante's
confession, received in evidence at his trial for murder, had been coerced, and that
its use against him was barred by the Fifth and Fourteenth Amendments to the United
States Constitution. The court also held that the harmless error rule could not be
used to save the conviction. We affirm the judgment of the Arizona court, although
for different reasons than those upon which that court relied.
I
Early in the morning of September 14, 1982, Fulminante called the Mesa, Arizona,
Police Department to report that his 11-year-old stepdaughter, Jeneane Michelle Hunt,
was missing. He had been caring for Jeneane while his wife, Jeneane's mother, was
in the hospital. Two days later, Jeneane's body was found in the desert east of Mesa.
She had been shot twice in the head at close range with a large caliber weapon, and
a ligature was around her neck. Because of the decomposed condition of the body, it
was impossible to tell whether she had been sexually assaulted.
Fulminante's statements to police concerning Jeneane's disappearance and his relationship
with her contained a number of inconsistencies, and he became a suspect in her killing.
When no charges were filed against him, Fulminante left Arizona for New Jersey. Fulminante
was later convicted in New Jersey on federal charges of possession of a firearm by
a felon.
Fulminante was incarcerated in the Ray Brook Federal Correctional Institution in
New York. There he became [499 U.S. 279, 283] friends with another inmate, Anthony
Sarivola, then serving a 60-day sentence for extortion. The two men came to spend
several hours a day together. Sarivola, a former police officer, had been involved
in loansharking for organized crime, but then became a paid informant for the Federal
Bureau of Investigation. While at Ray Brook, he masqueraded as an organized crime
figure. After becoming friends with Fulminante, Sarivola heard a rumor that Fulminante
was suspected of killing a child in Arizona. Sarivola then raised the subject with
Fulminante in several conversations, but Fulminante repeatedly denied any involvement
in Jeneane's death. During one conversation, he told Sarivola that Jeneane had been
killed by bikers looking for drugs; on another occasion, he said he did not know what
had happened. Sarivola passed this information on to an agent of the Federal Bureau
of Investigation, who instructed Sarivola to find out more.
Sarivola learned more one evening in October, 1983, as he and Fulminante walked together
around the prison track. Sarivola said that he knew Fulminante was "starting to get
some tough treatment and whatnot" from other inmates because of the rumor. App. 83.
Sarivola offered to protect Fulminante from his fellow inmates, but told him, "`You
have to tell me about it,' you know. I mean, in other words, `For me to give you any
help.'" Ibid. Fulminante then admitted to Sarivola that he had driven Jeneane to the
desert on his motorcycle, where he choked her, sexually assaulted her, and made her
beg for her life, before shooting her twice in the head. Id., at 84-85.
Sarivola was released from prison in November, 1983. Fulminante was released the
following May, only to be arrested the next month for another weapons violation. On
September 4, 1984, Fulminante was indicted in Arizona for the first-degree murder
of Jeneane.
Prior to trial, Fulminante moved to suppress the statement he had given Sarivola
in prison, as well as a second confession [499 U.S. 279, 284] he had given to Donna
Sarivola, then Anthony Sarivola's fiancee and later his wife, following his May, 1984,
release from prison. He asserted that the confession to Sarivola was coerced, and
that the second confession was the "fruit" of the first. Id., at 6-8. Following the
hearing, the trial court denied the motion to suppress, specifically finding that,
based on the stipulated facts, the confessions were voluntary. Id., at 44, 63. The
State introduced both confessions as evidence at trial, and on December 19, 1985,
Fulminante was convicted of Jeneane's murder. He was subsequently sentenced to death.
Fulminante appealed, arguing, among other things, that his confession to Sarivola
was the product of coercion and that its admission at trial violated his rights to
due process, under the Fifth and Fourteenth Amendments of the United States Constitution.
After considering the evidence at trial as well as the stipulated facts before the
trial court on the motion to suppress, the Arizona Supreme Court held that the confession
was coerced, but initially determined that the admission of the confession at trial
was harmless error, because of the overwhelming nature of the evidence against Fulminante.
161 Ariz. 237, 778 P.2d 602 (1988). Upon Fulminante's motion for reconsideration,
however, the court ruled that this Court's precedent precluded the use of the harmless
error analysis in the case of a coerced confession. Id., at 262, 778 P.2d, at 627.
The court therefore reversed the conviction and ordered that Fulminante be retried
without the use of the confession to Sarivola. 1 Because of differing [499 U.S. 279,
285] views in the state and federal courts over whether the admission at trial of
a coerced confession is subject to a harmless error analysis, we granted the State's
petition for certiorari, 494 U.S. 1055 (1990). Although a majority of this Court finds
that such a confession is subject to a harmless error analysis, for the reasons set
forth below, we affirm the judgment of the Arizona court.
II
We deal first with the State's contention that the court below erred in holding Fulminante's
confession to have been coerced. The State argues that it is the totality of the circumstances
that determines whether Fulminante's confession was coerced, cf. Schneckloth v. Bustamonte,
412 U.S. 218, 226 (1973), but contends that, rather than apply this standard, the
Arizona court applied a "but for" test, under which the court found that but for the
promise given by Sarivola, Fulminante would not have confessed. Brief for Petitioner
14-15. In support of this argument, the State points to the Arizona court's reference
to Bram v. United States, 168 U.S. 532 (1897). Although the Court noted in Bram that
a confession cannot be obtained by "`any direct or implied promises, however slight,
nor by the exertion of any improper influence,'" id., at 542-543 (quoting 3 H. Smith
& A. Keep, Russell on Crimes and Misdemeanors 478 (6th ed. 1896)), it is clear this
passage from Bram, which under current precedent does not state the standard for determining
the voluntariness of a confession, was not relied on by the Arizona court in reaching
its conclusion. Rather, the court cited this language as part of a longer quotation
from an Arizona case which accurately described the State's burden of proof for establishing
voluntariness. See 161 Ariz., at 244, 778 P.2d, at 609 (citing State v. Thomas, 148
Ariz. 225, 227, 714 P.2d 395, 397 (1986), Malloy v. Hogan, 378 U.S. 1, 7 , (1964),
and Bram, 168 U.S., at 542 -543). Indeed, the Arizona Supreme Court stated that a
"determination regarding [499 U.S. 279, 286] the voluntariness of a confession . .
. must be viewed in a totality of the circumstances," 161 Ariz., at 243, 778 P.2d,
at 608, and under that standard plainly found that Fulminante's statement to Sarivola
had been coerced.
In applying the totality of the circumstances test to determine that the confession
to Sarivola was coerced, the Arizona Supreme Court focused on a number of relevant
facts. First, the court noted that, "because [Fulminante] was an alleged child murderer,
he was in danger of physical harm at the hands of other inmates." Ibid. In addition,
Sarivola was aware that Fulminante had been receiving "`rough treatment from the guys.'"
Id., at 244, n. 1, 778 P.2d, at 609, n. 1. Using his knowledge of these threats, Sarivola
offered to protect Fulminante in exchange for a confession to Jeneane's murder, id.,
at 243, 778 P.2d, at 608, and "[i]n response to Sarivola's offer of protection, [Fulminante]
confessed." Id., at 244, 778 P.2d, at 609. Agreeing with Fulminante that "Sarivola's
promise was `extremely coercive,'" id., at 243, 778 P.2d, at 608, the Arizona Court
declared: "[T]he confession was obtained as a direct result of extreme coercion, and
was tendered in the belief that the defendant's life was in jeopardy if he did not
confess. This is a true coerced confession in every sense of the word." Id., at 262,
778 P.2d, at 627. 2 [499 U.S. 279, 287]
We normally give great deference to the factual findings of the state court. Davis
v. North Carolina, 384 U.S. 737, 741 (1966); Haynes v. Washington, 373 U.S. 503, 515
(1963); Culombe v. Connecticut, 367 U.S. 568, 603 -604 (1961). Nevertheless, "the
ultimate issue of `voluntariness' is a legal question requiring independent federal
determination." Miller v. Fenton, 474 U.S. 104, 110 (1985). See also Mincey v. Arizona,
437 U.S. 385, 398 (1978); Davis, supra, at 741-742; Haynes, supra, at 515; Chambers
v. Florida, 309 U.S. 227, 228 -229 (1940).
Although the question is a close one, we agree with the Arizona Supreme Court's conclusion
that Fulminante's confession was coerced. 3 The Arizona Supreme Court found a credible
threat of physical violence unless Fulminante confessed. Our cases have made clear
that a finding of coercion need not depend upon actual violence by a government agent;
4 a credible threat is sufficient. As we have said, "coercion can be mental as well
as physical, and . . . the blood of the accused is not the only hallmark of an unconstitutional
inquisition." Blackburn v. Alabama, 361 U.S. 199, 206 (1960). See also Culombe, supra,,
at 584; Reck v. Pate, 367 U.S. 433, 440 -441 (1961); Rogers v. Richmond, 365 U.S.
534, 540 (1961); Payne v. Arkansas, 356 U.S. 560, 561 [499 U.S. 279, 288] (1958);
Watts v. Indiana, 338 U.S. 49, 52 (1949). As in Payne, where the Court found that
a confession was coerced because the interrogating police officer had promised that,
if the accused confessed, the officer would protect the accused from an angry mob
outside the jailhouse door, 356 U.S., at 564 -565, 567, so too here, the Arizona Supreme
Court found that it was fear of physical violence, absent protection from his friend
(and Government agent) Sarivola, which motivated Fulminante to confess. Accepting
the Arizona court's finding, permissible on this record, that there was a credible
threat of physical violence, we agree with its conclusion that Fulminante's will was
overborne in such a way as to render his confession the product of coercion.
III
Four of us, JUSTICES MARSHALL, BLACKMUN, STEVENS and myself, would affirm the judgment
of the Arizona Supreme Court on the ground that the harmless error rule is inapplicable
to erroneously admitted coerced confessions. We thus disagree with the Justices who
have a contrary views.
The majority today abandons what until now the Court has regarded as the "axiomatic
[proposition] that a defendant in a criminal case is deprived of due process of law
if his conviction is founded, in whole or in part, upon an involuntary confession,
without regard for the truth or falsity of the confession, Rogers v. Richmond, 365
U.S. 534 , and even though there is ample evidence aside from the confession to support
the conviction. Malinski v. New York, 324 U.S. 401 (1945); Stroble v. California,
343 U.S. 181 ; Payne v. Arkansas, 356 U.S. 560 ." Jackson v. Denno, 378 U.S. 368,
376 (1964). The Court has repeatedly stressed that the view that the admission of
a coerced confession can be harmless error because of the other evidence to support
the verdict is "an impermissible doctrine," Lynumn v. Illinois, 372 U.S. 528, 537
(1963); for "the admission in evidence, [499 U.S. 279, 289] over objection, of the
coerced confession vitiates the judgment because it violates the Due Process Clause
of the Fourteenth Amendment." Payne, supra, at 568. See also Rose v. Clark, 478 U.S.
570, 578 , n. 6 (1986); New Jersey v. Portash, 440 U.S. 450, 459 (1979); Lego v. Twomey,
404 U.S. 477, 483 (1972); Chapman v. California, 386 U.S. 18, 23 , and n. 8 (1967);
Haynes v. Washington, supra, at 518; Blackburn v. Alabama, supra, at 206; Spano v.
New York, 360 U.S. 315, 324 (1959); Brown v. Allen, 344 U.S. 443, 475 (1953); Stroble
v. California, 343 U.S. 181, 190 , (1952); Gallegos v. Nebraska, 342 U.S. 55, 63 (1951);
Haley v. Ohio, 332 U.S. 596, 599 , (1948); Malinski v. New York, 324 U.S. 401, 404
(1945); Lyons v. Oklahoma, 322 U.S. 596, 597 , n. 1 (1944). As the decisions in Haynes
and Payne, supra, show, the rule was the same even when another confession of the
defendant had been properly admitted into evidence. Today, a majority of the Court,
without any justification, cf. Arizona v. Rumsey, 467 U.S. 203, 212 (1984), overrules
this vast body of precedent without a word, and, in so doing, dislodges one of the
fundamental tenets of our criminal justice system.
In extending to coerced confessions the harmless error rule of Chapman v. California,
supra, the majority declares that because the Court has applied that analysis to numerous
other "trial errors," there is no reason that it should not apply to an error of this
nature as well. The four of us remain convinced, however, that we should abide by
our cases that have refused to apply the harmless error rule to coerced confessions,
for a coerced confession is fundamentally different from other types of erroneously
admitted evidence to which the rule has been applied. Indeed, as the majority concedes,
Chapman itself recognized that prior cases "have indicated that there are some constitutional
rights so basic to a fair trial that their infraction can never be treated as harmless
error," and it placed in that category the constitutional rule against using a defendant's
coerced confession against [499 U.S. 279, 290] him at his criminal trial. 386 U.S.,
at 23 , and n. 8 (emphasis added). Moreover, cases since Chapman have reiterated the
rule that using a defendant's coerced confession against him is a denial of due process
of law regardless of the other evidence in the record aside from the confession. Lego
v. Twomey, supra, at 483; Mincey v. Arizona, 437 U.S., at 398 ; New Jersey v. Portash,
supra, at 459; Rose v. Clark, supra, at 577, 578, and n. 6.
Chapman specifically noted three constitutional errors that could not be categorized
as harmless error: using a coerced confession against a defendant in a criminal trial,
depriving a defendant of counsel, and trying a defendant before a biased judge. The
majority attempts to distinguish the use of a coerced confession from the other two
errors listed in Chapman first by distorting the decision in Payne, and then by drawing
a meaningless dichotomy between "trial errors" and "structural defects" in the trial
process. Viewing Payne as merely rejecting a test whereby the admission of a coerced
confession could stand if there were "sufficient evidence," other than the confession,
to support the conviction, the majority suggests that the Court in Payne might have
reached a different result had it been considering a harmless error test. Post, at
309 (opinion of REHNQUIST, C.J.). It is clear, though, that in Payne the Court recognized
that, regardless of the amount of other evidence, "the admission in evidence, over
objection, of the coerced confession vitiates the judgment," because where, as here,
a coerced confession constitutes a part of the evidence before the jury and a general
verdict is returned, no one can say what credit and weight the jury gave to the confession.
356 U.S., at 568 . The inability to assess its effect on a conviction causes the admission
at trial of a coerced confession to "defy analysis by `harmless error' standards,"
cf. post, at 309 (opinion of REHNQUIST, C.J.), just as certainly as do deprivation
of counsel and trial before a biased judge. [499 U.S. 279, 291]
The majority also attempts to distinguish "trial errors" which occur "during the
presentation of the case to the jury," post, at 307, and which it deems susceptible
to harmless error analysis, from "structural defects in the constitution of the trial
mechanism," post, at 309, which the majority concedes cannot be so analyzed. This
effort fails, for our jurisprudence on harmless error has not classified so neatly
the errors at issue. For example, we have held susceptible to harmless error analysis
the failure to instruct the jury on the presumption of innocence, Kentucky v. Whorton,
441 U.S. 786 (1979), while finding it impossible to analyze in terms of harmless error
the failure to instruct a jury on the reasonable doubt standard, Jackson v. Virginia,
443 U.S. 307, 320 , n. 14 (1979). These cases cannot be reconciled by labeling the
former "trial error" and the latter not, for both concern the exact same stage in
the trial proceedings. Rather, these cases can be reconciled only by considering the
nature of the right at issue and the effect of an error upon the trial. A jury instruction
on the presumption of innocence is not constitutionally required in every case to
satisfy due process, because such an instruction merely offers an additional safeguard
beyond that provided by the constitutionally required instruction on reasonable doubt.
See Whorton, supra, at 789; Taylor v. Kentucky, 436 U.S. 478, 488 -490 (1978). While
it may be possible to analyze as harmless the omission of a presumption of innocence
instruction when the required reasonable doubt instruction has been given, it is impossible
to assess the effect on the jury of the omission of the more fundamental instruction
on reasonable doubt. In addition, omission of a reasonable doubt instruction, though
a "trial error," distorts the very structure of the trial, because it creates the
risk that the jury will convict the defendant even if the State has not met its required
burden of proof. Cf. Cool v. United States, 409 U.S. 100, 104 (1972); In re Winship,
397 U.S. 358, 364 (1970). [499 U.S. 279, 292]
These same concerns counsel against applying harmless error analysis to the admission
of a coerced confession. A defendant's confession is "probably the most probative
and damaging evidence that can be admitted against him," Cruz v. New York, 481 U.S.
186, 195 (1987) (WHITE, J., dissenting), so damaging that a jury should not be expected
to ignore it even if told to do so, Bruton v. United States, 391 U.S. 123, 140 (1968)
(WHITE, J., dissenting), and because, in any event, it is impossible to know what
credit and weight the jury gave to the confession. Cf. Payne, supra, at 568. Concededly,
this reason is insufficient to justify a per se bar to the use of any confession.
Thus, Milton v. Wainwright, 407 U.S. 371 (1972), applied harmless error analysis to
a confession obtained and introduced in circumstances that violated the defendant's
Sixth Amendment right to counsel. 5 Similarly, the Courts of Appeals have held that
the introduction of incriminating statements taken from defendants in violation of
Miranda v. Arizona, 384 U.S. 436 (1966), is subject to treatment as harmless error.
6
Nevertheless, in declaring that it is impossible to create a meaningful distinction
between confessions elicited in violation of the Sixth Amendment and those in violation
of the Fourteenth Amendment, post, at 312 (opinion of REHNQUIST, C.J.), the majority
overlooks the obvious. Neither Milton v. Wainwright nor any of the other cases upon
which [499 U.S. 279, 293] the majority relies involved a defendant's coerced confession,
nor were there present in these cases the distinctive reasons underlying the exclusion
of coerced incriminating statements of the defendant. 7 First, some coerced confessions
may be untrustworthy. Jackson v. Denno, 378 U.S., at 385 -386; Spano v. New York,
360 U.S., at 320 . Consequently, admission of coerced confessions may distort the
truthseeking function of the trial upon which the majority focuses. More importantly,
however, the use of coerced confessions, "whether true or false," is forbidden "because
the methods used to extract them offend an underlying principle in the enforcement
of our criminal law: that ours is an accusatorial, and not an inquisitorial, system
- a system in which the State must establish guilt by evidence independently and freely
secured, and may not by coercion prove its charge against an accused out of his own
mouth," Rogers v. Richmond, 365 U.S., at 540 -541; see also Lego, 404 U.S., at 485
. This reflects the "strongly felt attitude of our society that important human values
are sacrificed where an agency of the government, in the course of securing a conviction,
wrings a confession out of an accused against his will," Blackburn v. Alabama, 361
U.S., at 206 -207, as well as "the deep-rooted feeling that the police must obey the
law while enforcing the law; that, in the end, life and liberty can be as much endangered
from illegal methods used to convict those thought to be criminals as from the actual
criminals themselves," Spano, supra, 320-321. Thus, permitting a coerced confession
to be part of the evidence on which a jury is free to base its verdict of guilty is
inconsistent with the thesis that ours is not an [499 U.S. 279, 294] inquisitorial
system of criminal justice. Cf.Chambers v. Florida, 309 U.S., at 235 -238.
As the majority concedes, there are other constitutional errors that invalidate a
conviction even though there may be no reasonable doubt that the defendant is guilty
and would be convicted absent the trial error. For example, a judge in a criminal
trial "is prohibited from entering a judgment of conviction or directing the jury
to come forward with such a verdict, see Sparf & Hansen v. United States, 156 U.S.
51, 105 (1895); Carpenters v. United States, 330 U.S. 395, 408 (1947), regardless
of how overwhelmingly the evidence may point in that direction." United States v.
Martin Linen Supply Co., 430 U.S. 564, 572 -573 (1977). A defendant is entitled to
counsel at trial, Gideon v. Wainwright, 372 U.S. 335 (1963), and, as Chapman recognized,
violating this right can never be harmless error. 386 U.S. at 23, and n. 8. See also
White v. Maryland, 373 U.S. 59 (1963), where a conviction was set aside because the
defendant had not had counsel at a preliminary hearing without regard to the showing
of prejudice. In Vasquez v. Hillery, 474 U.S. 254 (1986), a defendant was found guilty
beyond reasonable doubt, but the conviction had been set aside because of the unlawful
exclusion of members of the defendant's race from the grand jury that indicted him,
despite overwhelming evidence of his guilt. The error at the grand jury stage struck
at fundamental values of our society, and "undermine[d] the structural integrity of
the criminal tribunal itself, and [was] not amenable to harmless error review." Id.,
at 263-264. Vasquez, like Chapman, also noted that rule of automatic reversal when
a defendant is tried before a judge with a financial interest in the outcome, Tumey
v. Ohio, 273 U.S. 510, 535 (1927), despite a lack of any indication that bias influenced
the decision. Waller v. Georgia, 467 U.S. 39, 49 (1984), recognized that violation
of the guarantee of a public trial required reversal without any showing of prejudice
and even though the values [499 U.S. 279, 295] of a public trial may be intangible
and unprovable in any particular case.
The search for truth is indeed central to our system of justice, but "certain constitutional
rights are not, and should not be, subject to harmless error analysis, because those
rights protect important values that are unrelated to the truthseeking function of
the trial." Rose v. Clark, 478 U.S., at 587 (STEVENS, J., concurring in judgment).
The right of a defendant not to have his coerced confession used against him is among
those rights, for using a coerced confession "abort[s] the basic trial process" and
"render[s] a trial fundamentally unfair." Id., at 577, 578, n. 6.
For the foregoing reasons, the four of us would adhere to the consistent line of
authority that has recognized as a basic tenet of our criminal justice system, before
and after both Miranda and Chapman, the prohibition against using a defendant's coerced
confession against him at his criminal trial. Stare decisis is "of fundamental importance
to the rule of law," Welch v. Texas Highways and Public Transp. Dept., 483 U.S. 468,
494 (1987); the majority offers no convincing reason for overturning our long line
of decisions requiring the exclusion of coerced confessions.
IV
Since five Justices have determined that harmless error analysis applies to coerced
confessions, it becomes necessary to evaluate under that ruling the admissibility
of Fulminante's confession to Sarivola. Cf. Pennsylvania v. Union Gas Co., 491 U.S.
1, 45 (1989) (WHITE, J., concurring in judgment in part and dissenting in part); id.,
at 57 (O'CONNOR, J., dissenting). Chapman v. California, 386 U.S., at 24 , made clear
that, "before a federal constitutional error can be held harmless, the court must
be able to declare a belief that it was harmless beyond a reasonable doubt." The Court
has the power to review the record de novo in order to determine an error's harmlessness.
See ibid.; Satterwhite v. [499 U.S. 279, 296] Texas, 486 U.S., at 258 . In so doing,
it must be determined whether the State has met its burden of demonstrating that the
admission of the confession to Sarivola did not contribute to Fulminante's conviction.
Chapman, supra, at 26. Five of us are of the view that the State has not carried its
burden, and accordingly affirm the judgment of the court below reversing petitioner's
conviction.
A confession is like no other evidence. Indeed, "the defendant's own confession is
probably the most probative and damaging evidence that can be admitted against him.
. . . [T]he admissions of a defendant come from the actor himself, the most knowledgeable
and unimpeachable source of information about his past conduct. Certainly, confessions
have profound impact on the jury, so much so that we may justifiably doubt its ability
to put them out of mind even if told to do so." Bruton v. United States, 391 U.S.,
at 139 -140 (WHITE J., dissenting). See also Cruz v. New York, 481 U.S., at 195 (WHITE,
J., dissenting) (citing Bruton). While some statements by a defendant may concern
isolated aspects of the crime or may be incriminating only when linked to other evidence,
a full confession in which the defendant discloses the motive for and means of the
crime may tempt the jury to rely upon that evidence alone in reaching its decision.
In the case of a coerced confession such as that given by Fulminante to Sarivola,
the risk that the confession is unreliable, coupled with the profound impact that
the confession has upon the jury, requires a reviewing court to exercise extreme caution
before determining that the admission of the confession at trial was harmless.
In the Arizona Supreme Court's initial opinion, in which it determined that harmless
error analysis could be applied to the confession, the court found that the admissible
second confession to Donna Sarivola rendered the first confession to Anthony Sarivola
cumulative. 161 Ariz., at 245-246, 778 P.2d, at 610-611. The court also noted that
circumstantial physical evidence concerning the wounds, the ligature around Jeneane's
neck, the location of the body, and the presence of [499 U.S. 279, 297] motorcycle
tracks at the scene corroborated the second confession. Ibid. The court concluded
that, due to the overwhelming evidence adduced from the second confession, if there
had not been a first confession, the jury would still have had the same basic evidence
to convict Fulminante. Id., at 246, 778 P.2d, at 611.
We have a quite different evaluation of the evidence. Our review of the record leads
us to conclude that the State has failed to meet its burden of establishing, beyond
a reasonable doubt, that the admission of Fulminante's confession to Anthony Sarivola
was harmless error. Three considerations compel this result.
First, the transcript discloses that both the trial court and the State recognized
that a successful prosecution depended on the jury's believing the two confessions.
Absent the confessions, it is unlikely that Fulminante would have been prosecuted
at all, because the physical evidence from the scene and other circumstantial evidence
would have been insufficient to convict. Indeed, no indictment was filed until nearly
two years after the murder. 8 App. 2. Although the police had suspected Fulminante
from the beginning, as the prosecutor acknowledged in his opening statement to the
jury, "[W]hat brings us to Court, what makes this case fileable, and prosecutable
and triable is that later, Mr. Fulminante confesses this crime to Anthony Sarivola
and later, to Donna Sarivola, his wife." Id., at 65-66. After trial began, during
a renewed hearing on Fulminante's motion to suppress, the trial court opined, "You
know, I think from what little I know about this trial, the character of this man
[Sarivola] for truthfulness or untruthfulness and his credibility is the centerpiece
of this case, is it not?" The prosecutor responded, "It's very important, there's
no doubt." Id., at 62. Finally, in his [499 U.S. 279, 298] closing argument, the prosecutor
prefaced his discussion of the two confessions by conceding, "[W]e have a lot of [circumstantial]
evidence that indicates that this is our suspect, this is the fellow that did it,
but it's a little short as far as saying that it's proof that he actually put the
gun to the girl's head and killed her. So it's a little short of that. We recognize
that." 10 Tr. 75 (Dec. 17, 1985).
Second, the jury's assessment of the confession to Donna Sarivola could easily have
depended in large part on the presence of the confession to Anthony Sarivola. Absent
the admission at trial of the first confession, the jurors might have found Donna
Sarivola's story unbelievable. Fulminante's confession to Donna Sarivola allegedly
occurred in May, 1984, on the day he was released from Ray Brook, as she and Anthony
Sarivola drove Fulminante from New York to Pennsylvania. Donna Sarivola testified
that Fulminante, whom she had never before met, confessed in detail about Jeneane's
brutal murder in response to her casual question concerning why he was going to visit
friends in Pennsylvania instead of returning to his family in Arizona. App. 167-168.
Although she testified that she was "disgusted" by Fulminante's disclosures, id. at
169, she stated that she took no steps to notify authorities of what she had learned.
Id. at 172-173. In fact, she claimed that she barely discussed the matter with Anthony
Sarivola, who was in the car and overheard Fulminante's entire conversation with Donna.
Id. at 174-175. Despite her disgust for Fulminante, Donna Sarivola later went on a
second trip with him. Id. at 173-174. Although Sarivola informed authorities that
he had driven Fulminante to Pennsylvania, he did not mention Donna's presence in the
car or her conversation with Fulminante. Id. at 159-161. Only when questioned by authorities
in June, 1985, did Anthony Sarivola belatedly recall the confession to Donna more
than a year before, and only then did he ask if she would be willing to discuss the
matter with authorities. Id. at 90-92. [499 U.S. 279, 299]
Although some of the details in the confession to Donna Sarivola were corroborated
by circumstantial evidence, many, including details that Jeneane was choked and sexually
assaulted, were not. Id. at 186-188. As to other aspects of the second confession,
including Fulminante's motive and state of mind, the only corroborating evidence was
the first confession to Anthony Sarivola. 9 No. CR 142821 (Super.Ct. Maricopa County,
Ariz. Feb. 11, 1986), pp. 3-4. Thus, contrary to what the Arizona Supreme Court found,
it is clear that the jury might have believed that the two confessions reinforced
and corroborated each other. For this reason, one confession was not merely cumulative
of the other. While in some cases two confessions, delivered on different occasions
to different listeners, might be viewed as being independent of each other, cf. Milton
v. Wainwright, 407 U.S. 371 (1972), it strains credulity to think that the jury so
viewed the two confessions in this case, especially given the close relationship between
Donna and Anthony Sarivola. [499 U.S. 279, 300]
The jurors could also have believed that Donna Sarivola had a motive to lie about
the confession in order to assist her husband. Anthony Sarivola received significant
benefits from federal authorities, including payment for information, immunity from
prosecution, and eventual placement in the federal Witness Protection Program. App.
79, 114, 129-131. In addition, the jury might have found Donna motivated by her own
desire for favorable treatment, for she, too, was ultimately placed in the Witness
Protection Program. Id. at 176, 179-180.
Third, the admission of the first confession led to the admission of other evidence
prejudicial to Fulminante. For example, the State introduced evidence that Fulminante
knew of Sarivola's connections with organized crime in an attempt to explain why Fulminante
would have been motivated to confess to Sarivola in seeking protection. Id. at 45-48,
67. Absent the confession, this evidence would have had no relevance, and would have
been inadmissible at trial. The Arizona Supreme Court found that the evidence of Sarivola's
connections with organized crime reflected on Sarivola's character, not Fulminante's,
and noted that the evidence could have been used to impeach Sarivola. 161 Ariz. at
245-246, 778 P.2d at 610-611. This analysis overlooks the fact that, had the confession
not been admitted, there would have been no reason for Sarivola to testify, and thus
no need to impeach his testimony. Moreover, we cannot agree that the evidence did
not reflect on Fulminante's character as well, for it depicted him as someone who
willingly sought out the company of criminals. It is quite possible that this evidence
led the jury to view Fulminante as capable of murder. 10 [499 U.S. 279, 301]
Finally, although our concern here is with the effect of the erroneous admission
of the confession on Fulminante's conviction, it is clear that the presence of the
confession also influenced the sentencing phase of the trial. Under Arizona law, the
trial judge is the sentencer. Ariz.Rev.Stat. 13-703(B) (1989). At the sentencing hearing,
the admissibility of information regarding aggravating circumstances is governed by
the rules of evidence applicable to criminal trials. 13-703(C). In this case, "based
upon admissible evidence produced at the trial," No. CR 14821, supra, at 2, the judge
found that only one aggravating circumstance existed beyond a reasonable doubt, i.e.,
that the murder was committed in "an especially heinous, cruel, and depraved manner."
Ibid.; see 13-703(F)(6) (1989). In reaching this conclusion, the judge relied heavily
on evidence concerning the manner of the killing and Fulminante's motives and state
of mind which could only be found in the two confessions. For example, in labeling
the murder "cruel," the judge focused in part on Fulminante's alleged statements that
he choked Jeneane and made her get on her knees and beg before killing her. No. CR
142821, supra, at 3. Although the circumstantial evidence was not inconsistent with
this determination, neither was it sufficient to make such a finding beyond a reasonable
doubt. Indeed, the sentencing judge acknowledged that the confessions were only partly
corroborated by other evidence. Ibid.
In declaring that Fulminante "acted with an especially heinous and depraved state
of mind," the sentencing judge relied solely on the two confessions. Id., at 4. While
the judge found that the statements in the confessions regarding the alleged sexual
assault on Jeneane should not be considered on the issue of cruelty because they were
not corroborated by other evidence, the judge determined that they were worthy of
belief on the issue of Fulminante's state of [499 U.S. 279, 302] mind. Ibid. The judge
then focused on Anthony Sarivola's statement that Fulminante had made vulgar references
to Jeneane during the first confession, and on Donna Sarivola's statement that Fulminante
had made similar comments to her. Ibid. Finally, the judge stressed that Fulminante's
alleged comments to the Sarivolas concerning torture, choking, and sexual assault,
"whether they all occurred or not," ibid., depicted "a man who was bragging, and relished
the crime he committed." Id., at 5.
Although the sentencing judge might have reached the same conclusions even without
the confession to Anthony Sarivola, it is impossible to say so beyond a reasonable
doubt. Furthermore, the judge's assessment of Donna Sarivola's credibility, and hence
the reliability of the second confession, might well have been influenced by the corroborative
effect of the erroneously admitted first confession. Indeed, the fact that the sentencing
judge focused on the similarities between the two confessions in determining that
they were reliable suggests that either of the confessions alone, even when considered
with all the other evidence, would have been insufficient to permit the judge to find
an aggravating circumstance beyond a reasonable doubt as a requisite prelude to imposing
the death penalty.
Because a majority of the Court has determined that Fulminante's confession to Anthony
Sarivola was coerced, and because a majority has determined that admitting this confession
was not harmless beyond a reasonable doubt, we agree with the Arizona Supreme Court's
conclusion that Fulminante is entitled to a new trial at which the confession is not
admitted. Accordingly the judgment of the Arizona Supreme Court is
Affirmed.
Fn [499 U.S. 279, 282] JUSTICE MARSHALL, JUSTICE BLACKMUN, and JUSTICE STEVENS join
this opinion in its entirety; JUSTICE SCALIA joins Part I and II; and JUSTICE KENNEDY
joins Parts I and IV.
Footnotes
[ Footnote 1 ] In its initial opinion, the Arizona Supreme Court had determined that
the second confession, to Donna Sarivola was not the "fruit of the poisonous tree,"
because it was made six months after the confession to Sarivola; it occurred after
Fulminante's need for protection from Sarivola presumably had ended; and it took place
in the course of a casual conversation with someone who was not an agent of the State.
161 Ariz. 237, 246, 778 P.2d 602, 611 (1988). The court adhered to this determination
in its supplemental opinion. Id. at 262, 778 P.2d at 627. This aspect of the Arizona
Supreme Court's decision is not challenged here.
[ Footnote 2 ] There are additional facts in the record, not relied upon by the Arizona
Supreme Court, which also support a finding of coercion. Fulminante possesses low
average to average intelligence; he dropped out of school in the fourth grade. Record
88i, 880. He is short in stature and slight in build. Id. at 88. Although he had been
in prison before, ibid. he had not always adapted well to the stress of prison life.
While incarcerated at the age of 26, he had "felt threatened by the [prison] population,"
id. at 88x, and he therefore requested that he be placed in protective custody. Once
there, however, he was unable to cope with the isolation, and was admitted to a psychiatric
hospital. Id. at 88t-88b1. The Court has previously recognized that factors such as
these are relevant in determining whether a defendant's will has been overborne. See,
e.g., Payne v. Arkansas, 356 U.S. 560, 567 (1958) (lack of education); Reck v. Pate,
367 U.S. 433, 441 [499 U.S. 279, 287] (1961) (low intelligence). Cf. Schneckloth v.
Bustamonte, 412 U.S. 218, 226 (1973) (listing potential factors); Culombe v. Connecticut,
367 U.S. 568, 602 (1961) (same). In addition, we note that Sarivola's position as
Fulminante's friend might well have made the latter particularly susceptible to the
former's entreaties. See Spano v. New York, 360 U.S. 315, 323 (1959).
[ Footnote 3 ] Our prior cases have used the terms "coerced confession" and "involuntary
confession" interchangeably "by way of convenient shorthand." Blackburn v. Alabama,
361 U.S. 199, 207 (1960). We use the former term throughout this opinion, as that
is the term used by the Arizona Supreme Court.
[ Footnote 4 ] The parties agree that Sarivola acted as an agent of the Government
when he questioned Fulminante about the murder and elicited the confession. Brief
for Petitioner 19, Brief for Respondent 2.
[ Footnote 5 ] In Satterwhite v. Texas, 486 U.S. 249 (1988), and Moore v. Illinois,
434 U.S. 220 (1977), the harmless error rule was applied to the admission of evidence
in violation of the Sixth Amendment Counsel Clause, but in neither case did the error
involve admitting a confession or an incriminating statement of the defendant, which
was the case in Milton v. Wainwright.
[ Footnote 6 ] Howard v. Pung, 862 F.2d 1348, 1351 (CA8), cert. denied, 492 U.S.
920 (1989); United States v. Johnson, 816 F.2d 918, 923 (CA3 1987); Bryant v. Vose,
785 F.2d 364, 367 (CA1), cert. denied, 477 U.S. 907 (1986); Martin v. Wainwright,
770 F.2d 918, 932 (CA11 1985), modified, 781 F.2d 185, cert. denied, 479 U.S. 909
(1986); United States v. Ramirez, 710 F.2d 535, 542-543 (CA9 1983); Harryman v. Estelle,
616 F.2d 870, 875 (CA5) (en banc), cert. denied, 449 U.S. 860 (1980).
[ Footnote 7 ] The same can be said of the Miranda cases. As the Court has recognized,
a Miranda violation "does not mean that the statements received have actually been
coerced, but only that the courts will presume the privilege against compulsory self-incrimination
has not been intelligently exercised." Oregon v. Elstad, 470 U.S. 298, 310 (1985).
See also New York v. Quarles, 467 U.S. 649, 654 (1984).
[ Footnote 8 ] Although Fulminante had allegedly confessed to Donna Sarivola several
months previously, police did not yet know of this confession, which Anthony Sarivola
did not mention to them until June, 1985. App. 90-92. They did, however, know of the
first confession, which Fulminante had given to Anthony Sarivola nearly a year before.
[ Footnote 9 ] The inadmissible confession to Anthony Sarivola was itself subject
to serious challenge. Sarivola's lack of moral integrity was demonstrated by his testimony
that he had worked for organized crime during the time he was a uniformed police officer.
App. 74-75, 104-105. His overzealous approach to gathering information for which he
would be paid by authorities, id. at 79, was revealed by his admission that he had
fabricated a tape recording in connection with an earlier, unrelated FBI investigation.
id. at 96-98. He received immunity in connection with the information he provided.
Id. at 129. His eagerness to get in and stay in the federal Witness Protection Program
provided a motive for giving detailed information to authorities. Id. at 114, 129-131.
During his first report of the confession, Sarivola failed to hint at numerous details
concerning an alleged sexual assault on Jeneane, he mentioned them for the first time
more than a year later during further interrogation, at which he also recalled, for
the first time, the confession to Donna Sarivola. Id. at 90-92, 148-149. The impeaching
affect of each of these factors was undoubtedly undercut by the presence of the second
confession, which, not surprisingly, recounted a quite similar story, and thus corroborated
the first confession. Thus, each confession, though easily impeachable if viewed in
isolation, became difficult to discount when viewed in conjunction with the other.
[ Footnote 10 ] Fulminante asserts that other prejudicial evidence, including his
prior felony convictions and incarcerations, and his prison reputation for untruthfulness,
likewise would not have been admitted that the confession to Sarivola been excluded.
Brief for Respondent 31-32. Because we find that the admission of the confession was
not harmless in any event, we express [499 U.S. 279, 301] no opinion as to the effect
any of this evidence might have had on Fulminante's conviction.
CHIEF JUSTICE REHNQUIST, with whom JUSTICE O'CONNOR joins, JUSTICE KENNEDY and JUSTICE
SOUTER join as to Parts I and II, and JUSTICE SCALIA joins as to Parts II [499 U.S.
279, 303] and III, delivering the opinion of the Court as to Part II, and dissenting
as to Parts I and III.
The Court today properly concludes that the admission of an "involuntary" confession
at trial is subject to harmless error analysis. Nonetheless, the independent review
of the record which we are required to make shows that respondent Fulminante's confession
was not, in fact, involuntary. And even if the confession were deemed to be involuntary,
the evidence offered at trial, including a second, untainted confession by Fulminante,
supports the conclusion that any error here was certainly harmless.
I
The question of whether respondent Fulminante's confession was voluntary is one of
federal law. "Without exception, the Court's confession cases hold that the ultimate
issue of "voluntariness" is a legal question requiring independent federal determination."
Miller v. Fenton, 474 U.S. 104, 110 (1985). In Mincey v. Arizona, 437 U.S. 385 (1978),
we overturned a determination by the Supreme Court of Arizona that a statement of
the defendant was voluntary, saying "we are not bound by the Arizona Supreme Court's
holding that the statements were voluntary. Instead, this Court is under a duty to
make an independent evaluation of the record." Id., at 398.
The admissibility of a confession such as that made by respondent Fulminante depends
upon whether it was voluntarily made. "The ultimate test remains that which has been
the only clearly established test in Anglo-American courts for two hundred years:
the test of voluntariness. Is the confession the product of an essentially free and
unconstrained choice by its maker? If it is, if he has willed to confess, it may be
used against him. If it is not, if his will has been overborne and his capacity for
self-determination critically impaired, the use of his confession offends due process."
[499 U.S. 279, 304] Culombe v. Connecticut, 367 U.S. 568, 602 (1961) (quoted in Schneckloth
v. Bustamonte, 412 U.S. 218, 225 -226 (1973)).
In this case, the parties stipulated to the basic facts at the hearing in the Arizona
trial court on respondent's motion to suppress the confession. Anthony Sarivola, an
inmate at the Ray Brook Prison, was a paid confidential informant for the FBI. While
at Ray Brook, various rumors reached Sarivola that Oreste Fulminante, a fellow inmate
who had befriended Sarivola, had killed his step-daughter in Arizona. Sarivola passed
these rumors on to his FBI contact, who told him "to find out more about it." Sarivola,
having already discussed the rumors with the defendant on several occasions, asked
him whether the rumors were true, adding that he might be in a position to protect
Fulminante from physical recriminations in prison, but that "[he] must tell him the
truth." Fulminante then confessed to Sarivola that he had, in fact, killed his step-daughter
in Arizona, and provided Sarivola with substantial details about the manner in which
he killed the child. At the suppression hearing, Fulminante stipulated to the fact
that "[a]t no time did the defendant indicate he was in fear of other inmates, nor
did he ever seek Mr. Sarivola's `protection.'" App. at 10. The trial court was also
aware, through an excerpt from Sarivola's interview testimony which the defendant
appended to his reply memorandum, that Sarivola believed Fulminante's time was "running
short," and that he would "have went out of the prison horizontally." Id., at 28.
The trial court found that respondent's confession was voluntary.
The Supreme Court of Arizona stated that the trial court committed no error in finding
the confession voluntary based on the record before it. But it overturned the trial
court's finding of voluntariness based on the more comprehensive trial record before
it, which included, in addition to the facts stipulated at the suppression hearing,
a statement made by Sarivola at the trial that "the defendant had been receiving `rough
treatment from the guys, and if the defendant would [499 U.S. 279, 305] tell the truth,
he could be protected.'" 161 Ariz. 237, 244, n. 1, 778 P.2d 602, 609, n. 1 (1989).
It also had before it the presentence report, which showed that Fulminante was no
stranger to the criminal justice system: he had six prior felony convictions, and
had been imprisoned on three prior occasions.
On the basis of the record before it, the Supreme Court stated:
"Defendant contends that, because he was an alleged child murderer, he was in danger
of physical harm at the hands of other inmates. Sarivola was aware that defendant
faced the possibility of retribution from other inmates, and that, in return for the
confession with respect to the victim's murder, Sarivola would protect him. Moreover,
the defendant maintains that Sarivola's promise was `extremely coercive,' because
the `obvious' inference from the promise was that his life would be in jeopardy if
he did not confess. We agree." Id., at 243, 778 P.2d at 608.
Exercising our responsibility to make the independent examination of the record necessary
to decide this federal question, I am at a loss to see how the Supreme Court of Arizona
reached the conclusion that it did. Fulminante offered no evidence that he believed
that his life was in danger or that he, in fact, confessed to Sarivola in order to
obtain the proffered protection. Indeed, he had stipulated that "[a]t no time did
the defendant indicate he was in fear of other inmates, nor did he ever seek Mr. Sarivola's
`protection.'" App. 10. Sarivola's testimony that he told Fulminante that "if [he]
would tell the truth, he could be protected," adds little, if anything, to the substance
of the parties' stipulation. The decision of the Supreme Court of Arizona rests on
an assumption that is squarely contrary to this stipulation, and one that is not supported
by any testimony of Fulminante.
The facts of record in the present case are quite different from those present in
cases where we have found confessions [499 U.S. 279, 306] to be coerced and involuntary.
Since Fulminante was unaware that Sarivola was an FBI informant, there existed none
of "the danger of coercion result[ing] from the interaction of custody and official
interrogation." Illinois v. Perkins, 496 U.S. 292, 297 (1990). The fact that Sarivola
was a government informant does not, by itself, render Fulminante's confession involuntary,
since we have consistently accepted the use of informants in the discovery of evidence
of a crime as a legitimate investigatory procedure consistent with the Constitution.
See, e.g., Kuhlmann v. Wilson, 477 U.S. 436 (1986); United States v. White, 401 U.S.
745 (1971); Hoffa v. United States, 385 U.S. 293, 304 (1966). The conversations between
Sarivola and Fulminante were not lengthy, and the defendant was free at all times
to leave Sarivola's company. Sarivola at no time threatened him or demanded that he
confess; he simply requested that he speak the truth about the matter. Fulminante
was an experienced habitue of prisons, and presumably able to fend for himself. In
concluding on these facts that Fulminante's confession was involuntary, the Court
today embraces a more expansive definition of that term than is warranted by any of
our decided cases.
II
Since this Court's landmark decision in Chapman v. California, 386 U.S. 18 (1967),
in which we adopted the general rule that a constitutional error does not automatically
require reversal of a conviction, the Court has applied harmless error analysis to
a wide range of errors, and has recognized that most constitutional errors can be
harmless. See, e.g., Clemons v. Mississippi, 494 U.S. 738, 752 -754 (1990) (unconstitutionally
overbroad jury instructions at the sentencing stage of a capital case); Satterwhite
v. Texas, 486 U.S. 249 (1988) (admission of evidence at the sentencing stage of a
capital case in violation of the Sixth Amendment Counsel Clause); Carella v. California,
491 U.S. 263, 266 (1989) [499 U.S. 279, 307] (jury instruction containing an erroneous
conclusive presumption); Pope v. Illinois, 481 U.S. 497, 501 -504 (1987) (jury instruction
misstating an element of the offense); Rose v. Clark, 478 U.S. 570 (1986) (jury instruction
containing an erroneous rebuttable presumption); Crane v. Kentucky, 476 U.S. 683,
691 (1986) (erroneous exclusion of defendant's testimony regarding the circumstances
of his confession); Delaware v. Van Arsdall, 475 U.S. 673 (1986) (restriction on a
defendant's right to cross-examine a witness for bias in violation of the Sixth Amendment
Confrontation Clause); Rushen v. Spain, 464 U.S. 114, 117 -118, and n. 2 (1983) (denial
of a defendant's right to be present at trial); United States v. Hasting, 461 U.S.
499 (1983) (improper comment on defendant's silence at trial, in violation of the
Fifth Amendment Self-Incrimination Clause); Hopper v. Evans, 456 U.S. 605 (1982) (statute
improperly forbidding trial court's giving a jury instruction on a lesser-included
offense in a capital case in violation of the Due Process Clause); Kentucky v. Whorton,
441 U.S. 786 (1979) (failure to instruct the jury on the presumption of innocence);
Moore v. Illinois, 434 U.S. 220, 232 (1977) (admission of identification evidence
in violation of the Sixth Amendment Counsel Clause); Brown v. United States, 411 U.S.
223, 231 -232 (1973) (admission of the out-of-court statement of a nontestifying codefendant
in violation of the Sixth Amendment Counsel Clause); Milton v. Wainwright, 407 U.S.
371 (1972) (confession obtained in violation of Massiah v. United States, 377 U.S.
201 (1964)); Chambers v. Maroney, 399 U.S. 42, 52 -53 (1970) (admission of evidence
obtained in violation of the Fourth Amendment); Coleman v. Alabama, 399 U.S. 1, 10
-11 (1970) (denial of counsel at a preliminary hearing in violation of the Sixth Amendment
Counsel Clause).
The common thread connecting these cases is that each involved "trial error" - error
which occurred during the presentation of the case to the jury, and which may therefore
[499 U.S. 279, 308] be quantitatively assessed in the context of other evidence presented
in order to determine whether its admission was harmless beyond a reasonable doubt.
In applying harmless error analysis to these many different constitutional violations,
the Court has been faithful to the belief that the harmless error doctrine is essential
to preserve the "principle that the central purpose of a criminal trial is to decide
the factual question of the defendant's guilt or innocence, and promotes public respect
for the criminal process by focusing on the underlying fairness of the trial, rather
than on the virtually inevitable presence of immaterial error." Van Arsdall, supra,
at 681 (citations omitted).
In Chapman v. California, supra, the Court stated:
"Although our prior cases have indicated that there are some constitutional rights
so basic to a fair trial that their infraction can never be treated as harmless error,8.
this statement in Fahy itself belies any belief that all trial errors which violate
the Constitution automatically call for reversal.
8. "See, e.g., Payne v. Arkansas, 356 U.S. 560 (coerced confession); Gideon v. Wainwright,
372 U.S. 335 (right to counsel); Tumey v. Ohio, 273 U.S. 510 (impartial judge)."
Id., at 23.
It is on the basis of this language in Chapman that JUSTICE WHITE, in dissent, concludes
that the principle of stare decisis requires us to hold that an involuntary confession
is not subject to harmless error analysis. I believe that there are several reasons
which lead to a contrary conclusion. In the first place, the quoted language from
Chapman does not, by its terms, adopt any such rule in that case. The language that
"[a]lthough our prior cases have indicated," coupled with the relegation of the cases
themselves to a footnote, is more appropriately regarded as a historical reference
to the holdings of these cases. This view is buttressed by an examination of the opinion
in Payne v. Arkansas, 356 U.S. 560 (1958), which is the case referred to for the proposition
that [499 U.S. 279, 309] an involuntary confession may not be subject to harmless
error analysis. There the Court said:
"Respondent suggests that, apart from the confession, there was adequate evidence
before the jury to sustain the verdict. But where, as here, an involuntary confession
constitutes a part of the evidence before the jury and a general verdict is returned,
no one can say what credit and weight the jury gave to the confession. And, in these
circumstances, this Court has uniformly held that, even though there may have been
sufficient evidence, apart from the coerced confession, to support a judgment of conviction,
the admission in evidence, over objection, of the coerced confession vitiates the
judgment because it violates the Due Process Clause of the Fourteenth Amendment."
Id., at 567-568.
It is apparent that the State's argument which the Court rejected in Payne is not
the harmless error analysis later adopted in Chapman, but a much more lenient rule
which would allow affirmance of a conviction if the evidence other than the involuntary
confession was sufficient to sustain the verdict. This is confirmed by the dissent
of Justice Clark in that case, which adopted the more lenient test. Such a test would,
of course - unlike the harmless error test - make the admission of an involuntary
confession virtually risk-free for the State.
The admission of an involuntary confession - a classic "trial error" - is markedly
different from the other two constitutional violations referred to in the Chapman
footnote as not being subject to harmless error analysis. One of those cases, Gideon
v. Wainwright, 372 U.S. 335 (1963), involved the total deprivation of the right to
counsel at trial. The other, Tumey v. Ohio, 273 U.S. 510 (1927), involved a judge
who was not impartial. These are structural defects in the constitution of the trial
mechanism, which defy analysis by "harmless error" standards. The entire conduct of
the trial, from beginning to end, is obviously [499 U.S. 279, 310] affected by the
absence of counsel for a criminal defendant, just as it is by the presence on the
bench of a judge who is not impartial. Since our decision in Chapman, other cases
have added to the category of constitutional errors which are not subject to harmless
error the following: unlawful exclusion of members of the defendant's race from a
grand jury, Vasquez v. Hillery, 474 U.S. 254 (1986); the right to self-representation
at trial, McKaskle v. Wiggins, 465 U.S. 168, 177 -178, n. 8 (1984); and the right
to public trial, Waller v. Georgia, 467 U.S. 39, 49 , n. 9 (1984). Each of these constitutional
deprivations is a similar structural defect affecting the framework within which the
trial proceeds, rather than simply an error in the trial process itself. "Without
these basic protections, a criminal trial cannot reliably serve its function as a
vehicle for determination of guilt or innocence, and no criminal punishment may be
regarded as fundamentally fair." Rose v. Clark, 478 U.S., at 577 -578 (citation omitted).
It is evident from a comparison of the constitutional violations which we have held
subject to harmless error, and those which we have held not, that involuntary statements
or confessions belong in the former category. The admission of an involuntary confession
is a "trial error," similar in both degree and kind to the erroneous admission of
other types of evidence. The evidentiary impact of an involuntary confession, and
its effect upon the composition of the record, is indistinguishable from that of a
confession obtained in violation of the Sixth Amendment - of evidence seized in violation
of the Fourth Amendment - or of a prosecutor's improper comment on a defendant's silence
at trial in violation of the Fifth Amendment. When reviewing the erroneous admission
of an involuntary confession, the appellate court, as it does with the admission of
other forms of improperly admitted evidence, simply reviews the remainder of the evidence
against the defendant to determine whether the admission of the confession was harmless
beyond a reasonable doubt. [499 U.S. 279, 311]
Nor can it be said that the admission of an involuntary confession is the type of
error which "transcends the criminal process." This Court has applied harmless error
analysis to the violation of other constitutional rights similar in magnitude and
importance, and involving the same level of police misconduct. For instance, we have
previously held that the admission of a defendant's statements obtained in violation
of the Sixth Amendment is subject to harmless error analysis. In Milton v. Wainwright,
407 U.S. 371 (1972), the Court held the admission of a confession obtained in violation
of Massiah v. United States, 377 U.S. 201 (1964), to be harmless beyond a reasonable
doubt. We have also held that the admission of an out-of-court statement by a nontestifying
codefendant is subject to harmless error analysis. Brown v. United States, 411 U.S.,
at 231 -232; Schneble v. Florida, 405 U.S. 427 (1972); Harrington v. California, 395
U.S. 250 (1969). The inconsistent treatment of statements elicited in violation of
the Sixth and Fourteenth Amendments, respectively, can be supported neither by evidentiary
or deterrence concerns nor by a belief that there is something more "fundamental"
about involuntary confessions. This is especially true in a case such as this one,
where there are no allegations of physical violence on behalf of the police. The impact
of a confession obtained in violation of the Sixth Amendment has the same evidentiary
impact as does a confession obtained in violation of a defendant's due process rights.
Government misconduct that results in violations of the Fourth and Sixth Amendments
may be at least as reprehensible as conduct that results in an involuntary confession.
For instance, the prisoner's confession to an inmate-informer at issue in Milton,
which the Court characterized as implicating the Sixth Amendment right to counsel,
is similar on its facts to the one we face today. Indeed, experience shows that law
enforcement violations of these constitutional guarantees can involve conduct as egregious
as police conduct used to elicit statements in violation of the Fourteenth Amendment.
It is thus [499 U.S. 279, 312] impossible to create a meaningful distinction between
confessions elicited in violation of the Sixth Amendment and those in violation of
the Fourteenth Amendment.
Of course an involuntary confession may have a more dramatic effect on the course
of a trial than do other trial errors - in particular cases, it may be devastating
to a defendant - but this simply means that a reviewing court will conclude in such
a case that its admission was not harmless error; it is not a reason for eschewing
the harmless error test entirely. The Supreme Court of Arizona, in its first opinion
in the present case, concluded that the admission of Fulminante's confession was harmless
error. That court concluded that a second and more explicit confession of the crime
made by Fulminante after he was released from prison was not tainted by the first
confession, and that the second confession, together with physical evidence from the
wounds (the victim had been shot twice in the head with a large calibre weapon at
close range and a ligature was found around her neck) and other evidence introduced
at trial rendered the admission of the first confession harmless beyond a reasonable
doubt. 161 Ariz., at 245-246, 778 P.2d at 610-611.
III
I would agree with the finding of the Supreme Court of Arizona in its initial opinion
- in which it believed harmless error analysis was applicable to the admission of
involuntary confessions - that the admission of Fulminante's confession was harmless.
Indeed, this seems to me to be a classic case of harmless error: a second confession
giving more details of the crime than the first was admitted in evidence and found
to be free of any constitutional objection. Accordingly, I would affirm the holding
of the Supreme Court of Arizona in its initial opinion, and reverse the judgment which
it ultimately rendered in this case. [499 U.S. 279, 313]
JUSTICE KENNEDY, concurring in the judgment.
For the reasons stated by THE CHIEF JUSTICE, I agree that Fulminante's confession
to Anthony Sarivola was not coerced. In my view, the trial court did not err in admitting
this testimony. A majority of the Court, however, finds the confession coerced, and
proceeds to consider whether harmless error analysis may be used when a coerced confession
has been admitted at trial. With the case in this posture, it is appropriate for me
to address the harmless-error issue.
Again for the reasons stated by THE CHIEF JUSTICE, I agree that harmless-error analysis
should apply in the case of a coerced confession. That said, the court conducting
a harmless-error inquiry must appreciate the indelible impact a full confession may
have on the trier of fact, as distinguished, for instance, from the impact of an isolated
statement that incriminates the defendant only when connected with other evidence.
If the jury believes that a defendant has admitted the crime, it doubtless will be
tempted to rest its decision on that evidence alone, without careful consideration
of the other evidence in the case. Apart, perhaps, from a videotape of the crime,
one would have difficulty finding evidence more damaging to a criminal defendant's
plea of innocence. For the reasons given by JUSTICE WHITE in Part IV of his opinion,
I cannot with confidence find admission of Fulminante's confession to Anthony Sarivola
to be harmless error.
The same majority of the Court does not agree on the three issues presented by the
trial court's determination to admit Fulminante's first confession: whether the confession
was inadmissible because coerced; whether harmless-error analysis is appropriate;
and if so whether any error was harmless here. My own view that the confession was
not coerced does not command a majority.
In the interests of providing a clear mandate to the Arizona Supreme Court in this
capital case, I deem it proper to accept in the case now before us the holding of
five Justices that the [499 U.S. 279, 314] confession was coerced and inadmissible.
I agree with a majority of the Court that admission of the confession could not be
harmless error when viewed in light of all the other evidence, and so I concur in
the judgment to affirm the ruling of the Arizona Supreme Court. [499 U.S. 279, 315]