Rehnquist Court: Tashijan v. Republican Party of Connecticut
Associations and Qualifications
U.S. Supreme Court
TASHJIAN v. REPUBLICAN PARTY OF CONNECTICUT, 479 U.S. 208 (1986)
479 U.S. 208
TASHJIAN, SECRETARY OF STATE OF CONNECTICUT v. REPUBLICAN PARTY OF
CONNECTICUT ET AL.
APPEAL FROM THE UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
No. 85-766.
Argued October 8, 1986
Decided December 10, 1986
A Connecticut statute ( 9-431), enacted in 1955, requires voters in any political
party primary to be registered members of that party. In 1984, appellee Republican
Party of Connecticut (Party) adopted a Party rule that permits independent voters
- registered voters not affiliated with any party - to vote in Republican primaries
for federal and statewide offices. The Party and the Party's federal officeholders
and state chairman (also appellees) brought an action in Federal District Court challenging
the constitutionality of 9-431 on the ground that it deprives the Party of its right
under the First and Fourteenth Amendments to enter into political association with
individuals of its own choosing, and seeking declaratory and injunctive relief. The
District Court granted summary judgment in appellees' favor, and the Court of Appeals
affirmed.
Held:
1. Section 9-431 impermissibly burdens the rights of the Party and its members protected
by the First and Fourteenth Amendments. Pp. 213-225.
(a) The freedom of association protected by those Amendments includes partisan political
organization. Section 9-431 places limits upon the group of registered voters whom
the Party may invite to participate in the "basic function" of selecting the Party's
candidates. The State thus limits the Party's associational opportunities at the crucial
juncture at which the appeal to common principles may be translated into concerted
action, and hence to political power in the community. The fact that the State has
the power to regulate the time, place, and manner of elections does not justify, without
more, the abridgment of fundamental rights, such as the right to vote or, as here,
the freedom of political association. Pp. 213-217.
(b) The interests asserted by appellant Secretary of State of Connecticut as justification
for the statute - that it ensures the administrability of the primary, prevents voter
raiding, avoids voter confusion, and protects the integrity of the two-party system
and the [479 U.S. 208, 209] responsibility of party government - are insubstantial.
The possibility of increases in the cost of administering the election system is not
a sufficient basis for infringing appellees' First Amendment rights. The interest
in curtailing raiding is not implicated, since 9-431 does not impede a raid on the
Republican Party by independent voters; independent raiders need only register as
Republicans and vote in the primary. The interest in preventing voter confusion does
not make it necessary to burden the Party's associational rights. And even if the
State were correct in arguing that 9-431 in providing for a closed primary system
is designed to save the Party from undertaking conduct destructive of its own interests,
the State may not constitutionally substitute its judgment for that of the Party,
whose determination of the boundaries of its own association and of the structure
that best allows it to pursue its political goals is protected by the Constitution.
Pp. 217-225.
2. The implementation of the Party rule will not violate the Qualifications Clause
of the Constitution - which provides that the House of Representatives "shall be composed
of Members chosen . . . by the People of the several States, and the Electors in each
State shall have the Qualifications requisite for Electors of the most numerous Branch
of the State Legislature" - and the parallel provision of the Seventeenth Amendment,
because it does not disenfranchise any voter in a federal election who was qualified
to vote in a primary or general election for the more numerous house of the state
legislature. The Clause and the Amendment are not violated by the fact that the Party
rule establishes qualifications for voting in congressional elections that differ
from the qualifications in elections for the state legislature. Where state law, as
here, has made the primary an integral part of the election procedure, the requirements
of the Clause and the Amendment apply to primaries as well as to general elections.
The achievement of the goal of the Clause to prevent the mischief that would arise
if state voters found themselves disqualified from participating in federal elections
does not require that qualifications for exercise of the federal franchise be precisely
equivalent to the qualifications for exercising the franchise in a given State. Pp.
225-229.
770 F.2d 265, affirmed.
MARSHALL, J., delivered the opinion of the Court, in which BRENNAN, WHITE, BLACKMUN,
and POWELL, JJ., joined. STEVENS, J., filed a dissenting opinion, in which SCALIA,
J., joined, post, p. 230. SCALIA, J., filed a dissenting opinion, in which REHNQUIST,
C. J., and O'CONNOR, J., joined, post, p. 234. [479 U.S. 208, 210]
Elliot F. Gerson, Special Assistant Attorney General of Connecticut, argued the cause
for appellant. With him on the briefs were Joseph I. Lieberman, Attorney General,
and Barney Lapp, Daniel R. Schaefer, and Henry S. Cohn, Assistant Attorneys General.
David S. Golub argued the cause and filed a brief for appellees. *
[ Footnote * ] Briefs of amici curiae urging reversal were filed for the State of
New York et al. by Robert Abrams, Attorney General of New York, Robert Hermann, Solicitor
General, Patrick Barnett-Mulligan, Lisa Margaret Smith, and Betsy Broder, Assistant
Attorneys General, Charles A. Graddick, Attorney General of Alabama, Robert K. Corbin,
Attorney General of Arizona, and Anthony B. Ching, Solicitor General, Charles M. Oberly
III, Attorney General of Delaware, Jim Smith, Attorney General of Florida, Neil F.
Hartigan, Attorney General of Illinois, and Roma J. Stewart, Solicitor General, William
J. Guste, Jr., Attorney General of Louisiana, James E. Tierney, Attorney General of
Maine, and Cabanne Howard, Deputy Attorney General, Brian McKay, Attorney General
of Nevada, Lacy H. Thornburg, Attorney General of North Carolina, Nicholas J. Spaeth,
Attorney General of North Dakota, Anthony J. Celebrezze, Jr., Attorney General of
Ohio, Michael Turpen, Attorney General of Oklahoma, LeRoy S. Zimmerman, Attorney General
of Pennsylvania, W. J. Michael Cody, Attorney General of Tennessee, and A. G. McClintock,
Attorney General of Wyoming; and for William J. Cibes, Jr., et al. by Timothy D. Bates.
Stephen E. Gottlieb filed a brief for James MacGregor Burns et al. as amici curiae
urging affirmance. Bruce A. Morrison, pro se, filed a brief for Senator Christopher
J. Dodd et al. as amici curiae.
JUSTICE MARSHALL delivered the opinion of the Court.
Appellee Republican Party of the State of Connecticut (Party) in 1984 adopted a Party
rule which permits independent voters - registered voters not affiliated with any
political party - to vote in Republican primaries for federal and statewide offices.
Appellant Julia Tashjian, the Secretary of the State of Connecticut, is charged with
the administration of the State's election statutes, which include a provision requiring
voters in any party primary to be registered members [479 U.S. 208, 211] of that party.
Conn. Gen. Stat. 9-431 (1985). 1 Appellees, who in addition to the Party include the
Party's federal officeholders and the Party's state chairman, challenged this eligibility
provision on the ground that it deprives the Party of its First Amendment right to
enter into political association with individuals of its own choosing. The District
Court granted summary judgment in favor of appellees. 599 F. Supp. 1228 (Conn. 1984).
The Court of Appeals affirmed. 770 F.2d 265 (CA2 1985). We noted probable jurisdiction,
474 U.S. 1049 (1986), and now affirm.
I
In 1955, Connecticut adopted its present primary election system. For major parties,
2 the process of candidate selection for federal and statewide offices requires a
statewide convention of party delegates; district conventions are held to select candidates
for seats in the state legislature. The party convention may certify as the party-endorsed
candidate any person receiving more than 20% of the votes cast in a roll-call vote
at the convention. Any candidate not endorsed by the party who received 20% of the
vote may challenge the party-endorsed candidate in a primary election, in which the
candidate receiving the plurality of votes becomes the party's nominee. Conn. Gen.
Stat. 9-382, 9-400, 9-444 (1985). Candidates selected by the major parties, whether
through convention or primary, are automatically accorded a place on the ballot at
the general election. [479 U.S. 208, 212] 9-379. The costs of primary elections are
paid out of public funds. See, e. g., 9-441.
The statute challenged in these proceedings, 9-431, has remained substantially unchanged
since the adoption of the State's primary system. In 1976, the statute's constitutionality
was upheld by a three-judge District Court against a challenge by an independent voter
who sought a declaration of his right to vote in the Republican primary. Nader v.
Schaffer, 417 F. Supp. 837 (Conn.), summarily aff'd, 429 U.S. 989 (1976). In that
action, the Party opposed the plaintiff's efforts to participate in the Party primary.
Subsequent to the decision in Nader, however, the Party changed its views with respect
to participation by independent voters in Party primaries. Motivated in part by the
demographic importance of independent voters in Connecticut politics, 3 in September
1983 the Party's Central Committee recommended calling a state convention to consider
altering the Party's rules to allow independents to vote in Party primaries. In January
1984 the state convention adopted the Party rule now at issue, which provides:
"Any elector enrolled as a member of the Republican Party and any elector not enrolled
as a member of a party shall be eligible to vote in primaries for nomination of candidates
for the offices of United States Senator, United States Representative, Governor,
Lieutenant Governor, Secretary of the State, Attorney General, Comptroller and Treasurer."
App. 20.
During the 1984 session, the Republican leadership in the state legislature, in response
to the conflict between the newly enacted Party rule and 9-431, proposed to amend
the statute to allow independents to vote in primaries when permitted by Party rules.
The proposed legislation was defeated, [479 U.S. 208, 213] substantially along party
lines, in both houses of the legislature, which at that time were controlled by the
Democratic Party. 4
The Party and the individual appellees then commenced this action in the District
Court, seeking a declaration that 9-431 infringes appellees' right to freedom of association
for the advancement of common political objectives guaranteed by the First and Fourteenth
Amendments, and injunctive relief against its further enforcement. After discovery,
the parties submitted extensive stipulations of fact to the District Court, which
granted summary judgment for appellees. The District Court concluded that "[a]ny effort
by the state to substitute its judgment for that of the party on . . . the question
of who is and is not sufficiently allied in interest with the party to warrant inclusion
in its candidate selection process . . . substantially impinges on First Amendment
rights." 599 F. Supp., at 1238. Rejecting the state interests proffered by appellant
to justify the statute, the District Court held that "as applied to the Republican
Party rule permitting unaffiliated voters to participate in certain Republican Party
primaries, the statute abridges the right of association guaranteed by the First Amendment."
Id., at 1241.
The Court of Appeals affirmed, holding that 9-431 "substantially interferes with
the Republican Party's first amendment right to define its associational boundaries,
determine the content of its message, and engage in effective political association."
770 F.2d, at 283.
II
We begin from the recognition that "[c]onstitutional challenges to specific provisions
of a State's election laws . . . cannot be resolved by any `litmus-paper test' that
will separate valid from invalid restrictions." Anderson v. Celebrezze, [479 U.S.
208, 214] 460 U.S. 780, 789 (1983) (quoting Storer v. Brown, 415 U.S. 724, 730 (1974)).
"Instead, a court . . . must first consider the character and magnitude of the asserted
injury to the rights protected by the First and Fourteenth Amendments that the plaintiff
seeks to vindicate. It then must identify and evaluate the precise interests put forward
by the State as justifications for the burden imposed by its rule. In passing judgment,
the Court must not only determine the legitimacy and strength of each of those interests,
it also must consider the extent to which those interests make it necessary to burden
the plaintiff's rights." 460 U.S., at 789 .
The nature of appellees' First Amendment interest is evident. "It is beyond debate
that freedom to engage in association for the advancement of beliefs and ideas is
an inseparable aspect of the `liberty' assured by the Due Process Clause of the Fourteenth
Amendment, which embraces freedom of speech." NAACP v. Alabama ex rel. Patterson,
357 U.S. 449, 460 (1958); see NAACP v. Button, 371 U.S. 415, 430 (1963); Bates v.
Little Rock, 361 U.S. 516, 522 -523 (1960). The freedom of association protected by
the First and Fourteenth Amendments includes partisan political organization. Elrod
v. Burns, 427 U.S. 347, 357 (1976) (plurality opinion); Buckley v. Valeo, 424 U.S.
1, 15 (1976). "The right to associate with the political party of one's choice is
an integral part of this basic constitutional freedom." Kusper v. Pontikes, 414 U.S.
51, 57 (1973).
The Party here contends that 9-431 impermissibly burdens the right of its members
to determine for themselves with whom they will associate, and whose support they
will seek, in their quest for political success. The Party's attempt to broaden the
base of public participation in and support for its activities is conduct undeniably
central to the exercise of the right of association. As we have said, the freedom
to join together in furtherance of common political beliefs "necessarily presupposes
the freedom to identify the people who constitute the association." Democratic Party
of [479 U.S. 208, 215] United States v. Wisconsin ex rel. La Follette, 450 U.S. 107,
122 (1981).
A major state political party necessarily includes individuals playing a broad spectrum
of roles in the organization's activities. Some of the Party's members devote substantial
portions of their lives to furthering its political and organizational goals, others
provide substantial financial support, while still others limit their participation
to casting their votes for some or all of the Party's candidates. Considered from
the standpoint of the Party itself, the act of formal enrollment or public affiliation
with the Party is merely one element in the continuum of participation in Party affairs,
and need not be in any sense the most important. 5
Were the State to restrict by statute financial support of the Party's candidates
to Party members, or to provide that only Party members might be selected as the Party's
chosen nominees for public office, such a prohibition of potential association with
nonmembers would clearly infringe upon the rights of the Party's members under the
First Amendment to organize with like-minded citizens in support of common political
goals. As we have said, "`[a]ny interference with the freedom of a party is simultaneously
an interference with the freedom of its adherents.'" Democratic Party, supra, at 122
(quoting Sweezy v. New Hampshire, 354 U.S. 234, 250 (1957)). 6 The statute here places
limits upon the group of [479 U.S. 208, 216] registered voters whom the Party may
invite to participate in the "basic function" of selecting the Party's candidates.
Kusper v. Pontikes, supra, at 58. The State thus limits the Party's associational
opportunities at the crucial juncture at which the appeal to common principles may
be translated into concerted action, and hence to political power in the community.
7 [479 U.S. 208, 217]
It is, of course, fundamental to appellant's defense of the State's statute that
this impingement upon the associational rights of the Party and its members occurs
at the ballot box, for the Constitution grants to the States a broad power to prescribe
the "Times, Places and Manner of holding Elections for Senators and Representatives,"
Art. I, 4, cl. 1, which power is matched by state control over the election process
for state offices. But this authority does not extinguish the State's responsibility
to observe the limits established by the First Amendment rights of the State's citizens.
The power to regulate the time, place, and manner of elections does not justify, without
more, the abridgment of fundamental rights, such as the right to vote, see Wesberry
v. Sanders, 376 U.S. 1, 6 -7 (1964), or, as here, the freedom of political association.
We turn then to an examination of the interests which appellant asserts to justify
the burden cast by the statute upon the associational rights of the Party and its
members.
III
Appellant contends that 9-431 is a narrowly tailored regulation which advances the
State's compelling interests by ensuring the administrability of the primary system,
preventing raiding, avoiding voter confusion, and protecting the responsibility of
party government.
A
Although it was not presented to the Court of Appeals as a basis for the defense
of the statute, appellant argues here that the administrative burden imposed by the
Party rule is a sufficient ground on which to uphold the constitutionality of [479
U.S. 208, 218] 9-431. 8 Appellant contends that the Party's rule would require the
purchase of additional voting machines, the training of additional poll workers, and
potentially the printing of additional ballot materials specifically intended for
independents voting in the Republican primary. In essence, appellant claims that the
administration of the system contemplated by the Party rule would simply cost the
State too much.
Even assuming the factual accuracy of these contentions, which have not been subjected
to any scrutiny by the District Court, the possibility of future increases in the
cost of administering the election system is not a sufficient basis here for infringing
appellees' First Amendment rights. Costs of administration would likewise increase
if a third major party should come into existence in Connecticut, thus requiring the
State to fund a third major-party primary. Additional voting machines, poll workers,
and ballot materials would all be necessary under these circumstances as well. But
the State could not forever protect the two existing major parties from competition
solely on the ground that two major parties are all the public can afford. Cf. Anderson
v. Celebrezze, 460 U.S. 780 (1983); Williams v. Rhodes, 393 U.S. 23 (1968). While
the State is of course entitled to take administrative and financial considerations
into account in choosing whether or not to have a primary system at all, it can no
more restrain the Republican Party's freedom of association for reasons of its own
administrative convenience than it could on the same ground limit the ballot access
of a new major party. [479 U.S. 208, 219]
B
Appellant argues that 9-431 is justified as a measure to prevent raiding, a practice
"whereby voters in sympathy with one party designate themselves as voters of another
party so as to influence or determine the results of the other party's primary." Rosario
v. Rockefeller, 410 U.S. 752, 760 (1973). While we have recognized that "a State may
have a legitimate interest in seeking to curtail `raiding,' since that practice may
affect the integrity of the electoral process," Kusper v. Pontikes, 414 U.S., at 59
-60; Rosario v. Rockefeller, supra, at 761, that interest is not implicated here.
9 The statute as applied to the Party's rule prevents independents, who otherwise
cannot vote in any primary, from participating in the Republican primary. Yet a raid
on the Republican Party primary by independent voters, a curious concept only distantly
related to the type of raiding discussed in Kusper and Rosario, is not impeded by
9-431; the independent raiders need only register as Republicans and vote in the primary.
Indeed, under Conn. Gen. Stat. 9-56 (1985), which permits an independent to affiliate
with the Party as late as noon on the business day preceding the primary, see n. 7,
supra, the State's election statutes actually assist a "raid" by independents, which
could be organized and implemented at the 11th hour. The State's asserted interest
in the prevention of raiding provides no justification for the statute challenged
here. [479 U.S. 208, 220]
C
Appellant's next argument in support of 9-431 is that the closed primary system avoids
voter confusion. Appellant contends that "[t]he legislature could properly find that
it would be difficult for the general public to understand what a candidate stood
for who was nominated in part by an unknown amorphous body outside the party, while
nevertheless using the party name." Brief for Appellant 59. Appellees respond that
the State is attempting to act as the ideological guarantor of the Republican Party's
candidates, ensuring that voters are not misled by a "Republican" candidate who professes
something other than what the State regards as true Republican principles. Brief for
Appellees 28.
As we have said, "[t]here can be no question about the legitimacy of the State's
interest in fostering informed and educated expressions of the popular will in a general
election." Anderson v. Celebrezze, 460 U.S., at 796 . To the extent that party labels
provide a shorthand designation of the views of party candidates on matters of public
concern, the identification of candidates with particular parties plays a role in
the process by which voters inform themselves for the exercise of the franchise. Appellant's
argument depends upon the belief that voters can be "misled" by party labels. But
"[o]ur cases reflect a greater faith in the ability of individual voters to inform
themselves about campaign issues." Id., at 797. Moreover, appellant's concern that
candidates selected under the Party rule will be the nominees of an "amorphous" group
using the Party's name is inconsistent with the facts. The Party is not proposing
that independents be allowed to choose the Party's nominee without Party participation;
on the contrary, to be listed on the Party's primary ballot continues to require,
under a statute not challenged here, that the primary candidate have obtained at least
20% of the vote at a Party convention, which only Party [479 U.S. 208, 221] members
may attend. Conn. Gen. Stat. 9-400 (1985). If no such candidate seeks to challenge
the convention's nominee in a primary, then no primary is held, and the convention
nominee becomes the Party's nominee in the general election without any intervention
by independent voters. 10 Even assuming, however, that putative candidates defeated
at the Party convention will have an increased incentive under the Party's rule to
make primary challenges, hoping to attract more substantial support from independents
than from Party delegates, the requirement that such challengers garner substantial
minority support at the convention greatly attenuates the State's concern that the
ultimate nominee will be wedded to the Party in nothing more than a marriage of convenience.
In arguing that the Party rule interferes with educated decisions by voters, appellant
also disregards the substantial benefit which the Party rule provides to the Party
and its members in seeking to choose successful candidates. Given the numerical strength
of independent voters in the State, one of the questions most likely to occur to Connecticut
Republicans in selecting candidates for public office is how can the Party most effectively
appeal to the independent voter? By inviting independents to assist in the choice
at the polls between primary candidates selected at the Party convention, the Party
rule is intended to produce the candidate and platform most likely to achieve that
goal. The state statute is said to decrease voter confusion, yet it deprives the Party
and its members of the opportunity to inform themselves as to the level of support
for the Party's candidates among a critical group of electors. "A State's claim that
it is enhancing the ability of its citizenry to make wise decisions by restricting
the flow of information to them must be viewed with some skepticism." Anderson v.
Celebrezze, supra, at 798. The State's legitimate interests in preventing voter confusion
[479 U.S. 208, 222] and providing for educated and responsible voter decisions in
no respect "make it necessary to burden the [Party's] rights." 460 U.S., at 789 .
D
Finally, appellant contends that 9-431 furthers the State's compelling interest in
protecting the integrity of the two-party system and the responsibility of party government.
Appellant argues vigorously and at length that the closed primary system chosen by
the state legislature promotes responsiveness by elected officials and strengthens
the effectiveness of the political parties.
The relative merits of closed and open primaries have been the subject of substantial
debate since the beginning of this century, and no consensus has as yet emerged. 11
Appellant [479 U.S. 208, 223] invokes a long and distinguished line of political scientists
and public officials who have been supporters of the closed primary. But our role
is not to decide whether the state legislature was acting wisely in enacting the closed
primary system in 1955, or whether the Republican Party makes a mistake in seeking
to depart from the practice of the past 30 years. 12
We have previously recognized the danger that "splintered parties and unrestrained
factionalism may do significant damage to the fabric of government." Storer v. Brown,
415 U.S., at 736 . We upheld a California statute which denied access to the ballot
to any independent candidate who had voted in a party primary or been registered as
a member of a political party within one year prior to the immediately preceding primary
election. We said:
"[T]he one-year disaffiliation provision furthers the State's interest in the stability
of its political system. We also consider that interest as not only permissible, but
compelling and as outweighing the interest the candidate and his supporters may have
in making a late [479 U.S. 208, 224] rather than an early decision to seek independent
ballot status." Ibid.
The statute in Storer was designed to protect the parties and the party system against
the disorganizing effect of independent candidacies launched by unsuccessful putative
party nominees. This protection, like that accorded to parties threatened by raiding
in Rosario v. Rockefeller, 410 U.S. 752 (1973), is undertaken to prevent the disruption
of the political parties from without, and not, as in this case, to prevent the parties
from taking internal steps affecting their own process for the selection of candidates.
The forms of regulation upheld in Storer and Rosario imposed certain burdens upon
the protected First and Fourteenth Amendment interests of some individuals, both voters
and potential candidates, in order to protect the interests of others. In the present
case, the state statute is defended on the ground that it protects the integrity of
the Party against the Party itself.
Under these circumstances, the views of the State, which to some extent represent
the views of the one political party transiently enjoying majority power, as to the
optimum methods for preserving party integrity lose much of their force. The State
argues that its statute is well designed to save the Republican Party from undertaking
a course of conduct destructive of its own interests. But on this point "even if the
State were correct, a State, or a court, may not constitutionally substitute its own
judgment for that of the Party." Democratic Party of United States v. Wisconsin ex
rel. La Follette, 450 U.S., at 123 -124 (footnote omitted). The Party's determination
of the boundaries of its own association, and of the structure which best allows it
to pursue its political goals, is protected by the Constitution. "And as is true of
all expressions of First Amendment freedoms, the courts may not interfere on the ground
that they view a particular expression as unwise or irrational." Id., at 124. 13 [479
U.S. 208, 225]
We conclude that the State's enforcement, under these circumstances, of its closed
primary system burdens the First Amendment rights of the Party. The interests which
the appellant adduces in support of the statute are insubstantial, and accordingly
the statute, as applied to the Party in this case, is unconstitutional.
IV
Appellant argues here, as in the courts below, that implementation of the Party rule
would violate the Qualifications Clause of the Constitution, Art. I, 2, cl. 1, and
the Seventeenth Amendment because it would establish qualifications for voting in
congressional elections which differ from the voting qualifications in elections for
the more numerous house of the state legislature. 14 The Party rule as adopted permits
independent voters to vote in Party primaries for the offices of United States Senator
and Member of the House of Representatives, and for statewide offices, but is silent
as regards [479 U.S. 208, 226] primaries held to contest nominations for seats in
the state legislature. See supra, at 212. Appellant contends that the Qualifications
Clause and the Seventeenth Amendment require an absolute symmetry of qualifications
to vote in elections for Congress and the lower house of the state legislature, and
that the Party rule, if implemented according to its terms, would require lesser qualifications
for voting in Party primaries for federal office than for state legislative office.
The Court of Appeals rejected appellant's argument, holding that the Qualifications
Clause and the parallel provision of the Seventeenth Amendment do not apply to primary
elections. 770 F.2d, at 274. The concurring opinion took a different view, reaching
the conclusion that these provisions require only that "anyone who is permitted to
vote for the most numerous branch of the state legislature has to be permitted to
vote" in federal legislative elections. Id., at 286 (Oakes, J., concurring). We agree.
We recognize that the Federal Convention, in adopting the Qualifications Clause of
Article I, 2, was not contemplating the effects of that provision upon the modern
system of party primaries. As we have said:
"We may assume that the framers of the Constitution in adopting that section, did
not have specifically in mind the selection and elimination of candidates for Congress
by the direct primary any more than they contemplated the application of the commerce
clause to interstate telephone, telegraph and wireless communication, which are concededly
within it. But in determining whether a provision of the Constitution applies to a
new subject matter, it is of little significance that it is one with which the framers
were not familiar. For in setting up an enduring framework of government they undertook
to carry out for the indefinite future and in all the vicissitudes of the changing
affairs of men, those fundamental purposes which the instrument itself discloses."
United States v. Classic, 313 U.S. 299, 315 -316 (1941). [479 U.S. 208, 227]
The fundamental purpose underlying Article I, 2, cl. 1, that "[t]he House of Representatives
shall be composed of Members chosen . . . by the People of the several States," like
the parallel provision of the Seventeenth Amendment, applies to the entire process
by which federal legislators are chosen. "Where the state law has made the primary
an integral part of the procedure of choice, or where in fact the primary effectively
controls the choice," the requirements of Article I, 2, cl. 1, and the Seventeenth
Amendment apply to primaries as well as to general elections. United States v. Classic,
supra, at 318; see Smith v. Allwright, 321 U.S. 649, 659 -660 (1944). The constitutional
goal of assuring that the Members of Congress are chosen by the people can only be
secured if that principle is applicable to every stage in the selection process. If
primaries were not subject to the requirements of the Qualifications Clauses contained
in Article I, 2 and the Seventeenth Amendment, the fundamental principle of free electoral
choice would be subject to the sort of erosion these prior decisions were intended
to prevent.
Accordingly, we hold that the Qualifications Clauses of Article I, 2, and the Seventeenth
Amendment are applicable to primary elections in precisely the same fashion that they
apply to general congressional elections. Our task is then to discover whether, as
appellant contends, those provisions require that voter qualifications, such as party
membership, in primaries for federal office must be absolutely symmetrical with those
pertaining to primaries for state legislative office.
Our inquiry begins with an examination of the Framers' purpose in enacting the first
Qualifications Clause. It is clear that the Clause was intended to avoid the consequences
of declaring a single standard for exercise of the franchise in federal elections.
The state governments represented at the Convention had established varying voter
qualifications, and substantial concern was expressed by delegates as to the likely
effects of a federal voting qualification which disenfranchised voters eligible to
vote in the States. James [479 U.S. 208, 228] Wilson argued that "[i]t would be very
hard and disagreeable for the same persons, at the same time, to vote for representatives
in the State Legislature, and to be excluded from a vote for those in the National
Legislature." J. Madison, Journal of the Federal Convention 467 (E. Scott ed. 1893)
(hereinafter Madison's Journal). Oliver Ellsworth predicted that "[t]he people will
not readily subscribe to a National Constitution, if it should subject them to be
disfranchised." Id., at 468. Benjamin Franklin argued, in the same vein, that "[t]he
sons of a substantial farmer, not being themselves freeholders, would not be pleased
at being disfranchised, and there are a great many persons of that description." Id.,
at 471. James Madison later defended the resulting provision on similar grounds:
"To have reduced the different qualifications in the different States, to one uniform
rule, would probably have been as dissatisfactory to some of the States, as it would
have been difficult to the Convention. The provision made by the Convention appears
therefore, to be the best that lay within their option. It must be satisfactory to
every State; because it is conformable to the standard already established, or which
may be established by the State itself." The Federalist No. 52, p. 354 (J. Cooke ed.
1961).
In adopting the language of Article I, 2, cl. 1, the Convention rejected the suggestion
that a property qualification was necessary to restrict the availability of the federal
franchise. See Madison's Journal 468-473; 2 M. Farrand, The Records of the Federal
Convention of 1787, pp. 200-216 (1966). Far from being a device to limit the federal
suffrage, the Qualifications Clause was intended by the Framers to prevent the mischief
which would arise if state voters found themselves disqualified from participation
in federal elections. The achievement of this goal does not require that qualifications
for exercise of the federal franchise be at all [479 U.S. 208, 229] times precisely
equivalent to the prevailing qualifications for the exercise of the franchise in a
given State. The fundamental purpose of the Qualifications Clauses contained in Article
I, 2, and the Seventeenth Amendment is satisfied if all those qualified to participate
in the selection of members of the more numerous branch of the state legislature are
also qualified to participate in the election of Senators and Members of the House
of Representatives.
Our conclusion that these provisions do not require a perfect symmetry of voter qualifications
in state and federal legislative elections takes additional support from the fact
that we have not previously required such absolute symmetry when the federal franchise
has been expanded. In Oregon v. Mitchell, 400 U.S. 112 (1970), five Justices agreed
that the Voting Rights Act Amendments of 1970 could constitutionally establish a minimum
age of 18 for voters in federal elections, while a majority of the Court also concluded
that Congress was without power to set such a minimum age in state and local elections.
See id., at 117-118 (Black, J., announcing the judgments of the Court). Appellant's
reading of the Qualifications Clause, which would require identical voter qualifications
in state and federal legislative elections, is plainly inconsistent with these holdings.
We hold that the implementation of the Party rule does not violate the Qualifications
Clause or the Seventeenth Amendment because it does not disenfranchise any voter in
a federal election who is qualified to vote in a primary or general election for the
more numerous house of the state legislature.
V
We conclude that 9-431 impermissibly burdens the rights of the Party and its members
protected by the First and Fourteenth Amendments. The interests asserted by appellant
in defense of the statute are insubstantial. The judgment of the Court of Appeals
is
Affirmed.
Footnotes
[ Footnote 1 ] The statute provides in pertinent part: "No person shall be permitted
to vote at a primary of a party unless he is on the last-completed enrollment list
of such party in the municipality or voting district . . . ."
[ Footnote 2 ] A "major party" is defined as "a political party or organization whose
candidate for governor at the last-preceding election for governor received . . .
at least twenty percent of the whole number of votes cast for all candidates for governor."
Conn. Gen. Stat. 9-372(5)(B) (1985). The Democratic and Republican parties are the
only major parties in the State under this definition.
[ Footnote 3 ] The record shows that in October 1983 there were 659,268 registered
Democrats, 425,695 registered Republicans, and 532,723 registered and unaffiliated
voters in Connecticut. 2 App. to Juris. Statement 244.
[ Footnote 4 ] In the November 1984 elections, the Republicans acquired a majority
of seats in both houses of the state legislature, and an amendment to 9-431 was passed,
but was vetoed by the Democratic Governor.
[ Footnote 5 ] Indeed, acts of public affiliation may subject the members of political
organizations to public hostility or discrimination; under those circumstances an
association has a constitutional right to protect the privacy of its membership rolls.
Bates v. Little Rock, 361 U.S. 516, 523 -524 (1960); NAACP v. Alabama ex rel. Patterson,
357 U.S. 449, 462 (1958).
[ Footnote 6 ] It is this element of potential interference with the rights of the
Party's members which distinguishes the present case from others in which we have
considered claims by nonmembers of a party seeking to vote in that party's primary
despite the party's opposition. In this latter class of cases, the nonmember's desire
to participate in the party's affairs is overborne by the countervailing and legitimate
right of the party to determine its own membership qualifications. See Rosario v.
Rockefeller, [479 U.S. 208, 216] 410 U.S. 752 (1973); Nader v. Schaffer, 417 F. Supp.
837 (Conn.), summarily aff'd, 429 U.S. 989 (1976). Similarly, the Court has upheld
the right of national political parties to refuse to seat at their conventions delegates
chosen in state selection processes which did not conform to party rules. See Democratic
Party of United States v. Wisconsin ex rel. La Follete, 450 U.S. 107 (1981); Cousins
v. Wigoda, 419 U.S. 477 (1975). These situations are analytically distinct from the
present case, in which the Party and its members seek to provide enhanced opportunities
for participation by willing nonmembers. Under these circumstances, there is no conflict
between the associational interests of members and nonmembers. See generally Note,
Primary Elections and the Collective Right of Freedom of Association, 94 Yale L. J.
117 (1984).
[ Footnote 7 ] Appellant contends that any infringement of the associational right
of the Party or its members is de minimis, because Connecticut law, as amended during
the pendency of this litigation, provides that any previously unaffiliated voter may
become eligible to vote in the Party's primary by enrolling as a Party member as late
as noon on the last business day preceding the primary. Conn. Gen. Stat. 9-56 (1985).
Thus, appellant contends, any independent voter wishing to participate in any Party
primary may do so. This is not a satisfactory response to the Party's contentions
for two reasons. First, as the Court of Appeals noted, the formal affiliation process
is one which individual voters may employ in order to associate with the Party, but
it provides no means by which the members of the Party may choose to broaden opportunities
for joining the association by their own act, without any intervening action by potential
voters. 770 F.2d, at 281, n. 24. Second, and more importantly, the requirement of
public affiliation with the Party in order to vote in the primary conditions the exercise
of the associational right upon the making of a public statement of adherence to the
Party which the State requires regardless of the actual beliefs of the individual
voter. Cf. Wooley v. Maynard, 430 U.S. 705, 714 -715 (1977); West Virginia Board of
Education v. Barnette, 319 U.S. 624, 633 -634 (1943). As counsel for appellees conceded
at oral argument, a requirement that independent voters merely notify state authorities
of their [479 U.S. 208, 217] intention to vote in the Party primary would be acceptable
as an administrative measure, but "[t]he problem is that the State is insisting on
a public act of affiliation . . . joining the Republican Party as a condition of this
association." Tr. of Oral Arg. 40.
[ Footnote 8 ] The District Court entered no findings of fact as to the potential
administrative changes necessary to implement the Party rule. As appellant conceded
at oral argument, the only evidence in the record before the District Court relating
to the administration of the rule was a statement by the State's election attorney
in testimony before the legislature that the system would be "workable." Id., at 20.
Appellant relies here upon affidavits concerning potential administrative burden which
were submitted to the Court of Appeals in support of appellant's request for a stay,
entered after this Court noted probable jurisdiction.
[ Footnote 9 ] As we have previously noted, a study commission established by the
national Democratic Party concluded that "`the existence of "raiding" has never been
conclusively proven by survey research.'" Democratic Party of United States v. Wisconsin
ex rel. La Follette, 450 U.S., at 122 -123, n. 23 (quoting Openness, Participation
and Party Building: Reforms for a Stronger Democratic Party 68 (Feb. 17, 1978)). In
view of our conclusion that 9-431 is irrelevant to the question of raiding, we express
no opinion as to whether the continuing difficulty of proving that raiding is possible
attenuates the asserted state interest in preventing the practice.
[ Footnote 10 ] The record does not disclose the proportion of Connecticut Republican
Party nominations that are the result of primary contests.
[ Footnote 11 ] At the present time, 21 States provide for "closed" primaries of
the classic sort, in which the primary voter must be registered as a member of the
party for some period of time prior to the holding of the primary election. See Ariz.
Rev. Stat. Ann. 16-467 (1984); Cal. Elec. Code Ann. 501 (West Supp. 1986); Colo. Rev.
Stat. 1-2-203 (Supp. 1986); Conn. Gen. Stat. 9-431 (1985); Del. Code Ann., Tit. 15,
3161 (1981); Fla. Stat. 101.021 (1985); Kan. Stat. Ann. 25-3301 (1981); Ky. Rev. Stat.
116.045, 116.055 (1982); Me. Rev. Stat. Ann., Tit. 21-A, 141 et seq. (Supp. 1986-1987);
Md. Ann. Code, Art. 33, 3-8 et seq. (1985); Neb. Rev. Stat. 32-530 (1984); Nev. Rev.
Stat. 293.287 (1985); N. M. Stat. Ann. 1-4-16 (1985); N. Y. Elec. Law 1-104.9 (McKinney
1978); N.C. Gen. Stat. 163.74 (1982 and Supp. 1985); Okla. Stat., Tit. 26, 1-104 (1976);
Ore. Rev. Stat. 247.201 (1985); Pa. Stat. Ann., Tit. 25, 2832 (Purdon 1963); S. D.
Codified Laws 12-4-15 (1982); W. Va. Code 3-1-35 (1979); Wyo. Stat. 22-5-212 (1977).
Sixteen States allow a voter previously unaffiliated with any party to vote in a party
primary if he affiliates with the party at the time of, or for the purpose of, voting
in the primary. See Ala. Code 17-16-14(b) (1985); Ark. Stat. Ann. 3-126 (1976); Ga.
Code Ann. 21-2-235 (1982); Ill. Rev. Stat., ch. 46, 7-43(a) (1986); Ind. Code 3-10-1-6
(Supp. 1986); Iowa Code 43.41, 43.42 (1985); Mass. Gen. Laws 53:37 (1984); Miss. Code
Ann. 23-15-575 (1986 pamphlet); Mo. Rev. Stat. 115.397 (1978); N. H. Rev. Stat. Ann.
654:34II (1986); N. J. Stat. Ann. 19:23-45 (West Supp. 1986); Ohio Rev. Code Ann.
3513.19 (Supp. 1985); R. I. Gen. Laws 17-9-26(c) (1981); S. C. Code 7-5-120, 7-9-20
(1976 and Supp. 1985); Tenn. Code Ann. 2-7-115(b)(2) (1985); Tex. [479 U.S. 208, 223]
Elec. Code Ann. 162.003 (1986). Four States provide for nonpartisan primaries in which
all registered voters may participate, Alaska Stat. Ann. 15.05.010, 15.25.090 (1982);
La. Rev. Stat. Ann. 18:401B, 18:521B (West 1979 and Supp. 1986); Va. Code 24.1-182
(1985); Wash. Rev. Code 29.18.200 (1965), while nine States have adopted classical
"open" primaries, in which all registered voters may choose in which party primary
to vote. Haw. Rev. Stat. 12-31 (Supp. 1984); Idaho Code 34-402, 34-404, 34-904 (Supp.
1986); Mich. Comp. Laws 168.575, 168.576 (1967 and Supp. 1986); Minn. Stat. 204D.08(4)
(1985); Mont. Code Ann. 13-10-301(2) (1985); N. D. Cent. Code 16.1-11-22 (Supp. 1985);
Utah Code Ann. 20-3-19(2) (Supp. 1986); Vt. Stat. Ann., Tit. 17, 2363 (1982); Wis.
Stat. 5.37, 6.80 (1983-1984).
[ Footnote 12 ] We note that appellant's direst predictions about destruction of
the integrity of the election process and decay of responsible party government are
not borne out by the experience of the 29 States which have chosen to permit more
substantial openness in their primary systems than Connecticut has permitted heretofore.
[ Footnote 13 ] Our holding today does not establish that state regulation of primary
voting qualifications may never withstand challenge by a political party or its membership.
A party seeking, for example, to open its primary to all [479 U.S. 208, 225] voters,
including members of other parties, would raise a different combination of considerations.
Under such circumstances, the effect of one party's broadening of participation would
threaten other parties with the disorganization effects which the statutes in Storer
v. Brown, 415 U.S. 724 (1974), and Rosario v. Rockefeller, 410 U.S. 752 (1973), were
designed to prevent. We have observed on several occasions that a State may adopt
a "policy of confining each voter to a single nominating act," a policy decision which
is not involved in the present case. See Anderson v. Celebrezze, 460 U.S. 780, 802
, n. 29 (1983); Storer v. Brown, supra, at 743. The analysis of these situations derives
much from the particular facts involved. "The results of this evaluation will not
be automatic; as we have recognized, there is `no substitute for the hard judgments
that must be made.'" Anderson v. Celebrezze, supra, at 789-790 (quoting Storer v.
Brown, supra, at 730).
[ Footnote 14 ] Article I, 2, cl. 1, provides: "The House of Representatives shall
be composed of Members chosen every second Year by the People of the several States,
and the Electors in each State shall have the Qualifications requisite for Electors
of the most numerous Branch of the State Legislature." The Seventeenth Amendment,
which provides for the direct election of United States Senators, states in pertinent
part that "[t]he electors in each State shall have the qualifications requisite for
electors of the most numerous branch of the State legislatures." [479 U.S. 208, 230]
JUSTICE STEVENS, with whom JUSTICE SCALIA joins, dissenting.
The threshold issue presented by this case is whether, consistently with the Constitution,
a State may permit a voter to participate in elections to the Congress while preventing
that same person from voting for candidates to the most numerous branch of the state
legislature. If we respect the plain language of Article I, 2, cl. 1, of the Constitution
and the Seventeenth Amendment, the intent of the Framers, and the reasoning of the
opinions in Oregon v. Mitchell, 400 U.S. 112 (1970), we must answer that question
in the negative.
Every person who votes in a federal election for a Member of the House of Representatives
or for a United States Senator must be qualified to vote for candidates to the most
numerous branch of the state legislature. The Constitution has imposed this condition
of voter eligibility on congressional elections since 1789 1 and on senatorial elections
since the Seventeenth Amendment was ratified in 1913. 2
As the Court recognizes, ante, at 227, a primary election is part of the process
by which Members of the House and Senate are "chosen . . . by the People." U.S. Const.,
Art. I, 2, cl. 1. Cf. United States v. Classic, 313 U.S. 299, 315 (1941). In Connecticut
one of the qualifications for voters in Republican Party primary elections for the
lower house of the state legislature is that the person be "on the last-completed
enrolment list of such party in the municipality or voting district . . . ." Conn.
Gen. Stat. 9-431 (1985). Thus, only enrolled Republicans may vote in the Republican
primary for the state legislature. [479 U.S. 208, 231]
The Court today holds, however, that pursuant to the Republican Party of Connecticut's
rules, the State must permit independent, as well as enrolled Republican, electors
to vote in the Republican primary for the House of Representatives and the Senate
of the United States. This facial disparity between the qualifications for electors
of House and Senate candidates and the more stringent qualifications for electors
to the state legislature violates both Qualifications Clauses.
The Court does not dispute the fact that the plain language of the Constitution requires
that voters in congressional and senatorial elections "shall have" the qualifications
of voters in elections to the state legislature. The Court nevertheless separates
the federal voter qualifications from their state counterparts, inexplicably treating
the mandatory "shall have" language of the Clauses as though it means only that the
federal voters "may but need not have" the qualifications of state voters. In support
of this freewheeling interpretation of the Constitution, the Court relies on what
it describes as the Framers' purpose in enacting the first Qualification Clause and
on the judgment in Oregon v. Mitchell, supra. Neither of these arguments withstands
scrutiny.
The excerpts from the debate among the Framers quoted by the Court, ante, at 227-229,
related to a motion made by Gouverneur Morris to amend a draft of proposed Art. I,
1, that had been prepared by the Committee on Detail. To understand the full significance
of that debate it is necessary first to consider the provision that Gouverneur Morris
wanted to change and then to consider the nature of his proposed amendment.
Justice Stewart accurately summarized that background in his opinion in Oregon v.
Mitchell, supra:
"An early draft of the Constitution provided that the States should fix the qualifications
of voters in congressional elections subject to the proviso that these qualifications
might `at any Time be altered and superseded by the Legislature of the United States.'
The records of [479 U.S. 208, 232] the Committee on Detail show that it was decided
to strike the provision granting to Congress the authority to set voting qualifications
and to add in its stead a clause making the qualifications `the same from Time to
Time as those of the Electors, in the several States, of the most numerous Branch
of their own Legislatures.' The proposed draft reported by the Committee on Detail
to the Convention included the following:
"`The qualifications of the electors shall be the same, from time to time, as those
of the electors in the several States, of the most numerous branch of their own legislatures.'
Art. IV, 1." 400 U.S., at 289 (concurring in part and dissenting in part) (footnotes
omitted; emphasis added).
Thus, the draft that the Federal Convention of 1787 was considering when Gouverneur
Morris made his motion was abundantly clear - the qualifications of the federal electors
"shall be the same" as the electors of the legislatures of the several States. J.
Madison, Journal of the Federal Convention 449-450 (E. Scott ed. 1893). This provision
would ensure uniformity of electors' qualifications within each State, but would not
impose a uniform nationwide standard. 3
It was this clause that Gouverneur Morris proposed to strike in order to substitute
a clause permitting Congress to prescribe the electoral qualifications or to adopt
a provision "which would restrain the right of suffrage to freeholders." Id., at 467.
Not surprisingly, his proposal was defeated by a vote of 7 to 1 because it would have
disenfranchised a large number of voters in States that did not impose a property
qualification on the right to vote. Id., at 467, 468, 471-472. Despite the Court's
reliance on the concerns that led the [479 U.S. 208, 233] Framers to reject the Morris
proposal, they shed absolutely no light on the reasons why the Committee on Detail
had previously decided that the voters' qualifications in state and federal elections
"shall be the same."
The Court's reliance on the holding in Oregon v. Mitchell is equally misguided. That
case tested the constitutionality of certain parts of the Voting Rights Act Amendments
of 1970, 84 Stat. 314, including the section that lowered the minimum age of voters
in both state and federal elections from 21 to 18. Four Members of the Court concluded
that Congress had no such power; 4 four other Members of the Court concluded that
the entire statute was valid. 5 Thus, the conclusions of all eight of those Justices
were consistent with the proposition that the Constitution requires the same qualifications
for state and federal elections. 6 Only Justice Black concluded that the statute was
invalid insofar as it applied to state elections but valid insofar as it applied to
federal elections. 400 U.S., at 125 -130.
Even Justice Black's reasoning, however, supports a literal reading of the Qualifications
Clause in the absence of a federal statute prescribing a different rule for federal
elections. For he relied entirely on the provision in Art. I, 4, that empowers Congress
to alter a State's regulations concerning the times, places, and manner of holding
elections for Senators and Representatives. 400 U.S., at 119 -124. In Justice [479
U.S. 208, 234] Black's opinion, the qualifications that the States prescribed for
their own voters for state offices "were adopted for federal offices unless Congress
directs otherwise under Art. I, 4." Id., at 125.
In this case there is no federal statute that purports to authorize the State of
Connecticut to prescribe different qualifications for state and federal elections.
Thus, there is no authority whatsoever for the Court's refusal to honor the plain
language of the Qualifications Clauses. An interpretation of that language linking
federal voters' qualifications in each State to the States' existing qualifications
exactly matches James Madison's understanding:
"The provision made by the Convention appears therefore, to be the best that lay
within their option. It must be satisfactory to every State; because it is conformable
to the standard already established, or which may be established by the State itself."
The Federalist No. 52, p. 354 (J. Cooke ed. 1961).
I respectfully dissent.
[ Footnote 1 ] Article I, 2, cl. 1, provides: "The House of Representatives shall
be composed of Members chosen every second Year by the People of the several States,
and the Electors in each State shall have the Qualifications requisite for Electors
of the most numerous Branch of the State Legislature."
[ Footnote 2 ] "The electors in each State shall have the qualifications requisite
for electors of the most numerous branch of the State legislatures."
[ Footnote 3 ] James Wilson referred to this part of the Report of the Committee
on Detail as "well considered," and "he did not think it could be changed for the
better. It was difficult to form any uniform rule of qualifications, for all the States."
J. Madison, Journal of the Federal Convention 467 (E. Scott ed. 1893).
[ Footnote 4 ] See opinion of Justice Harlan, 400 U.S., at 152 , 212-213 (concurring
in part and dissenting in part), and opinion of Justice Stewart, id., at 281, 287-289
(joined by Burger, C. J., and BLACKMUN, J.).
[ Footnote 5 ] See opinion of Justice Douglas, id., at 135, 141-144, and the joint
opinion, id., at 229, 280-281 (opinion of BRENNAN, WHITE, and MARSHALL, JJ.).
[ Footnote 6 ] This was certainly the view of Justice Harlan, see id., at 210-211,
and of Justice Stewart and the two Justices who joined his opinion, see id., at 287-290.
As Justice Stewart observed: "The Constitution thus adopts as the federal standard
the standard which each State has chosen for itself." Id., at 288. The opinions of
Justice Douglas and JUSTICE BRENNAN are silent on the issue.
JUSTICE SCALIA, with whom THE CHIEF JUSTICE and JUSTICE O'CONNOR join, dissenting.
Both the right of free political association and the State's authority to establish
arrangements that assure fair and effective party participation in the election process
are essential to democratic government. Our cases make it clear that the accommodation
of these two vital interests does not lend itself to bright-line rules but requires
careful inquiry into the extent to which the one or the other interest is inordinately
impaired under the facts of the particular case. See Anderson v. Celebrezze, 460 U.S.
780, 788 -790 (1983); Storer v. Brown, 415 U.S. 724, 730 (1974). Even so, the conclusion
reached on the individuated facts of one case sheds some measure of light upon the
conclusion that will be reached on the individuated facts of the next. Since this
is an area, moreover, in which the predictability of decisions is important, [479
U.S. 208, 235] I think it worth noting that for me today's decision already exceeds
the permissible limit of First Amendment restrictions upon the States' ordering of
elections.
In my view, the Court's opinion exaggerates the importance of the associational interest
at issue, if indeed it does not see one where none exists. There is no question here
of restricting the Republican Party's ability to recruit and enroll Party members
by offering them the ability to select Party candidates; Conn. Gen. Stat. 9-56 (1985)
permits an independent voter to join the Party as late as the day before the primary.
Cf. Kusper v. Pontikes, 414 U.S. 51 (1973). Nor is there any question of restricting
the ability of the Party's members to select whatever candidate they desire. Appellees'
only complaint is that the Party cannot leave the selection of its candidate to persons
who are not members of the Party, and are unwilling to become members. It seems to
me fanciful to refer to this as an interest in freedom of association between the
members of the Republican Party and the putative independent voters. The Connecticut
voter who, while steadfastly refusing to register as a Republican, casts a vote in
the Republican primary, forms no more meaningful an "association" with the Party than
does the independent or the registered Democrat who responds to questions by a Republican
Party pollster. If the concept of freedom of association is extended to such casual
contacts, it ceases to be of any analytic use. See Democratic Party of United States
v. Wisconsin ex rel. La Follette, 450 U.S. 107, 130 -131 (1981) (POWELL, J., dissenting)
("[Not] every conflict between state law and party rules concerning participation
in the nomination process creates a burden on associational rights"; one must "look
closely at the nature of the intrusion, in light of the nature of the association
involved, to see whether we are presented with a real limitation on First Amendment
freedoms").
The ability of the members of the Republican Party to select their own candidate,
on the other hand, unquestionably [479 U.S. 208, 236] implicates an associational
freedom - but it can hardly be thought that that freedom is unconstitutionally impaired
here. The Party is entirely free to put forward, if it wishes, that candidate who
has the highest degree of support among Party members and independents combined. The
State is under no obligation, however, to let its party primary be used, instead of
a party-funded opinion poll, as the means by which the party identifies the relative
popularity of its potential candidates among independents. Nor is there any reason
apparent to me why the State cannot insist that this decision to support what might
be called the independents' choice be taken by the party membership in a democratic
fashion, rather than through a process that permits the members' votes to be diluted
- and perhaps even absolutely outnumbered - by the votes of outsiders.
The Court's opinion characterizes this, disparagingly, as an attempt to "protec[t]
the integrity of the Party against the Party itself." Ante, at 224. There are two
problems with this characterization. The first, and less important, is that it is
not true. We have no way of knowing that a majority of the Party's members is in favor
of allowing ultimate selection of its candidates for federal and statewide office
to be determined by persons outside the Party. That decision was not made by democratic
ballot, but by the Party's state convention - which, for all we know, may have been
dominated by officeholders and office seekers whose evaluation of the merits of assuring
election of the Party's candidates, vis-a-vis the merits of proposing candidates faithful
to the Party's political philosophy, diverged significantly from the views of the
Party's rank and file. I had always thought it was a major purpose of state-imposed
party primary requirements to protect the general party membership against this sort
of minority control. See Nader v. Schaffer, 417 F. Supp. 837, 843 (Conn.), summarily
aff'd, 429 U.S. 989 (1976). Second and more important, however, even if it were the
fact that the majority of the Party's members wanted its candidates to be [479 U.S.
208, 237] determined by outsiders, there is no reason why the State is bound to honor
that desire - any more that it would be bound to honor a party's democratically expressed
desire that its candidates henceforth be selected by convention rather than by primary,
or by the party's executive committee in a smoke-filled room. In other words, the
validity of the state-imposed primary requirement itself, which we have hitherto considered
"too plain for argument," American Party of Texas v. White, 415 U.S. 767, 781 (1974),
presupposes that the State has the right "to protect the Party against the Party itself."
Connecticut may lawfully require that significant elements of the democratic election
process be democratic - whether the Party wants that or not. It is beyond my understanding
why the Republican Party's delegation of its democratic choice to a Republican Convention
can be proscribed, but its delegation of that choice to nonmembers of the Party cannot.
In the case before us, Connecticut has said no more than this: Just as the Republican
Party may, if it wishes, nominate the candidate recommended by the Party's executive
committee, so long as its members select that candidate by name in a democratic vote;
so also it may nominate the independents' choice, so long as its members select him
by name in a democratic vote. That seems to me plainly and entirely constitutional.
I respectfully dissent. [479 U.S. 208, 238]